Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees, 68493 [2016-23908]
Download as PDF
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Notices
Therefore, it is ordered, pursuant to
Section 12(k) of the Exchange Act, that
trading in the securities of Rainbow
International, Corp. is suspended for the
period from 9:30 a.m. EDT on
September 30, 2016, through 11:59 p.m.
EDT on October 13, 2016.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016–24062 Filed 9–30–16; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78968; File No. SR–
NYSEMKT–2016–63]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Designation of
Longer Period for Commission Action
on a Proposed Rule Change Amending
the Co-Location Services Offered by
the Exchange To Add Certain Access
and Connectivity Fees
September 28, 2016.
mstockstill on DSK3G9T082PROD with NOTICES
On August 16, 2016, NYSE MKT LLC
(the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change (1) to provide additional
information regarding access to various
trading and execution services;
connectivity to market data feeds and
testing and certification feeds;
connectivity to third party systems; and
connectivity to DTCC provided to Users
using data center local area networks;
and (2) to establish fees relating to a
User’s access to various trading and
execution services; connectivity to
market data feeds and testing and
certification feeds; connectivity to
DTCC; and other services. The proposed
rule change was published for comment
in the Federal Register on August 26,
2016.3 The Commission received no
comments in response to the proposed
rule change.4
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 34–
78629 (August 22, 2016), 81 FR 58992.
4 The Commission notes that it did receive one
comment letter on a related filing, NYSE–2016–45,
which is equally relevant to this filing.
In response to the comment letter, the NYSE
submitted a response.
5 15 U.S.C. 78s(b)(2).
2 17
VerDate Sep<11>2014
19:01 Oct 03, 2016
Jkt 241001
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding or as to which
the self-regulatory organization
consents, the Commission shall approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,6 designates
November 24, 2016, as the date by
which the Commission should approve,
disapprove, or institute proceedings to
determine whether to disapprove the
proposed rule change (File No. SR–
NYSEMKT–2016–63).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–23908 Filed 10–3–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78964; File No. SR–
BatsBZX–2016–59]
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Update BZX
Rules 21.1, 21.7 and 21.9 To Align the
Exchange’s Rules and Functionality
Applicable to the Exchange’s Options
Platform, BZX Options, With the
Exchange’s Affiliated Options
Platform, EDGX Options, Which Is
Operated by Bats EDGX Exchange, Inc.
September 28, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b-4 thereunder,2
notice is hereby given that on
September 19, 2016, Bats BZX
Exchange, Inc. (the ‘‘Exchange’’ or
‘‘BZX’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which Items
have been prepared by the Exchange.
The Exchange has designated this
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A) of the Act 3 and Rule
19b-4(f)(6)(iii) thereunder,4 which
renders it effective upon filing with the
Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposal to
update Rules 21.1, 21.7 and 21.9 to align
the Exchange’s rules and functionality
applicable to the Exchange’s options
platform (‘‘BZX Options’’) with the
Exchange’s affiliated options platform
(‘‘EDGX Options’’), which is operated by
Bats EDGX Exchange, Inc. (‘‘EDGX’’).
The Exchange has designated this
proposal as a non-controversial filing
and requests that the Commission waive
the 30-day operative delay contained in
Rule 19b–4(f)(6)(iii) under the Act.5 If
such waiver is granted by the
Commission, the Exchange shall
implement this rule proposal
immediately.
The text of the proposed rule change
is available at the Exchange’s Web site
at www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to make two
changes to the Exchange’s rules and
functionality applicable to the BZX
Options as described below. The
changes are being proposed in order to
allow the Exchange to conform certain
6 Id.
CFR 200.30–3(a)(57).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
7 17
3 15
1 15
4 17
PO 00000
Frm 00096
Fmt 4703
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6)(iii).
5 17 CFR 240.19b–4(f)(6)(iii).
Sfmt 4703
68493
E:\FR\FM\04OCN1.SGM
04OCN1
Agencies
[Federal Register Volume 81, Number 192 (Tuesday, October 4, 2016)]
[Notices]
[Page 68493]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23908]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-78968; File No. SR-NYSEMKT-2016-63]
Self-Regulatory Organizations; NYSE MKT LLC; Notice of
Designation of Longer Period for Commission Action on a Proposed Rule
Change Amending the Co-Location Services Offered by the Exchange To Add
Certain Access and Connectivity Fees
September 28, 2016.
On August 16, 2016, NYSE MKT LLC (the ``Exchange'' or ``NYSE MKT'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change (1)
to provide additional information regarding access to various trading
and execution services; connectivity to market data feeds and testing
and certification feeds; connectivity to third party systems; and
connectivity to DTCC provided to Users using data center local area
networks; and (2) to establish fees relating to a User's access to
various trading and execution services; connectivity to market data
feeds and testing and certification feeds; connectivity to DTCC; and
other services. The proposed rule change was published for comment in
the Federal Register on August 26, 2016.\3\ The Commission received no
comments in response to the proposed rule change.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 34-78629 (August 22,
2016), 81 FR 58992.
\4\ The Commission notes that it did receive one comment letter
on a related filing, NYSE-2016-45, which is equally relevant to this
filing.
In response to the comment letter, the NYSE submitted a
response.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of the notice of the filing of a proposed rule change,
or within such longer period up to 90 days as the Commission may
designate if it finds such longer period to be appropriate and
publishes its reasons for so finding or as to which the self-regulatory
organization consents, the Commission shall approve the proposed rule
change, disapprove the proposed rule change, or institute proceedings
to determine whether the proposed rule change should be disapproved.
The Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates November 24, 2016, as the date by which the
Commission should approve, disapprove, or institute proceedings to
determine whether to disapprove the proposed rule change (File No. SR-
NYSEMKT-2016-63).
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-23908 Filed 10-3-16; 8:45 am]
BILLING CODE 8011-01-P