Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee, 8632 [2017-01829]

Download as PDF 8632 Federal Register / Vol. 82, No. 17 / Friday, January 27, 2017 / Notices August 5, 2016.3 On September 15, 2016, the Commission temporarily suspended the Exchange’s proposal and simultaneously instituted proceedings to determine whether to approve or disapprove the proposed rule change.4 The Commission received no comments regarding the proposal. On January 10, 2017, the Exchange withdrew the proposed rule change (SR–BatsEDGX–2016–33). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.5 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–01830 Filed 1–26–17; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission Office of Investor Education and Advocacy Washington, DC 20549–0213 jstallworth on DSK7TPTVN1PROD with NOTICES Extension: Rule 18f–1 and Form N–18f–1 SEC File No. 270–187, OMB Control No. 3235–0211 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501–3520), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Rule 18f–1 (17 CFR 270.18f–1) enables a registered open-end management investment company (‘‘fund’’) that may redeem its securities in-kind, by making a one-time election, to commit to make cash redemptions pursuant to certain requirements without violating section 18(f) of the Investment Company Act of 1940 (15 U.S.C. 80a–18(f)). A fund relying on the rule must file Form N–18F–1 (17 CFR 274.51) to notify the Commission of this election. The Commission staff estimates that 38 funds file Form N– 18F–1 annually, and that each response takes one hour. Based on these estimates, the total annual burden hours associated with the rule is estimated to be 38 hours. The estimate of average burden hours is made solely for the purposes of the 3 See Securities Exchange Act Release No. 78452 (August 1, 2016), 81 FR 51951 (August 5, 2016). 4 See Securities Exchange Act Release No. 78850, 81 FR 64963 (September 21, 2016). 5 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 13:58 Jan 26, 2017 Jkt 241001 Paperwork Reduction Act, and is not derived from a comprehensive or even a representative survey or study of the costs of Commission rules. The collection of information required by rule 18f–1 is necessary to obtain the benefits of the rule. Responses to the collection of information will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: January 17, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–01836 Filed 1–26–17; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–79859; File No. SR– BatsBZX–2016–42] Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee January 23, 2017. On July 20, 2016, Bats BZX Exchange, Inc. (the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 a proposed rule change to modify the Options Regulatory Fee (‘‘ORF’’). The proposed rule change was published for comment in the Federal Register on August 5, 2016.3 On September 15, 2016, the Commission temporarily suspended the Exchange’s proposal and 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 78453 (August 1, 2016), 81 FR 51954 (August 5, 2016). 2 17 PO 00000 Frm 00034 Fmt 4703 Sfmt 4703 simultaneously instituted proceedings to determine whether to approve or disapprove the proposed rule change.4 The Commission received three comment letters on the proposal.5 On January 10, 2017, the Exchange withdrew the proposed rule change (SR–BatsBZX–2016–42). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–01829 Filed 1–26–17; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–79863; File No. SR– NASDAQ–2017–004] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange’s Data Fees at Rule 7023 January 23, 2017. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on January 10, 2017, The NASDAQ Stock Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the Exchange’s data fees at Rule 7023 to: (i) Increase the monthly Nasdaq Level 2 Non-Professional Subscriber fee (‘‘Level 2 Non-Professional Fee’’) from $9 to $14; and (ii) increase the monthly Nasdaq Level 2 Professional Subscriber fee (‘‘Level 2 Professional Fee’’) from 4 See Securities Exchange Act Release No. 78849, 81 FR 64960 (September 21, 2016). 5 See Letters to Brent J. Fields, Secretary, Commission, from Ellen Greene, Managing Director, Securities Industry and Financial Markets Association, dated October 14, 2016; Joseph Kinahan, Managing Director, Client Advocacy and Market Structure, TD Ameritrade, Inc., dated October 26, 2016; and Jeanine Hightower, Chief Operating Officer, International Securities Exchange, LLC, dated October 27, 2016. 6 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. E:\FR\FM\27JAN1.SGM 27JAN1

Agencies

[Federal Register Volume 82, Number 17 (Friday, January 27, 2017)]
[Notices]
[Page 8632]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-01829]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-79859; File No. SR-BatsBZX-2016-42]


Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of 
Withdrawal of a Proposed Rule Change To Amend the Options Regulatory 
Fee

January 23, 2017.
    On July 20, 2016, Bats BZX Exchange, Inc. (the ``Exchange'') filed 
with the Securities and Exchange Commission (the ``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change 
to modify the Options Regulatory Fee (``ORF''). The proposed rule 
change was published for comment in the Federal Register on August 5, 
2016.\3\ On September 15, 2016, the Commission temporarily suspended 
the Exchange's proposal and simultaneously instituted proceedings to 
determine whether to approve or disapprove the proposed rule change.\4\ 
The Commission received three comment letters on the proposal.\5\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 78453 (August 1, 
2016), 81 FR 51954 (August 5, 2016).
    \4\ See Securities Exchange Act Release No. 78849, 81 FR 64960 
(September 21, 2016).
    \5\ See Letters to Brent J. Fields, Secretary, Commission, from 
Ellen Greene, Managing Director, Securities Industry and Financial 
Markets Association, dated October 14, 2016; Joseph Kinahan, 
Managing Director, Client Advocacy and Market Structure, TD 
Ameritrade, Inc., dated October 26, 2016; and Jeanine Hightower, 
Chief Operating Officer, International Securities Exchange, LLC, 
dated October 27, 2016.
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    On January 10, 2017, the Exchange withdrew the proposed rule change 
(SR-BatsBZX-2016-42).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-01829 Filed 1-26-17; 8:45 am]
BILLING CODE 8011-01-P