Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities, 36367 [2016-13211]
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Federal Register / Vol. 81, No. 108 / Monday, June 6, 2016 / Notices
All submissions should refer to File
Number SR–NYSEARCA–2016–76. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEARCA–2016–76 and should be
submitted on or before June 27, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.51
Brent J. Fields,
Secretary.
[FR Doc. 2016–13208 Filed 6–3–16; 8:45 am]
BILLING CODE 8011–01–P
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Brent J. Fields,
Secretary.
SECURITIES AND EXCHANGE
COMMISSION
sradovich on DSK3TPTVN1PROD with NOTICES
[Release No. 34–77951; File No. SR–
NYSEMKT–2016–49]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change Amending
the Definition of ‘‘Block’’ for Purposes
of Rule 72(d)—Equities and the Size of
a Proposed Cross Transaction Eligible
for the Cross Function in Rule 76—
Equities
On April 22, 2016, NYSE MKT LLC
(‘‘Exchange’’ or ‘‘NYSE MKT’’) filed
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
[FR Doc. 2016–13211 Filed 6–3–16; 8:45 am]
BILLING CODE 8011–01–P
16:36 Jun 03, 2016
Jkt 238001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77949; File No. SR–
NYSEMKT–2016–56]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Implementing the
Quoting and Trading Provisions of the
Plan To Implement a Tick Size Pilot
Program Submitted to the Commission
Pursuant to Rule 608 of Regulation
NMS Under the Act
May 31, 2016.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on May 20,
2016, NYSE MKT LLC (the ‘‘Exchange’’
or ‘‘NYSE MKT’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to implement
the quoting and trading provisions of
the Plan to Implement a Tick Size Pilot
Program submitted to the Commission
pursuant to Rule 608 of Regulation
NMS 4 under the Act (the ‘‘Plan’’). The
proposed rule change is substantially
similar to proposed rule changes
recently approved or published by the
Commission by New York Stock
Exchange LLC to adopt NYSE Rules
67(a) and 67(c)–(e), which also
implemented the quoting and trading
provisions of the Plan.5 Therefore, the
Exchange has designated this proposal
as ‘‘non-controversial’’ and provided the
Commission with the notice required by
Rule 19b–4(f)(6)(iii) under the Act.6 The
proposed rule change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
4 17 CFR 242.608.
5 See, Securities Exchange Act Release No. 76229
(October 22, 2015), 80 FR 66065 (October 28, 2015)
(SR–NYSE–2015–46), as amended by Partial
Amendments No. 1 and No. 2 to the Quoting &
Trading Rules Proposal. See, Securities Exchange
Act Release No. 77703 (April 25, 2016), 81 FR
25725 (April 29, 2016) (SR–NYSE–2015–46).
6 17 CFR 240.19b–4(f)(6)(iii).
2 15
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 77734
(Apr. 27, 2016), 81 FR 26598.
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
2 17
May 31, 2016.
51 17
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend its rules relating to
pre-opening indications and opening
procedures. The proposed rule change
was published for comment in the
Federal Register on May 3, 2016.3 The
Commission has received no comments
on the proposed rule change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is June 17, 2016.
The Commission is extending this 45day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,5 designates August
1, 2016, as the date by which the
Commission should either approve or
disapprove or institute proceedings to
determine whether to disapprove the
proposed rule change (File Number SR–
NYSEMKT–2016–49).
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[Federal Register Volume 81, Number 108 (Monday, June 6, 2016)]
[Notices]
[Page 36367]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-13211]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-77951; File No. SR-NYSEMKT-2016-49]
Self-Regulatory Organizations; NYSE MKT LLC; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change Amending the Definition of ``Block'' for Purposes of Rule
72(d)--Equities and the Size of a Proposed Cross Transaction Eligible
for the Cross Function in Rule 76--Equities
May 31, 2016.
On April 22, 2016, NYSE MKT LLC (``Exchange'' or ``NYSE MKT'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
amend its rules relating to pre-opening indications and opening
procedures. The proposed rule change was published for comment in the
Federal Register on May 3, 2016.\3\ The Commission has received no
comments on the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 77734 (Apr. 27,
2016), 81 FR 26598.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is June 17, 2016. The Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates August 1, 2016, as the date by which the Commission
should either approve or disapprove or institute proceedings to
determine whether to disapprove the proposed rule change (File Number
SR-NYSEMKT-2016-49).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Brent J. Fields,
Secretary.
[FR Doc. 2016-13211 Filed 6-3-16; 8:45 am]
BILLING CODE 8011-01-P
