Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600, 68078 [2016-23750]
Download as PDF
<![CDATA[
68078
Federal Register / Vol. 81, No. 191 / Monday, October 3, 2016 / Notices
regarding whether granting the Request
for Exemptive Relief is appropriate,
whether the conditions required for
granting such relief, as set forth in the
Request for Exemptive Relief, are
appropriate, and whether any other
conditions should be required. In
particular, the Commission requests
comment concerning the
appropriateness of granting exemptive
relief under Section 19(b) and Rule 19b–
4 thereunder as described above, in
connection with LCH SA’s non-U.S.
business. Comments may be submitted
by any of the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml) or
• Send an email to rule-comments@
sec.gov. Please include File Number
600–36 on the subject line.
sradovich on DSK3GMQ082PROD with NOTICES
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number 600–36. This file number
should be included on the subject line
if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method of submission. The
Commission will post all comments on
the Commission’s internet Web site
(https://www.sec.gov/rules/sro.shtml).
Copies of the Form CA–1 and the
Request for Exemptive Relief, all
subsequent amendments, all written
statements with respect to LCH SA’s
Form CA–1 and the Request for
Exemptive Relief that are filed with the
Commission, and all written
communications relating to the Form
CA–1and the Request for Exemptive
Relief between the Commission and any
person, other than those that may be
withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will
be available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number 600–36 and should be
submitted on or before November 2,
2016.
VerDate Sep<11>2014
17:56 Sep 30, 2016
Jkt 241001
By the Commission.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–23747 Filed 9–30–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78949; File No. SR–
NYSEArca-2016–107]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proposed Rule Change, as Modified
by Amendment No. 1, Relating to
Listing and Trading of Shares of
Cumberland Municipal Bond ETF
Under NYSE Arca Equities Rule 8.600
September 27, 2016.
On July 26, 2016, NYSE Arca, Inc.
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
Cumberland Municipal Bond ETF
(‘‘Fund’’) under NYSE Arca Equities
Rule 8.600. The proposed rule change
was published for comment in the
Federal Register on August 15, 2016.3
On September 15, 2016, the Exchange
filed Amendment No. 1 to the proposed
rule change.4 The Commission has
received no comment letters on the
proposed rule change, as modified by
Amendment No. 1 thereto.
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
1 15
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 78523
(Aug. 9, 2016), 81 FR 54155.
4 In Amendment No. 1, which amended and
replaced the proposed rule change in its entirety,
the Exchange: (1) Described additional
diversification requirements that would apply to
the Fund’s holdings in municipal bonds; (2)
clarified the Fund’s holdings in non-exchangetraded investment company securities; and (3)
corrected certain references to the regular trading
session of the Exchange. Amendment No. 1 to the
proposed rule change is available at: https://
www.sec.gov/comments/sr-nysearca-2016–107/
nysearca2016107–1.pdf. Because Amendment No. 1
to the proposed rule change does not materially
alter the substance of the proposed rule change or
raise unique or novel regulatory issues, Amendment
No. 1 is not subject to notice and comment.
5 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00123
Fmt 4703
Sfmt 4703
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is September 29,
2016. The Commission is extending this
45-day time period. The Commission
finds that it is appropriate to designate
a longer period within which to take
action on the proposed rule change so
that it has sufficient time to consider the
proposed rule change, as modified by
Amendment No. 1 thereto.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,6
designates November 13, 2016, as the
date by which the Commission shall
either approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File Number SR–NYSEArca–2016–
107), as modified by Amendment No. 1
thereto.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–23750 Filed 9–30–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–68, OMB Control No.
3235–0074]
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736
Extension:
Regulation C
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Regulation C (17 CFR 230.400 through
230.498) under the Securities Act of
1933 (15 U.S.C. 77a et seq.) provides
standard instructions for persons filing
registration statements under the
6 Id.
7 17
CFR 200.30–3(a)(31).
E:\FR\FM\03OCN1.SGM
03OCN1
]]>Agencies
[Federal Register Volume 81, Number 191 (Monday, October 3, 2016)]
[Notices]
[Page 68078]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23750]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-78949; File No. SR-NYSEArca-2016-107]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proposed Rule
Change, as Modified by Amendment No. 1, Relating to Listing and Trading
of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities
Rule 8.600
September 27, 2016.
On July 26, 2016, NYSE Arca, Inc. filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to list and trade shares of the
Cumberland Municipal Bond ETF (``Fund'') under NYSE Arca Equities Rule
8.600. The proposed rule change was published for comment in the
Federal Register on August 15, 2016.\3\ On September 15, 2016, the
Exchange filed Amendment No. 1 to the proposed rule change.\4\ The
Commission has received no comment letters on the proposed rule change,
as modified by Amendment No. 1 thereto.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 78523 (Aug. 9,
2016), 81 FR 54155.
\4\ In Amendment No. 1, which amended and replaced the proposed
rule change in its entirety, the Exchange: (1) Described additional
diversification requirements that would apply to the Fund's holdings
in municipal bonds; (2) clarified the Fund's holdings in non-
exchange-traded investment company securities; and (3) corrected
certain references to the regular trading session of the Exchange.
Amendment No. 1 to the proposed rule change is available at: https://www.sec.gov/comments/sr-nysearca-2016-107/nysearca2016107-1.pdf.
Because Amendment No. 1 to the proposed rule change does not
materially alter the substance of the proposed rule change or raise
unique or novel regulatory issues, Amendment No. 1 is not subject to
notice and comment.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is September 29, 2016. The Commission is extending this 45-day time
period. The Commission finds that it is appropriate to designate a
longer period within which to take action on the proposed rule change
so that it has sufficient time to consider the proposed rule change, as
modified by Amendment No. 1 thereto.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates November 13, 2016, as the date by which the
Commission shall either approve or disapprove or institute proceedings
to determine whether to disapprove the proposed rule change (File
Number SR-NYSEArca-2016-107), as modified by Amendment No. 1 thereto.
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-23750 Filed 9-30-16; 8:45 am]
BILLING CODE 8011-01-P
