Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 76670-76671 [2016-26508]

Download as PDF 76670 Federal Register / Vol. 81, No. 213 / Thursday, November 3, 2016 / Notices C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change, as amended, is consistent with the Section 6(b)(5) of the Act, the other provisions of the Act, and the rules and regulations thereunder. In particular, the Commission invites the written views of interested persons concerning the sufficiency of the Exchange’s statements in support of Amendment No. 1 to the proposed rule change, which are set forth above; the statements made in comment letters submitted to the Commission; 50 and the specific requests for comment set forth in the Order Instituting Proceedings.51 Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– BatsBZX–2016–30 on the subject line. mstockstill on DSK3G9T082PROD with NOTICES Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–BatsBZX–2016–30. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the 50 See supra note 8. Order Instituting Proceedings, supra note 7. The Commission notes that, consistent with certain changes made in Amendment No. 1 to the proposed rule change, with respect to Question No. 2 in the Order Instituting Proceedings, commenters are asked to address the sufficiency of the Exchange’s statements as they pertain to the Gemini Exchange Auction Price. See id., 81 FR at 71781. 51 See VerDate Sep<11>2014 17:54 Nov 02, 2016 Jkt 241001 Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing will also be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– BatsBZX–2016–30 and should be submitted on or before November 25, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.52 Brent J. Fields, Secretary. [FR Doc. 2016–26513 Filed 11–2–16; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–32342] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 28, 2016. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of October 2016. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on November 22, 2016, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, 52 17 PO 00000 CFR 200.30–3(a)(12). Frm 00118 Fmt 4703 Sfmt 4703 hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Jessica Shin, Attorney-Adviser, at (202) 551–5921 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE., Washington, DC 20549–8010. Arden Investment Series Trust [File No. 811–22701] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On March 31, 2016 and September 20, 2016, applicant made liquidating distributions to its shareholders, based on net asset value. Applicant’s custodian is holding remaining assets of approximately $816,214 in cash and $105,662 in tax reclaims receivables to cover current and anticipated liabilities and expenses in connection with applicant’s liquidation and dissolution as well as to cover any unexpected liabilities. Expenses of approximately $611,038 incurred in connection with the liquidation were paid by the applicant and the applicant’s investment advisers. Filing Dates: The application was filed on April 20, 2016, and amended on September 21, 2016 and October 26, 2016. Applicant’s Address: 375 Park Avenue, 32nd Floor, New York, New York 10152. Roge Partners Fund [File No. 811– 21571] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The series of applicant has transferred its assets to a corresponding series of Northern Lights Fund Trust III, and, on April 24, 2014, made a final distribution to its shareholders based on net asset value. Expenses of approximately $9,084 incurred in connection with the reorganization were paid by the applicant’s investment adviser. Filing Dates: The application was filed on September 23, 2016 and amended on October 20, 2016. Applicant’s Address: 630 Johnson Avenue, Suite 103, Bohemia, New York 11716. E:\FR\FM\03NON1.SGM 03NON1 Federal Register / Vol. 81, No. 213 / Thursday, November 3, 2016 / Notices Securities Money Market Fund (formerly, General Treasury Prime Money Market Fund), a series of General Government Securities Money Market Funds Inc. and, on December 4, 2015, made a final distribution to its shareholders based on net asset value. Expenses of approximately $199,495 incurred in connection with the reorganization were paid by the applicant’s investment adviser. Filing Date: The application was filed on October 17, 2016. Applicant’s Address: c/o The Dreyfus Corporation, 200 Park Avenue, New York, New York 10166. Dreyfus New York AMT-Free Municipal Money Market Fund [File No. 811–05160] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On October 28, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of approximately $2,016 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Filing Dates: The application was filed on August 5, 2016, and amended on September 8, 2016 and October 7, 2016. Applicant’s Address: 200 Park Avenue, New York, New York 10166. mstockstill on DSK3G9T082PROD with NOTICES Little Harbor MultiStrategy Composite Fund [File No. 811–22891] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On July 11, 2016 and August 26, 2016, applicant made a liquidating distribution to its shareholders, based on net asset value. Applicant is retaining remaining assets of approximately $9,708 in cash to cover current and anticipated liabilities and expenses in connection with applicant’s liquidation. Expenses of approximately $69,863 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on October 7, 2016. Applicant’s Address: c/o Little Harbor Advisors, LLC, 30 Doaks Lane, Marblehead, Massachusetts 01945. Dreyfus Worldwide Dollar Money Market Fund, Inc. [File No. 811–05717] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Dreyfus Liquid Assets, Inc. and, on September 18, 2016, made a final distribution to its shareholders based on net asset value. Expenses of $131,250 incurred in connection with the reorganization were paid by the applicant’s investment adviser. Filing Dates: The application was filed on August 30, 2016, and amended on October 13, 2016. Applicant’s Address: c/o The Dreyfus Corporation, 200 Park Avenue, New York, New York 10166. Dreyfus One Hundred Percent US Treasury Money Market Fund [File No. 811–04430] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to General Treasury VerDate Sep<11>2014 17:54 Nov 02, 2016 Jkt 241001 Western Asset Inflation Management Fund Inc. [File No. 811–21533] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 30, 2014, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $137,100 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on October 20, 2016. Applicant’s Address: 620 Eighth Avenue, 49th Floor, New York, New York 10018. Western Asset 2008 Worldwide Dollar Government Term Trust Inc. [File No. 811–07740] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 30, 2008, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $20,000 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on October 20, 2016. Applicant’s Address: 55 Water Street, New York, New York 10041. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Brent J. Fields, Secretary. [FR Doc. 2016–26508 Filed 11–2–16; 8:45 am] BILLING CODE 8011–01–P PO 00000 76671 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–79189; File No. SR–C2– 2016–020] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls October 28, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 25, 2016, C2 Options Exchange, Incorporated (‘‘Exchange’’ or ‘‘C2’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to enhance current and adopt new price protection mechanisms and risk controls for orders and quotes. The text of the proposed rule change is available on the Exchange’s Web site (https:// www.c2exchange.com/Legal/), at the Exchange’s Office of the Secretary, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange has in place various price check mechanisms and risk 1 15 2 17 Frm 00119 Fmt 4703 Sfmt 4703 U.S.C. 78s(b)(1). CFR 240.19b–4. E:\FR\FM\03NON1.SGM 03NON1

Agencies

[Federal Register Volume 81, Number 213 (Thursday, November 3, 2016)]
[Notices]
[Pages 76670-76671]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-26508]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32342]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

October 28, 2016.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October 2016. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on November 22, 2016, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Jessica Shin, Attorney-Adviser, at 
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Arden Investment Series Trust [File No. 811-22701]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On March 31, 2016 and September 20, 2016, 
applicant made liquidating distributions to its shareholders, based on 
net asset value. Applicant's custodian is holding remaining assets of 
approximately $816,214 in cash and $105,662 in tax reclaims receivables 
to cover current and anticipated liabilities and expenses in connection 
with applicant's liquidation and dissolution as well as to cover any 
unexpected liabilities. Expenses of approximately $611,038 incurred in 
connection with the liquidation were paid by the applicant and the 
applicant's investment advisers.
    Filing Dates: The application was filed on April 20, 2016, and 
amended on September 21, 2016 and October 26, 2016.
    Applicant's Address: 375 Park Avenue, 32nd Floor, New York, New 
York 10152.

Roge Partners Fund [File No. 811-21571]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The series of applicant has transferred its 
assets to a corresponding series of Northern Lights Fund Trust III, 
and, on April 24, 2014, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $9,084 incurred in 
connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on September 23, 2016 and 
amended on October 20, 2016.
    Applicant's Address: 630 Johnson Avenue, Suite 103, Bohemia, New 
York 11716.

[[Page 76671]]

Dreyfus New York AMT-Free Municipal Money Market Fund [File No. 811-
05160]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On October 28, 2015, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of approximately $2,016 incurred in connection with the 
liquidation were paid by the applicant's investment adviser.
    Filing Dates: The application was filed on August 5, 2016, and 
amended on September 8, 2016 and October 7, 2016.
    Applicant's Address: 200 Park Avenue, New York, New York 10166.

Little Harbor MultiStrategy Composite Fund [File No. 811-22891]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On July 11, 
2016 and August 26, 2016, applicant made a liquidating distribution to 
its shareholders, based on net asset value. Applicant is retaining 
remaining assets of approximately $9,708 in cash to cover current and 
anticipated liabilities and expenses in connection with applicant's 
liquidation. Expenses of approximately $69,863 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed on October 7, 2016.
    Applicant's Address: c/o Little Harbor Advisors, LLC, 30 Doaks 
Lane, Marblehead, Massachusetts 01945.

Dreyfus Worldwide Dollar Money Market Fund, Inc. [File No. 811-05717]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Dreyfus Liquid Assets, Inc. and, on September 18, 2016, made a final 
distribution to its shareholders based on net asset value. Expenses of 
$131,250 incurred in connection with the reorganization were paid by 
the applicant's investment adviser.
    Filing Dates: The application was filed on August 30, 2016, and 
amended on October 13, 2016.
    Applicant's Address: c/o The Dreyfus Corporation, 200 Park Avenue, 
New York, New York 10166.

Dreyfus One Hundred Percent US Treasury Money Market Fund [File No. 
811-04430]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
General Treasury Securities Money Market Fund (formerly, General 
Treasury Prime Money Market Fund), a series of General Government 
Securities Money Market Funds Inc. and, on December 4, 2015, made a 
final distribution to its shareholders based on net asset value. 
Expenses of approximately $199,495 incurred in connection with the 
reorganization were paid by the applicant's investment adviser.
    Filing Date: The application was filed on October 17, 2016.
    Applicant's Address: c/o The Dreyfus Corporation, 200 Park Avenue, 
New York, New York 10166.

Western Asset Inflation Management Fund Inc. [File No. 811-21533]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 30, 
2014, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $137,100 incurred in connection 
with the liquidation were paid by the applicant.
    Filing Date: The application was filed on October 20, 2016.
    Applicant's Address: 620 Eighth Avenue, 49th Floor, New York, New 
York 10018.

Western Asset 2008 Worldwide Dollar Government Term Trust Inc. [File 
No. 811-07740]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On November 
30, 2008, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $20,000 incurred in 
connection with the liquidation were paid by the applicant.
    Filing Date: The application was filed on October 20, 2016.
    Applicant's Address: 55 Water Street, New York, New York 10041.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2016-26508 Filed 11-2-16; 8:45 am]
 BILLING CODE 8011-01-P
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