Electronic Filing of Documents, 84526-84530 [2016-27932]
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is equal to the fair market value of such
property).
*
*
*
*
*
(3) * * *
(ii) * * *
(B) $1,000,000.
*
*
*
*
*
(m) * * *
(2) * * *
Example 3. * * *
(ii) P2 satisfies the fractions rule with
respect to the P2/P1A chain. See § 1.702–
1(a)(8)(ii) (for rules regarding separately
stating partnership items). P2 does not satisfy
the fractions rule with respect to the P2/P1B
chain.
(n) Effective/applicability dates.
* * *
(2) * * * However, paragraphs
(d)(2)(ii) and (iii), (d)(6) Example 1 (i)
and (iv), (e)(1)(vi) and (vii), (e)(5)
Example 5, (f)(4), (k)(1)(ii) through (iv),
(k)(2)(i)(A), (k)(2)(ii), (k)(3)(ii)(B),
(m)(1)(ii), and (m)(2) Example 3 (ii) of
this section apply to taxable years
ending on or after the date these
regulations are published as final
regulations in the Federal Register.
*
*
*
*
*
John Dalrymple,
Deputy Commissioner for Services and
Enforcement.
[FR Doc. 2016–27105 Filed 11–22–16; 8:45 am]
BILLING CODE 4830–01–P
LIBRARY OF CONGRESS
Copyright Royalty Board
37 CFR Parts 301, 350 and 351
[Docket No. 16–CRB–0015–RM]
Electronic Filing of Documents
Copyright Royalty Board,
Library of Congress.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Copyright Royalty Judges
propose to amend procedural
regulations governing the filing and
delivery of documents to allow for
electronic filing of documents. The
Judges solicit comments on the
proposed rule.
DATES: Comments are due no later than
December 23, 2016.
ADDRESSES: Submit electronic
comments via email to crb@loc.gov.
Those who choose not to submit
comments electronically should see
‘‘How to Submit Comments’’ in the
SUPPLEMENTARY INFORMATION section
below for physical addresses and further
instructions. The proposed rule is also
posted on the agency’s Web site
(www.loc.gov/crb).
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SUMMARY:
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FOR FURTHER INFORMATION CONTACT:
Kimberly Whittle, Attorney Advisor, by
telephone at (202) 707–7658 or email at
crb@loc.gov.
SUPPLEMENTARY INFORMATION: On
September 23, 2016, the Library of
Congress awarded a contract for the
design and implementation of an
electronic filing and case management
system for the Copyright Royalty Board
(‘‘Board’’). The Copyright Royalty
Judges (‘‘Judges’’) anticipate that the
new system will be available for use by
claims filers, participants in
proceedings before the Judges, and other
members of the public having business
with the Board (e.g., persons wishing to
comment on proposed regulations) by
May 2017. The Judges intend to make
use of the system mandatory for
claimants and participants in
proceedings after a six-month transition
period.
As part of the Judges’ continuing
oversight of the Board’s procedural
regulations, the Judges propose to
amend the regulations to accommodate
electronic filing of documents and to
specify the required format of both
electronic and paper documents. In
addition, the Judges propose to amend
the regulations to remove references to
obsolete technologies and to eliminate
redundant provisions.
I. Part 301—Organization
The Judges propose to amend Part 301
to specify that (1) the official addresses
for the Board are to be used only for
documents that are not filed using the
electronic filing system; (2) general
correspondence, but not pleadings or
claims, may be sent by electronic mail;
and (3) fax is no longer an acceptable
means of transmitting any document or
correspondence to the Board.
II. Part 350—General Administrative
Provisions
The Judges propose rules concerning
the required format and permitted
length of documents, whether filed
electronically or otherwise.
Electronically-filed documents would
be subject to additional requirements,
similar to the guidelines that the Judges
issued in November 2014.1
The proposed regulations include
rules on obtaining and using a password
for filing documents electronically. The
use of a password to file a document
would constitute the filer’s signature.
Electronic filing of a document would
effect delivery of the document to all
parties to a proceeding who have been
issued a password or are represented by
counsel who has been issued a
password.
The Judges also propose to gather in
this Part the various provisions that
establish whether a document
(including a claim) is timely filed. For
documents that are not filed using the
electronic filing system, the rules
concerning timeliness would be
unchanged. Documents that are filed
electronically are considered timely if
they are received and time-stamped by
the system by 11:59:59 p.m. (ET) on the
due date.
III. Part 351—Proceedings
The Judges propose to amend
paragraph 351.1(b)(4) to clarify that the
filing fee that must accompany a
petition to participate may be remitted
by check or money order, or through the
electronic filing system’s payment
portal.
IV. Part 360—Filing of Claims to
Royalty Fees Collected Under
Compulsory License
The Judges will propose revisions to
Part 360 in order to accommodate filing
of claims through the new electronic
filing system at a later date.
How To Submit Comments
Interested members of the public must
submit comments to only one of the
following addresses. If not commenting
by email or online, commenters must
submit an original of their comments,
five paper copies, and an electronic
version on a CD.
Email: crb@loc.gov; or
U.S. mail: Copyright Royalty Board,
P.O. Box 70977, Washington, DC 20024–
0977; or
Overnight service (only USPS Express
Mail is acceptable): Copyright Royalty
Board, P.O. Box 70977, Washington, DC
20024–0977; or
Commercial courier: Address package
to: Copyright Royalty Board, Library of
Congress, James Madison Memorial
Building, LM–403, 101 Independence
Avenue SE., Washington, DC 20559–
6000. Deliver to: Congressional Courier
Acceptance Site, 2nd Street NE. and D
Street NE., Washington, DC; or
Hand delivery: Library of Congress,
James Madison Memorial Building, LM–
401, 101 Independence Avenue SE.,
Washington, DC 20559–6000.
List of Subjects
37 CFR Part 301
1 The
guidelines are on the CRB Web site at
www.loc.gov/crb/docs/Guidelines_for_Electronic_
Documents.pdf.
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Copyright, Organization and functions
(government agencies).
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Federal Register / Vol. 81, No. 226 / Wednesday, November 23, 2016 / Proposed Rules
(f) General correspondence for the
Copyright Royalty Board may be sent by
electronic mail. Claimants or Parties
must not send any claims, pleadings, or
other filings to the Copyright Royalty
Board by electronic mail without
specific, advance authorization of the
Copyright Royalty Judges.
37 CFR Part 350
Administrative practice and
procedure, Copyright, Lawyers.
37 CFR Part 351
Administrative practice and
procedure, Copyright.
Proposed Regulations
For the reasons set forth in the
preamble, and under the authority of
chapter 8, title 17, United States Code,
the Copyright Royalty Judges propose to
amend parts 301, 350, and 351 of Title
37 of the Code of Federal Regulations as
follows:
SUBCHAPTER A—GENERAL PROVISIONS
PART 301—ORGANIZATION
1. The authority citation for part 301
continues to read as follows:
■
Authority: 17 U.S.C. 801.
§ 301.2
■
All claims, pleadings, and general
correspondence intended for the
Copyright Royalty Board and not
submitted by electronic means through
the electronic filing system (‘‘eCRB’’)
must be addressed as follows:
(a) If sent by mail (including
overnight delivery using United States
Postal Service Express Mail), the
envelope should be addressed to:
Copyright Royalty Board, P.O. Box
70977, Southwest Station, Washington,
DC 20024–0977.
(b) If hand-delivered by a private
party, the envelope must be brought to
the Copyright Office Public Information
Office, Room LM–401 in the James
Madison Memorial Building, and be
addressed as follows: Copyright Royalty
Board, Library of Congress, James
Madison Memorial Building, 101
Independence Avenue SE., Washington,
DC 20559–6000.
(c) If hand-delivered by a commercial
courier (excluding Federal Express,
United Parcel Service and similar
courier services), the envelope must be
delivered to the Congressional Courier
Acceptance Site (CCAS) located at
Second and D Street NE., Washington,
DC.
(d) Subject to paragraph (f), if sent by
electronic mail, to crb@loc.gov.
(e) Correspondence and filings for the
Copyright Royalty Board may not be
delivered by means of:
(1) Overnight delivery services such
as Federal Express, United Parcel
Service, etc.; or
(2) Fax.
16:51 Nov 22, 2016
■
3. Revise part 350 to read as follows:
Sec.
350.1 Scope.
350.2 Representation.
350.3 Documents: Format and length.
350.4 Form of motions and responsive
pleadings.
350.5 Electronic filing system (eCRB).
350.6 Filing and delivery.
350.7 Time.
350.8 Construction and waiver.
PART 350—GENERAL
ADMINISTRATIVE PROVISIONS
Official addresses.
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PART 350—GENERAL
ADMINISTRATIVE PROVISIONS
Authority: 17 U.S.C. 803.
2. Revise § 301.2 to read as follows:
§ 301.2
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[Amended]
SUBCHAPTER B—COPYRIGHT ROYALTY
JUDGES’ RULES AND PROCEDURES
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§ 350.1
Scope.
This subchapter governs procedures
generally applicable to proceedings
before the Copyright Royalty Judges in
making determinations and adjustments
pursuant to the Copyright Act, 17 U.S.C.
801(b).
§ 350.2
Representation.
Individual parties in proceedings
before the Judges may represent
themselves or be represented by an
attorney. All other parties must be
represented by an attorney. Cf. Rule
49(c)(11) of the Rules of the District of
Columbia Court of Appeals. The
appearance of an attorney on behalf of
any party constitutes a representation
that the attorney is a member of the bar,
in one or more states, in good standing.
§ 350.3
Documents Format and Length.
(a) Format—(1) Caption and
description. Parties filing pleadings and
documents in a proceeding before the
Copyright Royalty Judges must include
on the first page of each filing a caption
that identifies the proceeding by
proceeding type and docket number,
and a heading under the caption
describing the nature of the document.
In addition, Parties must include a
footer on each page that includes the
name and posture of the filing party,
e.g., [Party’s] Motion, [Party’s] Response
in Opposition, etc.
(2) Page Layout. Parties must submit
documents that are typed (double
spaced) using a serif typeface (e.g.,
Times New Roman) no smaller than 12
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points for text or 10 points for footnotes
and formatted for 81⁄2 by 11 inch pages
with no less than 1 inch margins. Parties
must assure that any exhibit or
attachment to documents reflects the
docket number of the proceeding in
which it is filed and that all pages are
numbered appropriately. Any party
submitting a document to the Copyright
Royalty Board in paper format must
submit it unfolded and produced on
opaque 81⁄2 by 11 inch white paper
using a clear black image.
(3) Binding or securing. Parties
submitting any paper document to the
Copyright Royalty Board must bind or
secure the document in a manner that
will prevent pages from becoming
separated from the document. For
example, acceptable forms of binding or
securing include: Ring binders; spiral
binding; comb binding; and for
documents of fifty pages or fewer, a
binder clip or single staple in the top
left corner of the document. Rubber
bands and paper clips are not acceptable
means of securing a document.
(b) Additional format requirements for
electronic documents—(1) In general.
Parties filing documents electronically
through eCRB must follow the
requirements of § 350.3(a)(1) and (2) and
the additional requirements in
paragraphs (b)(2) through (8) of this
section.
(2) File type. Parties must file all
pleadings and documents in Portable
Document Format (PDF), with the
exception of proposed orders. In
addition, participants may provide the
Copyright Royalty Board with copies of
Excel workbooks, audio files, and video
files in their native electronic formats.
Participants may also provide the
Copyright Royalty Board with copies of
PowerPoint presentations or image files
in their native electronic formats if
conversion to PDF format would render
the files difficult to read or view.
(3) Proposed Orders; file type. Parties
filing or responding to motions must
provide a proposed order, drafted as if
the Copyright Royalty Judges were
granting the party’s requested relief. The
party must prepare the proposed order
as a separate Word document and
submit it as an attachment to the main
pleading.
(4) No scanned pleadings. Parties
must convert every filed document
directly to PDF format (using ‘‘print to
pdf’’ or ‘‘save to pdf’’), rather than
submitting a scanned PDF image. The
Copyright Royalty Board will NOT
accept scanned documents, except in
the case of specific exhibits or
attachments that are available to the
filing party only in paper form.
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(5) Scanned exhibits. Parties must
scan exhibits or other documents that
are only available in paper form at no
less than 300 dpi. All exhibits must be
searchable. Parties must scan in color
any exhibit that uses color to convey
information or enhance readability.
(6) Bookmarks. Parties must include
in all electronic documents appropriate
electronic bookmarks to designate the
tabs and/or tables of contents that
would appear in a paper version of the
same document.
(7) Page rotation. Parties must ensure
that all pages in electronic documents
are right side up, regardless of whether
they are formatted for portrait or
landscape printing.
(8) Signature. The signature line of an
electronic pleading must contain ‘‘/s/’’
followed by the signer’s typed name.
The name on the signature line must
match the name of the user logged into
eCRB to file the document. Parties with
the capability may also sign documents
with a verifiable electronic signature.
(c) Length of submissions. Whether
filing in paper or electronically, parties
must adhere to the following space
limitations or such other space
limitations as the Copyright Royalty
Judges may direct by order. Any party
seeking an enlargement of the
applicable page limit must make the
request by a motion to the Copyright
Royalty Judges filed no fewer than three
days prior to the applicable filing
deadline.
(1) Motions. Motions must not exceed
20 pages or 5000 words (exclusive of
exhibits, proof of delivery, and the like).
(2) Responses. Responses in support
of or opposition to motions must not
exceed 20 pages or 5000 words
(exclusive of exhibits, proof of delivery,
and the like).
(3) Replies. Replies in support of
motions must not exceed 10 pages or
2500 words (exclusive of exhibits, proof
of delivery, and the like).
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§ 350.4 Form of Motion and Responsive
Pleadings.
A motion, responsive pleading, or
reply must include the following
content and conform to the following
format:
(a) Relief requested. The pleading
must state specific relief the party seeks
from the Copyright Royalty Judges.
(b) Statement of facts. The pleading
must include a succinct statement of
material facts.
(c) Statement of issues. The pleading
must include a concise statement of the
issues of law presented to the Copyright
Royalty Judges for ruling.
(d) Evidence relied upon. The
pleading must state with particularity
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the evidence on which it is based, and
must include any relevant, admissible
documentary evidence as attachment(s).
(e) Legal authority. Parties must cite
any legal authority upon which they
rely for the relief they seek.
§ 350.5
Electronic Filing System (eCRB).
(a) Documents to be filed by electronic
means—(1) Transition period. For a
period of up to six months following the
initial deployment of the Copyright
Royalty Board’s electronic filing and
case management system (eCRB), all
parties having the technological
capability must file all documents with
the Copyright Royalty Board through
eCRB in addition to filing paper
documents in conformity with
applicable Copyright Royalty Board
rules. The Copyright Royalty Board will
announce the date of the initial
deployment of eCRB on the Copyright
Royalty Board Web site (www.loc.gov/
crb), as well as the conclusion of the
dual-system transition period.
(2) Subsequent to transition period.
Except as otherwise provided in this
chapter, all attorneys must file
documents with the Copyright Royalty
Board through eCRB. Pro se parties may
file documents with the Copyright
Royalty Board through eCRB, subject to
§ 350.4(c)(2).
(b) Official record. The electronic
version of a document filed through and
stored in eCRB will be the official
record of the Copyright Royalty Board.
(c) Obtaining an electronic filing
password—(1) Attorneys. An attorney
must obtain an eCRB password from the
Copyright Royalty Board in order to file
documents or to receive copies of orders
and determinations of the Copyright
Royalty Judges. The Copyright Royalty
Board will issue an eCRB password after
the attorney applicant completes the
application form available on the CRB
Web site and completes eCRB training.
(2) Pro se parties. A party not
represented by an attorney (a pro se
party) may obtain an eCRB password
from the Copyright Royalty Board with
permission from the Copyright Royalty
Judges, in their discretion. To obtain
permission, the pro se party must
submit an application on the form
available on the CRB Web site,
describing the party’s access to the
Internet and confirming the party’s
ability and capacity to file documents
and receive electronically the filings of
other parties on a regular basis. If the
Copyright Royalty Judges grant
permission, the pro se party must
complete the eCRB training provided by
the Copyright Royalty Board to all
electronic filers before receiving an
eCRB password. Once the Copyright
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Royalty Board has issued an eCRB
password to a pro se party, that party
must make all subsequent filings by
electronic means through eCRB.
(3) Claimants. Any person desiring to
file a claim with the Copyright Royalty
Board for copyright royalties may obtain
an eCRB password for the limited
purpose of filing claims by completing
the application form available on the
CRB Web site.
(d) Use of an eCRB password. An
eCRB password may be used only by the
person to whom it is assigned, or, in the
case of an attorney, by that attorney or
an authorized employee or agent of that
attorney’s law office or organization.
The person to whom an eCRB password
is assigned is responsible for any
document filed using that password.
(e) Signature. The use of an eCRB
password to login and submit
documents creates an electronic record.
The password operates and serves as the
signature of the person to whom the
password is assigned for all purposes
under this chapter III.
(f) Originals of sworn documents. The
electronic filing of a document that
contains a sworn declaration,
verification, certificate, statement, oath,
or affidavit certifies that the original
signed document is in the possession of
the attorney or pro se party responsible
for the filing and that it is available for
review upon request by a party or by the
Copyright Royalty Judges. The filer must
file through eCRB a scanned copy of the
signature page of the sworn document
together with the document itself.
(g) Consent to delivery by electronic
means. An attorney or pro se party who
obtains an eCRB password consents to
electronic delivery of all documents,
subsequent to the petition to participate,
that are filed by electronic means
through eCRB. Counsel and pro se
parties are responsible for monitoring
their email accounts and, upon receipt
of notice of an electronic filing, for
retrieving the noticed filing. Parties and
their counsel bear the responsibility to
keep the contact information in their
eCRB profiles current.
(h) Accuracy of docket entry. A
person filing a document by electronic
means is responsible for ensuring the
accuracy of the official docket entry
generated by the eCRB system,
including proper identification of the
proceeding, the filing party, and the
description of the document. The
Copyright Royalty Board will maintain
on its Web site (www.loc.gov/crb)
appropriate guidance regarding naming
protocols for eCRB filers.
(i) Documents subject to a protective
order. A person filing a document by
electronic means is responsible for
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ensuring, at the time of filing, that any
documents subject to a protective order
are identified to the eCRB system as
‘‘restricted’’ documents. This
requirement is in addition to any
requirements detailed in the applicable
protective order. Failure to identify
documents as ‘‘restricted’’ to the eCRB
system may result in inadvertent
publication of sensitive, protected
material.
(j) Exceptions to requirement of
electronic filing—(1) Certain exhibits or
attachments. Parties may file in paper
form any exhibits or attachments that
are not in a format that readily permits
electronic filing, such as oversized
documents; or are illegible when
scanned into electronic format. Parties
filing paper documents or things
pursuant to this paragraph must deliver
legible or usable copies of the
documents or things in accordance with
paragraph 350.5(a)(2) and must file
electronically a notice of filing that
includes a certificate of delivery.
(2) Pro se parties. A pro se party must
file documents in paper form and must
deliver and accept delivery of
documents in paper form, unless the pro
se party has obtained an eCRB
password.
(k) Privacy Requirements. Unless
otherwise instructed by the Copyright
Royalty Judges, parties must exclude or
redact from all electronically filed
documents, whether designated
‘‘restricted’’ or not:
(1) Social Security Numbers. If an
individual’s Social Security number
must be included in a filed document
for evidentiary reasons, the filer must
use only the last four digits of that
number.
(2) Names of minor children. If a
minor child must be mentioned in a
document for evidentiary reasons, the
filer must use only the initials of that
child.
(3) Dates of birth. If an individual’s
date of birth must be included in a
pleading for evidentiary reasons, the
filer must use only the year of birth.
(4) Financial account numbers. If a
financial account number is relevant
evidence in the proceeding, the filer
must use only the last four digits of the
account identifier.
(l) Incorrectly filed documents and
technical difficulties. (1) The Copyright
Royalty Board may direct an eCRB filer
to re-file a document that has been
incorrectly filed, or to correct an
erroneous or inaccurate docket entry.
(2) After the transition period, if an
attorney or a pro se party who has been
issued an eCRB password inadvertently
presents a document for filing in paper
form, the Copyright Royalty Board may
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direct the attorney or pro se party to file
the document electronically. The
document will be deemed filed on the
date it was first presented for filing if,
no later than the next business day after
being so directed by the Copyright
Royalty Board, the attorney or pro se
participant files the document
electronically. If the party fails to make
the electronic filing on the next business
day, the document will be deemed filed
on the date of the electronic filing.
(3) The inability to complete an
electronic filing because of technical
problems arising in the eCRB system
may constitute ‘‘good cause’’ (as used in
§ 350.6(b)(4)) for an order enlarging time
or excusable neglect for the failure to act
within the specified time. A filer
encountering technical problems with
an eCRB filing must immediately notify
the Copyright Royalty Board of the
problem either by email or by
telephone, followed promptly by
written confirmation. This rule does not
provide authority to extend statutory
time limits.
§ 350.6
Filing and delivery.
(a) Filing of pleadings—(1) Electronic
filing through eCRB. Except as described
in § 350.5(l)(2), any document filed by
electronic means through eCRB in
accordance with § 350.5 constitutes
filing for all purposes under this
chapter, effective as of the date and time
the document is received and
timestamped by eCRB.
(2) All other filings. For all filings not
submitted by electronic means through
eCRB, the submitting party must deliver
an original, five paper copies, and one
electronic copy in Portable Document
Format (PDF) on an optical data storage
medium such as a CD or DVD, a flash
memory device, or an external hard disk
drive to the Copyright Royalty Board in
accordance with the provisions
described in § 301.2 of this chapter. In
no case will the Copyright Royalty
Board accept any document by facsimile
transmission or electronic mail, except
with prior express authorization of the
Copyright Royalty Judges.
(b) Exhibits. Filers must include all
exhibits with the pleadings they
support. In the case of exhibits not
submitted by electronic means through
eCRB, whose bulk or whose cost of
reproduction would unnecessarily
encumber the record or burden the
party, the Copyright Royalty Judges will
consider a motion, made in advance of
the filing, to reduce the number of
required copies. See § 350.5(j).
(c) English language translations.
Filers must accompany each submission
that is in a language other than English
with an English-language translation,
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duly verified under oath to be a true
translation. Any other party to the
proceeding may, in response, submit its
own English-language translation,
similarly verified, so long as the
responding party’s translation proves a
substantive, relevant difference in the
document.
(d) Affidavits. The testimony of each
witness must be accompanied by an
affidavit or a declaration made pursuant
to 28 U.S.C. 1746 supporting the
testimony. See § 350.5(f).
(e) Subscription—(1) Parties
represented by counsel. Subject to
§ 350.5(e), all documents filed
electronically by counsel must be signed
by at least one attorney of record and
must list the attorney’s full name,
mailing address, email address (if any),
telephone number, and a state bar
identification number. See § 350.5(e).
Submissions signed by an attorney for a
party need not be verified or
accompanied by an affidavit. The
signature of an attorney constitutes
certification that the contents of the
document are true and correct, to the
best of the signer’s knowledge,
information, and belief, formed after an
inquiry reasonable under the
circumstances and:
(i) The document is not being
presented for any improper purpose,
such as to harass or to cause
unnecessary delay or needless increase
in the cost of litigation;
(ii) The claims, defenses, and other
legal contentions therein are warranted
by existing law or by a nonfrivolous
argument for the extension,
modification, or reversal of existing law
or the establishment of new law;
(iii) The allegations and other factual
contentions have evidentiary support or,
if specifically so identified, are likely to
have evidentiary support after a
reasonable opportunity for further
investigation or discovery; and
(iv) The denials of factual contentions
are warranted by the evidence or, if
specifically so identified, are reasonably
based on a lack of information or belief.
(2) Parties representing themselves.
The original of all paper documents
filed by a party not represented by
counsel must be signed by that party
and list that party’s full name, mailing
address, email address (if any), and
telephone number. The party’s signature
will constitute the party’s certification
that, to the best of his or her knowledge
and belief, there is good ground to
support the document, and that it has
not been interposed for purposes of
delay.
(f) Responses and replies. Responses
in support of or opposition to motions
must be filed within five days of the
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filing of the motion. Replies to
responses must be filed within four days
of the filing of the response.
(g) Participant list. The Copyright
Royalty Judges will compile and
distribute to those parties who have
filed a valid petition to participate the
official participant list for each
proceeding. For all paper filings, a party
must deliver a copy of the document to
counsel for all other parties identified in
the participant list, or, if the party is
unrepresented by counsel, to the party
itself. Parties must notify the Copyright
Royalty Judges and all parties of any
change in the name or address at which
they will accept delivery and must
update their eCRB profiles accordingly.
(h) Delivery method and proof of
delivery—(1) Electronic filings through
eCRB. Electronic filing of any document
through eCRB operates to effect delivery
of the document to counsel or pro se
participants who have obtained eCRB
passwords, and the automatic notice of
filing sent by eCRB to the filer
constitutes proof of delivery. Counsel or
parties who have not yet obtained eCRB
passwords must deliver and receive
delivery as provided in paragraph (h)(2).
Parties making electronic filings are
responsible for assuring delivery of all
filed documents to parties that do not
use the eCRB system.
(2) Paper filings. During the course of
a proceeding, each party must deliver
all documents, including motions,
responses and replies that they have not
filed through eCRB to the other parties
or their counsel by means no slower
than overnight express mail on the same
day they file the pleading, or by such
other means as the parties may agree in
writing among themselves. Parties must
include a proof of delivery with any
document delivered in accordance with
this paragraph.
mstockstill on DSK3G9T082PROD with PROPOSALS
§ 350.7
Time.
(a) Computation. To compute the due
date for filing and delivering any
document or performing any other act
directed by an order of the Copyright
Royalty Judges or the rules of the
Copyright Royalty Board:
(1) Exclude the day of the act, event,
or default that begins the period.
(2) Exclude intermediate Saturdays,
Sundays, and legal holidays when the
period is less than 11 days, unless
computation of the due date is stated in
calendar days.
(3) Include the last day of the period,
unless it is a Saturday, Sunday, legal
holiday, or a day on which the weather
or other conditions render the Copyright
Royalty Board’s office inaccessible.
(4) As used in this rule, ‘‘legal
holiday’’ means the date designated for
VerDate Sep<11>2014
16:51 Nov 22, 2016
Jkt 241001
the observance of New Year’s Day,
Martin Luther King, Jr.’s Birthday,
Presidents’ Day, Memorial Day,
Independence Day, Labor Day,
Columbus Day, Veterans’ Day,
Thanksgiving Day, Christmas Day, and
any other day declared a federal holiday
by the President or the Congress.
(5) Except as otherwise described in
this Chapter or in an order by the
Copyright Royalty Judges, the Copyright
Royalty Board will consider documents
to be timely filed only if:
(i) They are filed electronically
through eCRB and time-stamped by
11:59:59 p.m. Eastern time on the due
date;
(ii) They are sent by U.S. mail, are
addressed in accordance with paragraph
301.2(a), have sufficient postage, and
bear a USPS postmark on or before the
due date;
(iii) They are hand-delivered by
private party to the Copyright Office
Public Information Office in accordance
with § 301.2(b) of this chapter and
received by 5:00 p.m. Eastern time on
the due date; or
(iv) They are hand-delivered by
commercial courier to the Congressional
Courier Acceptance Site in accordance
with paragraph 301.2(c) and received by
4:00 p.m. Eastern time on the due date.
(6) Any document sent by mail and
dated only with a business postal meter
will be considered filed on the date it
is actually received by the Library of
Congress.
(b) Extensions. A party seeking an
extension must do so by written motion.
Prior to filing such a motion, a party
must attempt to obtain consent from the
other parties to the proceeding. An
extension motion must state:
(1) The date on which the action or
submission is due;
(2) The length of the extension sought;
(3) The date on which the action or
submission would be due if the
extension were allowed;
(4) The reason or reasons why there
is good cause for the delay;
(5) The justification for the amount of
additional time being sought; and
(6) The attempts that have been made
to obtain consent from the other parties
to the proceeding and the position of the
other parties on the motion.
§ 350.8
Construction and waiver.
The regulations of the Copyright
Royalty Judges are intended to provide
efficient and just administrative
proceedings and will be construed to
advance these purposes. For purposes of
an individual proceeding, the
provisions of this subchapter may be
suspended or waived, in whole or in
part, upon a showing of good cause, to
the extent allowable by law.
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
PART 351—PROCEEDINGS
4. The authority citation for part 351
continues to read as follows:
■
Authority: 17 U.S.C. 803.
5. In § 351.1 revise paragraph (b)(4) to
read as follows:
■
§ 351.1
Initiation of proceedings.
*
*
*
*
*
(b) * * *
(4) Filing fee. A petition to participate
must be accompanied with a filing fee
of $150 or the petition will be rejected.
For petitions filed electronically
through eCRB, payment must be made
to the Copyright Royalty Board through
the payment portal designated on eCRB.
For petitions filed by other means,
payment must be made to the Copyright
Royalty Board by check or by money
order. If a check is subsequently
dishonored, the petition will be
rejected. If the petitioner believes that
the contested amount of that petitioner’s
claim will be $1,000 or less, the
petitioner must so state in the petition
to participate and should not include
payment of the $150 filing fee. If it
becomes apparent during the course of
the proceedings that the contested
amount of the claim is more than
$1,000, the Copyright Royalty Judges
will require payment of the filing fee at
that time.
Dated: November 16, 2016.
Suzanne M. Barnett,
Chief Copyright Royalty Judge.
[FR Doc. 2016–27932 Filed 11–22–16; 8:45 am]
BILLING CODE 1410–72–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 51 and 63
[PS Docket No. 14–74, GN Docket No. 13–
5, WC Docket Nos. 05–25 and 13–3, RM–
11358 and RM–10593; Report No. 3055]
Petitions for Reconsideration and
Clarification of Action in Rulemaking
Proceeding
Federal Communications
Commission.
ACTION: Petitions for reconsideration
and clarification.
AGENCY:
Petitions for Reconsideration
and Clarification (Petitions) have been
filed in the Commission’s rulemaking
proceeding by David Springe and David
C. Bergmann, on behalf of NASUCA,
and Kathy D. Smith, on behalf of NTIA.
DATES: Oppositions to the Petition must
be filed on or before December 8, 2016.
SUMMARY:
E:\FR\FM\23NOP1.SGM
23NOP1
Agencies
[Federal Register Volume 81, Number 226 (Wednesday, November 23, 2016)]
[Proposed Rules]
[Pages 84526-84530]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-27932]
=======================================================================
-----------------------------------------------------------------------
LIBRARY OF CONGRESS
Copyright Royalty Board
37 CFR Parts 301, 350 and 351
[Docket No. 16-CRB-0015-RM]
Electronic Filing of Documents
AGENCY: Copyright Royalty Board, Library of Congress.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Copyright Royalty Judges propose to amend procedural
regulations governing the filing and delivery of documents to allow for
electronic filing of documents. The Judges solicit comments on the
proposed rule.
DATES: Comments are due no later than December 23, 2016.
ADDRESSES: Submit electronic comments via email to crb@loc.gov. Those
who choose not to submit comments electronically should see ``How to
Submit Comments'' in the SUPPLEMENTARY INFORMATION section below for
physical addresses and further instructions. The proposed rule is also
posted on the agency's Web site (www.loc.gov/crb).
FOR FURTHER INFORMATION CONTACT: Kimberly Whittle, Attorney Advisor, by
telephone at (202) 707-7658 or email at crb@loc.gov.
SUPPLEMENTARY INFORMATION: On September 23, 2016, the Library of
Congress awarded a contract for the design and implementation of an
electronic filing and case management system for the Copyright Royalty
Board (``Board''). The Copyright Royalty Judges (``Judges'') anticipate
that the new system will be available for use by claims filers,
participants in proceedings before the Judges, and other members of the
public having business with the Board (e.g., persons wishing to comment
on proposed regulations) by May 2017. The Judges intend to make use of
the system mandatory for claimants and participants in proceedings
after a six-month transition period.
As part of the Judges' continuing oversight of the Board's
procedural regulations, the Judges propose to amend the regulations to
accommodate electronic filing of documents and to specify the required
format of both electronic and paper documents. In addition, the Judges
propose to amend the regulations to remove references to obsolete
technologies and to eliminate redundant provisions.
I. Part 301--Organization
The Judges propose to amend Part 301 to specify that (1) the
official addresses for the Board are to be used only for documents that
are not filed using the electronic filing system; (2) general
correspondence, but not pleadings or claims, may be sent by electronic
mail; and (3) fax is no longer an acceptable means of transmitting any
document or correspondence to the Board.
II. Part 350--General Administrative Provisions
The Judges propose rules concerning the required format and
permitted length of documents, whether filed electronically or
otherwise. Electronically-filed documents would be subject to
additional requirements, similar to the guidelines that the Judges
issued in November 2014.\1\
---------------------------------------------------------------------------
\1\ The guidelines are on the CRB Web site at www.loc.gov/crb/docs/Guidelines_for_Electronic_Documents.pdf.
---------------------------------------------------------------------------
The proposed regulations include rules on obtaining and using a
password for filing documents electronically. The use of a password to
file a document would constitute the filer's signature. Electronic
filing of a document would effect delivery of the document to all
parties to a proceeding who have been issued a password or are
represented by counsel who has been issued a password.
The Judges also propose to gather in this Part the various
provisions that establish whether a document (including a claim) is
timely filed. For documents that are not filed using the electronic
filing system, the rules concerning timeliness would be unchanged.
Documents that are filed electronically are considered timely if they
are received and time-stamped by the system by 11:59:59 p.m. (ET) on
the due date.
III. Part 351--Proceedings
The Judges propose to amend paragraph 351.1(b)(4) to clarify that
the filing fee that must accompany a petition to participate may be
remitted by check or money order, or through the electronic filing
system's payment portal.
IV. Part 360--Filing of Claims to Royalty Fees Collected Under
Compulsory License
The Judges will propose revisions to Part 360 in order to
accommodate filing of claims through the new electronic filing system
at a later date.
How To Submit Comments
Interested members of the public must submit comments to only one
of the following addresses. If not commenting by email or online,
commenters must submit an original of their comments, five paper
copies, and an electronic version on a CD.
Email: crb@loc.gov; or
U.S. mail: Copyright Royalty Board, P.O. Box 70977, Washington, DC
20024-0977; or
Overnight service (only USPS Express Mail is acceptable): Copyright
Royalty Board, P.O. Box 70977, Washington, DC 20024-0977; or
Commercial courier: Address package to: Copyright Royalty Board,
Library of Congress, James Madison Memorial Building, LM-403, 101
Independence Avenue SE., Washington, DC 20559-6000. Deliver to:
Congressional Courier Acceptance Site, 2nd Street NE. and D Street NE.,
Washington, DC; or
Hand delivery: Library of Congress, James Madison Memorial
Building, LM-401, 101 Independence Avenue SE., Washington, DC 20559-
6000.
List of Subjects
37 CFR Part 301
Copyright, Organization and functions (government agencies).
[[Page 84527]]
37 CFR Part 350
Administrative practice and procedure, Copyright, Lawyers.
37 CFR Part 351
Administrative practice and procedure, Copyright.
Proposed Regulations
For the reasons set forth in the preamble, and under the authority
of chapter 8, title 17, United States Code, the Copyright Royalty
Judges propose to amend parts 301, 350, and 351 of Title 37 of the Code
of Federal Regulations as follows:
SUBCHAPTER A--GENERAL PROVISIONS
PART 301--ORGANIZATION
0
1. The authority citation for part 301 continues to read as follows:
Authority: 17 U.S.C. 801.
Sec. 301.2 [Amended]
0
2. Revise Sec. 301.2 to read as follows:
Sec. 301.2 Official addresses.
All claims, pleadings, and general correspondence intended for the
Copyright Royalty Board and not submitted by electronic means through
the electronic filing system (``eCRB'') must be addressed as follows:
(a) If sent by mail (including overnight delivery using United
States Postal Service Express Mail), the envelope should be addressed
to: Copyright Royalty Board, P.O. Box 70977, Southwest Station,
Washington, DC 20024-0977.
(b) If hand-delivered by a private party, the envelope must be
brought to the Copyright Office Public Information Office, Room LM-401
in the James Madison Memorial Building, and be addressed as follows:
Copyright Royalty Board, Library of Congress, James Madison Memorial
Building, 101 Independence Avenue SE., Washington, DC 20559-6000.
(c) If hand-delivered by a commercial courier (excluding Federal
Express, United Parcel Service and similar courier services), the
envelope must be delivered to the Congressional Courier Acceptance Site
(CCAS) located at Second and D Street NE., Washington, DC.
(d) Subject to paragraph (f), if sent by electronic mail, to
crb@loc.gov.
(e) Correspondence and filings for the Copyright Royalty Board may
not be delivered by means of:
(1) Overnight delivery services such as Federal Express, United
Parcel Service, etc.; or
(2) Fax.
(f) General correspondence for the Copyright Royalty Board may be
sent by electronic mail. Claimants or Parties must not send any claims,
pleadings, or other filings to the Copyright Royalty Board by
electronic mail without specific, advance authorization of the
Copyright Royalty Judges.
SUBCHAPTER B--COPYRIGHT ROYALTY JUDGES' RULES AND PROCEDURES
PART 350--GENERAL ADMINISTRATIVE PROVISIONS
0
3. Revise part 350 to read as follows:
Sec.
350.1 Scope.
350.2 Representation.
350.3 Documents: Format and length.
350.4 Form of motions and responsive pleadings.
350.5 Electronic filing system (eCRB).
350.6 Filing and delivery.
350.7 Time.
350.8 Construction and waiver.
Authority: 17 U.S.C. 803.
PART 350--GENERAL ADMINISTRATIVE PROVISIONS
Sec. 350.1 Scope.
This subchapter governs procedures generally applicable to
proceedings before the Copyright Royalty Judges in making
determinations and adjustments pursuant to the Copyright Act, 17 U.S.C.
801(b).
Sec. 350.2 Representation.
Individual parties in proceedings before the Judges may represent
themselves or be represented by an attorney. All other parties must be
represented by an attorney. Cf. Rule 49(c)(11) of the Rules of the
District of Columbia Court of Appeals. The appearance of an attorney on
behalf of any party constitutes a representation that the attorney is a
member of the bar, in one or more states, in good standing.
Sec. 350.3 Documents Format and Length.
(a) Format--(1) Caption and description. Parties filing pleadings
and documents in a proceeding before the Copyright Royalty Judges must
include on the first page of each filing a caption that identifies the
proceeding by proceeding type and docket number, and a heading under
the caption describing the nature of the document. In addition, Parties
must include a footer on each page that includes the name and posture
of the filing party, e.g., [Party's] Motion, [Party's] Response in
Opposition, etc.
(2) Page Layout. Parties must submit documents that are typed
(double spaced) using a serif typeface (e.g., Times New Roman) no
smaller than 12 points for text or 10 points for footnotes and
formatted for 8\1/2\ by 11 inch pages with no less than 1 inch margins.
Parties must assure that any exhibit or attachment to documents
reflects the docket number of the proceeding in which it is filed and
that all pages are numbered appropriately. Any party submitting a
document to the Copyright Royalty Board in paper format must submit it
unfolded and produced on opaque 8\1/2\ by 11 inch white paper using a
clear black image.
(3) Binding or securing. Parties submitting any paper document to
the Copyright Royalty Board must bind or secure the document in a
manner that will prevent pages from becoming separated from the
document. For example, acceptable forms of binding or securing include:
Ring binders; spiral binding; comb binding; and for documents of fifty
pages or fewer, a binder clip or single staple in the top left corner
of the document. Rubber bands and paper clips are not acceptable means
of securing a document.
(b) Additional format requirements for electronic documents--(1) In
general. Parties filing documents electronically through eCRB must
follow the requirements of Sec. 350.3(a)(1) and (2) and the additional
requirements in paragraphs (b)(2) through (8) of this section.
(2) File type. Parties must file all pleadings and documents in
Portable Document Format (PDF), with the exception of proposed orders.
In addition, participants may provide the Copyright Royalty Board with
copies of Excel workbooks, audio files, and video files in their native
electronic formats. Participants may also provide the Copyright Royalty
Board with copies of PowerPoint presentations or image files in their
native electronic formats if conversion to PDF format would render the
files difficult to read or view.
(3) Proposed Orders; file type. Parties filing or responding to
motions must provide a proposed order, drafted as if the Copyright
Royalty Judges were granting the party's requested relief. The party
must prepare the proposed order as a separate Word document and submit
it as an attachment to the main pleading.
(4) No scanned pleadings. Parties must convert every filed document
directly to PDF format (using ``print to pdf'' or ``save to pdf''),
rather than submitting a scanned PDF image. The Copyright Royalty Board
will NOT accept scanned documents, except in the case of specific
exhibits or attachments that are available to the filing party only in
paper form.
[[Page 84528]]
(5) Scanned exhibits. Parties must scan exhibits or other documents
that are only available in paper form at no less than 300 dpi. All
exhibits must be searchable. Parties must scan in color any exhibit
that uses color to convey information or enhance readability.
(6) Bookmarks. Parties must include in all electronic documents
appropriate electronic bookmarks to designate the tabs and/or tables of
contents that would appear in a paper version of the same document.
(7) Page rotation. Parties must ensure that all pages in electronic
documents are right side up, regardless of whether they are formatted
for portrait or landscape printing.
(8) Signature. The signature line of an electronic pleading must
contain ``/s/'' followed by the signer's typed name. The name on the
signature line must match the name of the user logged into eCRB to file
the document. Parties with the capability may also sign documents with
a verifiable electronic signature.
(c) Length of submissions. Whether filing in paper or
electronically, parties must adhere to the following space limitations
or such other space limitations as the Copyright Royalty Judges may
direct by order. Any party seeking an enlargement of the applicable
page limit must make the request by a motion to the Copyright Royalty
Judges filed no fewer than three days prior to the applicable filing
deadline.
(1) Motions. Motions must not exceed 20 pages or 5000 words
(exclusive of exhibits, proof of delivery, and the like).
(2) Responses. Responses in support of or opposition to motions
must not exceed 20 pages or 5000 words (exclusive of exhibits, proof of
delivery, and the like).
(3) Replies. Replies in support of motions must not exceed 10 pages
or 2500 words (exclusive of exhibits, proof of delivery, and the like).
Sec. 350.4 Form of Motion and Responsive Pleadings.
A motion, responsive pleading, or reply must include the following
content and conform to the following format:
(a) Relief requested. The pleading must state specific relief the
party seeks from the Copyright Royalty Judges.
(b) Statement of facts. The pleading must include a succinct
statement of material facts.
(c) Statement of issues. The pleading must include a concise
statement of the issues of law presented to the Copyright Royalty
Judges for ruling.
(d) Evidence relied upon. The pleading must state with
particularity the evidence on which it is based, and must include any
relevant, admissible documentary evidence as attachment(s).
(e) Legal authority. Parties must cite any legal authority upon
which they rely for the relief they seek.
Sec. 350.5 Electronic Filing System (eCRB).
(a) Documents to be filed by electronic means--(1) Transition
period. For a period of up to six months following the initial
deployment of the Copyright Royalty Board's electronic filing and case
management system (eCRB), all parties having the technological
capability must file all documents with the Copyright Royalty Board
through eCRB in addition to filing paper documents in conformity with
applicable Copyright Royalty Board rules. The Copyright Royalty Board
will announce the date of the initial deployment of eCRB on the
Copyright Royalty Board Web site (www.loc.gov/crb), as well as the
conclusion of the dual-system transition period.
(2) Subsequent to transition period. Except as otherwise provided
in this chapter, all attorneys must file documents with the Copyright
Royalty Board through eCRB. Pro se parties may file documents with the
Copyright Royalty Board through eCRB, subject to Sec. 350.4(c)(2).
(b) Official record. The electronic version of a document filed
through and stored in eCRB will be the official record of the Copyright
Royalty Board.
(c) Obtaining an electronic filing password--(1) Attorneys. An
attorney must obtain an eCRB password from the Copyright Royalty Board
in order to file documents or to receive copies of orders and
determinations of the Copyright Royalty Judges. The Copyright Royalty
Board will issue an eCRB password after the attorney applicant
completes the application form available on the CRB Web site and
completes eCRB training.
(2) Pro se parties. A party not represented by an attorney (a pro
se party) may obtain an eCRB password from the Copyright Royalty Board
with permission from the Copyright Royalty Judges, in their discretion.
To obtain permission, the pro se party must submit an application on
the form available on the CRB Web site, describing the party's access
to the Internet and confirming the party's ability and capacity to file
documents and receive electronically the filings of other parties on a
regular basis. If the Copyright Royalty Judges grant permission, the
pro se party must complete the eCRB training provided by the Copyright
Royalty Board to all electronic filers before receiving an eCRB
password. Once the Copyright Royalty Board has issued an eCRB password
to a pro se party, that party must make all subsequent filings by
electronic means through eCRB.
(3) Claimants. Any person desiring to file a claim with the
Copyright Royalty Board for copyright royalties may obtain an eCRB
password for the limited purpose of filing claims by completing the
application form available on the CRB Web site.
(d) Use of an eCRB password. An eCRB password may be used only by
the person to whom it is assigned, or, in the case of an attorney, by
that attorney or an authorized employee or agent of that attorney's law
office or organization. The person to whom an eCRB password is assigned
is responsible for any document filed using that password.
(e) Signature. The use of an eCRB password to login and submit
documents creates an electronic record. The password operates and
serves as the signature of the person to whom the password is assigned
for all purposes under this chapter III.
(f) Originals of sworn documents. The electronic filing of a
document that contains a sworn declaration, verification, certificate,
statement, oath, or affidavit certifies that the original signed
document is in the possession of the attorney or pro se party
responsible for the filing and that it is available for review upon
request by a party or by the Copyright Royalty Judges. The filer must
file through eCRB a scanned copy of the signature page of the sworn
document together with the document itself.
(g) Consent to delivery by electronic means. An attorney or pro se
party who obtains an eCRB password consents to electronic delivery of
all documents, subsequent to the petition to participate, that are
filed by electronic means through eCRB. Counsel and pro se parties are
responsible for monitoring their email accounts and, upon receipt of
notice of an electronic filing, for retrieving the noticed filing.
Parties and their counsel bear the responsibility to keep the contact
information in their eCRB profiles current.
(h) Accuracy of docket entry. A person filing a document by
electronic means is responsible for ensuring the accuracy of the
official docket entry generated by the eCRB system, including proper
identification of the proceeding, the filing party, and the description
of the document. The Copyright Royalty Board will maintain on its Web
site (www.loc.gov/crb) appropriate guidance regarding naming protocols
for eCRB filers.
(i) Documents subject to a protective order. A person filing a
document by electronic means is responsible for
[[Page 84529]]
ensuring, at the time of filing, that any documents subject to a
protective order are identified to the eCRB system as ``restricted''
documents. This requirement is in addition to any requirements detailed
in the applicable protective order. Failure to identify documents as
``restricted'' to the eCRB system may result in inadvertent publication
of sensitive, protected material.
(j) Exceptions to requirement of electronic filing--(1) Certain
exhibits or attachments. Parties may file in paper form any exhibits or
attachments that are not in a format that readily permits electronic
filing, such as oversized documents; or are illegible when scanned into
electronic format. Parties filing paper documents or things pursuant to
this paragraph must deliver legible or usable copies of the documents
or things in accordance with paragraph 350.5(a)(2) and must file
electronically a notice of filing that includes a certificate of
delivery.
(2) Pro se parties. A pro se party must file documents in paper
form and must deliver and accept delivery of documents in paper form,
unless the pro se party has obtained an eCRB password.
(k) Privacy Requirements. Unless otherwise instructed by the
Copyright Royalty Judges, parties must exclude or redact from all
electronically filed documents, whether designated ``restricted'' or
not:
(1) Social Security Numbers. If an individual's Social Security
number must be included in a filed document for evidentiary reasons,
the filer must use only the last four digits of that number.
(2) Names of minor children. If a minor child must be mentioned in
a document for evidentiary reasons, the filer must use only the
initials of that child.
(3) Dates of birth. If an individual's date of birth must be
included in a pleading for evidentiary reasons, the filer must use only
the year of birth.
(4) Financial account numbers. If a financial account number is
relevant evidence in the proceeding, the filer must use only the last
four digits of the account identifier.
(l) Incorrectly filed documents and technical difficulties. (1) The
Copyright Royalty Board may direct an eCRB filer to re-file a document
that has been incorrectly filed, or to correct an erroneous or
inaccurate docket entry.
(2) After the transition period, if an attorney or a pro se party
who has been issued an eCRB password inadvertently presents a document
for filing in paper form, the Copyright Royalty Board may direct the
attorney or pro se party to file the document electronically. The
document will be deemed filed on the date it was first presented for
filing if, no later than the next business day after being so directed
by the Copyright Royalty Board, the attorney or pro se participant
files the document electronically. If the party fails to make the
electronic filing on the next business day, the document will be deemed
filed on the date of the electronic filing.
(3) The inability to complete an electronic filing because of
technical problems arising in the eCRB system may constitute ``good
cause'' (as used in Sec. 350.6(b)(4)) for an order enlarging time or
excusable neglect for the failure to act within the specified time. A
filer encountering technical problems with an eCRB filing must
immediately notify the Copyright Royalty Board of the problem either by
email or by telephone, followed promptly by written confirmation. This
rule does not provide authority to extend statutory time limits.
Sec. 350.6 Filing and delivery.
(a) Filing of pleadings--(1) Electronic filing through eCRB. Except
as described in Sec. 350.5(l)(2), any document filed by electronic
means through eCRB in accordance with Sec. 350.5 constitutes filing
for all purposes under this chapter, effective as of the date and time
the document is received and timestamped by eCRB.
(2) All other filings. For all filings not submitted by electronic
means through eCRB, the submitting party must deliver an original, five
paper copies, and one electronic copy in Portable Document Format (PDF)
on an optical data storage medium such as a CD or DVD, a flash memory
device, or an external hard disk drive to the Copyright Royalty Board
in accordance with the provisions described in Sec. 301.2 of this
chapter. In no case will the Copyright Royalty Board accept any
document by facsimile transmission or electronic mail, except with
prior express authorization of the Copyright Royalty Judges.
(b) Exhibits. Filers must include all exhibits with the pleadings
they support. In the case of exhibits not submitted by electronic means
through eCRB, whose bulk or whose cost of reproduction would
unnecessarily encumber the record or burden the party, the Copyright
Royalty Judges will consider a motion, made in advance of the filing,
to reduce the number of required copies. See Sec. 350.5(j).
(c) English language translations. Filers must accompany each
submission that is in a language other than English with an English-
language translation, duly verified under oath to be a true
translation. Any other party to the proceeding may, in response, submit
its own English-language translation, similarly verified, so long as
the responding party's translation proves a substantive, relevant
difference in the document.
(d) Affidavits. The testimony of each witness must be accompanied
by an affidavit or a declaration made pursuant to 28 U.S.C. 1746
supporting the testimony. See Sec. 350.5(f).
(e) Subscription--(1) Parties represented by counsel. Subject to
Sec. 350.5(e), all documents filed electronically by counsel must be
signed by at least one attorney of record and must list the attorney's
full name, mailing address, email address (if any), telephone number,
and a state bar identification number. See Sec. 350.5(e). Submissions
signed by an attorney for a party need not be verified or accompanied
by an affidavit. The signature of an attorney constitutes certification
that the contents of the document are true and correct, to the best of
the signer's knowledge, information, and belief, formed after an
inquiry reasonable under the circumstances and:
(i) The document is not being presented for any improper purpose,
such as to harass or to cause unnecessary delay or needless increase in
the cost of litigation;
(ii) The claims, defenses, and other legal contentions therein are
warranted by existing law or by a nonfrivolous argument for the
extension, modification, or reversal of existing law or the
establishment of new law;
(iii) The allegations and other factual contentions have
evidentiary support or, if specifically so identified, are likely to
have evidentiary support after a reasonable opportunity for further
investigation or discovery; and
(iv) The denials of factual contentions are warranted by the
evidence or, if specifically so identified, are reasonably based on a
lack of information or belief.
(2) Parties representing themselves. The original of all paper
documents filed by a party not represented by counsel must be signed by
that party and list that party's full name, mailing address, email
address (if any), and telephone number. The party's signature will
constitute the party's certification that, to the best of his or her
knowledge and belief, there is good ground to support the document, and
that it has not been interposed for purposes of delay.
(f) Responses and replies. Responses in support of or opposition to
motions must be filed within five days of the
[[Page 84530]]
filing of the motion. Replies to responses must be filed within four
days of the filing of the response.
(g) Participant list. The Copyright Royalty Judges will compile and
distribute to those parties who have filed a valid petition to
participate the official participant list for each proceeding. For all
paper filings, a party must deliver a copy of the document to counsel
for all other parties identified in the participant list, or, if the
party is unrepresented by counsel, to the party itself. Parties must
notify the Copyright Royalty Judges and all parties of any change in
the name or address at which they will accept delivery and must update
their eCRB profiles accordingly.
(h) Delivery method and proof of delivery--(1) Electronic filings
through eCRB. Electronic filing of any document through eCRB operates
to effect delivery of the document to counsel or pro se participants
who have obtained eCRB passwords, and the automatic notice of filing
sent by eCRB to the filer constitutes proof of delivery. Counsel or
parties who have not yet obtained eCRB passwords must deliver and
receive delivery as provided in paragraph (h)(2). Parties making
electronic filings are responsible for assuring delivery of all filed
documents to parties that do not use the eCRB system.
(2) Paper filings. During the course of a proceeding, each party
must deliver all documents, including motions, responses and replies
that they have not filed through eCRB to the other parties or their
counsel by means no slower than overnight express mail on the same day
they file the pleading, or by such other means as the parties may agree
in writing among themselves. Parties must include a proof of delivery
with any document delivered in accordance with this paragraph.
Sec. 350.7 Time.
(a) Computation. To compute the due date for filing and delivering
any document or performing any other act directed by an order of the
Copyright Royalty Judges or the rules of the Copyright Royalty Board:
(1) Exclude the day of the act, event, or default that begins the
period.
(2) Exclude intermediate Saturdays, Sundays, and legal holidays
when the period is less than 11 days, unless computation of the due
date is stated in calendar days.
(3) Include the last day of the period, unless it is a Saturday,
Sunday, legal holiday, or a day on which the weather or other
conditions render the Copyright Royalty Board's office inaccessible.
(4) As used in this rule, ``legal holiday'' means the date
designated for the observance of New Year's Day, Martin Luther King,
Jr.'s Birthday, Presidents' Day, Memorial Day, Independence Day, Labor
Day, Columbus Day, Veterans' Day, Thanksgiving Day, Christmas Day, and
any other day declared a federal holiday by the President or the
Congress.
(5) Except as otherwise described in this Chapter or in an order by
the Copyright Royalty Judges, the Copyright Royalty Board will consider
documents to be timely filed only if:
(i) They are filed electronically through eCRB and time-stamped by
11:59:59 p.m. Eastern time on the due date;
(ii) They are sent by U.S. mail, are addressed in accordance with
paragraph 301.2(a), have sufficient postage, and bear a USPS postmark
on or before the due date;
(iii) They are hand-delivered by private party to the Copyright
Office Public Information Office in accordance with Sec. 301.2(b) of
this chapter and received by 5:00 p.m. Eastern time on the due date; or
(iv) They are hand-delivered by commercial courier to the
Congressional Courier Acceptance Site in accordance with paragraph
301.2(c) and received by 4:00 p.m. Eastern time on the due date.
(6) Any document sent by mail and dated only with a business postal
meter will be considered filed on the date it is actually received by
the Library of Congress.
(b) Extensions. A party seeking an extension must do so by written
motion. Prior to filing such a motion, a party must attempt to obtain
consent from the other parties to the proceeding. An extension motion
must state:
(1) The date on which the action or submission is due;
(2) The length of the extension sought;
(3) The date on which the action or submission would be due if the
extension were allowed;
(4) The reason or reasons why there is good cause for the delay;
(5) The justification for the amount of additional time being
sought; and
(6) The attempts that have been made to obtain consent from the
other parties to the proceeding and the position of the other parties
on the motion.
Sec. 350.8 Construction and waiver.
The regulations of the Copyright Royalty Judges are intended to
provide efficient and just administrative proceedings and will be
construed to advance these purposes. For purposes of an individual
proceeding, the provisions of this subchapter may be suspended or
waived, in whole or in part, upon a showing of good cause, to the
extent allowable by law.
PART 351--PROCEEDINGS
0
4. The authority citation for part 351 continues to read as follows:
Authority: 17 U.S.C. 803.
0
5. In Sec. 351.1 revise paragraph (b)(4) to read as follows:
Sec. 351.1 Initiation of proceedings.
* * * * *
(b) * * *
(4) Filing fee. A petition to participate must be accompanied with
a filing fee of $150 or the petition will be rejected. For petitions
filed electronically through eCRB, payment must be made to the
Copyright Royalty Board through the payment portal designated on eCRB.
For petitions filed by other means, payment must be made to the
Copyright Royalty Board by check or by money order. If a check is
subsequently dishonored, the petition will be rejected. If the
petitioner believes that the contested amount of that petitioner's
claim will be $1,000 or less, the petitioner must so state in the
petition to participate and should not include payment of the $150
filing fee. If it becomes apparent during the course of the proceedings
that the contested amount of the claim is more than $1,000, the
Copyright Royalty Judges will require payment of the filing fee at that
time.
Dated: November 16, 2016.
Suzanne M. Barnett,
Chief Copyright Royalty Judge.
[FR Doc. 2016-27932 Filed 11-22-16; 8:45 am]
BILLING CODE 1410-72-P