Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System, 35098 [2016-12772]
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35098
Federal Register / Vol. 81, No. 105 / Wednesday, June 1, 2016 / Notices
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.20
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
sradovich on DSK3TPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
Phlx–2016–59 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–Phlx–2016–59. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml).
Copies of the submission, all
subsequent amendments, all written
statements with respect to the proposed
rule change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
20 15
U.S.C. 78s(b)(3)(A)(ii).
VerDate Sep<11>2014
21:59 May 31, 2016
Jkt 238001
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
All submissions should refer to File
Number SR–Phlx–2016–59 and should
be submitted on or before June 22, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.21
Brent J. Fields,
Secretary.
[FR Doc. 2016–12793 Filed 5–31–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77910; File No. SR–
NYSEMKT–2016–13]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Designation of
Longer Period for Commission Action
on a Proposed Rule Change, as
Modified by Amendment No. 1, To
Amend Rule 955NY(c) by Revising the
Clearing Member Requirements for
Entering an Order Into the Electronic
Order Capture System
May 25, 2016.
21 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Rule 900.2NY defines ‘‘Clearing Member’’ as an
Exchange ATP Holder which has been admitted to
membership in the Options Clearing Corporation
pursuant to the provisions of the Rules of the
Options Clearing Corporation.
4 The Commission notes that the amendment date
of March 30, 2016 in the SR–NYSEMKT–2016–13
1 15
Frm 00130
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Brent J. Fields,
Secretary.
[FR Doc. 2016–12772 Filed 5–31–16; 8:45 am]
On March 22, 2016, NYSE MKT LLC
(the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend Rule 955NY(c) to
change the timing for recording the
name of the Clearing Member 3 in the
Electronic Order Capture system
(‘‘EOC’’). On March 29, 2016,4 the
PO 00000
Exchange filed Amendment No. 1 to the
proposed rule change. The Commission
published the proposed rule change, as
modified by Amendment No. 1, for
comment in the Federal Register on
April 11, 2016.5 The Commission
received no comments on the proposed
rule change.
Section 19(b)(2) of the Act 6 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding or as to which
the self-regulatory organization
consents, the Commission shall approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, pursuant to
Section 19(b)(2) of the Act,7 the
Commission designates July 10, 2016, as
the date by which the Commission
should approve, disapprove, or institute
proceedings to determine whether to
disapprove the proposed rule change
(File No. SR–NYSEMKT–2016–13), as
modified by Amendment No. 1.
Fmt 4703
Sfmt 9990
BILLING CODE 8011–01–P
Notice is incorrect and the proper date is March 29,
2016.
5 See Securities Exchange Act Release No. 34–
77518 (April 5, 2016), 81 FR 21415 (‘‘Notice’’).
Amendment No. 1 was included in the Notice and
provided the clarification that the CMTA
Information and the name of the clearing ATP
Holder would be entered into the EOC ‘‘as the
events occur and/or during trade reporting
procedures which may occur after the
representation and execution of the order.’’
6 15 U.S.C. 78s(b)(2).
7 Id.
8 17 CFR 200.30–3(a)(12).
E:\FR\FM\01JNN1.SGM
01JNN1
]]>Agencies
[Federal Register Volume 81, Number 105 (Wednesday, June 1, 2016)]
[Notices]
[Page 35098]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-12772]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-77910; File No. SR-NYSEMKT-2016-13]
Self-Regulatory Organizations; NYSE MKT LLC; Notice of
Designation of Longer Period for Commission Action on a Proposed Rule
Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by
Revising the Clearing Member Requirements for Entering an Order Into
the Electronic Order Capture System
May 25, 2016.
On March 22, 2016, NYSE MKT LLC (the ``Exchange'' or ``NYSE MKT'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
amend Rule 955NY(c) to change the timing for recording the name of the
Clearing Member \3\ in the Electronic Order Capture system (``EOC'').
On March 29, 2016,\4\ the Exchange filed Amendment No. 1 to the
proposed rule change. The Commission published the proposed rule
change, as modified by Amendment No. 1, for comment in the Federal
Register on April 11, 2016.\5\ The Commission received no comments on
the proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Rule 900.2NY defines ``Clearing Member'' as an Exchange ATP
Holder which has been admitted to membership in the Options Clearing
Corporation pursuant to the provisions of the Rules of the Options
Clearing Corporation.
\4\ The Commission notes that the amendment date of March 30,
2016 in the SR-NYSEMKT-2016-13 Notice is incorrect and the proper
date is March 29, 2016.
\5\ See Securities Exchange Act Release No. 34-77518 (April 5,
2016), 81 FR 21415 (``Notice''). Amendment No. 1 was included in the
Notice and provided the clarification that the CMTA Information and
the name of the clearing ATP Holder would be entered into the EOC
``as the events occur and/or during trade reporting procedures which
may occur after the representation and execution of the order.''
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \6\ provides that, within 45 days of
the publication of the notice of the filing of a proposed rule change,
or within such longer period up to 90 days as the Commission may
designate if it finds such longer period to be appropriate and
publishes its reasons for so finding or as to which the self-regulatory
organization consents, the Commission shall approve the proposed rule
change, disapprove the proposed rule change, or institute proceedings
to determine whether the proposed rule change should be disapproved.
The Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change.
Accordingly, pursuant to Section 19(b)(2) of the Act,\7\ the Commission
designates July 10, 2016, as the date by which the Commission should
approve, disapprove, or institute proceedings to determine whether to
disapprove the proposed rule change (File No. SR-NYSEMKT-2016-13), as
modified by Amendment No. 1.
---------------------------------------------------------------------------
\7\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Brent J. Fields,
Secretary.
[FR Doc. 2016-12772 Filed 5-31-16; 8:45 am]
BILLING CODE 8011-01-P
