Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule, 28110-28112 [2016-10758]
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Federal Register / Vol. 81, No. 89 / Monday, May 9, 2016 / Notices
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[FR Doc. 2016–10813 Filed 5–6–16; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77758; File No. SR–CBOE–
2016–040]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend the Fees
Schedule
May 3, 2016.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 21,
2016, Chicago Board Options Exchange,
Incorporated (the ‘‘Exchange’’ or
‘‘CBOE’’) filed with the Securities and
Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
section 19(b)(3)(A)(iii) of the Act 3 and
Rule 19b–4(f)(6) thereunder.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
mstockstill on DSK3G9T082PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Fees Schedule to update references to
quoting bandwidth. The text of the
proposed rule change is available on the
Exchange’s Web site (https://
www.cboe.com/AboutCBOE/
CBOELegalRegulatoryHome.aspx), at
the Exchange’s Office of the Secretary,
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17
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17:44 May 06, 2016
Jkt 238001
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend its
Fees Schedule, effective April 21, 2016.
The Fees Schedule currently sets forth
the quoting bandwidth allowance for a
Market-Maker Trading Permit. The
bandwidth allowance is referenced as a
maximum number of quotes over the
course of the trading day (currently
35,640,000). The Exchange notes
however, that the current reference
applies to the Regular Trading Hours
session (‘‘RTH’’) only. In order to avoid
confusion and maintain clarity and
transparency in the rules, the Exchange
proposes to add a reference to the
quoting bandwidth allowance for an
Extended Trading Hours 5 (‘‘ETH’’)
Market-Maker Trading Permit (i.e.,
37,500,000 quotes over the course of the
ETH session).6 The Exchanges notes that
ETH bandwidth applies to all ETH
Market-Maker Trading Permits and all
ETH Quoting and Order Entry
Bandwidth Packets. The Exchange also
notes that the trading hours for RTH and
ETH differ and as such, an ETH MarketMaker Trading Permit is equivalent to a
different maximum number of quotes
over the course of the trading session.7
The Exchange next proposes to
update the bandwidth currently set
forth in Fees Schedule. The Fees
5 Extended Trading Hours are from 2:00 a.m.
Central time (‘‘CT’’) to 8:15 a.m. (CT) on Monday
through Friday.
6 The Exchange notes that prior to April 18, 2016,
the maximum bandwidth quoting allowance during
ETH was 33,000,000 quotes over the course of the
ETH session.
7 The rate per second(s) for quoting bandwidth is
(and has always been) the same for both the RTH
and ETH sessions. Because the ETH trading session
is shorter than the RTH trading session, the stated
number of quotes over the course of a trading
session is less for ETH than RTH.
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
Schedule currently states that the
quoting bandwidth allowance for a
Market-Maker Trading Permit is
equivalent to a maximum of 35,640,000
quotes over the course of a trading day.
The Exchange proposes to clarify that
the stated quoting bandwidth reflects
the maximum number of quotes over the
course of a trading ‘‘session’’ instead of
trading ‘‘day.’’ Particularly, RTH and
ETH are separate trading sessions that
are part of the same trading day. As
such, the current expression of RTH
bandwidth as quotes over the course of
a trading ‘‘day’’ is inaccurate. Next, the
Exchange notes that it increased quoting
bandwidth allowance, effective April
18, 2016. The Exchange therefore seeks
to make a corresponding amendment to
the Fees Schedule. Specifically, the
Exchange proposes to update the
reference to the number of maximum
quotes from 35,640,000 to 40,500,000.
The Exchange notes that the increase of
quoting bandwidth allowance applies to
all RTH Market-Maker Trading Permits
and all RTH Quoting and Order Entry
Bandwidth Packets.
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the
Securities Exchange Act of 1934 (the
‘‘Act’’) and the rules and regulations
thereunder applicable to the Exchange
and, in particular, the requirements of
section 6(b) of the Act.8 Specifically, the
Exchange believes the proposed rule
change is consistent with the section
6(b)(5) 9 requirements that the rules of
an exchange be designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, to remove impediments to
and perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest.
Additionally, the Exchange believes the
proposed rule change is consistent with
the section 6(b)(5) 10 requirement that
the rules of an exchange not be designed
to permit unfair discrimination between
customers, issuers, brokers, or dealers.
In particular, the Exchange believes
that adding a reference to the quoting
bandwidth allowance during ETH
avoids potential confusion and
maintains transparency in the Fees
Schedule, thereby removing
8 15
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
10 Id.
9 15
E:\FR\FM\09MYN1.SGM
09MYN1
Federal Register / Vol. 81, No. 89 / Monday, May 9, 2016 / Notices
impediments to and perfecting the
mechanism of a free open market and a
national market system, and, in general,
protecting investors and the public
interest. Similarly, as RTH and ETH are
separate trading sessions (but part of the
same trading day), the current reference
to the RTH bandwidth as a maximum
number of quotes over the course of a
trading ‘‘day’’ is no longer accurate and
as such, the Exchange believes replacing
‘‘trading day’’ with ‘‘trading session’’
eliminates incorrect terminology and
avoids potential confusion.
The Exchange believes that amending
the Fees Schedule to accurately reflect
the increase in quoting bandwidth
allowance, alleviates confusion, thereby
removing impediments to and
perfecting the mechanism of a free open
market and a national market system,
and, in general, protecting investors and
the public interest. The Exchange also
notes that increasing quoting bandwidth
helps ensure that Market-Makers have
an adequate capacity and ability to
continue to make active markets, which
also removes impediments to and
perfects the mechanism of a free open
market and a national market system,
and, in general, protects investors and
the public interest.
mstockstill on DSK3G9T082PROD with NOTICES
B. Self-Regulatory Organization’s
Statement on Burden on Competition
CBOE does not believe that the
proposed rule change will impose any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
Exchange does not believe that the
proposed rule change will impose any
burden on intramarket competition that
is not necessary or appropriate in
furtherance of the purposes of the Act
because the proposed change applies to
all Market-Makers and is merely
updating the Fees Schedule to
accurately reflect an increase in quoting
bandwidth, update outdated
terminology, and reflect what the
maximum bandwidth is for ETH. The
Exchange believes that the proposed
rule change will not cause an
unnecessary burden on intermarket
competition because it only applies to
trading on CBOE. To the extent that the
proposed changes make CBOE a more
attractive marketplace for market
participants at other exchanges, such
market participants are welcome to
become CBOE market participants.
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C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing rule does not (i)
significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
for 30 days from the date on which it
was filed, or such shorter time as the
Commission may designate if consistent
with the protection of investors and the
public interest, provided that the selfregulatory organization has given the
Commission written notice of its intent
to file the proposed rule change at least
five business days prior to the date of
filing of the proposed rule change or
such shorter time as designated by the
Commission,11 the proposed rule
change has become effective pursuant to
section 19(b)(3)(A) of the Act 12 and
Rule 19b–4(f)(6) thereunder.13
A proposed rule change filed under
Rule 19b–4(f)(6) 14 normally does not
become operative prior to 30 days after
the date of the filing. However, pursuant
to Rule 19b4(f)(6)(iii),15 the Commission
may designate a shorter time if such
action is consistent with the protection
of investors and the public interest. The
Exchange has asked the Commission to
waive the 30-day operative delay so that
the proposal may become operative
immediately upon filing. The Exchange
states that without a waiver of the
operative delay, the Fees Schedule
would reflect an outdated bandwidth
amount, of only one trading session,
which could cause potential confusion
to TPHs. The Commission believes that
it is consistent with the protection of
investors and the public interest to
waive the 30-day operative delay so the
Exchange’s Fees Schedule may
immediately reflect the correct
bandwidth fees. For this reason, the
Commission designates the proposed
rule change to be operative upon
filing.16
11 The
Exchange has fulfilled this requirement.
U.S.C. 78s(b)(3)(A).
13 17 CFR 240.19b–4(f)(6).
14 17 CFR 240.19b–4(f)(6).
15 17 CFR 240.19b–4(f)(6)(iii).
16 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
12 15
PO 00000
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28111
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CBOE–2016–040 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CBOE–2016–040. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
E:\FR\FM\09MYN1.SGM
09MYN1
28112
Federal Register / Vol. 81, No. 89 / Monday, May 9, 2016 / Notices
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–CBOE–
2016–040 and should be submitted on
or before May 31, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.17
Robert W. Errett,
Deputy Secretary.
Amadi Anene by phone or email. His
contact information is Amadi Anene,
Senior Advisor to the Administrator,
409 Third Street SW., Washington, DC
20416, Phone, 202–205–0067 or email,
amadi.anene@sba.gov.
Additionally, if you need
accommodations because of a disability
or require additional information, please
contact Amadi Anene at the information
above.
[FR Doc. 2016–10758 Filed 5–6–16; 8:45 am]
Miguel L’ Heureux,
White House Liaison.
BILLING CODE 8011–01–P
[FR Doc. 2016–10546 Filed 5–6–16; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Council on Underserved Communities
Advisory Board
U.S. Small Business
Administration.
ACTION: Notice of open Federal Advisory
Committee meetings.
AGENCY:
The SBA is issuing this notice
to announce the location, date, time and
agenda for the initial meeting of the
Council on Underserved Communities
(CUC) Advisory Board.
DATES: The meeting will be held on
Tuesday, May 24th at 1:00 pm EST.
ADDRESSES: These meeting will be held
at the U.S. Small Business
Administration, in the Administrator’s
Large Conference Room, located at 409
3rd St. SW., Suite 7000, Washington, DC
20416.
SUPPLEMENTARY INFORMATION: Pursuant
to section 10(a) of the Federal Advisory
Committee Act (5 U.S.C. Appendix 2),
SBA announces the meeting of the
Council on Underserved Communities
Advisory Board. This Board provides
advice and counsel to the SBA
Administrator and Associate
Administrator. CUC members will
examine the obstacles facing small
businesses in underserved communities
and recommend to SBA policy and
programmatic changes to help
strengthen SBA’s programs and services
to these communities.
The purpose of this meeting is to
discuss following issues pertaining to
the CUC Advisory Board.:
—Provide information on key SBA
programs
—Board Assignments
—Determine the 2016 CUC Agenda
FOR FURTHER INFORMATION CONTACT: The
meeting is open to the public however
advance notice of attendance is
requested. Anyone wishing to be a
listening participant must contact
mstockstill on DSK3G9T082PROD with NOTICES
SUMMARY:
17 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:44 May 06, 2016
Jkt 238001
DEPARTMENT OF STATE
[Public Notice: 9552]
Notice of Information Collection Under
OMB Emergency Review: Employee
Self Certification and Ability To
Perform in Emergencies (ESCAPE)
Program
Notice of request for emergency
OMB approval and public comment.
ACTION:
The Department of State has
submitted the information collection
request described below to the Office of
Management and Budget (OMB) for
review and approval in accordance with
the emergency review procedures of the
Paperwork Reduction Act of 1995 (5
CFR 1320.13). The purpose of this
notice is to allow for public comment
from all interested individuals and
organizations. Emergency review and
approval of this collection has been
requested from OMB by May 23, 2016.
If granted, the emergency approval is
only valid for 180 days. The Department
plans to follow this emergency request
with a submission for a 3 year approval
through OMB’s normal PRA clearance
process (5 CFR 1320.10).
DATES: All public comments must be
received by May 16, 2016.
ADDRESSES: Direct any comments on
this emergency request to both the
Department of State Desk Officer in the
Office of Information and Regulatory
Affairs at the Office of Management and
Budget (OMB) and to the Office of
Medical Services, U.S. Department of
State. All public comments must be
received by May 16, 2016.
You may submit comments to OMB
by the following methods:
• Email: oira_submission@
omb.eop.gov. You must include the DS
form number, information collection
title, and OMB control number in the
subject line of your message.
• Fax: 202–395–5806. Attention: Desk
Officer for Department of State.
SUMMARY:
PO 00000
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You may submit comments to the
Office of Medical Services, U.S.
Department of State by the following
methods:
• Web: Persons with access to the
Internet may comment on this notice by
going to www.Regulations.gov. You can
search for the document by entering
‘‘Docket Number: DOS–2016–0026’’ in
the Search field. Then click the
‘‘Comment Now’’ button and complete
the comment form.
• Email: Catherine M. Kazmin at
kazmincm@state.gov. You must include
Emergency Submission Comment on
‘‘Employee Self Certification And
Ability To Perform In Emergencies’’
(ESCAPE) Program in the subject line of
your message.
You must include the DS form
number (if applicable), information
collection title, and the OMB control
number in any correspondence.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including requests
for copies of the proposed collection
instrument and supporting documents
to Catherine M. Kazmin who may be
reached on 703–875–5413 or at
kazmincm@state.gov.
SUPPLEMENTARY INFORMATION:
• Title of Information Collection:
Employee Self Certification And Ability
To Perform In Emergencies (ESCAPE)
Program.
• OMB Control Number: None.
• Type of Request: Emergency
Review.
• Originating Office: Office of
Medical Services (MED).
• Form Number: DS–6570.
• Respondents: Non-federal
individuals being considered for
contracted assignments at ESCAPEdesignated posts.
• Estimated Number of Respondents:
200 annually.
• Estimated Number of Responses:
200 annually.
• Average Time per Response: 30
minutes.
• Total Estimated Burden Time: 100
hours annually.
• Frequency: One time per
deployment to ESCAPE post.
• Obligation to respond: Mandatory.
We are soliciting public comments to
permit the Department to:
• Evaluate whether the proposed
information collection is necessary for
the proper functions of the Department.
• Evaluate the accuracy of our
estimate of the time and cost burden of
this proposed collection, including the
validity of the methodology and
assumptions used.
E:\FR\FM\09MYN1.SGM
09MYN1
Agencies
[Federal Register Volume 81, Number 89 (Monday, May 9, 2016)]
[Notices]
[Pages 28110-28112]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-10758]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-77758; File No. SR-CBOE-2016-040]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Amend the Fees Schedule
May 3, 2016.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on April 21, 2016, Chicago Board Options Exchange, Incorporated
(the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule change as described
in Items I and II below, which Items have been prepared by the
Exchange. The Exchange filed the proposal as a ``non-controversial''
proposed rule change pursuant to section 19(b)(3)(A)(iii) of the Act
\3\ and Rule 19b-4(f)(6) thereunder.\4\ The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(iii).
\4\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend the Fees Schedule to update
references to quoting bandwidth. The text of the proposed rule change
is available on the Exchange's Web site (https://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx), at the Exchange's Office of the
Secretary, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to amend its Fees Schedule, effective April
21, 2016.
The Fees Schedule currently sets forth the quoting bandwidth
allowance for a Market-Maker Trading Permit. The bandwidth allowance is
referenced as a maximum number of quotes over the course of the trading
day (currently 35,640,000). The Exchange notes however, that the
current reference applies to the Regular Trading Hours session
(``RTH'') only. In order to avoid confusion and maintain clarity and
transparency in the rules, the Exchange proposes to add a reference to
the quoting bandwidth allowance for an Extended Trading Hours \5\
(``ETH'') Market-Maker Trading Permit (i.e., 37,500,000 quotes over the
course of the ETH session).\6\ The Exchanges notes that ETH bandwidth
applies to all ETH Market-Maker Trading Permits and all ETH Quoting and
Order Entry Bandwidth Packets. The Exchange also notes that the trading
hours for RTH and ETH differ and as such, an ETH Market-Maker Trading
Permit is equivalent to a different maximum number of quotes over the
course of the trading session.\7\
---------------------------------------------------------------------------
\5\ Extended Trading Hours are from 2:00 a.m. Central time
(``CT'') to 8:15 a.m. (CT) on Monday through Friday.
\6\ The Exchange notes that prior to April 18, 2016, the maximum
bandwidth quoting allowance during ETH was 33,000,000 quotes over
the course of the ETH session.
\7\ The rate per second(s) for quoting bandwidth is (and has
always been) the same for both the RTH and ETH sessions. Because the
ETH trading session is shorter than the RTH trading session, the
stated number of quotes over the course of a trading session is less
for ETH than RTH.
---------------------------------------------------------------------------
The Exchange next proposes to update the bandwidth currently set
forth in Fees Schedule. The Fees Schedule currently states that the
quoting bandwidth allowance for a Market-Maker Trading Permit is
equivalent to a maximum of 35,640,000 quotes over the course of a
trading day. The Exchange proposes to clarify that the stated quoting
bandwidth reflects the maximum number of quotes over the course of a
trading ``session'' instead of trading ``day.'' Particularly, RTH and
ETH are separate trading sessions that are part of the same trading
day. As such, the current expression of RTH bandwidth as quotes over
the course of a trading ``day'' is inaccurate. Next, the Exchange notes
that it increased quoting bandwidth allowance, effective April 18,
2016. The Exchange therefore seeks to make a corresponding amendment to
the Fees Schedule. Specifically, the Exchange proposes to update the
reference to the number of maximum quotes from 35,640,000 to
40,500,000. The Exchange notes that the increase of quoting bandwidth
allowance applies to all RTH Market-Maker Trading Permits and all RTH
Quoting and Order Entry Bandwidth Packets.
2. Statutory Basis
The Exchange believes the proposed rule change is consistent with
the Securities Exchange Act of 1934 (the ``Act'') and the rules and
regulations thereunder applicable to the Exchange and, in particular,
the requirements of section 6(b) of the Act.\8\ Specifically, the
Exchange believes the proposed rule change is consistent with the
section 6(b)(5) \9\ requirements that the rules of an exchange be
designed to prevent fraudulent and manipulative acts and practices, to
promote just and equitable principles of trade, to foster cooperation
and coordination with persons engaged in regulating, clearing,
settling, processing information with respect to, and facilitating
transactions in securities, to remove impediments to and perfect the
mechanism of a free and open market and a national market system, and,
in general, to protect investors and the public interest. Additionally,
the Exchange believes the proposed rule change is consistent with the
section 6(b)(5) \10\ requirement that the rules of an exchange not be
designed to permit unfair discrimination between customers, issuers,
brokers, or dealers.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b).
\9\ 15 U.S.C. 78f(b)(5).
\10\ Id.
---------------------------------------------------------------------------
In particular, the Exchange believes that adding a reference to the
quoting bandwidth allowance during ETH avoids potential confusion and
maintains transparency in the Fees Schedule, thereby removing
[[Page 28111]]
impediments to and perfecting the mechanism of a free open market and a
national market system, and, in general, protecting investors and the
public interest. Similarly, as RTH and ETH are separate trading
sessions (but part of the same trading day), the current reference to
the RTH bandwidth as a maximum number of quotes over the course of a
trading ``day'' is no longer accurate and as such, the Exchange
believes replacing ``trading day'' with ``trading session'' eliminates
incorrect terminology and avoids potential confusion.
The Exchange believes that amending the Fees Schedule to accurately
reflect the increase in quoting bandwidth allowance, alleviates
confusion, thereby removing impediments to and perfecting the mechanism
of a free open market and a national market system, and, in general,
protecting investors and the public interest. The Exchange also notes
that increasing quoting bandwidth helps ensure that Market-Makers have
an adequate capacity and ability to continue to make active markets,
which also removes impediments to and perfects the mechanism of a free
open market and a national market system, and, in general, protects
investors and the public interest.
B. Self-Regulatory Organization's Statement on Burden on Competition
CBOE does not believe that the proposed rule change will impose any
burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange does not believe
that the proposed rule change will impose any burden on intramarket
competition that is not necessary or appropriate in furtherance of the
purposes of the Act because the proposed change applies to all Market-
Makers and is merely updating the Fees Schedule to accurately reflect
an increase in quoting bandwidth, update outdated terminology, and
reflect what the maximum bandwidth is for ETH. The Exchange believes
that the proposed rule change will not cause an unnecessary burden on
intermarket competition because it only applies to trading on CBOE. To
the extent that the proposed changes make CBOE a more attractive
marketplace for market participants at other exchanges, such market
participants are welcome to become CBOE market participants.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
The Exchange neither solicited nor received comments on the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing rule does not (i) significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative for 30
days from the date on which it was filed, or such shorter time as the
Commission may designate if consistent with the protection of investors
and the public interest, provided that the self-regulatory organization
has given the Commission written notice of its intent to file the
proposed rule change at least five business days prior to the date of
filing of the proposed rule change or such shorter time as designated
by the Commission,\11\ the proposed rule change has become effective
pursuant to section 19(b)(3)(A) of the Act \12\ and Rule 19b-4(f)(6)
thereunder.\13\
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\11\ The Exchange has fulfilled this requirement.
\12\ 15 U.S.C. 78s(b)(3)(A).
\13\ 17 CFR 240.19b-4(f)(6).
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A proposed rule change filed under Rule 19b-4(f)(6) \14\ normally
does not become operative prior to 30 days after the date of the
filing. However, pursuant to Rule 19b4(f)(6)(iii),\15\ the Commission
may designate a shorter time if such action is consistent with the
protection of investors and the public interest. The Exchange has asked
the Commission to waive the 30-day operative delay so that the proposal
may become operative immediately upon filing. The Exchange states that
without a waiver of the operative delay, the Fees Schedule would
reflect an outdated bandwidth amount, of only one trading session,
which could cause potential confusion to TPHs. The Commission believes
that it is consistent with the protection of investors and the public
interest to waive the 30-day operative delay so the Exchange's Fees
Schedule may immediately reflect the correct bandwidth fees. For this
reason, the Commission designates the proposed rule change to be
operative upon filing.\16\
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\14\ 17 CFR 240.19b-4(f)(6).
\15\ 17 CFR 240.19b-4(f)(6)(iii).
\16\ For purposes only of waiving the 30-day operative delay,
the Commission has also considered the proposed rule's impact on
efficiency, competition, and capital formation. See 15 U.S.C.
78c(f).
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At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission will institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-CBOE-2016-040 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-CBOE-2016-040. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal
[[Page 28112]]
identifying information from submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-CBOE-2016-040 and should be submitted on
or before May 31, 2016.
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\17\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\17\
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-10758 Filed 5-6-16; 8:45 am]
BILLING CODE 8011-01-P