Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees, 35079-35081 [2016-12792]
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Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Notices
of the Act 11 and paragraph (f) of Rule
19b–4 thereunder.12 At any time within
60 days of the filing of the proposed rule
change, the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
sradovich on DSK3TPTVN1PROD with NOTICES
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File No.
SR–BatsBYX–2016–10. This file number
should be included on the subject line
if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
U.S.C. 78s(b)(3)(A).
12 17 CFR 240.19b–4(f).
VerDate Sep<11>2014
21:59 May 31, 2016
Jkt 238001
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Brent J. Fields,
Secretary.
[FR Doc. 2016–12780 Filed 5–31–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77909; File No. SR–
NYSEArca–2016–15]
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File No. SR–
BatsBYX–2016–10 on the subject line.
11 15
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File No. SR–BatsBYX–
2016–10, and should be submitted on or
before June 22, 2016.
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of
Longer Period for Commission Action
on a Proposed Rule Change, as
Modified by Amendment No. 1, To
Amend Rule 6.67(c) by Revising the
Clearing Member Requirements for
Entering an Order Into the Electronic
Order Capture System
May 25, 2016.
On March 22, 2016, NYSE Arca, Inc.
(the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend Rule 6.67(c) to change
the timing for recording the name of the
Clearing Member 3 in the Electronic
Order Capture system (‘‘EOC’’). On
March 29, 2016,4 the Exchange filed
Amendment No. 1 to the proposed rule
change. The Commission published the
proposed rule change, as modified by
Amendment No. 1, for comment in the
Federal Register on April 11, 2016.5
13 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Rule 6.1(3) defines ‘‘Clearing Member’’ as an
Exchange OTP which has been admitted to
membership in the Options Clearing Corporation
pursuant to the provisions of the Rules of the
Options Clearing Corporation.
4 The Commission notes that the amendment date
of March 30, 2016 in the SR–NYSEArca–2016–15
Notice is incorrect and the proper date is March 29,
2016.
5 See Securities Exchange Act Release No. 34–
77516 (April 5, 2016), 81 FR 21429 (‘‘Notice’’).
Amendment No. 1 was included in the Notice and
provided the clarification that the CMTA
Information and the name of the clearing OTP
Holder would be entered into the EOC ‘‘as the
events occur and/or during trade reporting
procedures which may occur after the
representation and execution of the order.’’
1 15
PO 00000
Frm 00111
Fmt 4703
Sfmt 4703
35079
The Commission received no comments
on the proposed rule change.
Section 19(b)(2) of the Act 6 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding or as to which
the self-regulatory organization
consents, the Commission shall approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,7 designates July 10,
2016, as the date by which the
Commission should approve,
disapprove, or institute proceedings to
determine whether to disapprove the
proposed rule change (File No. SR–
NYSEArca–2016–15), as modified by
Amendment No. 1.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Brent J. Fields,
Secretary.
[FR Doc. 2016–12794 Filed 5–31–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77907; File No. SR–ISE–
2016–14]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change To Amend the Schedule of
Fees
May 25, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 12,
2016, the International Securities
Exchange, LLC (the ‘‘Exchange’’ or
‘‘ISE’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
6 15
U.S.C. 78s(b)(2).
7 Id.
8 17
CFR 200.30–3(a)(12).
15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1
E:\FR\FM\01JNN1.SGM
01JNN1
35080
Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Notices
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
ISE proposes to amend the Schedule
of Fees as described in more detail
below. The text of the proposed rule
change is available on the Exchange’s
Internet Web site at https://www.ise.com,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
self-regulatory organization has
prepared summaries, set forth in
Sections A, B, and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
sradovich on DSK3TPTVN1PROD with NOTICES
1. Purpose
ISE currently sells a market data
offering comprised of the entire opening
and closing trade data of ISE listed
options of both customers and firms,
referred to by the Exchange as the ISE
Open/Close Trade Profile. The ISE
Open/Close Trade Profile offering is
subdivided by origin code (i.e.,
customer or firm) and the customer data
is then further subdivided by order size.
The volume data is summarized by day
and series (i.e., symbol, expiration date,
strike price, call or put). The ISE Open/
Close Trade Profile enables subscribers
to create their own proprietary put/call
calculations. The data is compiled and
formatted by ISE as an end of day file.
This market data offering is currently
available to both members and nonmembers on an annual subscription
basis. The current subscription rate for
both members and non-members is $750
per month.
ISE also sells historical ISE Open/
Close Trade Profile data. This market
data offering is comprised of the entire
VerDate Sep<11>2014
21:59 May 31, 2016
Jkt 238001
opening and closing trade data of both
customers and firms that dates back to
May 2005. This data is sold to to both
members and non-members on an adhoc basis or as a complete set that dates
back to May 2005. Ad-hoc subscribers
can purchase this data for any number
of months, beginning from May 2005
through the current month.
Alternatively, subscribers can purchase
the entire set of this data, beginning
from May 2005 through the present
month (the ‘‘Complete Set’’). The
historical ISE Open/Close Trade Profile
is compiled and formatted by ISE and
sold as a zipped file. ISE charges
subscribers $600 per month for ad-hoc
requests for each month of data and a
discounted fee of $500 per request per
month of data for the Complete Set.
The Exchange now proposes to adopt
a flat fee for the Complete Set. As each
year passes, the cost of the Complete Set
rises by $6,000 (12 months * $500). As
a result of this continual increase in
cost, ISE believes the current cost of a
Complete Set is too high to generate
customer demand. We now propose to
offer this same Complete Set for a price
of $27,500.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,3
in general, and Section 6(b)(4) of the
Act,4 in particular, in that it is designed
to provide for the equitable allocation of
reasonable dues, fees, and other charges
among its members and other persons
using its facilities.
The Exchange believes that the
proposed fee decrease is reasonable and
equitable as the proposed fee is set at a
level that the Exchange believes will be
attractive to members and non-members
because, over time, the fee for a
Complete Set has become too high to
generate sufficient customer demand
and the continuing price increase would
ultimately lead to no customer demand
and prevent members and non-members
from obtaining this data. The proposed
fee will ensure that for the foreseeable
future members and non-members have
access to the data they need for a
reasonable fee. The Exchange also notes
that the proposed Market Data Fees are
not unfairly discriminatory because they
apply equally to all members and nonmembers.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
In accordance with Section 6(b)(8) of
the Act,5 the Exchange does not believe
that the proposed rule change will
impose any burden on intermarket or
intramarket competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
Exchange believes that current fee for
the Complete Set became too high over
time to generate sufficient customer
demand. ISE believes the current fee is
set at a fair price for the data being
provided to both members and nonmembers. The Exchange operates in a
highly competitive market in which
market participants can readily direct
their order flow to competing venues. In
such an environment, the Exchange
must continually review, and consider
adjusting, its fees and rebates to remain
competitive with other exchanges. For
the reasons described above, the
Exchange believes that the proposed fee
changes reflect this competitive
environment.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange has not solicited, and
does not intend to solicit, comments on
this proposed rule change. The
Exchange has not received any
unsolicited written comments from
members or other interested parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act,6 and
subparagraph (f)(2) of Rule 19b–4
thereunder,7 because it establishes a
due, fee, or other charge imposed by
ISE.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
15 U.S.C. 78f(b)(8).
15 U.S.C. 78s(b)(3)(A)(ii).
7 17 CFR 240.19b–4(f)(2).
5
15 U.S.C. 78f.
4 15 U.S.C. 78f(b)(4).
3
PO 00000
Frm 00112
Fmt 4703
6
Sfmt 4703
E:\FR\FM\01JNN1.SGM
01JNN1
Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Notices
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2016–12792 Filed 5–31–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
ISE–2016–14 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
sradovich on DSK3TPTVN1PROD with NOTICES
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Brent J. Fields,
Secretary.
All submissions should refer to File
Number SR–ISE–2016–14. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–ISE–
2016–14, and should be submitted on or
before June 22, 2016.
[Release No. 34–77913; File No. SR–
NASDAQ–2016–074]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Provide a
Process for an Expedited Suspension
Proceeding and Adopt a Rule To
Prohibit Disruptive Quoting and
Trading Activity
May 25, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 19,
2016, The NASDAQ Stock Market LLC
(‘‘NASDAQ’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to adopt a
new equity rule to clearly prohibit
disruptive quoting and trading activity
on the Exchange, as further described
below. Further the Exchange proposes
to amend Exchange Rules to permit the
Exchange to take prompt action to
suspend Members or their clients that
violate such rule.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaq.cchwallstreet.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
1 15
8
17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014
21:59 May 31, 2016
2 17
Jkt 238001
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00113
Fmt 4703
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange is filing this proposal to
adopt a new rule to clearly prohibit
disruptive quoting and trading activity
on the Exchange for the equities market
and to amend Exchange Rules to permit
the Exchange to take prompt action to
suspend Members or their clients that
violate such rule.
Background
As a national securities exchange
registered pursuant to Section 6 of the
Act, the Exchange is required to be
organized and to have the capacity to
enforce compliance by its members and
persons associated with its members,
with the Act, the rules and regulations
thereunder, and the Exchange’s Rules.
Further, the Exchange’s Rules are
required to be ‘‘designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade . . . and, in general,
to protect investors and the public
interest.’’ 3 In fulfilling these
requirements, the Exchange has
developed a comprehensive regulatory
program that includes automated
surveillance of trading activity that is
both operated directly by Exchange staff
and by staff of the Financial Industry
Regulatory Authority (‘‘FINRA’’)
pursuant to a Regulatory Services
Agreement (‘‘RSA’’). When disruptive
and potentially manipulative or
improper quoting and trading activity is
identified, the Exchange or FINRA
(acting as an agent of the Exchange)
conducts an investigation into the
activity, requesting additional
information from the Member or
Members involved. To the extent
violations of the Act, the rules and
regulations thereunder, or Exchange
Rules have been identified and
confirmed, the Exchange or FINRA as its
agent will commence the enforcement
process, which might result in, among
other things, a censure, a requirement to
take certain remedial actions, one or
more restrictions on future business
3 15
Sfmt 4703
35081
E:\FR\FM\01JNN1.SGM
U.S.C. 78f(b)(1).
01JNN1
Agencies
[Federal Register Volume 81, Number 105 (Wednesday, June 1, 2016)]
[Notices]
[Pages 35079-35081]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-12792]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-77907; File No. SR-ISE-2016-14]
Self-Regulatory Organizations; International Securities Exchange,
LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule
Change To Amend the Schedule of Fees
May 25, 2016.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on May 12, 2016, the International Securities Exchange, LLC (the
``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``Commission'')
[[Page 35080]]
the proposed rule change as described in Items I, II, and III below,
which Items have been prepared by the Exchange. The Commission is
publishing this notice to solicit comments on the proposed rule change
from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
ISE proposes to amend the Schedule of Fees as described in more
detail below. The text of the proposed rule change is available on the
Exchange's Internet Web site at https://www.ise.com, at the principal
office of the Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The self-regulatory organization has prepared summaries,
set forth in Sections A, B, and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
ISE currently sells a market data offering comprised of the entire
opening and closing trade data of ISE listed options of both customers
and firms, referred to by the Exchange as the ISE Open/Close Trade
Profile. The ISE Open/Close Trade Profile offering is subdivided by
origin code (i.e., customer or firm) and the customer data is then
further subdivided by order size. The volume data is summarized by day
and series (i.e., symbol, expiration date, strike price, call or put).
The ISE Open/Close Trade Profile enables subscribers to create their
own proprietary put/call calculations. The data is compiled and
formatted by ISE as an end of day file. This market data offering is
currently available to both members and non-members on an annual
subscription basis. The current subscription rate for both members and
non-members is $750 per month.
ISE also sells historical ISE Open/Close Trade Profile data. This
market data offering is comprised of the entire opening and closing
trade data of both customers and firms that dates back to May 2005.
This data is sold to to both members and non-members on an ad-hoc basis
or as a complete set that dates back to May 2005. Ad-hoc subscribers
can purchase this data for any number of months, beginning from May
2005 through the current month. Alternatively, subscribers can purchase
the entire set of this data, beginning from May 2005 through the
present month (the ``Complete Set''). The historical ISE Open/Close
Trade Profile is compiled and formatted by ISE and sold as a zipped
file. ISE charges subscribers $600 per month for ad-hoc requests for
each month of data and a discounted fee of $500 per request per month
of data for the Complete Set.
The Exchange now proposes to adopt a flat fee for the Complete Set.
As each year passes, the cost of the Complete Set rises by $6,000 (12
months * $500). As a result of this continual increase in cost, ISE
believes the current cost of a Complete Set is too high to generate
customer demand. We now propose to offer this same Complete Set for a
price of $27,500.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 of the Act,\3\ in general, and Section
6(b)(4) of the Act,\4\ in particular, in that it is designed to provide
for the equitable allocation of reasonable dues, fees, and other
charges among its members and other persons using its facilities.
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78f.
\4\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
The Exchange believes that the proposed fee decrease is reasonable
and equitable as the proposed fee is set at a level that the Exchange
believes will be attractive to members and non-members because, over
time, the fee for a Complete Set has become too high to generate
sufficient customer demand and the continuing price increase would
ultimately lead to no customer demand and prevent members and non-
members from obtaining this data. The proposed fee will ensure that for
the foreseeable future members and non-members have access to the data
they need for a reasonable fee. The Exchange also notes that the
proposed Market Data Fees are not unfairly discriminatory because they
apply equally to all members and non-members.
B. Self-Regulatory Organization's Statement on Burden on Competition
In accordance with Section 6(b)(8) of the Act,\5\ the Exchange does
not believe that the proposed rule change will impose any burden on
intermarket or intramarket competition that is not necessary or
appropriate in furtherance of the purposes of the Act. The Exchange
believes that current fee for the Complete Set became too high over
time to generate sufficient customer demand. ISE believes the current
fee is set at a fair price for the data being provided to both members
and non-members. The Exchange operates in a highly competitive market
in which market participants can readily direct their order flow to
competing venues. In such an environment, the Exchange must continually
review, and consider adjusting, its fees and rebates to remain
competitive with other exchanges. For the reasons described above, the
Exchange believes that the proposed fee changes reflect this
competitive environment.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78f(b)(8).
---------------------------------------------------------------------------
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
The Exchange has not solicited, and does not intend to solicit,
comments on this proposed rule change. The Exchange has not received
any unsolicited written comments from members or other interested
parties.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act,\6\ and subparagraph (f)(2) of Rule 19b-4
thereunder,\7\ because it establishes a due, fee, or other charge
imposed by ISE.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(3)(A)(ii).
\7\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule should be approved or disapproved.
[[Page 35081]]
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-ISE-2016-14 on the subject line.
Paper Comments
Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-ISE-2016-14. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-ISE-2016-14, and should be
submitted on or before June 22, 2016.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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\8\ 17 CFR 200.30-3(a)(12).
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Brent J. Fields,
Secretary.
[FR Doc. 2016-12792 Filed 5-31-16; 8:45 am]
BILLING CODE 8011-01-P