Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Additions to Permitted Cover, 23531 [2016-09206]
Download as PDF
Federal Register / Vol. 81, No. 77 / Thursday, April 21, 2016 / Notices
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
BatsEDGX–2016–09 and should be
submitted on or before May 12, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Brent J. Fields,
Secretary.
[FR Doc. 2016–09203 Filed 4–20–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77634; File No. SR–ICEEU–
2016–004]
Self-Regulatory Organizations; ICE
Clear Europe Limited; Notice of
Designation of Longer Period for
Commission Action on Proposed Rule
Change Relating to Additions to
Permitted Cover
jstallworth on DSK7TPTVN1PROD with NOTICES
April 15, 2016.
On February 10, 2016, ICE Clear
Europe Limited (‘‘ICE Clear Europe’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 proposed rule
changes to provide additional categories
of securities, including treasury bills
and floating and inflation-linked
government bonds (the ‘‘Additional
Permitted Cover’’) to ICE Clear Europe
to satisfy certain margin requirements.
The proposed rule change was
published for comment in the Federal
19 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Sep<11>2014
13:27 Apr 20, 2016
Jkt 238001
Register on March 2, 2016.3 To date, the
Commission has not received comments
on the proposal.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day from the
publication of notice of filing of this
proposed rule change is April 16, 2016.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. In order to
provide the Commission with sufficient
time to consider the proposed rule
change, the Commission finds it is
appropriate to designate a longer period
within which to take action on the
proposed rule change.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates May 31, 2016, as the date by
which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–ICEEU–2016–004).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Brent J. Fields,
Secretary.
[FR Doc. 2016–09206 Filed 4–20–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–77633; File No. SR–ICC–
2016–005]
Self-Regulatory Organizations; ICE
Clear Credit LLC; Notice of Filing of
Proposed Rule Change To Update and
Formalize the ICC Stress Testing
Framework
April 15, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b-4 thereunder 2
3 Securities Exchange Act Release No. 34–77234
(Feb. 25, 2015), 81 FR 10949 (Mar. 2, 2016) (SR–
ICEEU–2016–004).
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
PO 00000
Frm 00076
Fmt 4703
Sfmt 4703
23531
notice is hereby given that on March 31,
2016, ICE Clear Credit LLC (‘‘ICC’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared primarily by ICC.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The principal purpose of the
proposed rule change is to update and
formalize ICC’s Stress Testing
Framework.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, ICC
included statements concerning the
purpose of and basis for the proposed
rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. ICC has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of these statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
ICC proposes to update and formalize
its Stress Testing Framework. The Stress
Testing Framework sets forth stress
testing practices instituted by ICC,
which are focused on ensuring the
adequacy of systemic risk protections.
The framework is designed to:
Articulate the types of stress tests
executed and the main purpose of each
type of test; describe how stress tests are
conducted; define the actual test
scenarios currently executed; outline
the range of remedial actions available
(which, depending on the results, may
include enhancements to the risk
methodology or certain Clearing
Participant (‘‘CP’’) specific action); and
explain how stress test results are used
in the governance process.
ICC continues to evolve its stress
testing practices for many reasons,
including an increase in the number and
type of instruments eligible for clearing,
and evolution of the CDS market and
the cleared portfolios themselves. The
stress testing framework helps ICC
identify potential weaknesses in the risk
management methodology currently
used. As such, the framework allows
E:\FR\FM\21APN1.SGM
21APN1
Agencies
[Federal Register Volume 81, Number 77 (Thursday, April 21, 2016)]
[Notices]
[Page 23531]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-09206]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-77634; File No. SR-ICEEU-2016-004]
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice
of Designation of Longer Period for Commission Action on Proposed Rule
Change Relating to Additions to Permitted Cover
April 15, 2016.
On February 10, 2016, ICE Clear Europe Limited (``ICE Clear
Europe'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\
proposed rule changes to provide additional categories of securities,
including treasury bills and floating and inflation-linked government
bonds (the ``Additional Permitted Cover'') to ICE Clear Europe to
satisfy certain margin requirements. The proposed rule change was
published for comment in the Federal Register on March 2, 2016.\3\ To
date, the Commission has not received comments on the proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 34-77234 (Feb. 25,
2015), 81 FR 10949 (Mar. 2, 2016) (SR-ICEEU-2016-004).
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day from the publication of notice of filing of this proposed rule
change is April 16, 2016. The Commission is extending the 45-day time
period for Commission action on the proposed rule change. In order to
provide the Commission with sufficient time to consider the proposed
rule change, the Commission finds it is appropriate to designate a
longer period within which to take action on the proposed rule change.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates May 31, 2016, as the date by which the Commission
should either approve or disapprove, or institute proceedings to
determine whether to disapprove, the proposed rule change (File No. SR-
ICEEU-2016-004).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
\6\ 17 CFR 200.30-3(a)(31).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
Brent J. Fields,
Secretary.
[FR Doc. 2016-09206 Filed 4-20-16; 8:45 am]
BILLING CODE 8011-01-P