Investor Advisory Committee Meeting, 44903 [2016-16311]
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Federal Register / Vol. 81, No. 132 / Monday, July 11, 2016 / Notices
The Commission is extending this 45day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, the
Commission, pursuant to section
19(b)(2) of the Act,5 designates August
29, 2016, as the date by which the
Commission should either approve or
disapprove or institute proceedings to
determine whether to disapprove the
proposed rule change (File Number SR–
NASDAQ–2016–072), as modified by
Amendment No. 1 thereto.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Brent J. Fields,
Secretary.
[FR Doc. 2016–16269 Filed 7–8–16; 8:45 am]
reporting; a discussion regarding
investment company reporting
modernization; and a nonpublic
administrative work session during
lunch.
Dated: July 6, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016–16311 Filed 7–8–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
BILLING CODE 8011–01–P
Extension:
Rule 17a–7, SEC File No. 270–147, OMB
Control No. 3235–0131.
SECURITIES AND EXCHANGE
COMMISSION
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 17a–7 (17 CFR
240.17a–7) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 17a–7 requires a non-resident
broker-dealer (generally, a broker-dealer
with its principal place of business in a
place not subject to the jurisdiction of
the United States) registered or applying
for registration pursuant to section 15 of
the Exchange Act to maintain—in the
United States—complete and current
copies of books and records required to
be maintained under any rule adopted
under the Exchange Act and furnish to
the Commission a written notice
specifying the address where the copies
are located. Alternatively, Rule 17a–7
provides that non-resident brokerdealers may file with the Commission a
written undertaking to furnish the
requisite books and records to the
Commission upon demand within 14
days of the demand.
There are approximately 45 nonresident brokers and dealers. Based on
the Commission’s experience, the
Commission estimates that the average
amount of time necessary to comply
with Rule 17a–7 is one hour per year.
Accordingly, the total industry-wide
reporting burden is approximately 45
[Release Nos. 33–10102A; 34–78127A; File
No. 265–28]
Investor Advisory Committee Meeting
Securities and Exchange
Commission.
ACTION: Notice of meeting of Securities
and Exchange Commission Dodd-Frank
Investor Advisory Committee;
correction.
AGENCY:
The Securities and Exchange
Commission published a document in
the Federal Register on June 27, 2016,
providing notice that the Securities and
Exchange Commission Investor
Advisory Committee would hold a
public meeting on Thursday, July 14,
2016. The document contained an
incorrect description of the agenda for
the meeting.
FOR FURTHER INFORMATION CONTACT:
Marc Oorloff Sharma, Senior Special
Counsel, Office of the Investor
Advocate, at (202) 551–3302, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549.
sradovich on DSK3GDR082PROD with NOTICES
SUMMARY:
Correction
In the Federal Register of June 27,
2016, in FR Doc. 2016–15109, on page
41629, in the first column, correct the
description of the meeting agenda to
read:
The agenda for the meeting includes:
Remarks from Commissioners; a
discussion of the state of sustainability
5 15
6 17
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
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44903
hours per year. Assuming an average
cost per hour of approximately $291 for
a compliance manager, the total internal
cost of compliance for the respondents
is approximately $13,095 per year.1
Written comments are invited on: (a)
Whether the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
Commission’s estimate of the burden of
the collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 5, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016–16192 Filed 7–8–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78226; File No. SR–
BatsBZX–2016–31]
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Add
Interpretation and Policy .01 to Rule
16.1 To Specify the Calculation
Methodology for Counting
Professional Orders
July 5, 2016.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
1 $291 per hour for a compliance manager is from
SIFMA’s Management & Professional Earnings in
the Securities Industry 2013, modified by
Commission staff for an 1800-hour work-year,
multiplied by 5.35 to account for bonuses, firm size,
employee benefits, and overhead, and adjusted for
inflation.
E:\FR\FM\11JYN1.SGM
11JYN1
]]>Agencies
[Federal Register Volume 81, Number 132 (Monday, July 11, 2016)]
[Notices]
[Page 44903]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-16311]
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SECURITIES AND EXCHANGE COMMISSION
[Release Nos. 33-10102A; 34-78127A; File No. 265-28]
Investor Advisory Committee Meeting
AGENCY: Securities and Exchange Commission.
ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee; correction.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission published a document in
the Federal Register on June 27, 2016, providing notice that the
Securities and Exchange Commission Investor Advisory Committee would
hold a public meeting on Thursday, July 14, 2016. The document
contained an incorrect description of the agenda for the meeting.
FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Senior Special
Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549.
Correction
In the Federal Register of June 27, 2016, in FR Doc. 2016-15109, on
page 41629, in the first column, correct the description of the meeting
agenda to read:
The agenda for the meeting includes: Remarks from Commissioners; a
discussion of the state of sustainability reporting; a discussion
regarding investment company reporting modernization; and a nonpublic
administrative work session during lunch.
Dated: July 6, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-16311 Filed 7-8-16; 8:45 am]
BILLING CODE 8011-01-P
