Applications for New Awards; Equity Assistance Centers, 46820-46826 [2016-16809]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Equity
Assistance Centers
Office of Elementary and
Secondary Education, Department of
Education.
ACTION: Notice.
AGENCY:
Overview Information:
Equity Assistance Centers
Notice inviting applications for new
awards for fiscal year (FY) 2016.
Catalog of Federal Domestic
Assistance (CFDA) Number: 84.004D.
DATES:
Applications Available: July 18, 2016.
Deadline for Transmittal of
Applications: August 22, 2016.
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Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Equity
Assistance Centers (EAC) program is
authorized under title IV of the Civil
Rights Act of 1964, 42 U.S.C. 2000c—
2000c–2, 2000c–5, and the
implementing regulations in 34 CFR
part 270. This program awards grants
through cooperative agreements to
operate regional EACs that provide
technical assistance (including training)
at the request of school boards and other
responsible governmental agencies in
the preparation, adoption, and
implementation of plans for the
desegregation of public schools—which
in this context means plans for equity
(including desegregation based on race,
national origin, sex, and religion)—and
in the development of effective methods
of coping with special educational
problems occasioned by desegregation.
Assistance may include, among other
activities: (1) Dissemination of
information regarding effective methods
of coping with special educational
problems occasioned by desegregation;
(2) assistance and advice in coping with
these problems; and (3) training
designed to improve the ability of
teachers, supervisors, counselors,
parents, community members,
community organizations, and other
elementary or secondary school
personnel to deal effectively with
special educational problems
occasioned by desegregation.
Priorities: This notice contains one
competitive preference priority and one
invitational priority. The competitive
preference priority is from the notice of
final priority and requirement for this
program published elsewhere in this
issue of the Federal Register.
Competitive Preference Priority: For
FY 2016 and any subsequent year in
which we make awards from the list of
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unfunded applications from this
competition, this priority is a
competitive preference priority. Under
34 CFR 75.105(c)(2)(i) we award up to
an additional five points to an
application, depending on how well the
application addresses this priority. If an
applicant wishes to be considered for
this priority, the applicant must submit
a supplemental narrative describing
how the applicant meets this priority.
This priority is:
A track record of success or
demonstrated expertise in developing or
providing technical assistance to
increase socioeconomic diversity in
schools or school districts as a means to
further desegregation by race, sex,
national origin, and religion.
The Department will award up to five
additional points to eligible applicants
that have a track record of success or
demonstrated expertise in both of the
following:
(a) Providing effective and
comprehensive technical assistance on
strategies or interventions supported by
evidence and designed to increase
socioeconomic diversity within or
across schools, districts, or
communities; and
(b) Researching, evaluating, or
developing strategies or interventions
supported by evidence and designed to
increase socioeconomic diversity within
or across schools, districts, or
communities.
Invitational Priority: For FY 2016 and
any subsequent year in which we make
awards from the list of unfunded
applications from this competition, this
priority is an invitational priority.
Under 34 CFR 75.105(c)(1) we do not
give an application that meets this
invitational priority a competitive or
absolute preference over other
applications.
This priority is:
A track record of success or
demonstrated expertise in providing
effective technical assistance on
strategies to ensure equitable access to
effective teachers and leaders,
particularly for students from lowincome families and students of color
across and within schools and districts.
The Department seeks applications
from eligible applicants that have a
track record of success or demonstrated
expertise in both of the following:
(a) Developing and providing
technical assistance with the goal of
ensuring that low-income children and
children of color are not served at
disproportionate rates by ineffective,
out-of-field, or inexperienced teachers
or ineffective leaders, including
assistance to ensure continuous
improvement toward such goals; and
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(b) Researching or evaluating teacher
and leader recruitment, support, and
retention policies and practices,
specifically with respect to their impact
on the equitable access to effective
teachers and leaders for low-income
children and children of color.
Program Requirement: This
requirement is from the notice of final
priority and requirement for this
program published elsewhere in this
issue of the Federal Register. The
following requirement applies to all
applicants awarded a grant under this
competition that receive points under
the competitive preference priority:
Conducting Outreach and
Engagement: When providing technical
assistance on socioeconomic diversity
in response to requests from responsible
governmental agencies as a means to
further desegregation by race, sex,
national origin, and religion, a grantee
under this program must assist in
conducting outreach and engagement on
strategies or interventions designed to
increase socioeconomic diversity with
appropriate stakeholders, including
community members, parents, and
teachers.
Definitions: The following definitions
apply to this competition and, except as
otherwise noted, are from the notice of
final regulations, published elsewhere
in this issue of the Federal Register.
Desegregation assistance means the
provision of technical assistance
(including training) in the areas of race,
sex, national origin, and religion
desegregation of public elementary and
secondary schools.
Desegregation assistance areas mean
the areas of race, sex, national origin,
and religion desegregation.
English learner has the same meaning
as the same term defined in section
8101(20) of the Elementary and
Secondary Education Act, as amended.
Authority: Section 8101(20) of the
Elementary and Secondary Education Act of
1965, as amended by the Every Student
Succeeds Act, Public Law 114–95 (2015)
(ESSA).
Equity Assistance Center means a
regional desegregation technical
assistance and training center funded
under this part.
National origin desegregation means
the assignment of students to public
schools and within those schools
without regard to their national origin,
including providing students such as
those who are English learners with a
full opportunity for participation in all
educational programs regardless of their
national origin.
Public school means any elementary
or secondary educational institution
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operated by a State, subdivision of a
State, or governmental agency within a
State, or operated wholly or
predominantly from or through the use
of governmental funds or property, or
funds or property derived from
governmental sources.
Public school personnel means school
board members and persons who are
employed by or who work in the
schools of a responsible governmental
agency, as that term is defined in this
section.
Race desegregation means the
assignment of students to public schools
and within those schools without regard
to their race, including providing
students with a full opportunity for
participation in all educational
programs regardless of their race. ‘‘Race
desegregation’’ does not mean the
assignment of students to public schools
to correct conditions of racial separation
that are not the result of State or local
law or official action.
Religion desegregation means the
assignment of students to public schools
and within those schools without regard
to their religion, including providing
students with a full opportunity for
participation in all educational
programs regardless of their religion.
Responsible governmental agency
means any school board, State,
municipality, LEA, or other
governmental unit legally responsible
for operating a public school or schools.
School board means any agency or
agencies that administer a system of one
or more public schools and any other
agency that is responsible for the
assignment of students to or within that
system.
Sex desegregation means the
assignment of students to public schools
and within those schools without regard
to their sex (including transgender
status; gender identity; sex stereotypes,
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such as treating a person differently
because he or she does not conform to
sex-role expectations because he or she
is attracted to or is in a relationship
with a person of the same sex; and
pregnancy and related conditions),
including providing students with a full
opportunity for participation in all
educational programs regardless of their
sex.
Special educational problems
occasioned by desegregation means
those issues that arise in classrooms,
schools, and communities in the course
of desegregation efforts based on race,
national origin, sex, or religion. The
phrase does not refer to the provision of
special education and related services
for students with disabilities as defined
under the Individuals with Disabilities
Education Act (20 U.S.C. 1400 et seq.).
Program Authority: 42 U.S.C. 2000c—
2000c–2, 2000c–5.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations (EDGAR) in
34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The OMB Guidelines
to Agencies on Governmentwide
Debarment and Suspension
(Nonprocurement) in 2 CFR part 180, as
adopted and amended as regulations of
the Department in 2 CFR part 3485.
(c) The Uniform Administrative
Requirements, Cost Principles, and
Audit Requirements for Federal Awards
in 2 CFR part 200, as adopted and
amended as regulations of the
Department in 2 CFR part 3474. (d) The
notice of final regulations for this
program, published elsewhere in this
issue of the Federal Register. (e) The
notice of final priority and requirement
for this program, published elsewhere in
this issue of the Federal Register.
Note: The regulations in 34 CFR part
79 apply to all applicants except
federally recognized Indian tribes.
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Note: The regulations in 34 CFR part
86 apply to institutions of higher
education only.
II. Award Information
Type of Award: Cooperative
agreement.
Estimated Available Funds:
$6,518,563.
Estimated Range of Awards:
$1,400,000–$1,700,000.
Estimated Average Size of Awards:
$1,629,640.
Maximum Award: We will reject any
application that proposes a budget
exceeding $1,700,000 for any single
budget period of 12 months.
Estimated Number of Awards: 4.
Note: The Department is not bound by
any estimates in this notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: A public
agency (other than a State educational
agency or a school board) or a private,
non-profit organization.
2. Cost Sharing or Matching: This
program does not require cost sharing or
matching.
3. Geographical Regions: Four EACs
will be funded under this grant program
in four geographical regions, in
accordance with 34 CFR 270.5. One
award will be made in each region to
the highest ranking proposal from that
region. Eligible applicants need not be
located in the geographic region for
which they choose to apply. If an
applicant wishes to apply to serve more
than one region, such an applicant must
submit an application for each region it
wishes to serve.
The geographic regions served by the
EACs are:
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Region I: Connecticut, Delaware,
Kentucky, Maine, Maryland,
Massachusetts, New Hampshire, New
Jersey, New York, Pennsylvania, Puerto
Rico, Rhode Island, Vermont, Virgin
Islands, West Virginia.
Region II: Alabama, Arkansas, District
of Columbia, Florida, Georgia,
Louisiana, Mississippi, North Carolina,
South Carolina, Tennessee, Texas,
Virginia.
Region III: Illinois, Indiana, Iowa,
Kansas, Michigan, Minnesota, Missouri,
Nebraska, North Dakota, Ohio,
Oklahoma, South Dakota, Wisconsin.
Region IV: Alaska, American Samoa,
Arizona, California, Colorado,
Commonwealth of the Northern Mariana
Islands, Guam, Hawaii, Idaho, Montana,
Nevada, New Mexico, Oregon, Utah,
Washington, Wyoming.
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IV. Application and Submission
Information
1. Address to Request Application
Package: Britt Jung, Office of
Elementary and Secondary Education,
U.S. Department of Education, 400
Maryland Avenue SW., Room 3E206,
Washington, DC 20202–6132.
Telephone: (202) 205–4513 or by email:
Britt.Jung@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
Individuals with disabilities can
obtain a copy of the application package
in an accessible format (e.g., braille,
large print, audiotape, or compact disc)
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by contacting the program contact
person listed in this section.
2. Content and Form of Application
Submission: Requirements concerning
the content of an application, together
with the forms you must submit, are in
the application package for this
program.
Page Limit: The application narrative
(Part III of the application) is where you,
the applicant, address the selection
criteria that reviewers use to evaluate
your application. We encourage you to
limit the narrative to no more than 50
pages and suggest that you use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger or no smaller than 10 pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The optional supplemental narrative
is where you, the applicant, may
address the competitive preference
priority. Our reviewers will only score
the competitive preference priority if
you submit the optional supplemental
narrative. We suggest that you limit the
optional supplemental narrative to no
more than three pages using the
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formatting standards previously
identified.
The suggested page limit does not
apply to Part I, the cover sheet; Part II,
the budget section, including the
narrative budget justification; Part IV,
the assurances and certifications; or the
one-page abstract, the resumes, the
bibliography, the optional supplemental
narrative to address the competitive
preference priority, or the letters of
support. However, the suggested page
limit does apply to all of the application
narrative.
3. Submission Dates and Times:
Applications Available: July 18, 2016.
Deadline for Transmittal of
Applications: August 22, 2016.
Applications for grants under this
program must be submitted
electronically using the Grants.gov
Apply site (Grants.gov). For information
(including dates and times) about how
to submit your application
electronically, or in paper format by
mail or hand delivery if you qualify for
an exception to the electronic
submission requirement, please refer to
Other Submission Requirements in
section IV of this notice.
We do not consider an application
that does not comply with the deadline
requirements.
Individuals with disabilities who
need an accommodation or auxiliary aid
in connection with the application
process should contact the person listed
under FOR FURTHER INFORMATION
CONTACT in section VII of this notice. If
the Department provides an
accommodation or auxiliary aid to an
individual with a disability in
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connection with the application
process, the individual’s application
remains subject to all other
requirements and limitations in this
notice.
4. Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 79. However, under 34 CFR 79.8(a),
we waive intergovernmental review in
order to make awards by the end of FY
2016.
5. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section in this notice.
6. Data Universal Numbering System
Number, Taxpayer Identification
Number, and System for Award
Management: To do business with the
Department of Education, you must—
a. Have a Data Universal Numbering
System (DUNS) number and a Taxpayer
Identification Number (TIN);
b. Register both your DUNS number
and TIN with the System for Award
Management (SAM) (formerly the
Central Contractor Registry), the
Government’s primary registrant
database;
c. Provide your DUNS number and
TIN on your application; and
d. Maintain an active SAM
registration with current information
while your application is under review
by the Department and, if you are
awarded a grant, during the project
period.
You can obtain a DUNS number from
Dun and Bradstreet at the following
Web site: https://fedgov.dnb.com/
webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency,
institution, or organization, you can
obtain a TIN from the Internal Revenue
Service. If you are an individual, you
can obtain a TIN from the Internal
Revenue Service or the Social Security
Administration. If you need a new TIN,
please allow 2–5 weeks for your TIN to
become active.
The SAM registration process can take
approximately seven business days, but
may take upwards of several weeks,
depending on the completeness and
accuracy of the data you enter into the
SAM database. Thus, if you think you
might want to apply for Federal
financial assistance under a program
administered by the Department, please
allow sufficient time to obtain and
register your DUNS number and TIN.
We strongly recommend that you
register early.
Note: Once your SAM registration is
active, it may be 24 to 48 hours before
you can access the information in, and
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submit an application through,
Grants.gov.
If you are currently registered with
SAM, you may not need to make any
changes. However, please make certain
that the TIN associated with your DUNS
number is correct. Also note that you
will need to update your registration on
an annual basis. This may take three or
more business days to complete.
Information about SAM is available at
www.SAM.gov. To further assist you
with obtaining and registering your
DUNS number and TIN in SAM or
updating your existing SAM account,
we have prepared a SAM.gov Tip Sheet,
which you can find at: https://
www2.ed.gov/fund/grant/apply/samfaqs.html.
In addition, if you are submitting your
application via Grants.gov, you must (1)
be designated by your organization as an
Authorized Organization Representative
(AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these
steps are outlined in the Grants.gov Web
page: www.grants.gov/web/grants/
register.html.
7. Other Submission Requirements:
Applications for grants under this
program must be submitted
electronically unless you qualify for an
exception to this requirement in
accordance with the instructions in this
section.
a. Electronic Submission of
Applications. Applications for grants
under the EAC program, CFDA number
84.004D, must be submitted
electronically using the
Governmentwide Grants.gov Apply site
at www.Grants.gov. Through this site,
you will be able to download a copy of
the application package, complete it
offline, and then upload and submit
your application. You may not email an
electronic copy of a grant application to
us.
We will reject your application if you
submit it in paper format unless, as
described elsewhere in this section, you
qualify for one of the exceptions to the
electronic submission requirement and
submit, no later than two weeks before
the application deadline date, a written
statement to the Department that you
qualify for one of these exceptions.
Further information regarding
calculation of the date that is two weeks
before the application deadline date is
provided later in this section under
Exception to Electronic Submission
Requirement.
You may access the electronic grant
application for the EAC program at
www.Grants.gov. You must search for
the downloadable application package
for this program by the CFDA number.
Do not include the CFDA number’s
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alpha suffix in your search (e.g., search
for 84.004, not 84.004D).
Please note the following:
• When you enter the Grants.gov site,
you will find information about
submitting an application electronically
through the site, as well as the hours of
operation.
• Applications received by
Grants.gov are date and time stamped.
Your application must be fully
uploaded and submitted and must be
date and time stamped by the
Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the
application deadline date. Except as
otherwise noted in this section, we will
not accept your application if it is
received—that is, date and time
stamped by the Grants.gov system—after
4:30:00 p.m., Washington, DC time, on
the application deadline date. We do
not consider an application that does
not comply with the deadline
requirements. When we retrieve your
application from Grants.gov, we will
notify you if we are rejecting your
application because it was date and time
stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on
the application deadline date.
• The amount of time it can take to
upload an application will vary
depending on a variety of factors,
including the size of the application and
the speed of your Internet connection.
Therefore, we strongly recommend that
you do not wait until the application
deadline date to begin the submission
process through Grants.gov.
• You should review and follow the
Education Submission Procedures for
submitting an application through
Grants.gov that are included in the
application package for this program to
ensure that you submit your application
in a timely manner to the Grants.gov
system. You can also find the Education
Submission Procedures pertaining to
Grants.gov under News and Events on
the Department’s G5 system home page
at https://www.G5.gov.
• You will not receive additional
point value because you submit your
application in electronic format, nor
will we penalize you if you qualify for
an exception to the electronic
submission requirement, as described
elsewhere in this section, and submit
your application in paper format.
• You must submit all documents
electronically, including all information
you typically provide on the following
forms: The Application for Federal
Assistance (SF 424), the Department of
Education Supplemental Information for
SF 424, Budget Information—NonConstruction Programs (ED 524), and all
necessary assurances and certifications.
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• You must upload any narrative
sections and all other attachments to
your application as files in a read-only,
non-modifiable Portable Document
Format (PDF). Do not upload an
interactive or fillable PDF file. If you
upload a file type other than a readonly, non-modifiable PDF (e.g., Word,
Excel, WordPerfect, etc.) or submit a
password-protected file, we will not
review that material. Please note that
this could result in your application not
being considered for funding because
the material in question—for example,
the project narrative—is critical to a
meaningful review of your proposal. For
that reason it is important to allow
yourself adequate time to upload all
material as PDF files. The Department
will not convert material from other
formats to PDF.
• Your electronic application must
comply with any page-limit
requirements described in this notice.
• After you electronically submit
your application, you will receive from
Grants.gov an automatic notification of
receipt that contains a Grants.gov
tracking number. (This notification
indicates receipt by Grants.gov only, not
receipt by the Department.) Grants.gov
will also notify you automatically by
email if your application met all the
Grants.gov validation requirements or if
there were any errors (such as
submission of your application by
someone other than a registered
Authorized Organization
Representative, or inclusion of an
attachment with a file name that
contains special characters). You will be
given an opportunity to correct any
errors and resubmit, but you must still
meet the deadline for submission of
applications.
Once your application is successfully
validated by Grants.gov, the Department
will retrieve your application from
Grants.gov and send you an email with
a unique PR/Award number for your
application.
These emails do not mean that your
application is without any disqualifying
errors. While your application may have
been successfully validated by
Grants.gov, it must also meet the
Department’s application requirements
as specified in this notice and in the
application instructions. Disqualifying
errors could include, for instance,
failure to upload attachments in a readonly, non-modifiable PDF; failure to
submit a required part of the
application; or failure to meet applicant
eligibility requirements. It is your
responsibility to ensure that your
submitted application has met all of the
Department’s requirements.
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• We may request that you provide us
original signatures on forms at a later
date.
Application Deadline Date Extension
in Case of Technical Issues with the
Grants.gov System: If you are
experiencing problems submitting your
application through Grants.gov, please
contact the Grants.gov Support Desk,
toll free, at 1–800–518–4726. You must
obtain a Grants.gov Support Desk Case
Number and must keep a record of it.
If you are prevented from
electronically submitting your
application on the application deadline
date because of technical problems with
the Grants.gov system, we will grant you
an extension until 4:30:00 p.m.,
Washington, DC time, the following
business day to enable you to transmit
your application electronically or by
hand delivery. You also may mail your
application by following the mailing
instructions described elsewhere in this
notice.
If you submit an application after
4:30:00 p.m., Washington, DC time, on
the application deadline date, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT in
section VII of this notice and provide an
explanation of the technical problem
you experienced with Grants.gov, along
with the Grants.gov Support Desk Case
Number. We will accept your
application if we can confirm that a
technical problem occurred with the
Grants.gov system and that the problem
affected your ability to submit your
application by 4:30:00 p.m.,
Washington, DC time, on the
application deadline date. The
Department will contact you after we
determine whether your application
will be accepted.
Note: The extensions to which we
refer in this section apply only to the
unavailability of, or technical problems
with, the Grants.gov system. We will not
grant you an extension if you failed to
fully register to submit your application
to Grants.gov before the application
deadline date and time or if the
technical problem you experienced is
unrelated to the Grants.gov system.
Exception to Electronic Submission
Requirement: You qualify for an
exception to the electronic submission
requirement, and may submit your
application in paper format, if you are
unable to submit an application through
the Grants.gov system because—
• You do not have access to the
Internet; or
• You do not have the capacity to
upload large documents to the
Grants.gov system; and
• No later than two weeks before the
application deadline date (14 calendar
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days or, if the fourteenth calendar day
before the application deadline date
falls on a Federal holiday, the next
business day following the Federal
holiday), you mail or fax a written
statement to the Department, explaining
which of the two grounds for an
exception prevents you from using the
Internet to submit your application.
If you mail your written statement to
the Department, it must be postmarked
no later than two weeks before the
application deadline date. If you fax
your written statement to the
Department, we must receive the faxed
statement no later than two weeks
before the application deadline date.
Address and mail or fax your
statement to: Britt Jung, U.S.
Department of Education, 400 Maryland
Avenue SW., Room 3E206, Washington,
DC 20202–6135. FAX: (202) 205–0310.
Your paper application must be
submitted in accordance with the mail
or hand-delivery instructions described
in this notice.
b. Submission of Paper Applications
by Mail.
If you qualify for an exception to the
electronic submission requirement, you
may mail (through the U.S. Postal
Service or a commercial carrier) your
application to the Department. You
must mail the original and two copies
of your application, on or before the
application deadline date, to the
Department at the following address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.004D), LBJ Basement
Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202–4260.
You must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service
postmark.
(2) A legible mail receipt with the
date of mailing stamped by the U.S.
Postal Service.
(3) A dated shipping label, invoice, or
receipt from a commercial carrier.
(4) Any other proof of mailing
acceptable to the Secretary of the U.S.
Department of Education.
If you mail your application through
the U.S. Postal Service, we do not
accept either of the following as proof
of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by
the U.S. Postal Service.
Note: The U.S. Postal Service does not
uniformly provide a dated postmark.
Before relying on this method, you
should check with your local post
office.
We will not consider applications
postmarked after the deadline date.
c. Submission of Paper Applications
by Hand Delivery.
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If you qualify for an exception to the
electronic submission requirement, you
(or a courier service) may deliver your
paper application to the Department by
hand. You must deliver the original and
two copies of your application by hand,
on or before the application deadline
date, to the Department at the following
address: U.S. Department of Education,
Application Control Center, Attention:
CFDA Number 84.004D, 550 12th Street
SW., Room 7039, Potomac Center Plaza,
Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between
8:00 a.m. and 4:30:00 p.m., Washington,
DC time, except Saturdays, Sundays,
and Federal holidays.
Note for Mail or Hand Delivery of
Paper Applications: If you mail or hand
deliver your application to the
Department—
(1) You must indicate on the envelope
and—if not provided by the
Department—in Item 11 of the SF 424
the CFDA number, including suffix
letter, if any, of the competition under
which you are submitting your
application; and
(2) The Application Control Center
will mail to you a notification of receipt
of your grant application. If you do not
receive this notification within 15
business days from the application
deadline date, you should call the U.S.
Department of Education Application
Control Center at (202) 245–6288.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from
section 75.210 of EDGAR. The
maximum score for addressing all of
these criteria is 100 points (not
including competitive preference
priority points). The maximum score for
addressing each criterion is indicated in
parentheses. The Secretary uses the
following criteria to evaluate
applications for EAC grants:
(a) Significance. (Up to 5 points) The
Secretary considers the significance of
the proposed project. In determining the
significance of the proposed project, the
Secretary considers the extent to which
the proposed project is likely to build
local capacity to provide, improve, or
expand services that address the needs
of the target population.
(b) Quality of Project Services. (Up to
20 points) The Secretary considers the
quality of the services to be provided by
the proposed project. In determining the
quality of the services to be provided by
the proposed project, the Secretary
considers the quality and sufficiency of
strategies for ensuring equal access and
treatment for eligible project
participants who are members of groups
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that have traditionally been
underrepresented based on race, color,
national origin, gender, age, or
disability. In addition, the Secretary
considers the following factors:
(1) The extent to which the training or
professional development services to be
provided by the proposed project are of
sufficient quality, intensity, and
duration to lead to improvements in
practice among the recipients of those
services. (Up to 10 points)
(2) The extent to which the technical
assistance services to be provided by the
proposed project involve the use of
efficient strategies, including the use of
technology, as appropriate, and the
leveraging of non-project resources. (Up
to 5 points)
(3) The extent to which the results of
the proposed project are to be
disseminated in ways that will enable
others to use the information or
strategies. (Up to 5 points)
(c) Quality of Project Design. (Up to 30
points) The Secretary considers the
quality of the design of the proposed
project. In determining the quality of the
design of the proposed project, the
Secretary considers the following
factors:
(1) The extent to which there is a
conceptual framework underlying the
proposed research or demonstration
activities and the quality of that
framework. (Up to 10 points)
(2) The extent to which the design of
the proposed project includes a
thorough, high-quality review of the
relevant literature, a high-quality plan
for project implementation, and the use
of appropriate methodological tools to
ensure successful achievement of
project objectives. (Up to 10 points)
(3) The extent to which the proposed
project represents an exceptional
approach for meeting statutory purposes
and requirements. (Up to 10 points)
(d) Quality of Project Personnel. (Up
to 15 points) The Secretary considers
the quality of project personnel. In
determining the quality of project
personnel, the Secretary considers the
qualifications, including relevant
training and experience, of key project
personnel.
(e) Adequacy of Resources. (Up to 15
points) The Secretary considers the
adequacy of resources for the proposed
project. In determining the adequacy of
resources for the proposed project, the
Secretary considers the extent to which
the costs are reasonable in relation to
the number of persons to be served and
to the anticipated results and benefits.
(f) Quality of the Project Evaluation.
(Up to 15 points) The Secretary
considers the quality of the evaluation
to be conducted of the proposed project.
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46825
In determining the quality of the
evaluation, the Secretary considers the
following factors:
(1) The extent to which the goals,
objectives, and outcomes to be achieved
by the proposed project are clearly
specified and measureable. (Up to 10
points)
(2) The extent to which the methods
of evaluation will provide performance
feedback and permit periodic
assessment of progress toward achieving
intended outcomes. (Up to 5 points)
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary also requires
various assurances including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Risk Assessment and Special
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this program the Department conducts a
review of the risks posed by applicants.
Under 2 CFR 3474.10, the Secretary may
impose special conditions and, in
appropriate circumstances, high-risk
conditions on a grant if the applicant or
grantee is not financially stable; has a
history of unsatisfactory performance;
has a financial or other management
system that does not meet the standards
in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
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and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) The Secretary may provide a
grantee with additional funding for data
collection analysis and reporting. In this
case the Secretary establishes a data
collection period.
4. Performance Measures: The
Department has established the
following Government Performance and
Results Act of 1993 performance
measures for the EAC program, adapted
from a set of common measures
developed to help assess performance
across the Department’s technical
assistance programs:
Measure 1: The percentage of
customers reporting an increase in
awareness and/or knowledge resulting
from technical assistance provided.
Measure 2: The percentage of
customers who report changed policies
or practices related to providing
students with a full opportunity for
participation in all educational
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programs regardless of their sex, race,
religion, and national origin.
Measure 3: The percentage of
customers reporting an increase in
capacity resulting from technical
assistance provided.
All grantees will be expected to
submit, as part of their annual and final
performance reports, quantitative data
documenting their progress with regard
to these performance measures.
Project Measures: The Department has
established the following project
measures for the EAC program:
Measure 1: The percentage of
technical assistance requests received
from organizations that were accepted
during the performance period.
Measure 2: The percentage of
technical assistance requests received
from new (not previously served by the
EAC) organizations during the
performance period.
Measure 3: The percentage of
customers willing to request additional
technical assistance and/or refer another
organization to an EAC for technical
assistance during the performance
period.
All grantees will be expected to
submit, as part of their annual and final
performance reports, quantitative data
documenting their progress with regard
to these project measures. An applicant
may propose additional project
measures specific to that applicant’s
proposed project. If an applicant
chooses to propose such project
measures, the application must provide
the following information as directed
under 34 CFR 75.110(b): How each
proposed project measure would
accurately measure the performance of
the project and how the proposed
project measure would be consistent
with the performance measures
established for this program.
5. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
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In making a continuation award, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
Britt
Jung, U.S. Department of Education, 400
Maryland Avenue SW., Room 3E206,
Washington, DC 20202–6135.
Telephone: (202) 205–4513 or by email:
britt.jung@ed.gov.
If you use a TDD or a TTY, call the
FRS, toll free, at 1–800–877–8339.
FOR FURTHER INFORMATION CONTACT:
VIII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the program contact person
listed under FOR FURTHER INFORMATION
CONTACT in section VII of this notice.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free Internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or PDF. To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: July 12, 2016.
Ann Whalen,
Senior Advisor to the Secretary Delegated
the Duties of Assistant Secretary for
Elementary and Secondary Education.
[FR Doc. 2016–16809 Filed 7–15–16; 8:45 am]
BILLING CODE 4000–01–P
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Agencies
[Federal Register Volume 81, Number 137 (Monday, July 18, 2016)]
[Notices]
[Pages 46820-46826]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-16809]
Federal Register / Vol. 81, No. 137 / Monday, July 18, 2016 /
Notices
[[Page 46820]]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Equity Assistance Centers
AGENCY: Office of Elementary and Secondary Education, Department of
Education.
ACTION: Notice.
-----------------------------------------------------------------------
Overview Information:
Equity Assistance Centers
Notice inviting applications for new awards for fiscal year (FY)
2016.
Catalog of Federal Domestic Assistance (CFDA) Number: 84.004D.
DATES:
Applications Available: July 18, 2016.
Deadline for Transmittal of Applications: August 22, 2016.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Equity Assistance Centers (EAC) program is
authorized under title IV of the Civil Rights Act of 1964, 42 U.S.C.
2000c--2000c-2, 2000c-5, and the implementing regulations in 34 CFR
part 270. This program awards grants through cooperative agreements to
operate regional EACs that provide technical assistance (including
training) at the request of school boards and other responsible
governmental agencies in the preparation, adoption, and implementation
of plans for the desegregation of public schools--which in this context
means plans for equity (including desegregation based on race, national
origin, sex, and religion)--and in the development of effective methods
of coping with special educational problems occasioned by
desegregation. Assistance may include, among other activities: (1)
Dissemination of information regarding effective methods of coping with
special educational problems occasioned by desegregation; (2)
assistance and advice in coping with these problems; and (3) training
designed to improve the ability of teachers, supervisors, counselors,
parents, community members, community organizations, and other
elementary or secondary school personnel to deal effectively with
special educational problems occasioned by desegregation.
Priorities: This notice contains one competitive preference
priority and one invitational priority. The competitive preference
priority is from the notice of final priority and requirement for this
program published elsewhere in this issue of the Federal Register.
Competitive Preference Priority: For FY 2016 and any subsequent
year in which we make awards from the list of unfunded applications
from this competition, this priority is a competitive preference
priority. Under 34 CFR 75.105(c)(2)(i) we award up to an additional
five points to an application, depending on how well the application
addresses this priority. If an applicant wishes to be considered for
this priority, the applicant must submit a supplemental narrative
describing how the applicant meets this priority.
This priority is:
A track record of success or demonstrated expertise in developing
or providing technical assistance to increase socioeconomic diversity
in schools or school districts as a means to further desegregation by
race, sex, national origin, and religion.
The Department will award up to five additional points to eligible
applicants that have a track record of success or demonstrated
expertise in both of the following:
(a) Providing effective and comprehensive technical assistance on
strategies or interventions supported by evidence and designed to
increase socioeconomic diversity within or across schools, districts,
or communities; and
(b) Researching, evaluating, or developing strategies or
interventions supported by evidence and designed to increase
socioeconomic diversity within or across schools, districts, or
communities.
Invitational Priority: For FY 2016 and any subsequent year in which
we make awards from the list of unfunded applications from this
competition, this priority is an invitational priority. Under 34 CFR
75.105(c)(1) we do not give an application that meets this invitational
priority a competitive or absolute preference over other applications.
This priority is:
A track record of success or demonstrated expertise in providing
effective technical assistance on strategies to ensure equitable access
to effective teachers and leaders, particularly for students from low-
income families and students of color across and within schools and
districts.
The Department seeks applications from eligible applicants that
have a track record of success or demonstrated expertise in both of the
following:
(a) Developing and providing technical assistance with the goal of
ensuring that low-income children and children of color are not served
at disproportionate rates by ineffective, out-of-field, or
inexperienced teachers or ineffective leaders, including assistance to
ensure continuous improvement toward such goals; and
(b) Researching or evaluating teacher and leader recruitment,
support, and retention policies and practices, specifically with
respect to their impact on the equitable access to effective teachers
and leaders for low-income children and children of color.
Program Requirement: This requirement is from the notice of final
priority and requirement for this program published elsewhere in this
issue of the Federal Register. The following requirement applies to all
applicants awarded a grant under this competition that receive points
under the competitive preference priority:
Conducting Outreach and Engagement: When providing technical
assistance on socioeconomic diversity in response to requests from
responsible governmental agencies as a means to further desegregation
by race, sex, national origin, and religion, a grantee under this
program must assist in conducting outreach and engagement on strategies
or interventions designed to increase socioeconomic diversity with
appropriate stakeholders, including community members, parents, and
teachers.
Definitions: The following definitions apply to this competition
and, except as otherwise noted, are from the notice of final
regulations, published elsewhere in this issue of the Federal Register.
Desegregation assistance means the provision of technical
assistance (including training) in the areas of race, sex, national
origin, and religion desegregation of public elementary and secondary
schools.
Desegregation assistance areas mean the areas of race, sex,
national origin, and religion desegregation.
English learner has the same meaning as the same term defined in
section 8101(20) of the Elementary and Secondary Education Act, as
amended.
Authority: Section 8101(20) of the Elementary and Secondary
Education Act of 1965, as amended by the Every Student Succeeds Act,
Public Law 114-95 (2015) (ESSA).
Equity Assistance Center means a regional desegregation technical
assistance and training center funded under this part.
National origin desegregation means the assignment of students to
public schools and within those schools without regard to their
national origin, including providing students such as those who are
English learners with a full opportunity for participation in all
educational programs regardless of their national origin.
Public school means any elementary or secondary educational
institution
[[Page 46821]]
operated by a State, subdivision of a State, or governmental agency
within a State, or operated wholly or predominantly from or through the
use of governmental funds or property, or funds or property derived
from governmental sources.
Public school personnel means school board members and persons who
are employed by or who work in the schools of a responsible
governmental agency, as that term is defined in this section.
Race desegregation means the assignment of students to public
schools and within those schools without regard to their race,
including providing students with a full opportunity for participation
in all educational programs regardless of their race. ``Race
desegregation'' does not mean the assignment of students to public
schools to correct conditions of racial separation that are not the
result of State or local law or official action.
Religion desegregation means the assignment of students to public
schools and within those schools without regard to their religion,
including providing students with a full opportunity for participation
in all educational programs regardless of their religion.
Responsible governmental agency means any school board, State,
municipality, LEA, or other governmental unit legally responsible for
operating a public school or schools.
School board means any agency or agencies that administer a system
of one or more public schools and any other agency that is responsible
for the assignment of students to or within that system.
Sex desegregation means the assignment of students to public
schools and within those schools without regard to their sex (including
transgender status; gender identity; sex stereotypes, such as treating
a person differently because he or she does not conform to sex-role
expectations because he or she is attracted to or is in a relationship
with a person of the same sex; and pregnancy and related conditions),
including providing students with a full opportunity for participation
in all educational programs regardless of their sex.
Special educational problems occasioned by desegregation means
those issues that arise in classrooms, schools, and communities in the
course of desegregation efforts based on race, national origin, sex, or
religion. The phrase does not refer to the provision of special
education and related services for students with disabilities as
defined under the Individuals with Disabilities Education Act (20
U.S.C. 1400 et seq.).
Program Authority: 42 U.S.C. 2000c--2000c-2, 2000c-5.
Applicable Regulations: (a) The Education Department General
Administrative Regulations (EDGAR) in 34 CFR parts 75, 77, 79, 81, 82,
84, 86, 97, 98, and 99. (b) The OMB Guidelines to Agencies on
Governmentwide Debarment and Suspension (Nonprocurement) in 2 CFR part
180, as adopted and amended as regulations of the Department in 2 CFR
part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474. (d) The notice of final regulations for this program,
published elsewhere in this issue of the Federal Register. (e) The
notice of final priority and requirement for this program, published
elsewhere in this issue of the Federal Register.
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian tribes.
Note: The regulations in 34 CFR part 86 apply to institutions of
higher education only.
II. Award Information
Type of Award: Cooperative agreement.
Estimated Available Funds: $6,518,563.
Estimated Range of Awards: $1,400,000-$1,700,000.
Estimated Average Size of Awards: $1,629,640.
Maximum Award: We will reject any application that proposes a
budget exceeding $1,700,000 for any single budget period of 12 months.
Estimated Number of Awards: 4.
Note: The Department is not bound by any estimates in this notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: A public agency (other than a State
educational agency or a school board) or a private, non-profit
organization.
2. Cost Sharing or Matching: This program does not require cost
sharing or matching.
3. Geographical Regions: Four EACs will be funded under this grant
program in four geographical regions, in accordance with 34 CFR 270.5.
One award will be made in each region to the highest ranking proposal
from that region. Eligible applicants need not be located in the
geographic region for which they choose to apply. If an applicant
wishes to apply to serve more than one region, such an applicant must
submit an application for each region it wishes to serve.
The geographic regions served by the EACs are:
[[Page 46822]]
[GRAPHIC] [TIFF OMITTED] TN18JY16.012
Region I: Connecticut, Delaware, Kentucky, Maine, Maryland,
Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania,
Puerto Rico, Rhode Island, Vermont, Virgin Islands, West Virginia.
Region II: Alabama, Arkansas, District of Columbia, Florida,
Georgia, Louisiana, Mississippi, North Carolina, South Carolina,
Tennessee, Texas, Virginia.
Region III: Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota,
Missouri, Nebraska, North Dakota, Ohio, Oklahoma, South Dakota,
Wisconsin.
Region IV: Alaska, American Samoa, Arizona, California, Colorado,
Commonwealth of the Northern Mariana Islands, Guam, Hawaii, Idaho,
Montana, Nevada, New Mexico, Oregon, Utah, Washington, Wyoming.
IV. Application and Submission Information
1. Address to Request Application Package: Britt Jung, Office of
Elementary and Secondary Education, U.S. Department of Education, 400
Maryland Avenue SW., Room 3E206, Washington, DC 20202-6132. Telephone:
(202) 205-4513 or by email: Britt.Jung@ed.gov.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
Individuals with disabilities can obtain a copy of the application
package in an accessible format (e.g., braille, large print, audiotape,
or compact disc) by contacting the program contact person listed in
this section.
2. Content and Form of Application Submission: Requirements
concerning the content of an application, together with the forms you
must submit, are in the application package for this program.
Page Limit: The application narrative (Part III of the application)
is where you, the applicant, address the selection criteria that
reviewers use to evaluate your application. We encourage you to limit
the narrative to no more than 50 pages and suggest that you use the
following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger or no smaller
than 10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The optional supplemental narrative is where you, the applicant,
may address the competitive preference priority. Our reviewers will
only score the competitive preference priority if you submit the
optional supplemental narrative. We suggest that you limit the optional
supplemental narrative to no more than three pages using the formatting
standards previously identified.
The suggested page limit does not apply to Part I, the cover sheet;
Part II, the budget section, including the narrative budget
justification; Part IV, the assurances and certifications; or the one-
page abstract, the resumes, the bibliography, the optional supplemental
narrative to address the competitive preference priority, or the
letters of support. However, the suggested page limit does apply to all
of the application narrative.
3. Submission Dates and Times:
Applications Available: July 18, 2016.
Deadline for Transmittal of Applications: August 22, 2016.
Applications for grants under this program must be submitted
electronically using the Grants.gov Apply site (Grants.gov). For
information (including dates and times) about how to submit your
application electronically, or in paper format by mail or hand delivery
if you qualify for an exception to the electronic submission
requirement, please refer to Other Submission Requirements in section
IV of this notice.
We do not consider an application that does not comply with the
deadline requirements.
Individuals with disabilities who need an accommodation or
auxiliary aid in connection with the application process should contact
the person listed under FOR FURTHER INFORMATION CONTACT in section VII
of this notice. If the Department provides an accommodation or
auxiliary aid to an individual with a disability in
[[Page 46823]]
connection with the application process, the individual's application
remains subject to all other requirements and limitations in this
notice.
4. Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 79. However, under 34
CFR 79.8(a), we waive intergovernmental review in order to make awards
by the end of FY 2016.
5. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section in this notice.
6. Data Universal Numbering System Number, Taxpayer Identification
Number, and System for Award Management: To do business with the
Department of Education, you must--
a. Have a Data Universal Numbering System (DUNS) number and a
Taxpayer Identification Number (TIN);
b. Register both your DUNS number and TIN with the System for Award
Management (SAM) (formerly the Central Contractor Registry), the
Government's primary registrant database;
c. Provide your DUNS number and TIN on your application; and
d. Maintain an active SAM registration with current information
while your application is under review by the Department and, if you
are awarded a grant, during the project period.
You can obtain a DUNS number from Dun and Bradstreet at the
following Web site: https://fedgov.dnb.com/webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency, institution, or
organization, you can obtain a TIN from the Internal Revenue Service.
If you are an individual, you can obtain a TIN from the Internal
Revenue Service or the Social Security Administration. If you need a
new TIN, please allow 2-5 weeks for your TIN to become active.
The SAM registration process can take approximately seven business
days, but may take upwards of several weeks, depending on the
completeness and accuracy of the data you enter into the SAM database.
Thus, if you think you might want to apply for Federal financial
assistance under a program administered by the Department, please allow
sufficient time to obtain and register your DUNS number and TIN. We
strongly recommend that you register early.
Note: Once your SAM registration is active, it may be 24 to 48
hours before you can access the information in, and submit an
application through, Grants.gov.
If you are currently registered with SAM, you may not need to make
any changes. However, please make certain that the TIN associated with
your DUNS number is correct. Also note that you will need to update
your registration on an annual basis. This may take three or more
business days to complete.
Information about SAM is available at www.SAM.gov. To further
assist you with obtaining and registering your DUNS number and TIN in
SAM or updating your existing SAM account, we have prepared a SAM.gov
Tip Sheet, which you can find at: https://www2.ed.gov/fund/grant/apply/sam-faqs.html.
In addition, if you are submitting your application via Grants.gov,
you must (1) be designated by your organization as an Authorized
Organization Representative (AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these steps are outlined in the
Grants.gov Web page: www.grants.gov/web/grants/register.html.
7. Other Submission Requirements: Applications for grants under
this program must be submitted electronically unless you qualify for an
exception to this requirement in accordance with the instructions in
this section.
a. Electronic Submission of Applications. Applications for grants
under the EAC program, CFDA number 84.004D, must be submitted
electronically using the Governmentwide Grants.gov Apply site at
www.Grants.gov. Through this site, you will be able to download a copy
of the application package, complete it offline, and then upload and
submit your application. You may not email an electronic copy of a
grant application to us.
We will reject your application if you submit it in paper format
unless, as described elsewhere in this section, you qualify for one of
the exceptions to the electronic submission requirement and submit, no
later than two weeks before the application deadline date, a written
statement to the Department that you qualify for one of these
exceptions. Further information regarding calculation of the date that
is two weeks before the application deadline date is provided later in
this section under Exception to Electronic Submission Requirement.
You may access the electronic grant application for the EAC program
at www.Grants.gov. You must search for the downloadable application
package for this program by the CFDA number. Do not include the CFDA
number's alpha suffix in your search (e.g., search for 84.004, not
84.004D).
Please note the following:
When you enter the Grants.gov site, you will find
information about submitting an application electronically through the
site, as well as the hours of operation.
Applications received by Grants.gov are date and time
stamped. Your application must be fully uploaded and submitted and must
be date and time stamped by the Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the application deadline date. Except as
otherwise noted in this section, we will not accept your application if
it is received--that is, date and time stamped by the Grants.gov
system--after 4:30:00 p.m., Washington, DC time, on the application
deadline date. We do not consider an application that does not comply
with the deadline requirements. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application
because it was date and time stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on the application deadline date.
The amount of time it can take to upload an application
will vary depending on a variety of factors, including the size of the
application and the speed of your Internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline
date to begin the submission process through Grants.gov.
You should review and follow the Education Submission
Procedures for submitting an application through Grants.gov that are
included in the application package for this program to ensure that you
submit your application in a timely manner to the Grants.gov system.
You can also find the Education Submission Procedures pertaining to
Grants.gov under News and Events on the Department's G5 system home
page at https://www.G5.gov.
You will not receive additional point value because you
submit your application in electronic format, nor will we penalize you
if you qualify for an exception to the electronic submission
requirement, as described elsewhere in this section, and submit your
application in paper format.
You must submit all documents electronically, including
all information you typically provide on the following forms: The
Application for Federal Assistance (SF 424), the Department of
Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and
certifications.
[[Page 46824]]
You must upload any narrative sections and all other
attachments to your application as files in a read-only, non-modifiable
Portable Document Format (PDF). Do not upload an interactive or
fillable PDF file. If you upload a file type other than a read-only,
non-modifiable PDF (e.g., Word, Excel, WordPerfect, etc.) or submit a
password-protected file, we will not review that material. Please note
that this could result in your application not being considered for
funding because the material in question--for example, the project
narrative--is critical to a meaningful review of your proposal. For
that reason it is important to allow yourself adequate time to upload
all material as PDF files. The Department will not convert material
from other formats to PDF.
Your electronic application must comply with any page-
limit requirements described in this notice.
After you electronically submit your application, you will
receive from Grants.gov an automatic notification of receipt that
contains a Grants.gov tracking number. (This notification indicates
receipt by Grants.gov only, not receipt by the Department.) Grants.gov
will also notify you automatically by email if your application met all
the Grants.gov validation requirements or if there were any errors
(such as submission of your application by someone other than a
registered Authorized Organization Representative, or inclusion of an
attachment with a file name that contains special characters). You will
be given an opportunity to correct any errors and resubmit, but you
must still meet the deadline for submission of applications.
Once your application is successfully validated by Grants.gov, the
Department will retrieve your application from Grants.gov and send you
an email with a unique PR/Award number for your application.
These emails do not mean that your application is without any
disqualifying errors. While your application may have been successfully
validated by Grants.gov, it must also meet the Department's application
requirements as specified in this notice and in the application
instructions. Disqualifying errors could include, for instance, failure
to upload attachments in a read-only, non-modifiable PDF; failure to
submit a required part of the application; or failure to meet applicant
eligibility requirements. It is your responsibility to ensure that your
submitted application has met all of the Department's requirements.
We may request that you provide us original signatures on
forms at a later date.
Application Deadline Date Extension in Case of Technical Issues
with the Grants.gov System: If you are experiencing problems submitting
your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a
Grants.gov Support Desk Case Number and must keep a record of it.
If you are prevented from electronically submitting your
application on the application deadline date because of technical
problems with the Grants.gov system, we will grant you an extension
until 4:30:00 p.m., Washington, DC time, the following business day to
enable you to transmit your application electronically or by hand
delivery. You also may mail your application by following the mailing
instructions described elsewhere in this notice.
If you submit an application after 4:30:00 p.m., Washington, DC
time, on the application deadline date, please contact the person
listed under For Further Information Contact in section VII of this
notice and provide an explanation of the technical problem you
experienced with Grants.gov, along with the Grants.gov Support Desk
Case Number. We will accept your application if we can confirm that a
technical problem occurred with the Grants.gov system and that the
problem affected your ability to submit your application by 4:30:00
p.m., Washington, DC time, on the application deadline date. The
Department will contact you after we determine whether your application
will be accepted.
Note: The extensions to which we refer in this section apply only
to the unavailability of, or technical problems with, the Grants.gov
system. We will not grant you an extension if you failed to fully
register to submit your application to Grants.gov before the
application deadline date and time or if the technical problem you
experienced is unrelated to the Grants.gov system.
Exception to Electronic Submission Requirement: You qualify for an
exception to the electronic submission requirement, and may submit your
application in paper format, if you are unable to submit an application
through the Grants.gov system because--
You do not have access to the Internet; or
You do not have the capacity to upload large documents to
the Grants.gov system; and
No later than two weeks before the application deadline
date (14 calendar days or, if the fourteenth calendar day before the
application deadline date falls on a Federal holiday, the next business
day following the Federal holiday), you mail or fax a written statement
to the Department, explaining which of the two grounds for an exception
prevents you from using the Internet to submit your application.
If you mail your written statement to the Department, it must be
postmarked no later than two weeks before the application deadline
date. If you fax your written statement to the Department, we must
receive the faxed statement no later than two weeks before the
application deadline date.
Address and mail or fax your statement to: Britt Jung, U.S.
Department of Education, 400 Maryland Avenue SW., Room 3E206,
Washington, DC 20202-6135. FAX: (202) 205-0310.
Your paper application must be submitted in accordance with the
mail or hand-delivery instructions described in this notice.
b. Submission of Paper Applications by Mail.
If you qualify for an exception to the electronic submission
requirement, you may mail (through the U.S. Postal Service or a
commercial carrier) your application to the Department. You must mail
the original and two copies of your application, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.004D), LBJ Basement Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202-4260.
You must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by the U.S. Postal Service.
Note: The U.S. Postal Service does not uniformly provide a dated
postmark. Before relying on this method, you should check with your
local post office.
We will not consider applications postmarked after the deadline
date.
c. Submission of Paper Applications by Hand Delivery.
[[Page 46825]]
If you qualify for an exception to the electronic submission
requirement, you (or a courier service) may deliver your paper
application to the Department by hand. You must deliver the original
and two copies of your application by hand, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
CFDA Number 84.004D, 550 12th Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except
Saturdays, Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you mail
or hand deliver your application to the Department--
(1) You must indicate on the envelope and--if not provided by the
Department--in Item 11 of the SF 424 the CFDA number, including suffix
letter, if any, of the competition under which you are submitting your
application; and
(2) The Application Control Center will mail to you a notification
of receipt of your grant application. If you do not receive this
notification within 15 business days from the application deadline
date, you should call the U.S. Department of Education Application
Control Center at (202) 245-6288.
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from section 75.210 of EDGAR. The maximum score for addressing all
of these criteria is 100 points (not including competitive preference
priority points). The maximum score for addressing each criterion is
indicated in parentheses. The Secretary uses the following criteria to
evaluate applications for EAC grants:
(a) Significance. (Up to 5 points) The Secretary considers the
significance of the proposed project. In determining the significance
of the proposed project, the Secretary considers the extent to which
the proposed project is likely to build local capacity to provide,
improve, or expand services that address the needs of the target
population.
(b) Quality of Project Services. (Up to 20 points) The Secretary
considers the quality of the services to be provided by the proposed
project. In determining the quality of the services to be provided by
the proposed project, the Secretary considers the quality and
sufficiency of strategies for ensuring equal access and treatment for
eligible project participants who are members of groups that have
traditionally been underrepresented based on race, color, national
origin, gender, age, or disability. In addition, the Secretary
considers the following factors:
(1) The extent to which the training or professional development
services to be provided by the proposed project are of sufficient
quality, intensity, and duration to lead to improvements in practice
among the recipients of those services. (Up to 10 points)
(2) The extent to which the technical assistance services to be
provided by the proposed project involve the use of efficient
strategies, including the use of technology, as appropriate, and the
leveraging of non-project resources. (Up to 5 points)
(3) The extent to which the results of the proposed project are to
be disseminated in ways that will enable others to use the information
or strategies. (Up to 5 points)
(c) Quality of Project Design. (Up to 30 points) The Secretary
considers the quality of the design of the proposed project. In
determining the quality of the design of the proposed project, the
Secretary considers the following factors:
(1) The extent to which there is a conceptual framework underlying
the proposed research or demonstration activities and the quality of
that framework. (Up to 10 points)
(2) The extent to which the design of the proposed project includes
a thorough, high-quality review of the relevant literature, a high-
quality plan for project implementation, and the use of appropriate
methodological tools to ensure successful achievement of project
objectives. (Up to 10 points)
(3) The extent to which the proposed project represents an
exceptional approach for meeting statutory purposes and requirements.
(Up to 10 points)
(d) Quality of Project Personnel. (Up to 15 points) The Secretary
considers the quality of project personnel. In determining the quality
of project personnel, the Secretary considers the qualifications,
including relevant training and experience, of key project personnel.
(e) Adequacy of Resources. (Up to 15 points) The Secretary
considers the adequacy of resources for the proposed project. In
determining the adequacy of resources for the proposed project, the
Secretary considers the extent to which the costs are reasonable in
relation to the number of persons to be served and to the anticipated
results and benefits.
(f) Quality of the Project Evaluation. (Up to 15 points) The
Secretary considers the quality of the evaluation to be conducted of
the proposed project. In determining the quality of the evaluation, the
Secretary considers the following factors:
(1) The extent to which the goals, objectives, and outcomes to be
achieved by the proposed project are clearly specified and measureable.
(Up to 10 points)
(2) The extent to which the methods of evaluation will provide
performance feedback and permit periodic assessment of progress toward
achieving intended outcomes. (Up to 5 points)
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
also requires various assurances including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Risk Assessment and Special Conditions: Consistent with 2 CFR
200.205, before awarding grants under this program the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose special conditions and, in
appropriate circumstances, high-risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package
[[Page 46826]]
and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(c) The Secretary may provide a grantee with additional funding for
data collection analysis and reporting. In this case the Secretary
establishes a data collection period.
4. Performance Measures: The Department has established the
following Government Performance and Results Act of 1993 performance
measures for the EAC program, adapted from a set of common measures
developed to help assess performance across the Department's technical
assistance programs:
Measure 1: The percentage of customers reporting an increase in
awareness and/or knowledge resulting from technical assistance
provided.
Measure 2: The percentage of customers who report changed policies
or practices related to providing students with a full opportunity for
participation in all educational programs regardless of their sex,
race, religion, and national origin.
Measure 3: The percentage of customers reporting an increase in
capacity resulting from technical assistance provided.
All grantees will be expected to submit, as part of their annual
and final performance reports, quantitative data documenting their
progress with regard to these performance measures.
Project Measures: The Department has established the following
project measures for the EAC program:
Measure 1: The percentage of technical assistance requests received
from organizations that were accepted during the performance period.
Measure 2: The percentage of technical assistance requests received
from new (not previously served by the EAC) organizations during the
performance period.
Measure 3: The percentage of customers willing to request
additional technical assistance and/or refer another organization to an
EAC for technical assistance during the performance period.
All grantees will be expected to submit, as part of their annual
and final performance reports, quantitative data documenting their
progress with regard to these project measures. An applicant may
propose additional project measures specific to that applicant's
proposed project. If an applicant chooses to propose such project
measures, the application must provide the following information as
directed under 34 CFR 75.110(b): How each proposed project measure
would accurately measure the performance of the project and how the
proposed project measure would be consistent with the performance
measures established for this program.
5. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation award, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT: Britt Jung, U.S. Department of
Education, 400 Maryland Avenue SW., Room 3E206, Washington, DC 20202-
6135. Telephone: (202) 205-4513 or by email: britt.jung@ed.gov.
If you use a TDD or a TTY, call the FRS, toll free, at 1-800-877-
8339.
VIII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., braille, large print, audiotape, or compact disc) on request to
the program contact person listed under FOR FURTHER INFORMATION CONTACT
in section VII of this notice.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or PDF. To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: July 12, 2016.
Ann Whalen,
Senior Advisor to the Secretary Delegated the Duties of Assistant
Secretary for Elementary and Secondary Education.
[FR Doc. 2016-16809 Filed 7-15-16; 8:45 am]
BILLING CODE 4000-01-P