In the Matter of Neuromama, Ltd.; Order of Suspension of Trading, 54857-54858 [2016-19718]

Download as PDF 54857 Federal Register / Vol. 81, No. 159 / Wednesday, August 17, 2016 / Notices as Representative Payee-Representative Payee’s Record, advises representative payees of their responsibilities under 20 CFR 266.9 and provides a means for the representative payee to maintain records pertaining to the receipt and use of RRB benefits. The booklet is provided for the representative payee’s convenience. The court has appointed an individual or institution to manage the annuitant’s funds or, in the absence of such appointment, when the annuitant is a minor. The RRB also provides representative payees with a booklet at the time of their appointment. The booklet, RRB Form RB–5, Your Duties RRB also accepts records that are kept by representative payee’s as part of a common business practice. Completion is voluntary. One response is requested of each respondent. The RRB is proposing non-burden impacting editorial changes to Forms AA–5, G–478, and the RB–5 booklet. ESTIMATE OF ANNUAL RESPONDENT BURDEN Annual responses Form number Time (minutes) Burden (hours) AA–5 ............................................................................................................................................ Individuals ............................................................................................................................. Institutions ............................................................................................................................. G–478 .......................................................................................................................................... RB–5 ............................................................................................................................................ Individuals ............................................................................................................................. Institutions ............................................................................................................................. 3,000 2,250 750 2,000 15,300 11,475 3,825 ........................ 17 ........................ 6 ........................ 60 ........................ 850 637.5 212.5 200.0 15,300 11,475 3,825 Total ............................................................................................................................... 20,300 ........................ 16,350 2. Employer Service and Compensation Reports; OMB 3220– 0070. Section 2(c) of the Railroad Unemployment Insurance Act (RUIA) specifies the maximum normal unemployment and sickness benefits that may be paid in a benefit year. Section 2(c) further provides for extended benefits for certain employees and for beginning a benefit year early for other employees. The conditions for these actions are prescribed in 20 CFR 302. All information about creditable railroad service and compensation needed by the RRB to administer Section 2(c) is not always available from annual reports filed by railroad employers with the RRB (OMB 3220– 0008). When this occurs, the RRB must obtain supplemental information about service and compensation. The RRB utilizes Form UI–41, Supplemental Report of Service and Compensation, and Form UI–41a, Supplemental Report of Compensation, to obtain the additional information about service and compensation from railroad employers. Completion of the forms is mandatory. One response is required of each respondent. The RRB proposes no changes to Form UI–41 and UI–41a. ESTIMATE OF ANNUAL RESPONDENT BURDEN Annual responses Form number Time (minutes) Burden (hours) 100 50 8 8 13 7 Total ...................................................................................................................................... mstockstill on DSK3G9T082PROD with NOTICES UI–41 ........................................................................................................................................... UI–41a ......................................................................................................................................... 150 ........................ 20 Additional Information or Comments: To request more information or to obtain a copy of the information collection justification, forms, and/or supporting material, contact Dana Hickman at (312) 751–4981 or Dana.Hickman@RRB.GOV. Comments regarding the information collection should be addressed to Charles Mierzwa, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611–2092 or emailed to Charles.Mierzwa@RRB.GOV. Written comments should be received within 60 days of this notice. Charles Mierzwa, Chief of Information Resources Management. [FR Doc. 2016–19606 Filed 8–16–16; 8:45 am] BILLING CODE 7905–01–P VerDate Sep<11>2014 16:39 Aug 16, 2016 Jkt 238001 SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Neuromama, Ltd.; Order of Suspension of Trading August 15, 2016. It appears to the Securities and Exchange Commission that the public interest and the protection of investors require a suspension of trading in the securities of Neuromama, Ltd, Inc. (CIK No. 0001542918) because of concerns regarding the accuracy and adequacy of information in the marketplace about, among other things, the identity of the persons in control of the company’s operations and management, false statements to company shareholders and/or potential investors that the PO 00000 Frm 00072 Fmt 4703 Sfmt 4703 company has an application pending for listing on the NASDAQ Stock Market, and potentially manipulative transactions in the company’s stock. Neuromama, Ltd. is a Nevada corporation with its principal place of business listed as Playas de Rosarito, Baja California, Mexico, with stock quoted on OTC Link (previously ‘‘Pink Sheets’’) operated by OTC Markets Group, Inc. under the ticker symbol NERO. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. THEREFORE, IT IS ORDERED, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above- E:\FR\FM\17AUN1.SGM 17AUN1 54858 Federal Register / Vol. 81, No. 159 / Wednesday, August 17, 2016 / Notices listed company is suspended for the period from 9:30 a.m. EDT, on August 15, 2016, through 11:59 p.m. EDT, on August 26, 2016. By the Commission. Lynn M. Powalski, Deputy Secretary. [FR Doc. 2016–19718 Filed 8–15–16; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78549; File No. SR–FINRA– 2016–029] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Require All Parties Other Than Pro Se Customers To File and Serve Pleadings and Documents Through the FINRA Office of Dispute Resolution’s Party Portal and To Permit Mediation Parties To Use the Portal August 11, 2016. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’ or ‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on July 27, 2016, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. mstockstill on DSK3G9T082PROD with NOTICES I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes (‘‘Customer Code’’) and the Code of Arbitration Procedure for Industry Disputes (‘‘Industry Code’’ and, together with the Customer Code, ‘‘Codes’’), to require all parties, except customers who are not represented by an attorney or other person (‘‘pro se customers’’), to use the FINRA Office of Dispute Resolution’s Party Portal (‘‘Party Portal’’) to file initial statements of claim and to file and serve pleadings and other documents on FINRA or any other party. Under the proposed rule 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. VerDate Sep<11>2014 16:39 Aug 16, 2016 Jkt 238001 change, FINRA would require parties to use the Party Portal to file and serve correspondence relating to discovery requests, but would not permit parties to file documents produced in response to discovery requests through the Party Portal. FINRA is also proposing to amend the Code of Mediation Procedure (‘‘Mediation Code’’) to permit mediation parties to agree to use the Party Portal to submit and retrieve all documents and other communications. In addition, FINRA is revising other provisions in the Codes to conform to existing practice. The text of the proposed rule change is available on FINRA’s Web site at http://www.finra.org, at the principal office of FINRA and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, FINRA included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. FINRA has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Background In 2004, FINRA implemented an online, web-based arbitration claim notification and filing system that allowed a claimant 3 or claimant’s counsel to file voluntarily an arbitration claim through that system (‘‘online claim filing system’’).4 Currently, the Codes allow a claimant to file a claim 5 either in hard copy or by using the online claim filing system.6 The online claim filing system allows a claimant to complete forms, submit documents, and pay filing fees online. Some of the benefits of using the online claim filing system are that claims are filed and processed more quickly, and the burden 3 See Rules 12100(e) and 13100(e). The term ‘‘claimant’’ means a party that files the statement of claim that initiates an arbitration proceeding. 4 See Notice to Members 04–56. 5 See Rules 12302(a) and 13302(a). 6 See FINRA, Arbitration Online Claim Filing, available at http://www.finra.org/arbitration-andmediation/online-claim-filing. PO 00000 Frm 00073 Fmt 4703 Sfmt 4703 of using hard-copy documents by parties and staff is significantly reduced. In June 2013, FINRA introduced a separate secure, online service called the Dispute Resolution Portal (‘‘DR Portal’’) to facilitate interactions among parties, arbitrators, mediators, and FINRA staff on arbitration case-related matters. As further discussed below, the DR Portal includes both a Party Portal and an Arbitrator and Mediator Portal. The Party Portal uses an invitation/ registration process that provides a secure way to send and receive arbitration and mediation case documents. As soon as a party notifies FINRA of the name of the person who should be given access to the arbitration or mediation case file (typically the party’s representative), FINRA sends an email to the named person with an invitation to register on the Party Portal via a personalized Web address link that provides complete access to the specified case. This invitation/ registration process ensures that FINRA maintains a case specific level of security and access within the Party Portal. Once registered, the representative can provide other individuals (such as legal assistants and co-counsel) with access to appropriate cases on the Party Portal. FINRA initially opened the Party Portal to a small number of firms to gain experience with the technology and to incorporate user feedback. Over time, FINRA expanded access to the Party Portal, and as of July 20, 2015, FINRA allowed all parties to use the Party Portal voluntarily in all arbitration and mediation cases filed as of that date. Through the Party Portal, parties can, among other things, receive documents from and send documents to FINRA, receive service 7 of a claim, submit an answer to a claim, submit additional case documents, view the status of a case, and select arbitrators. FINRA staff solicited feedback and received suggestions from users on how to enhance the Party Portal’s functionality. Through a series of quarterly releases, FINRA has upgraded the Party Portal to allow parties to, among other things, schedule hearings, receive automated messages when new documents are posted, see an indication of received documents not yet viewed, and send documents to other Party Portal case participants. FINRA received positive feedback on the Party Portal from parties who used the system voluntarily. In light of the positive user feedback and the various enhancements 7 Service is the process of delivering a pleading (e.g., the statement of claim or answer) or other documents to the opposing party. E:\FR\FM\17AUN1.SGM 17AUN1

Agencies

[Federal Register Volume 81, Number 159 (Wednesday, August 17, 2016)]
[Notices]
[Pages 54857-54858]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-19718]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of Neuromama, Ltd.; Order of Suspension of Trading

August 15, 2016.
    It appears to the Securities and Exchange Commission that the 
public interest and the protection of investors require a suspension of 
trading in the securities of Neuromama, Ltd, Inc. (CIK No. 0001542918) 
because of concerns regarding the accuracy and adequacy of information 
in the marketplace about, among other things, the identity of the 
persons in control of the company's operations and management, false 
statements to company shareholders and/or potential investors that the 
company has an application pending for listing on the NASDAQ Stock 
Market, and potentially manipulative transactions in the company's 
stock. Neuromama, Ltd. is a Nevada corporation with its principal place 
of business listed as Playas de Rosarito, Baja California, Mexico, with 
stock quoted on OTC Link (previously ``Pink Sheets'') operated by OTC 
Markets Group, Inc. under the ticker symbol NERO.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed company.
    THEREFORE, IT IS ORDERED, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-

[[Page 54858]]

listed company is suspended for the period from 9:30 a.m. EDT, on 
August 15, 2016, through 11:59 p.m. EDT, on August 26, 2016.

    By the Commission.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2016-19718 Filed 8-15-16; 4:15 pm]
 BILLING CODE 8011-01-P