Submission for OMB Review; Comment Request, 64574 [2016-22543]

Download as PDF 64574 Federal Register / Vol. 81, No. 182 / Tuesday, September 20, 2016 / Notices email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request sradovich on DSK3GMQ082PROD with NOTICES Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA, 100 F Street NE., Washington, DC 20549– 2736. Extension: Rule 155; SEC File No. 270–492; OMB Control No. 3235–0549. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below. Rule 155 (17 CFR 230.155) under the Securities Act of 1933 (15 U.S.C. 77a et seq.) provides safe harbors for a registered offering of securities following an abandoned private offering, or a private offering following an abandoned a registered offering, without integrating the registered and private offerings in either case. In connection with registered offering following an abandoned private offering, Rule 155 requires an issuer to include in any prospectus filed as a part of a registration statement disclosure regarding the abandoned private offering. Similarly, the rule requires an issuer to provide each offeree in a private offering following an abandoned registered offering with: (1) Information concerning the withdrawal of the registration statement; (2) the fact that the private offering is unregistered; and (3) the legal implications of the offering’s unregistered status. All information submitted to the Commission is available to the public for review. Companies only need to satisfy the Rule 155 information requirements if they wish to take advantage of the rule’s safe harbors. The Rule 155 information is required only on occasion. We estimate Rule 155 takes approximately 4 hours per response to prepare and is filed by 600 respondents annually. We estimate that 50% of the 4 hours per response (2 hours per response) is prepared by the filer for a total annual reporting burden of 1,200 hours (2 hours per response × 600 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov . Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an VerDate Sep<11>2014 17:13 Sep 19, 2016 Jkt 238001 Dated: September 14, 2016. Robert W. Errett, Deputy Secretary. [FR Doc. 2016–22543 Filed 9–19–16; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78846; File No. SR–ICC– 2016–010] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Model Description Document and the ICC Risk Management Framework September 15, 2016. On July 15, 2016, ICE Clear Credit LLC (‘‘ICC’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to revise the ICC Risk Management Framework to incorporate certain risk model enhancements. ICC also proposed minor clarifying edits to the ICC Risk Management Model Description document and the ICC Risk Management Framework (File No. SR– ICC–2016–010). The proposed rule change was published for comment in the Federal Register on August 4, 2016.3 To date, the Commission has not received comments on the proposed rule change. Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day from the publication of notice of filing of this 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Securities Exchange Act Release No. 34–78448 (July 29, 2016), 81 FR 51532 (Aug. 4, 2016) (SR– ICC–2016–010). 4 15 U.S.C. 78s(b)(2). 2 17 PO 00000 Frm 00147 Fmt 4703 Sfmt 4703 proposed rule change is September 18, 2016. The Commission is extending the 45day time period for Commission action on the proposed rule change. ICC’s proposed rule change would modify the ICC Risk Management Framework. The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider ICC’s proposed rule change. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates November 2, 2016 as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–ICC–2016–010). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Robert W. Errett, Deputy Secretary. [FR Doc. 2016–22623 Filed 9–19–16; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF TRANSPORTATION Federal Aviation Administration Twenty Fourth Meeting of SC–217 Aeronautical Databases Federal Aviation Administration (FAA), U.S. Department of Transportation (DOT). ACTION: Twenty Seventh Meeting of the SC–217 Aeronautical Databases. AGENCY: The FAA is issuing this notice to advise the public of a meeting of Twenty Seventh Meeting of SC–217 Aeronautical Databases. DATES: The meeting will be held November 29 to December 2, 2016, 9:00 a.m. to 5:00 p.m. ADDRESSES: The meeting will be held at: 202 Burlington Road, Bedford, MA 01730–1420. FOR FURTHER INFORMATION CONTACT: Karan Hofmann at khofmann@rtca.org or (202) 330–0680, or The RTCA Secretariat, 1150 18th Street NW., Suite 910, Washington, DC, 20036, or by telephone at (202) 833–9339, fax at (202) 833–9434, or Web site at https:// www.rtca.org. SUMMARY: Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92– 463, 5 U.S.C., App.), notice is hereby given for a meeting of the Twenty SUPPLEMENTARY INFORMATION: 5 15 6 17 E:\FR\FM\20SEN1.SGM U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 20SEN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 81, Number 182 (Tuesday, September 20, 2016)]
[Notices]
[Page 64574]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-22543]



[[Page 64574]]

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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA, 100 F Street NE., Washington, DC 20549-
2736.

Extension:
    Rule 155; SEC File No. 270-492; OMB Control No. 3235-0549.
    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of 
Management and Budget this request for extension of the previously 
approved collection of information discussed below.
    Rule 155 (17 CFR 230.155) under the Securities Act of 1933 (15 
U.S.C. 77a et seq.) provides safe harbors for a registered offering 
of securities following an abandoned private offering, or a private 
offering following an abandoned a registered offering, without 
integrating the registered and private offerings in either case. In 
connection with registered offering following an abandoned private 
offering, Rule 155 requires an issuer to include in any prospectus 
filed as a part of a registration statement disclosure regarding the 
abandoned private offering. Similarly, the rule requires an issuer 
to provide each offeree in a private offering following an abandoned 
registered offering with: (1) Information concerning the withdrawal 
of the registration statement; (2) the fact that the private 
offering is unregistered; and (3) the legal implications of the 
offering's unregistered status. All information submitted to the 
Commission is available to the public for review. Companies only 
need to satisfy the Rule 155 information requirements if they wish 
to take advantage of the rule's safe harbors. The Rule 155 
information is required only on occasion. We estimate Rule 155 takes 
approximately 4 hours per response to prepare and is filed by 600 
respondents annually. We estimate that 50% of the 4 hours per 
response (2 hours per response) is prepared by the filer for a total 
annual reporting burden of 1,200 hours (2 hours per response x 600 
responses).
    An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it 
displays a currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov . 
Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory 
Affairs, Office of Management and Budget, Room 10102, New Executive 
Office Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an 
email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.


    Dated: September 14, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-22543 Filed 9-19-16; 8:45 am]
 BILLING CODE 8011-01-P

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