Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees, 68475-68476 [2016-23906]

Download as PDF Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Notices II. Docketed Proceeding(s) mstockstill on DSK3G9T082PROD with NOTICES I. Introduction The Commission gives notice that the Postal Service filed request(s) for the Commission to consider matters related to negotiated service agreement(s). The request(s) may propose the addition or removal of a negotiated service agreement from the market dominant or the competitive product list, or the modification of an existing product currently appearing on the market dominant or the competitive product list. Section II identifies the docket number(s) associated with each Postal Service request, the title of each Postal Service request, the request’s acceptance date, and the authority cited by the Postal Service for each request. For each request, the Commission appoints an officer of the Commission to represent the interests of the general public in the proceeding, pursuant to 39 U.S.C. 505 (Public Representative). Section II also establishes comment deadline(s) pertaining to each request. The public portions of the Postal Service’s request(s) can be accessed via the Commission’s Web site (https:// www.prc.gov). Non-public portions of the Postal Service’s request(s), if any, can be accessed through compliance with the requirements of 39 CFR 3007.40. The Commission invites comments on whether the Postal Service’s request(s) in the captioned docket(s) are consistent with the policies of title 39. For request(s) that the Postal Service states concern market dominant product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3010, and 39 CFR part 3020, subpart B. For request(s) that the Postal Service states concern competitive product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3015, and 39 CFR part 3020, subpart B. Comment deadline(s) for each request appear in section II. II. Docketed Proceeding(s) 1. Docket No(s).: MC2016–207 and CP2016–296; Filing Title: Request of the United States Postal Service to Add Priority Mail Express & Priority Mail Contract 36 to Competitive Product List and Notice of Filing (Under Seal) of Unredacted Governors’ Decision, Contract, and Supporting Data; Filing Acceptance Date: September 27, 2016; Filing Authority: 39 U.S.C. 3642 and 39 CFR 3020.30 et seq.; Public Representative: Natalie R. Ward; Comments Due: October 5, 2016. VerDate Sep<11>2014 19:01 Oct 03, 2016 Jkt 241001 2. Docket No(s).: MC2016–208 and CP2016–297; Filing Title: Request of the United States Postal Service to Add Priority Mail Express Contract 42 to Competitive Product List and Notice of Filing (Under Seal) of Unredacted Governors’ Decision, Contract, and Supporting Data; Filing Acceptance Date: September 27, 2016; Filing Authority: 39 U.S.C. 3642 and 39 CFR 3020.30 et seq.; Public Representative: Natalie R. Ward; Comments Due: October 5, 2016. 3. Docket No(s).: MC2016–209 and CP2016–298; Filing Title: Request of the United States Postal Service to Add Priority Mail & First-Class Package Service Contract 32 to Competitive Product List and Notice of Filing (Under Seal) of Unredacted Governors’ Decision, Contract, and Supporting Data; Filing Acceptance Date: September 27, 2016; Filing Authority: 39 U.S.C. 3642 and 39 CFR 3020.30 et seq.; Public Representative: Jennaca D. Upperman; Comments Due: October 5, 2016. 4. Docket No(s).: MC2016–210 and CP2016–299; Filing Title: Request of the United States Postal Service to Add Priority Mail & First-Class Package Service Contract 33 to Competitive Product List and Notice of Filing (Under Seal) of Unredacted Governors’ Decision, Contract, and Supporting Data; Filing Acceptance Date: September 27, 2016; Filing Authority: 39 U.S.C. 3642 and 39 CFR 3020.30 et seq.; Public Representative: Jennaca D. Upperman; Comments Due: October 5, 2016. This Notice will be published in the Federal Register. Ruth Ann Abrams, Acting Secretary. [FR Doc. 2016–23912 Filed 10–3–16; 8:45 am] BILLING CODE 7710–FW–P RAILROAD RETIREMENT BOARD Sunshine Act: Notice of Public Meeting Notice is hereby given that the Railroad Retirement Board will hold a meeting on October 19, 2016, 10:00 a.m. at the Board’s meeting room on the 8th floor of its headquarters building, 844 North Rush Street, Chicago, Illinois 60611. The agenda for this meeting follows: Portion open to the public: (1) Executive Committee Reports The person to contact for more information is Martha P. Rico, Secretary to the Board, Phone No. 312–751–4920. PO 00000 Frm 00078 Fmt 4703 Sfmt 4703 68475 Dated: September 29, 2016. Martha P. Rico, Secretary to the Board. [FR Doc. 2016–24029 Filed 9–30–16; 11:15 am] BILLING CODE 7905–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78966; File No. SR–NYSE– 2016–45] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Amending the CoLocation Services Offered by the Exchange To Add Certain Access and Connectivity Fees September 28, 2016. On July 29, 2016, the New York Stock Exchange LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change (1) to provide additional information regarding access to various trading and execution services; connectivity to market data feeds and testing and certification feeds; connectivity to third party systems; and connectivity to DTCC provided to Users using data center local area networks; and (2) to establish fees relating to a User’s access to various trading and execution services; connectivity to market data feeds and testing and certification feeds; connectivity to DTCC; and other services. The Exchange filed Amendment No. 1, which supersedes and replaces the proposed rule change in its entirety, on August 16, 2016.3 The proposed rule change was published for comment in the Federal Register on August 17, 2016 without Amendment No. 1.4 Amendment No. 1 was published for comment in the Federal 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Amendment No. 1 more closely aligns the proposed rule change with companion proposals filed by the Exchange’s affiliates NYSE Arca and NYSE MKT. See Securities Exchange Act Release No. 34–78628 (August 22, 2016), 81 FR 59004 (August 26, 2016) (SR–NYSEArca–2016–89); Securities Exchange Act Release No. 34–78629 (August 22, 2016), 81 FR 58992 (August 26, 2016) (SR–NYSEMKT–2016–63). Amendment No. 1 is also available at https://www.sec.gov/comments/srnyse-2016-45/nyse201645-1.pdf. 4 See Securities Exchange Act Release No. 34– 78556 (August 11, 2016), 81 FR 54877 (‘‘Notice’’). 2 17 E:\FR\FM\04OCN1.SGM 04OCN1 68476 Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Notices Register on September 26, 2016.5 The Commission received one comment in response to the proposed rule change, as modified by Amendment No. 1.6 Section 19(b)(2) of the Act 7 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change, as modified by Amendment No. 1. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,8 designates November 15, 2016, as the date by which the Commission should approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule change (File No. SR–NYSE–2016–45), as modified by Amendment No. 1. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.9 Robert W. Errett, Deputy Secretary. [FR Doc. 2016–23906 Filed 10–3–16; 8:45 am] mstockstill on DSK3G9T082PROD with NOTICES BILLING CODE 8011–01–P 5 See Securities Exchange Act Release No. 34– 78887 (September 20, 2016), 81 FR 66095. 6 See letter to Brent J. Fields, Secretary, Commission, from John Ramsay, Chief Market Policy Officer, Investors Exchange LLC (IEX), dated September 9, 2016. In response to this Comment Letter, the NYSE submitted a response. 7 15 U.S.C. 78s(b)(2). 8 Id. 9 17 CFR 200.30–3(a)(57). VerDate Sep<11>2014 19:01 Oct 03, 2016 Jkt 241001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78960; File No. SR–NSX– 2016–12] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program September 28, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on 22 September, 2016, National Stock Exchange, Inc. (‘‘NSX’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) a proposed rule change, as described in Items I, and II below, which Items have been substantially prepared by the Exchange. The Exchange has designated this proposal as a ‘‘non-controversial’’ proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(6)(iii) 4 thereunder, which renders it effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change The Exchange filed a proposal to amend NSX Rule 11.26 to modify certain data collection requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program (the ‘‘Plan’’). The proposed rule change is substantially similar to proposed rule changes recently approved or published by the Commission for the Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) to amend FINRA Rule 6191, which also sets forth amendments to the requirements for the collection and transmission of data pursuant to Appendices B and C of the Plan.5 The Exchange has designated this proposal as a ‘‘non-controversial’’ proposed rule change and provided the Commission with the notice required by Rule 19b– 4(f)(6)(iii) under the Act.6 The text of the proposed rule change is available at the Exchange’s Web site 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 17 CFR 240.19b–4(f)(6)(iii). 5 See Securities Exchange Act Release No. 78800 (September 9, 2016), 81 FR 63565 (September 15, 2016) (SR–FINRA–2016–35). 6 17 CFR 240.19b–4(f)(6)(iii). 2 17 PO 00000 Frm 00079 Fmt 4703 Sfmt 4703 at www.nsx.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and statutory basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose On August 25, 2014, NYSE Group, Inc., on behalf of BZX, Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., FINRA, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, the Nasdaq Stock Market LLC, New York Stock Exchange LLC (‘‘NYSE’’), NYSE MKT LLC, and NYSE Arca, Inc. (collectively ‘‘Participants’’), filed with the Commission, pursuant to Section 11A of the Act 7 and Rule 608 of Regulation NMS thereunder,8 the Plan to Implement a Tick Size Pilot Program (‘‘Pilot’’).9 The Participants filed the Plan to comply with an order issued by the Commission on June 24, 2014.10 The Plan 11 was published for comment in the Federal Register on November 7, 2014 and was thereafter approved by the Commission, as modified, on May 6, 2015.12 On November 6, 2015, the Commission granted the Participants an exemption from implementing the Plan until October 3, 2016.13 On March 3, 2016, the Commission noticed an 7 15 U.S.C. 78k–1. CFR 242.608. 9 See Letter from Brendon J. Weiss, Vice President, Intercontinental Exchange, Inc., to Secretary, Commission, dated August 25, 2014. 10 See Securities Exchange Act Release No. 72460 (June 24, 2014), 79 FR 36840 (June 30, 2014). 11 Unless otherwise specified, capitalized terms used in this rule filing are based on the defined terms of the Plan. 12 See Securities Exchange Act Release No. 74892 (May 6, 2015), 80 FR 27513 (May 13, 2015) (File No. 4–657) (‘‘Approval Order’’). 13 See Securities Exchange Act Release No. 76382 (November 6, 2015), 80 FR 70284 (November 13, 2015) (File No. 4-657) (Order Granting Exemption From Compliance With the National Market System Plan To Implement a Tick Size Pilot Program). 8 17 E:\FR\FM\04OCN1.SGM 04OCN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 81, Number 192 (Tuesday, October 4, 2016)]
[Notices]
[Pages 68475-68476]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23906]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-78966; File No. SR-NYSE-2016-45]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Designation of Longer Period for Commission Action on a 
Proposed Rule Change, as Modified by Amendment No. 1, Amending the Co-
Location Services Offered by the Exchange To Add Certain Access and 
Connectivity Fees

September 28, 2016.
    On July 29, 2016, the New York Stock Exchange LLC (``NYSE'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change (1) to provide additional information regarding 
access to various trading and execution services; connectivity to 
market data feeds and testing and certification feeds; connectivity to 
third party systems; and connectivity to DTCC provided to Users using 
data center local area networks; and (2) to establish fees relating to 
a User's access to various trading and execution services; connectivity 
to market data feeds and testing and certification feeds; connectivity 
to DTCC; and other services. The Exchange filed Amendment No. 1, which 
supersedes and replaces the proposed rule change in its entirety, on 
August 16, 2016.\3\ The proposed rule change was published for comment 
in the Federal Register on August 17, 2016 without Amendment No. 1.\4\ 
Amendment No. 1 was published for comment in the Federal

[[Page 68476]]

Register on September 26, 2016.\5\ The Commission received one comment 
in response to the proposed rule change, as modified by Amendment No. 
1.\6\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Amendment No. 1 more closely aligns the proposed rule change 
with companion proposals filed by the Exchange's affiliates NYSE 
Arca and NYSE MKT. See Securities Exchange Act Release No. 34-78628 
(August 22, 2016), 81 FR 59004 (August 26, 2016) (SR-NYSEArca-2016-
89); Securities Exchange Act Release No. 34-78629 (August 22, 2016), 
81 FR 58992 (August 26, 2016) (SR-NYSEMKT-2016-63). Amendment No. 1 
is also available at https://www.sec.gov/comments/sr-nyse-2016-45/nyse201645-1.pdf.
    \4\ See Securities Exchange Act Release No. 34-78556 (August 11, 
2016), 81 FR 54877 (``Notice'').
    \5\ See Securities Exchange Act Release No. 34-78887 (September 
20, 2016), 81 FR 66095.
    \6\ See letter to Brent J. Fields, Secretary, Commission, from 
John Ramsay, Chief Market Policy Officer, Investors Exchange LLC 
(IEX), dated September 9, 2016.
    In response to this Comment Letter, the NYSE submitted a 
response.
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \7\ provides that, within 45 days of 
the publication of the notice of the filing of a proposed rule change, 
or within such longer period up to 90 days as the Commission may 
designate if it finds such longer period to be appropriate and 
publishes its reasons for so finding or as to which the self-regulatory 
organization consents, the Commission shall approve the proposed rule 
change, disapprove the proposed rule change, or institute proceedings 
to determine whether the proposed rule change should be disapproved. 
The Commission is extending this 45-day time period.
---------------------------------------------------------------------------

    \7\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change, as 
modified by Amendment No. 1. Accordingly, the Commission, pursuant to 
Section 19(b)(2) of the Act,\8\ designates November 15, 2016, as the 
date by which the Commission should approve, disapprove, or institute 
proceedings to determine whether to disapprove the proposed rule change 
(File No. SR-NYSE-2016-45), as modified by Amendment No. 1.
---------------------------------------------------------------------------

    \8\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\9\
---------------------------------------------------------------------------

    \9\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-23906 Filed 10-3-16; 8:45 am]
 BILLING CODE 8011-01-P

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