Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 87109 [2016-28935]
Download as PDF
Federal Register / Vol. 81, No. 232 / Friday, December 2, 2016 / Notices
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2016–159 and should be
submitted on or before December 23,
2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–28931 Filed 12–1–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–32373]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
asabaliauskas on DSK3SPTVN1PROD with NOTICES
November 28, 2016.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of November
2016. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
December 23, 2016, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
15 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:55 Dec 01, 2016
Jkt 241001
The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Jessica Shin, Attorney-Adviser, at (202)
551–5921 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Dreyfus/Laurel Tax-Free Municipal
Funds [File No. 811–03700]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 28,
2015, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
$1,700.10 incurred in connection with
the liquidation were paid by the
applicant’s investment adviser. A notice
of applicant’s application was included
in the notice of applications for
deregistration for September 2016
(Investment Company Act Release No.
32299). However, applicants
subsequently amended their application
on October 25, 2016 to correct an error
in connection with the liquidation.
Filing Dates: The application was
filed on August 8, 2016, and amended
on August 31, 2016, October 13, 2016,
and October 25, 2016.
Applicant’s Address: c/o The Dreyfus
Corporation, 200 Park Avenue, New
York, New York 10166.
Templeton Russia and East European
Fund, Inc. [File No. 811–08788]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 16,
2015 and December 18, 2016, applicant
made liquidating distributions to its
shareholders, based on net asset value.
As of October 26, 2016, there remained
17,126.077 shares that have not been
surrendered for exchange. The
applicant’s transfer agent will hold the
shares’ distribution pending surrender
of the shares for exchange. If the holders
do not surrender their shares for the
payment and there is no contact from
the holder, then the property will be
deemed to be abandoned. Expenses of
approximately $122,038 incurred in
connection with the liquidation were
paid by the applicant.
Filing Dates: The application was
filed on October 4, 2016, and amended
on November 4, 2016.
Applicant’s Address: 300 SE 2nd
Street, Fort Lauderdale, Florida 33301.
PO 00000
Frm 00093
Fmt 4703
Sfmt 4703
87109
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–28935 Filed 12–1–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–79403; File No. SR–
BatsEDGX–2016–65]
Self-Regulatory Organizations; Bats
EDGX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Make a
Ministerial Change to Exchange Rules
11.8, 11.14, and 11.22
November 28, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
17, 2016, Bats EDGX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘EDGX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
thereunder,4 which renders it effective
upon filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposal to
make a ministerial change to Exchange
Rules 11.8(d)(5), 11.14(g)(4), and
11.22(a)(7)(A)(i)(2) in order to remove
erroneous and irrelevant rule text as
well as correct a typographical error.
The text of the proposed rule change
is available at the Exchange’s Web site
at www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6)(iii).
2 17
E:\FR\FM\02DEN1.SGM
02DEN1
Agencies
[Federal Register Volume 81, Number 232 (Friday, December 2, 2016)]
[Notices]
[Page 87109]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-28935]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32373]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
November 28, 2016.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November 2016. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on December 23, 2016, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Jessica Shin, Attorney-Adviser, at
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Dreyfus/Laurel Tax-Free Municipal Funds [File No. 811-03700]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 28, 2015, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,700.10 incurred in connection with the liquidation were
paid by the applicant's investment adviser. A notice of applicant's
application was included in the notice of applications for
deregistration for September 2016 (Investment Company Act Release No.
32299). However, applicants subsequently amended their application on
October 25, 2016 to correct an error in connection with the
liquidation.
Filing Dates: The application was filed on August 8, 2016, and
amended on August 31, 2016, October 13, 2016, and October 25, 2016.
Applicant's Address: c/o The Dreyfus Corporation, 200 Park Avenue,
New York, New York 10166.
Templeton Russia and East European Fund, Inc. [File No. 811-08788]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
16, 2015 and December 18, 2016, applicant made liquidating
distributions to its shareholders, based on net asset value. As of
October 26, 2016, there remained 17,126.077 shares that have not been
surrendered for exchange. The applicant's transfer agent will hold the
shares' distribution pending surrender of the shares for exchange. If
the holders do not surrender their shares for the payment and there is
no contact from the holder, then the property will be deemed to be
abandoned. Expenses of approximately $122,038 incurred in connection
with the liquidation were paid by the applicant.
Filing Dates: The application was filed on October 4, 2016, and
amended on November 4, 2016.
Applicant's Address: 300 SE 2nd Street, Fort Lauderdale, Florida
33301.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-28935 Filed 12-1-16; 8:45 am]
BILLING CODE 8011-01-P