Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's End-of-Day Price Discovery Policies and Procedures, 19412-19413 [2017-08466]
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19412
Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices
national securities exchange be
‘‘designed to prevent fraudulent and
manipulative acts and practices’’ and
‘‘to protect investors and the public
interest.’’ 34
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEArca–2017–06 on the subject line.
IV. Procedure: Request for Written
Comments
The Commission requests that
interested persons provide written
submissions of their views, data, and
arguments with respect to the issues
identified above, as well as any other
concerns they may have with the
proposal, as modified by Amendment
No. 1. In particular, the Commission
invites the written views of interested
persons concerning whether the
proposal is consistent with Section
6(b)(5) or any other provision of the Act,
or the rules and regulations thereunder.
Although there do not appear to be any
issues relevant to approval or
disapproval which would be facilitated
by an oral presentation of views, data,
and arguments, the Commission will
consider, pursuant to Rule 19b–4, any
request for an opportunity to make an
oral presentation.35
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
proposal, as modified by Amendment
No. 1, should be approved or
disapproved by May 18, 2017. Any
person who wishes to file a rebuttal to
any other person’s submission must file
that rebuttal by June 1, 2017. The
Commission asks that commenters
address the sufficiency of the
Exchange’s statements in support of the
proposal and statements of
commenters.36 In addition to any other
comments commenters may wish to
submit about the proposed rule change,
the Commission invites commenters’
views concerning any features that
distinguish the Exchange’s proposal
from other proposals to list and trade
shares of commodity-trust ETPs.
Comments may be submitted by any
of the following methods:
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
Paper Comments
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
All submissions should refer to File
Numbers SR–NYSEArca–2017–06. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of these
filings also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEArca–2017–06 and should be
submitted on or before May 18, 2017.
Rebuttal comments should be submitted
by June 1, 2017.
35 Section
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34 15
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.37
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–08462 Filed 4–26–17; 8:45 am]
U.S.C. 78f(b)(5).
19(b)(2) of the Act, as amended by the
Securities Act Amendments of 1975, Public Law
94–29 (June 4, 1975), grants the Commission
flexibility to determine what type of proceeding—
either oral or notice and opportunity for written
comments—is appropriate for consideration of a
particular proposal by a self-regulatory
organization. See Securities Act Amendments of
1975, Senate Comm. on Banking, Housing & Urban
Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30
(1975).
36 See supra notes 6 & 7.
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BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–80506; File No. SR–ICC–
2017–003]
Self-Regulatory Organizations; ICE
Clear Credit LLC; Notice of
Designation of Longer Period for
Commission Action on Proposed Rule
Change, Security-Based Swap
Submission, or Advance Notice
Relating to ICC’s End-of-Day Price
Discovery Policies and Procedures
April 21, 2017.
On February 16, 2017, ICE Clear
Credit LLC (‘‘ICC’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change
(SR–ICC–2017–003) to amend ICC’s
End-of-Day Price Discovery Policies and
Procedures to implement a new price
submission process for Clearing
Participants (‘‘CP’’). The proposed rule
change was published for comment in
the Federal Register on March 9, 2017.3
The Commission received no comments
regarding the proposed changes.
Section 19(b)(2) of the Act provides
that within 45 days of the publication of
the notice of the filing or a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding, or as to which
the self-regulatory organization
consents, the Commission shall either
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether the proposed rule change
should be disapproved.4 The 45th day
from the publication of the Notice is
April 23, 2017.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. ICC
proposes to revise its End of Day Price
Discovery Policies and Procedures to
implement a new Clearing Participant
price submission process to remove the
intermediary agent through which
Clearing Participants currently submit
required prices, and replace it with a
process through which Clearing
Participants submit prices directly to
ICC. The Commission finds that it is
appropriate to designate a longer period
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Securities Exchange Act Release No. 34–80150
(March 3, 2017), 82 FR 13173 (March 9, 2017) (SR–
ICC–2017–003) (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
2 17
37 17 CFR 200.30–3(a)(12) and 17 CFR 200.30–
3(a)(57).
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Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices
within which to take action on the
proposed rule change so that it has
sufficient time to consider ICC’s
proposed rule change and the associated
operational risks.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,
extends the period by which the
Commission shall either approve or
disapprove, or institute proceedings to
determine whether to disapprove, the
proposed rule change (File No. SR–ICC–
2017–003) to no later than June 7, 2017.
For the Commission by the Division of
Trading and Markets, pursuant to delegated
authority.5
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–08466 Filed 4–26–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–80505; File No. SR–
BatsBZX–2017–14]
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change, as Modified by
Amendment Nos. 3 and 4, To List and
Trade Shares of the Amplify
YieldShares Oil Hedged MLP Fund, a
Series of the Amplify ETF Trust, Under
BZX Rule 14.11(i), Managed Fund
Shares
April 21, 2017.
On February 17, 2017, Bats BZX
Exchange, Inc. (‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the Amplify
YieldShares Oil Hedged MLP Fund, a
series of the Amplify ETF Trust. The
proposed rule change was published for
comment in the Federal Register on
March 7, 2017.3 On March 30, 2017, the
Exchange filed Amendment No. 2 to the
proposed rule change, and on April 7,
2017, the Exchange filed Amendment
No. 3 to the proposed rule change.4 The
5 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 80136
(March 1, 2017), 82 FR 12860.
4 The Exchange filed and withdrew Amendment
No. 1 on March 30, 2017 and subsequently filed
Amendment No. 2, which replaced the original
filing in its entirety. Amendment No. 3, which
replaced the original filing in its entirety, is
available at https://www.sec.gov/comments/srbatsbzx-2017-14/batsbzx201714-1692102-
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1 15
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Exchange filed Amendment No. 4 to the
proposed rule change on April 19,
2017.5 The Commission has received no
comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 6 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is April 21, 2017.
The Commission is extending this 45day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change,
as modified by Amendment Nos. 3 and
4. Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,7
designates June 5, 2017, as the date by
which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–BatsBZX–2017–14), as
modified by Amendment Nos. 3 and 4.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–08465 Filed 4–26–17; 8:45 am]
BILLING CODE 8011–01–P
149689.pdf. Because Amendment No. 3 does not
materially alter the substance of the proposed rule
change or raise unique or novel regulatory issues,
it is not subject to notice and comment.
5 Amendment No. 4, which partially amends the
proposed rule change, as modified by Amendment
No. 3, is available at https://www.sec.gov/
comments/sr-batsbzx-2017-14/batsbzx2017141711101-150239.pdf. Because Amendment No. 4
does not materially alter the substance of the
proposed rule change or raise unique or novel
regulatory issues, it is not subject to notice and
comment.
6 15 U.S.C. 78s(b)(2).
7 Id.
8 17 CFR 200.30–3(a)(31).
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19413
SECURITIES AND EXCHANGE
COMMISSION
[Release Nos. 33–10350; 34–80512; File No.
265–27]
SEC Advisory Committee on Small and
Emerging Companies
Securities and Exchange
Commission.
ACTION: Notice of meeting.
AGENCY:
The Securities and Exchange
Commission Advisory Committee on
Small and Emerging Companies is
providing notice that it will hold a
public meeting on Wednesday, May 10,
2017, in Multi-Purpose Room LL–006 at
the Commission’s headquarters, 100 F
Street NE., Washington, DC. The
meeting will begin at 9:30 a.m. (EST)
and will be open to the public. The
meeting will be webcast on the
Commission’s Web site at www.sec.gov.
Persons needing special
accommodations to take part because of
a disability should notify the contact
person listed below. The public is
invited to submit written statements to
the Committee. The agenda for the
meeting includes matters relating to
rules and regulations affecting small and
emerging companies under the federal
securities laws. Notice of this meeting is
less than fifteen days prior to the
meeting due to an administrative delay.
DATES: The public meeting will be held
on Wednesday, May 10, 2017. Written
statements should be received on or
before May 8, 2017.
ADDRESSES: The meeting will be held at
the Commission’s headquarters, 100 F
Street NE., Washington, DC. Written
statements may be submitted by any of
the following methods:
SUMMARY:
Electronic Statements
• Use the Commission’s Internet
submission form (https://www.sec.gov/
info/smallbus/acsec.shtml); or
• Send an email message to rulecomments@sec.gov. Please include File
Number 265–27 on the subject line; or
Paper Statements
• Send paper statements to Brent J.
Fields, Federal Advisory Committee
Management Officer, Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File No.
265–27. This file number should be
included on the subject line if email is
used. To help us process and review
your statement more efficiently, please
use only one method. The Commission
will post all statements on the Advisory
Committee’s Web site (https://
E:\FR\FM\27APN1.SGM
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Agencies
[Federal Register Volume 82, Number 80 (Thursday, April 27, 2017)]
[Notices]
[Pages 19412-19413]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-08466]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-80506; File No. SR-ICC-2017-003]
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of
Designation of Longer Period for Commission Action on Proposed Rule
Change, Security-Based Swap Submission, or Advance Notice Relating to
ICC's End-of-Day Price Discovery Policies and Procedures
April 21, 2017.
On February 16, 2017, ICE Clear Credit LLC (``ICC'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change (SR-ICC-2017-003)
to amend ICC's End-of-Day Price Discovery Policies and Procedures to
implement a new price submission process for Clearing Participants
(``CP''). The proposed rule change was published for comment in the
Federal Register on March 9, 2017.\3\ The Commission received no
comments regarding the proposed changes.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 34-80150 (March 3,
2017), 82 FR 13173 (March 9, 2017) (SR-ICC-2017-003) (``Notice'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act provides that within 45 days of the
publication of the notice of the filing or a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved.\4\
The 45th day from the publication of the Notice is April 23, 2017.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. ICC proposes to revise its End of
Day Price Discovery Policies and Procedures to implement a new Clearing
Participant price submission process to remove the intermediary agent
through which Clearing Participants currently submit required prices,
and replace it with a process through which Clearing Participants
submit prices directly to ICC. The Commission finds that it is
appropriate to designate a longer period
[[Page 19413]]
within which to take action on the proposed rule change so that it has
sufficient time to consider ICC's proposed rule change and the
associated operational risks.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act, extends the period by which the Commission shall either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-ICC-2017-003) to no
later than June 7, 2017.
For the Commission by the Division of Trading and Markets,
pursuant to delegated authority.\5\
---------------------------------------------------------------------------
\5\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-08466 Filed 4-26-17; 8:45 am]
BILLING CODE 8011-01-P