Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options, 54173-54174 [2016-19316]
Download as PDF
Federal Register / Vol. 81, No. 157 / Monday, August 15, 2016 / Notices
Participant rather than the Protecting
Participant, and (ii) by removing the
CPDA option and requiring that
Participants that Protect outside of DTC
to also Cover outside DTC, the proposed
rule change would establish a process
that would streamline Cover of Protect
transactions, allocations and
recordkeeping for Participants, and
reduce manual processing and the risks,
burdens, and costs associated with such
processing for DTC, thereby promoting
the prompt and accurate clearance and
settlement of securities, consistent with
the requirements of the Act, in
particular Section 17A(b)(3)(F), cited
above.
Additionally, the proposed
ministerial changes to the Procedures,
which update the Guide as set forth
above, would provide additional clarity
to Participants and would ensure the
accuracy of the Procedures by reflecting
the present state of DTC’s reorganization
services and practices, thereby
promoting the prompt and accurate
clearance and settlement of securities,
consistent with the requirements of the
Act, in particular Section 17A(b)(3)(F),
cited above.
(B) Clearing Agency’s Statement on
Burden on Competition
DTC does not believe that the
proposed rule change would have any
impact, or impose any burden, on
competition because it would remove a
function that is infrequently used for its
intended purpose, and would establish
a new function, available to all
Participants, without the addition of a
new fee.
(C) Clearing Agency’s Statement on
Comments on the Proposed Rule
Change Received From Members,
Participants, or Others
Written comments relating to the
proposed rule change have not been
solicited or received. DTC will notify
the Commission of any written
comments received by DTC.
sradovich on DSK3GMQ082PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period
up to 90 days (i) as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or (ii) as to which
the self-regulatory organization
consents, the Commission will:
(A) By order approve or disapprove
such proposed rule change, or
VerDate Sep<11>2014
19:23 Aug 12, 2016
Jkt 238001
(B) Institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
DTC–2016–005 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–DTC–2016–005. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of DTC and on DTCC’s Web site
(https://dtcc.com/legal/sec-rulefilings.aspx). All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–DTC–
2016–005 and should be submitted on
or before September 6, 2016.
PO 00000
Frm 00133
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54173
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–19322 Filed 8–12–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78511; File No. SR–CBOE–
2016–049]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Designation of
Longer Period for Commission Action
on Proposed Rule Change To List
Options That Overlie the FTSE
Developed Europe Index and the FTSE
Emerging Index, To Raise the
Comprehensive Surveillance
Agreement Percentage Applicable to
Certain Index Options, and To Amend
the Maintenance Listing Criteria
Applicable to Certain Index Options
August 9, 2016.
On June 15, 2016, Chicago Board
Options Exchange, Incorporated
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade options that overlie the
FTSE Developed Europe Index and the
FTSE Emerging Index, raise the
comprehensive surveillance agreement
percentage applicable to options that
overlie the MSCI EAFE Index and the
MSCI Emerging Markets Index (‘‘EAFE
options’’ and ‘‘EM options’’), and amend
the maintenance listing criteria
applicable to EAFE options, EM options,
FTSE 100 Index options, and FTSE
China 50 Index options. The proposed
rule change was published for comment
in the Federal Register on July 1, 2016.3
The Commission has received no
comment letters on the proposal.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
16 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 78177
(June 28, 2016), 81 FR 43308.
4 15 U.S.C. 78s(b)(2).
1 15
E:\FR\FM\15AUN1.SGM
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54174
Federal Register / Vol. 81, No. 157 / Monday, August 15, 2016 / Notices
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is August 15, 2016.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider and take action on the
Exchange’s proposed rule change.
Accordingly, pursuant to Section
19(b)(2)(A)(ii)(I) of the Act 5 and for the
reasons stated above, the Commission
designates September 29, 2016, as the
date by which the Commission should
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change (File No. SR–CBOE–2016–
049).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Robert W. Errett,
Deputy Secretary.
FOR FURTHER INFORMATION CONTACT:
Louis Cupp, New Markets Policy
Analyst, 202–619–0511, louis.cupp@
sba.gov, Curtis B. Rich, Management
Analyst, 202–205–7030, curtis.rich@
sba.gov.
The
information collected on SBA Form 480,
‘‘Size Status Declaration’’ is a
certification of small business size
status. This information collection is
used to determine whether SBIC
financial assistance is provided only to
small business concerns as defined in
the Small Business Investment Act and
SBA size regulations. Without this
certification, businesses that exceed
SBA’s size standards could benefit from
program resources meant for small
businesses.
Title: ‘‘Size Status Declaration’’.
Description of Respondents: Small
business Investment Companies.
Form Number: 480.
Annual Responses: 2,500.
Annual Burden: 417.
SUPPLEMENTARY INFORMATION:
Curtis Rich,
Management Analyst.
[FR Doc. 2016–19274 Filed 8–12–16; 8:45 am]
BILLING CODE P
[FR Doc. 2016–19316 Filed 8–12–16; 8:45 am]
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Fallon
The Interest Rates are:
Percent
For physical damage:
Non-Profit Organizations With
Credit Available Elsewhere ...
Non-Profit Organizations Without Credit Available Elsewhere .....................................
For economic injury:
Non-Profit Organizations Without Credit Available Elsewhere .....................................
2.625
2.625
2.625
The number assigned to this disaster
for physical damage is 14795C and for
economic injury is 14796C.
(Catalog of Federal Domestic Assistance
Number 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2016–19281 Filed 8–12–16; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
BILLING CODE 8025–01–P
[Disaster Declaration # 14795 and # 14796]
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments
60 Day notice and request for
comments.
The Small Business
Administration (SBA) intends to request
approval, from the Office of
Management and Budget (OMB) for the
collection of information described
below. The Paperwork Reduction Act
(PRA) of 1995, 44 U.S.C. Chapter 35
requires federal agencies to publish a
notice in the Federal Register
concerning each proposed collection of
information before submission to OMB,
and to allow 60 days for public
comment in response to the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
October 14, 2016.
ADDRESSES: Send all comments to Louis
Cupp, New Markets Policy Analyst,
Office of Investment and Innovation,
Small Business Administration, 409 3rd
Street SW., 6th Floor, Washington, DC
20416.
sradovich on DSK3GMQ082PROD with NOTICES
5 15
6 17
U.S.C. 78s(b)(2)(A)(ii)(I).
CFR 200.30–3(a)(31).
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19:23 Aug 12, 2016
Jkt 238001
PO 00000
Frm 00134
Fmt 4703
Sfmt 4703
60-Day notice and request for
comments.
ACTION:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of MONTANA (FEMA–4275–
DR), dated 08/03/2016.
Incident: Tornado.
Incident Period: 06/11/2016.
Effective Date: 08/03/2016.
Physical Loan Application Deadline
Date: 10/03/2016.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/03/2017.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
08/03/2016, Private Non-Profit
SUMMARY:
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
ACTION:
SUMMARY:
Montana Disaster # MT–00098
The Small Business
Administration (SBA) intends to request
approval, from the Office of
Management and Budget (OMB) for the
collection of information described
below. The Paperwork Reduction Act
(PRA) of 1995, 44 U.S.C Chapter 35
requires federal agencies to publish a
notice in the Federal Register
concerning each proposed collection of
information before submission to OMB,
and to allow 60 days for public
comment in response to the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
October 14, 2016.
ADDRESSES: Send all comments to Mary
Frias, Loan Specialist, Office of
Financial Assistance, Small Business
Administration, 409 3rd Street SW.,
Washington, DC 20416.
FOR FURTHER INFORMATION CONTACT:
Mary Frias, Loan Specialist, Office of
Financial Assistance, mary.frias@
sba.gov 202–401–8234, or Curtis B.
SUMMARY:
E:\FR\FM\15AUN1.SGM
15AUN1
Agencies
[Federal Register Volume 81, Number 157 (Monday, August 15, 2016)]
[Notices]
[Pages 54173-54174]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-19316]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-78511; File No. SR-CBOE-2016-049]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Designation of Longer Period for Commission
Action on Proposed Rule Change To List Options That Overlie the FTSE
Developed Europe Index and the FTSE Emerging Index, To Raise the
Comprehensive Surveillance Agreement Percentage Applicable to Certain
Index Options, and To Amend the Maintenance Listing Criteria Applicable
to Certain Index Options
August 9, 2016.
On June 15, 2016, Chicago Board Options Exchange, Incorporated
(``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to list and trade options that overlie the FTSE
Developed Europe Index and the FTSE Emerging Index, raise the
comprehensive surveillance agreement percentage applicable to options
that overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
(``EAFE options'' and ``EM options''), and amend the maintenance
listing criteria applicable to EAFE options, EM options, FTSE 100 Index
options, and FTSE China 50 Index options. The proposed rule change was
published for comment in the Federal Register on July 1, 2016.\3\ The
Commission has received no comment letters on the proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 78177 (June 28,
2016), 81 FR 43308.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents,
[[Page 54174]]
the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is August 15, 2016.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider and
take action on the Exchange's proposed rule change.
Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act \5\
and for the reasons stated above, the Commission designates September
29, 2016, as the date by which the Commission should either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-CBOE-2016-049).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2)(A)(ii)(I).
\6\ 17 CFR 200.30-3(a)(31).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-19316 Filed 8-12-16; 8:45 am]
BILLING CODE 8011-01-P