Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600, 45577 [2016-16601]
Download as PDF
Federal Register / Vol. 81, No. 135 / Thursday, July 14, 2016 / Notices
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEMKT–2016–66 on the subject line.
Paper Comments
asabaliauskas on DSK3SPTVN1PROD with NOTICES
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEMKT–2016–66. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEMKT–2016–66, and should be
submitted on or before August 4, 2016.
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
19:33 Jul 13, 2016
[FR Doc. 2016–16617 Filed 7–13–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78259; SR–NYSEArca–
2015–93]
Electronic Comments
15 17
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Jill M. Peterson,
Assistant Secretary.
Jkt 238001
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a
Proposed Rule Change, as Modified by
Amendment No. 1 Thereto, Relating to
Listing and Trading of Shares of the
Cumberland Municipal Bond ETF
Under NYSE Arca Equities Rule 8.600
July 8, 2016.
On November 24, 2015, NYSE Arca,
Inc. (‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the Cumberland
Municipal Bond ETF, a series of the
ETFis Series Trust I. The proposed rule
change was published for comment in
the Federal Register on December 14,
2015.3 On December 29, 2015, the
Exchange submitted Amendment No. 1
to the proposed rule change.4 On
January 21, 2016, pursuant to Section
19(b)(2) of the Act,5 the Commission
designated a longer period within which
to approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to disapprove the proposed
rule change.6 On March 10, 2016, the
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 76590
(Dec. 8, 2015), 80 FR 77384 (‘‘Notice’’).
4 In Amendment No. 1, the Exchange clarified
that each Municipal Bond (as defined herein) held
by the Fund must be a constituent of a deal where
the deal’s original offering amount was at least $100
million, clarified whether certain securities would
be exchange-traded or over-the-counter, deleted a
statement relating to redemption of Shares, clarified
pricing information for certain assets, and corrected
a typographical error. Amendment No. 1, which
amended and replaced the original proposal in its
entirety, is available on the Commission’s Web site
at: https://www.sec.gov/comments/sr-nysearca-201593/nysearca201593-1.pdf.
5 15 U.S.C. 78s(b)(2).
6 See Securities Exchange Act Release No. 76955,
81 FR 4724 (Jan. 27, 2016). See also Securities
Exchange Act Release No. 76955A (Mar. 2, 2016),
81 FR 12174 (Mar. 8, 2016) (correcting the date to
‘‘March 11, 2016’’ as the date by which the
Commission shall either approve or disapprove, or
institute proceedings to determine whether to
disapprove, the proposed rule change).
PO 00000
1 15
2 17
Frm 00129
Fmt 4703
Sfmt 4703
45577
Commission instituted proceedings
under Section 19(b)(2)(B) of the Act 7 to
determine whether to approve or
disapprove the proposed rule change, as
modified by Amendment No. 1 thereto.8
On June 7, 2016, the Commission issued
a notice of designation of a longer
period for Commission action on
proceedings to determine whether to
approve or disapprove the proposed
rule change, as modified by Amendment
No. 1 thereto.9 The Commission
received no comments on the proposed
rule change.
On June 29, 2016, the Exchange
withdrew the proposed rule change
(SR–NYSEArca–2015–93).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016–16601 Filed 7–13–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78261; SR–NYSEArca–
2016–08]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a
Proposed Rule Change, as Modified by
Amendment No. 1 Thereto, To Adopt
NYSE Arca Equities Rule 8.900 To
Permit Listing and Trading of Managed
Portfolio Shares and To Permit Listing
and Trading of Shares of Fifteen
Issues of the Precidian ETFs Trust
July 8, 2016.
On January 27, 2016, NYSE Arca, Inc.
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to:
(1) Adopt NYSE Arca Equities Rule
8.900; and (2) approve the listing and
trading of shares of fifteen series of the
Precidian ETFs Trust. The proposed
rule change was published for comment
in the Federal Register on February 18,
2016.3 On March 9, 2016, the Exchange
7 15
U.S.C. 78s(b)(2)(B).
Securities Exchange Act Release No. 77340,
81 FR 14163 (Mar. 16, 2016).
9 See Securities Exchange Act Release No. 78003,
81 FR 38258 (Jun. 13, 2016).
10 17 CFR 200.30–3(a)(57).
1 15 U.S.C.78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 76944
(Feb. 11, 2016), 81 FR 8269 (‘‘Notice’’).
8 See
E:\FR\FM\14JYN1.SGM
14JYN1
Agencies
[Federal Register Volume 81, Number 135 (Thursday, July 14, 2016)]
[Notices]
[Page 45577]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-16601]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-78259; SR-NYSEArca-2015-93]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1
Thereto, Relating to Listing and Trading of Shares of the Cumberland
Municipal Bond ETF Under NYSE Arca Equities Rule 8.600
July 8, 2016.
On November 24, 2015, NYSE Arca, Inc. (``Exchange'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to list and trade
shares of the Cumberland Municipal Bond ETF, a series of the ETFis
Series Trust I. The proposed rule change was published for comment in
the Federal Register on December 14, 2015.\3\ On December 29, 2015, the
Exchange submitted Amendment No. 1 to the proposed rule change.\4\ On
January 21, 2016, pursuant to Section 19(b)(2) of the Act,\5\ the
Commission designated a longer period within which to approve the
proposed rule change, disapprove the proposed rule change, or institute
proceedings to determine whether to disapprove the proposed rule
change.\6\ On March 10, 2016, the Commission instituted proceedings
under Section 19(b)(2)(B) of the Act \7\ to determine whether to
approve or disapprove the proposed rule change, as modified by
Amendment No. 1 thereto.\8\ On June 7, 2016, the Commission issued a
notice of designation of a longer period for Commission action on
proceedings to determine whether to approve or disapprove the proposed
rule change, as modified by Amendment No. 1 thereto.\9\ The Commission
received no comments on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 76590 (Dec. 8,
2015), 80 FR 77384 (``Notice'').
\4\ In Amendment No. 1, the Exchange clarified that each
Municipal Bond (as defined herein) held by the Fund must be a
constituent of a deal where the deal's original offering amount was
at least $100 million, clarified whether certain securities would be
exchange-traded or over-the-counter, deleted a statement relating to
redemption of Shares, clarified pricing information for certain
assets, and corrected a typographical error. Amendment No. 1, which
amended and replaced the original proposal in its entirety, is
available on the Commission's Web site at: https://www.sec.gov/comments/sr-nysearca-2015-93/nysearca201593-1.pdf.
\5\ 15 U.S.C. 78s(b)(2).
\6\ See Securities Exchange Act Release No. 76955, 81 FR 4724
(Jan. 27, 2016). See also Securities Exchange Act Release No. 76955A
(Mar. 2, 2016), 81 FR 12174 (Mar. 8, 2016) (correcting the date to
``March 11, 2016'' as the date by which the Commission shall either
approve or disapprove, or institute proceedings to determine whether
to disapprove, the proposed rule change).
\7\ 15 U.S.C. 78s(b)(2)(B).
\8\ See Securities Exchange Act Release No. 77340, 81 FR 14163
(Mar. 16, 2016).
\9\ See Securities Exchange Act Release No. 78003, 81 FR 38258
(Jun. 13, 2016).
---------------------------------------------------------------------------
On June 29, 2016, the Exchange withdrew the proposed rule change
(SR-NYSEArca-2015-93).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
---------------------------------------------------------------------------
\10\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016-16601 Filed 7-13-16; 8:45 am]
BILLING CODE 8011-01-P