Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098, 38246-38247 [2016-13822]
Download as PDF
38246
Federal Register / Vol. 81, No. 113 / Monday, June 13, 2016 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.28
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–13821 Filed 6–10–16; 8:45 am]
BILLING CODE 8011–01–P
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78001; File No.
SRndash;Phlxndash;2016–63]
Self-Regulatory Organizations;
NASDAQ PHLX LLC; Notice of Filing
and Immediate Effectiveness of
Proposed Rule Change to a Proposal
To Relocate and Update the Existing
Provisions of Rule 1080.07 to New Rule
1098
June 7, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 27,
2016, NASDAQ PHLX LLC
(‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, a
proposal to relocate and update the
existing provisions of Rule 1080.07 to
new Rule 1098.and III, below, which
Items have been prepared by the
Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange proposes to a proposal
to relocate and update the existing
provisions of Rule 1080.07 to new Rule
1098.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://
nasdaqomxphlx.cchwallstreet.com/, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
srobinson on DSK5SPTVN1PROD with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
28 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Sep<11>2014
20:48 Jun 10, 2016
Jkt 238001
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
1. Purpose
The purpose of the proposal is to
move the existing provisions regarding
complex orders from Rule 1080.07 to
new Rule 1098, Complex Orders. The
Exchange intends to update and
reorganize its rule book in a number of
ways. The Exchange believes that the
complex orders provisions are easier to
read and follow if organized into a
separate rule. Various references to Rule
1080.07 within Rule 1080 and in Rules
1047 and 1066 will be changed to refer
to Rule 1098.3
In addition, the Exchange proposes to
make a few minor changes. First, the
Exchange proposes to replace incorrect
references in subparagraph (a)(i) of Rule
1080.07 to Nasdaq Options Services LLC
and its abbreviation NOS with Nasdaq
Execution Services, LLC and NES. The
Exchange now uses NES for this
purpose.4 This will be reflected in new
Rule 1098(a)(i).
Second, the Exchange proposes to
amend subparagraph (c)(ii)(E) to replace
the reference to the risk monitor
mechanism with ‘‘automatic removal of
quotes’’ and to delete the reference to
Rule 1093, which was previously
deleted and replaced with Rule 1095.5
Third, the Exchange proposes to refer
to the ‘‘System’’ in new Rule 1098 rather
than Phlx XL or Phlx XL II to parallel
the rules of its affiliated options
exchanges 6 and move away from that
specific system name in the rules.7 As
3 Previously, Rule 1080.07 was Rule 1080.08.
Securities Exchange Act Release No. 75436 (July 13,
2015), 80 FR 42566 (July 17, 2015) (SR–Phlx–2015–
55). Two incorrect references to Rule 1080.08
remain in Rule 1080.07(e)(i)(B)(1) and (e)(vi)(B),
which is now being changed to refer to Rule 1098.
4 The Exchange replaced references to NOS with
NES throughout its rule book but this particular
reference was inadvertently omitted. Securities
Exchange Act Release No. 71417 (January 28, 2014),
79 FR 6253 (February 3, 2014) (SR–Phlx–2014–04).
5 Rule 1095 now covers various risk tools,
including the risk monitor mechanism (which is
now known as the Percentage-Based Threshold), the
Volume-Based Threshold and the Multi-Trigger
Threshold. Securities Exchange Act Release No.
76295 (October 29, 2015), 80 FR 68338 (November
4, 2015) (SR–Phlx–2015–83).
6 See e.g., NOM Chapter VI, Section 1(a) defining
‘‘System’’ in general terms.
7 Separately, the Exchange intends to make this
change throughout the rules.
PO 00000
Frm 00120
Fmt 4703
Sfmt 4703
a result, the terms ‘‘Phlx XL participant’’
will now be referred to as ‘‘participant’’
and ‘‘Phlx XL market maker’’ will now
be referred to as a ‘‘Phlx electronic
market maker.’’
2. Statutory Basis
The Exchange believes that its
proposal is consistent with Section 6(b)
of the Act 8 in general, and furthers the
objectives of Section 6(b)(5) of the Act 9
in particular, in that it is designed to
promote just and equitable principles of
trade and to protect investors and the
public interest, by rendering the
complex orders provision easier to read.
The proposed relocation and other
changes are minor and administrative.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act. The proposal
merely makes minor organizational
corrections and changes.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A)(iii) of the Act 10 and
subparagraph (f)(6) of Rule 19b–4
thereunder.11
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
8 15
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
10 15 U.S.C. 78s(b)(3)(a)(iii).
11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
9 15
E:\FR\FM\13JNN1.SGM
13JNN1
Federal Register / Vol. 81, No. 113 / Monday, June 13, 2016 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Robert W. Errett,
Deputy Secretary.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2016–13822 Filed 6–10–16; 8:45 am]
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
Phlx–2016–63 on the subject line.
srobinson on DSK5SPTVN1PROD with NOTICES
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of Filing of
Amendment No. 5 To Proposed Rule
Change, as Modified by Amendments
Nos. 1, 3, and 4 thereto, To Amend
Rule 14.11(i) To Adopt Generic Listing
Standards for Managed Fund Shares
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–Phlx–2016–63. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2016–63, and should be submitted on or
before July 5, 2016.
June 7, 2016.
12 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
20:48 Jun 10, 2016
Jkt 238001
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–78005; File No. SR–BATS–
2015–100]
I. Introduction
On November 18, 2015, BATS
Exchange, Inc. (now known as Bats BZX
Exchange, Inc., ‘‘Exchange’’ or ‘‘BZX’’) 1
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 2 and Rule
19b–4 thereunder,3 a proposed rule
change to amend Rule 14.11(i) by,
among other things, adopting generic
listing standards for Managed Fund
Shares. The proposed rule change was
published for comment in the Federal
Register on November 25, 2015.4 On
January 4, 2016, the Commission
designated a longer period within which
to approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to disapprove the proposed
rule change.5 On February 9, 2016, the
Exchange filed Amendment No. 1 to the
proposed rule change,6 which replaced
1 In March 2016, BATS changed its name from
‘‘BATS Exchange, Inc.’’ to ‘‘Bats BZX Exchange,
Inc.’’ See Securities Act Release No. 77307 (Mar. 7,
2016), 81 FR 12996 (Mar. 11, 2016) (SR–BATS–
2016–25) (publishing notice of the name change to
Bats BZX Exchange, Inc.).
2 15 U.S.C. 78s(b)(1).
3 17 CFR 240.19b–4.
4 See Securities Exchange Act Release No. 76478
(Nov. 19, 2015), 80 FR 73841 (‘‘Notice’’).
5 See Securities Exchange Act Release No. 76820,
81 FR 989 (Jan. 8, 2016). The Commission
designated February 23, 2016 as the date by which
the Commission shall either approve or disapprove,
or institute proceedings to determine whether to
disapprove, the proposed rule change. See id.
6 Amendment No. 1: (1) Clarifies the proposed
treatment of convertible securities under the
proposed generic listing criteria; (2) modifies the
proposed criterion regarding American Depositary
Receipts (‘‘ADRs’’) to provide that no more than
10% of the equity weight of the portfolio shall
consist of non-exchange traded (rather than
unsponsored) ADRs; (3) modifies the proposed
PO 00000
Frm 00121
Fmt 4703
Sfmt 4703
38247
the originally filed proposed rule
change in its entirety.7 On February 11,
2016, the Exchange both filed and
withdrew Amendment No. 2 to the
proposed rule change. On February 11,
2016, the Exchange filed Amendment
No. 3 to the proposed rule change.8 On
February 17, 2016, the Exchange filed
Amendment No. 4 to the proposed rule
change.9 On February 22, 2016, the
Commission issued notice of filing of
Amendment Nos. 1, 3, and 4 to the
proposed rule change and instituted
proceedings under Section 19(b)(2)(B) of
the Act 10 to determine whether to
approve or disapprove the proposed
rule change, as modified by Amendment
Nos. 1, 3, and 4 thereto.11 In the Order
portfolio limit on listed derivatives to require that
at least 90% of the weight of such holdings invested
in futures, exchange-traded options, and listed
swaps shall, on both an initial and continuing basis,
consist of futures, options, and swaps for which the
Exchange may obtain information via the
Intermarket Surveillance Group (‘‘ISG’’) from other
members or affiliates of the ISG or for which the
principal market is a market with which the
Exchange has a comprehensive surveillance sharing
agreement (‘‘CSSA’’); (4) provides that a portfolio’s
investments in listed and over-the-counter
derivatives will be calculated for purposes the
proposed limits on such holdings as the total
absolute notional value of the derivatives; (5) makes
certain other conforming and clarifying changes.
The amendments to the proposed rule change are
available at: https://www.sec.gov/comments/sr-bats2015-100/bats2015100.shtml.
7 See Amendment No. 1, supra note 6, at 4.
8 Amendment No. 3 deletes from the proposal the
following two sentences: (1) ‘‘Such limitation will
not apply to listed swaps because swaps are listed
on swap execution facilities (‘‘SEFs’’), the majority
of which are not members of ISG.’’ and (2) ‘‘Such
limitation would not apply to listed swaps because
swaps are listed on SEFs, the majority of which are
not members of ISG.’’ Amendment No. 3 also
corrects an erroneous statement in Item 11 to
indicate that an Exhibit 4 was included in
Amendment No. 1.
9 Amendment No. 4 deletes from the proposal the
following sentence: ‘‘Thus, if the limitation applied
to swaps, there would effectively be a cap of 10%
of the portfolio invested in listed swaps.’’
Amendment No. 4 also amends two representations
as follows (added language in brackets): The
Exchange or FINRA, on behalf of the Exchange, will
communicate as needed regarding trading in
Managed Fund Shares [and their underlying
components] with other markets that are members
of the ISG, including all U.S. securities exchanges
and futures exchanges on which the components
are traded[, or with which the Exchange has in
place a CSSA.] In addition, the Exchange or
FINRA[,] on behalf of the Exchange[,] may obtain
information regarding trading in Managed Fund
Shares [and their underlying components] from
other markets that are members of the ISG,
including all U.S. securities exchanges and futures
exchanges on which the components are traded, or
with which the Exchange has in place a CSSA.’’
10 15 U.S.C. 78s(b)(2)(B).
11 See Securities Exchange Act Release No. 77202,
81 FR 9889 (Feb. 26, 2016) (‘‘Order Instituting
Proceedings’’). Specifically, the Commission
instituted proceedings to allow for additional
analysis of the proposed rule change’s consistency
with Section 6(b)(5) of the Act, which requires,
among other things, that the rules of a national
E:\FR\FM\13JNN1.SGM
Continued
13JNN1
Agencies
[Federal Register Volume 81, Number 113 (Monday, June 13, 2016)]
[Notices]
[Pages 38246-38247]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-13822]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-78001; File No. SRndash;Phlxndash;2016-63]
Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change to a Proposal To
Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule
1098
June 7, 2016.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on May 27, 2016, NASDAQ PHLX LLC (``Exchange'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission'') the
proposed rule change as described in Items I, II, a proposal to
relocate and update the existing provisions of Rule 1080.07 to new Rule
1098.and III, below, which Items have been prepared by the Exchange.
The Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change
The Exchange proposes to a proposal to relocate and update the
existing provisions of Rule 1080.07 to new Rule 1098.
The text of the proposed rule change is available on the Exchange's
Web site at https://nasdaqomxphlx.cchwallstreet.com/, at the principal
office of the Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The purpose of the proposal is to move the existing provisions
regarding complex orders from Rule 1080.07 to new Rule 1098, Complex
Orders. The Exchange intends to update and reorganize its rule book in
a number of ways. The Exchange believes that the complex orders
provisions are easier to read and follow if organized into a separate
rule. Various references to Rule 1080.07 within Rule 1080 and in Rules
1047 and 1066 will be changed to refer to Rule 1098.\3\
---------------------------------------------------------------------------
\3\ Previously, Rule 1080.07 was Rule 1080.08. Securities
Exchange Act Release No. 75436 (July 13, 2015), 80 FR 42566 (July
17, 2015) (SR-Phlx-2015-55). Two incorrect references to Rule
1080.08 remain in Rule 1080.07(e)(i)(B)(1) and (e)(vi)(B), which is
now being changed to refer to Rule 1098.
---------------------------------------------------------------------------
In addition, the Exchange proposes to make a few minor changes.
First, the Exchange proposes to replace incorrect references in
subparagraph (a)(i) of Rule 1080.07 to Nasdaq Options Services LLC and
its abbreviation NOS with Nasdaq Execution Services, LLC and NES. The
Exchange now uses NES for this purpose.\4\ This will be reflected in
new Rule 1098(a)(i).
---------------------------------------------------------------------------
\4\ The Exchange replaced references to NOS with NES throughout
its rule book but this particular reference was inadvertently
omitted. Securities Exchange Act Release No. 71417 (January 28,
2014), 79 FR 6253 (February 3, 2014) (SR-Phlx-2014-04).
---------------------------------------------------------------------------
Second, the Exchange proposes to amend subparagraph (c)(ii)(E) to
replace the reference to the risk monitor mechanism with ``automatic
removal of quotes'' and to delete the reference to Rule 1093, which was
previously deleted and replaced with Rule 1095.\5\
---------------------------------------------------------------------------
\5\ Rule 1095 now covers various risk tools, including the risk
monitor mechanism (which is now known as the Percentage-Based
Threshold), the Volume-Based Threshold and the Multi-Trigger
Threshold. Securities Exchange Act Release No. 76295 (October 29,
2015), 80 FR 68338 (November 4, 2015) (SR-Phlx-2015-83).
---------------------------------------------------------------------------
Third, the Exchange proposes to refer to the ``System'' in new Rule
1098 rather than Phlx XL or Phlx XL II to parallel the rules of its
affiliated options exchanges \6\ and move away from that specific
system name in the rules.\7\ As a result, the terms ``Phlx XL
participant'' will now be referred to as ``participant'' and ``Phlx XL
market maker'' will now be referred to as a ``Phlx electronic market
maker.''
---------------------------------------------------------------------------
\6\ See e.g., NOM Chapter VI, Section 1(a) defining ``System''
in general terms.
\7\ Separately, the Exchange intends to make this change
throughout the rules.
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that its proposal is consistent with Section
6(b) of the Act \8\ in general, and furthers the objectives of Section
6(b)(5) of the Act \9\ in particular, in that it is designed to promote
just and equitable principles of trade and to protect investors and the
public interest, by rendering the complex orders provision easier to
read. The proposed relocation and other changes are minor and
administrative.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b).
\9\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. The proposal merely makes minor
organizational corrections and changes.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days from the date on which it was filed, or
such shorter time as the Commission may designate, it has become
effective pursuant to Section 19(b)(3)(A)(iii) of the Act \10\ and
subparagraph (f)(6) of Rule 19b-4 thereunder.\11\
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(3)(a)(iii).
\11\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is: (i)
Necessary or appropriate in the public interest; (ii) for the
protection of investors; or (iii) otherwise in
[[Page 38247]]
furtherance of the purposes of the Act. If the Commission takes such
action, the Commission shall institute proceedings to determine whether
the proposed rule should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-Phlx-2016-63 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-Phlx-2016-63. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-Phlx-2016-63, and should be
submitted on or before July 5, 2016.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
---------------------------------------------------------------------------
\12\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-13822 Filed 6-10-16; 8:45 am]
BILLING CODE 8011-01-P