Teacher Preparation Issues, 18808-18818 [2016-07354]
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Federal Register / Vol. 81, No. 63 / Friday, April 1, 2016 / Proposed Rules
(3) Will not affect intrastate aviation
in Alaska to the extent that it justifies
making a regulatory distinction, and
(4) Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
The Proposed Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA proposes to amend 14 CFR part
39 as follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new airworthiness
directive (AD):
■
Rolls-Royce Deutschland GmbH (Type
Certificate previously held by RollsRoyce Deutschland GmbH, formerly
BMW Rolls-Royce GmbH): Docket No.
FAA–2016–4551; Directorate Identifier
2016–NE–07–AD.
(a) Comments Due Date
We must receive comments by May 31,
2016.
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(b) Affected ADs
None.
(c) Applicability
(1) This AD applies to:
(i) Rolls-Royce Deutschland (RRD) BR700–
710A1–10 engines with serial number (S/N)
11505 and below and with a low-pressure
turbine (LPT) module, part number (P/N)
M51–104 or P/N M51–111, installed;
(ii) RRD BR700–710A2–20 engines with
S/N 12492 and below and with an LPT
module, P/N M51–108 or P/N M51–111,
installed;
(iii) RRD BR700–710C4–11 engines with
S/N 15277 and below, with configuration
standard 710C4–11 engraved on the engine
data plate and with an LPT module, P/N
M51–112, installed; and
(iv) RRD BR700–710C4–11 engines with
S/N 15329 and below, with configuration
standard 710C4–11/10 engraved on the
engine data plate and with an LPT module,
P/N M51–112, installed.
(2) Reserved.
(d) Reason
This AD was prompted by a seized LPT
fuel shut-off pawl carrier caused by corrosion
of the pawl carrier pivot pin. We are issuing
this AD to prevent failure of the fuel shut-
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off mechanism, uncontained part release,
damage to the engine, and damage to the
airplane.
(e) Actions and Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(1) Within 6 months after the effective date
of this AD, remove each pawl carrier pivot
pin, P/N BRR17117, from service and replace
with a part eligible for installation.
(2) Reserved.
(f) Alternative Methods of Compliance
(AMOCs)
The Manager, Engine Certification Office,
FAA, may approve AMOCs for this AD. Use
the procedures found in 14 CFR 39.19 to
make your request. You may email your
request to: ANE-AD-AMOC@faa.gov.
(g) Related Information
(1) For more information about this AD,
contact Philip Haberlen, Aerospace Engineer,
Engine Certification Office, FAA, Engine &
Propeller Directorate, 1200 District Avenue,
Burlington, MA 01803; phone: 781–238–
7770; fax: 781–238–7199; email:
philip.haberlen@faa.gov.
(2) Refer to MCAI European Aviation
Safety Agency AD 2016–0034, dated
February 24, 2016, for more information. You
may examine the MCAI in the AD docket on
the Internet at https://www.regulations.gov by
searching for and locating it in Docket No.
FAA–2016–4551.
(3) RRD Alert Service Bulletin SB–BR700–
72–A101523, Revision 3, dated December 10,
2015, can be obtained from RRD using the
contact information in paragraph (g)(4) of this
AD.
(4) For service information identified in
this AD, contact Rolls-Royce Deutschland Ltd
& Co KG, Eschenweg 11, Dahlewitz, 15827
Blankenfelde-Mahlow, Germany; phone: +49
(0) 33 7086 2673; fax: +49 (0) 33 7086 3276.
(5) You may view this service information
at the FAA, Engine & Propeller Directorate,
1200 District Avenue, Burlington, MA 01803.
For information on the availability of this
material at the FAA, call 781–238–7125.
Issued in Burlington, Massachusetts, on
March 25, 2016.
Colleen M. D’Alessandro,
Manager, Engine & Propeller Directorate,
Aircraft Certification Service.
[FR Doc. 2016–07378 Filed 3–31–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF EDUCATION
34 CFR Parts 612 and 686
RIN 1840–AD07
[Docket ID ED–2014–OPE–0057]
Teacher Preparation Issues
Office of Postsecondary
Education, Department of Education.
AGENCY:
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Supplemental notice of
proposed rulemaking; re-opening of the
comment period for specific issues.
ACTION:
On December 3, 2014, the
Department published a notice of
proposed rulemaking (NPRM) to
implement requirements for the teacher
preparation program accountability
system under title II of the Higher
Education Act of 1965, as amended
(HEA), and also to amend the
regulations governing the Teacher
Education Assistance for College and
Higher Education (TEACH) Grant
Program under title IV of the HEA. The
comment period closed on February 2,
2015.
The Department received over 4,800
comments in response to the NPRM.
Some commenters requested
clarification regarding how the
proposed State reporting requirements
would affect teacher preparation
programs provided through distance
education and TEACH Grant eligibility
for students enrolled in teacher
preparation programs provided through
distance education. In response to these
comments, the Department is
considering revising the proposed
regulations to clarify these areas.
This supplemental notice of proposed
rulemaking (supplemental NPRM)
therefore reopens the public comment
period on the Teacher Preparation
Issues proposed rule for 30 days solely
to seek comment on these specific
issues. The Department is not soliciting
comments on any other issues related to
the December 3, 2014, NPRM, and the
Department will not consider public
comments that address issues other than
those specific to reporting by States on
teacher preparation programs provided
through distance education and TEACH
Grant eligibility requirements for
teacher preparation programs provided
through distance education.
DATES: The comment period for a
specific topic in the NPRM published
on December 3, 2014 (79 FR 71820), is
reopened. The due date for comments
discussed in this supplemental NPRM is
May 2, 2016.
ADDRESSES: Submit your comments
through the Federal eRulemaking Portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
comments by fax or by email. To ensure
that we do not receive duplicate copies,
please submit your comments only one
time. In addition, please include the
Docket ID at the top of your comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
SUMMARY:
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documents, submitting comments, and
viewing the docket, is available on the
site under ‘‘How to use
Regulations.gov.’’
• Postal Mail, Commercial Delivery,
or Hand Delivery: If you mail or deliver
your comments about these proposed
regulations, address them to Sophia
McArdle, Ph.D., U.S. Department of
Education, 400 Maryland Avenue SW.,
room 6W256, Washington, DC 20202.
Privacy Note: The Department’s policy is
to make all comments received from
members of the public available for public
viewing in their entirety on the Federal
eRulemaking Portal at www.regulations.gov.
Therefore, commenters should be careful to
include in their comments only information
that they wish to make publicly available.
FOR FURTHER INFORMATION CONTACT:
Sophia McArdle, Ph.D., U.S.
Department of Education, 400 Maryland
Avenue SW., room 6W256, Washington,
DC 20202. Telephone: (202) 453–6318
or by email: sophia.mcardle@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
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SUPPLEMENTARY INFORMATION:
Background
On December 3, 2014, the Department
published an NPRM in the Federal
Register (79 FR 71820) proposing
requirements for the teacher preparation
program accountability system under
title II of the HEA (title II reporting
system) that would result in the
development and distribution of more
meaningful data on teacher preparation
program quality. That NPRM also
included amendments to the regulations
governing the TEACH Grant Program
under title IV of the HEA that would
condition TEACH Grant program
funding on teacher preparation program
quality, as well as update, clarify, and
improve the current regulations to align
them with the title II reporting system.
The Department received over 4,800
comments in response to the proposed
regulations.
The NPRM contained proposed
requirements for State reporting on
teacher preparation programs provided
through distance education under the
title II reporting system, as well as
proposed regulations governing TEACH
Grant eligibility for teacher preparation
programs provided through distance
education. Some commenters expressed
concern that the proposed regulations
did not provide enough clarity with
respect to the requirements for teacher
preparation programs provided through
distance education. These commenters
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expressed concern about two specific
areas in the proposed regulations related
to teacher preparation programs offered
through distance education.
The first area of concern was State
reporting on teacher preparation
programs provided through distance
education. In the NPRM, we included
requirements for States to report on
certain metrics (student learning
outcomes, employment outcomes,
survey outcomes, and program
characteristics) for teacher preparation
programs in the State, including
distance education programs. The
NPRM proposed that the State reporting
requirements would apply to all teacher
preparation programs, including those
offered through distance education. Our
intent was to ensure that the State
reporting requirements were consistent
across teacher preparation programs,
including teacher preparation programs
provided through distance education.
Commenters questioned which State
would be responsible for reporting on,
and determining the performance level
for, teacher preparation programs
provided through distance education.
Commenters stated that the proposed
requirement was unclear. They
specifically asked for clarification on
whether only one State would be
responsible for reporting on, and
determining the performance level of,
teacher preparation programs offered
through distance education, or whether
any State in which a teacher preparation
program provided through distance
education that enrolled students would
do so. For example, according to some
commenters, the proposed regulations
could be interpreted as requiring a State
to report: (a) Only if students enrolled
in that program resided or become
certified in the State; or (b) only if the
teacher preparation program provided
through distance education is physically
headquartered in the State. The
commenters asked us to clarify which of
these alternatives would apply.
Commenters also asked whether States
would have to report on teacher
preparation programs provided through
distance education if those programs
generated fewer than 25 teachers in a
given State.
The second area of concern expressed
by some commenters relates to TEACH
Grant eligibility for students enrolling in
teacher preparation programs offered
through distance education.
Commenters noted that there are teacher
preparation programs offered through
distance education that are available in
multiple States, and, therefore, the same
program could be rated as effective by
one State and low-performing or at-risk
of being low- performing by another.
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Commenters stated that the proposed
regulations were unclear regarding both
how TEACH Grant eligibility would be
determined for students enrolled in a
teacher preparation program offered
through distance education, and,
specifically, in instances where different
States provide conflicting ratings.
Commenters asked the Department to
clarify these points in the regulations.
Provisions Under Consideration
In light of these comments, we are
seeking comment on the proposals in
this supplemental NPRM that would
amend the proposed regulations. In
particular, the Department seeks
comments and recommendations on
ways to improve, and alternatives to,
these proposed amendments to the
proposed regulations included in this
supplemental NPRM.
In this regard, we note that while our
NPRM proposed to incorporate the
definition of ‘‘distance education’’ in 34
CFR 600.2, we know that some teacher
preparation programs combine aspects
of distance education with aspects of
preparation that occur in a ‘‘brick and
mortar’’ setting. While we solicit
comments and recommendations on any
aspect of this NPRM, we specifically
solicit comments and recommendations
on—
(1) Under what circumstances, for
purposes of both reporting and
determining the teacher preparation
program’s level of overall performance,
a State should use procedures
applicable to teacher education
programs offered through distance
education and when it should use
procedures for teacher preparation
programs provided at brick and mortar
institutions, and
(2) For a single program, if one State
uses procedures applicable to teacher
preparation programs offered through
distance education, and another State
uses procedures for teacher preparation
programs provided at brick and mortar,
what are the implications, especially for
TEACH Eligibility, and how these
inconsistencies should be addressed.
Section 612.4—What are the regulatory
reporting requirements for the State
report card?
In the December 2014 NPRM,
proposed § 612.4 requires that each
State report to the Secretary, using a
State report card (SRC) that is
prescribed by the Secretary, on the
quality of all approved teacher
preparation programs in the State (both
traditional teacher preparation programs
and alternative routes to State
certification or licensure programs),
including distance education programs.
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We also proposed that this reporting
would occur regardless of whether or
not those programs enroll students
receiving Federal assistance under the
HEA. As previously noted, although the
Department intended that our proposed
State reporting requirements apply to all
teacher preparation programs, including
those provided through distance
education, we received comments
asking for clarification on how and
when States would need to report on
teacher preparation programs provided
through distance education.
To clarify how States must report on
the quality of all teacher preparation
programs provided through distance
education in the State, we are proposing
to amend the proposed regulations by
striking the words ‘‘including distance
education programs’’ from proposed
§ 612.4(a)(1)(1); redesignating proposed
§ 612.4(a)(1)(ii) as proposed
§ 612.4(a)(1)(iii); and adding new
proposed § 612.4(a)(1)(ii). This new
provision would require States to report
on the quality of all teacher preparation
programs provided through distance
education in the State in ways that meet
the reporting and aggregation
requirements proposed in § 612.4(b)(4);
however, rather than determine that the
program produces 25 new teachers as
set forth in our proposed § 612.4(b)(4),
for teacher preparation programs
provided through distance education, a
State would determine whether there
are at least 25 new teachers from that
program who become certified in the
State in a given title II reporting year.
Under § 612.4(b)(4) as proposed in the
December 2014 NPRM, except for
certain programs subject to proposed
§ 612.4(b)(4)(ii)(D) or (E), each State
would ensure that all of its teacher
preparation programs are represented in
the SRC. Consistent with the NPRM,
States would report on a teacher
preparation program provided through
distance education individually if the
program produced at least 25 new
teachers in the State, and would report
through different aggregation methods if
it produced fewer than 25 new teachers
in the State.
In contrast, under new proposed
§ 612.4(a)(1)(ii), which applies to
teacher preparation programs provided
through distance education, consistent
with the reporting threshold of 25 or
more new teachers for reporting in
previously proposed § 612.4(b)(4)(1),
each State would be required to report
annually and separately on the
performance of each teacher preparation
program provided through distance
education if at least 25 graduates of that
program become certified in the State in
a title II reporting year. For teacher
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preparation programs provided through
distance education, if fewer than 25
graduates of that program become
certified in the State in a given title II
reporting year, reporting would be
accomplished consistent with the
methods of reporting addressed in
proposed § 612.4(b)(4)(ii). These
proposed regulations would also permit
a State, at its discretion, to establish a
program size threshold lower than 25.
Thus, for a distance education
program that produces fewer than 25
new teachers whom the State has
certified to teach in a given title II
reporting year, the State would use the
same procedures for data aggregation in
proposed § 612.4(a)(1)(ii)(A)–(C) as the
State would use for all other small
teacher preparation programs. Under
proposed § 612.4(a)(1)(ii)(D) and (E), the
State would be permitted to exclude
from reporting distance education
programs that are particularly small, for
which aggregation procedures cannot be
applied, or where reporting on those
programs would be inconsistent with
State or Federal privacy or
confidentiality laws and regulations.
We are now proposing this regulation
because of the inherent differences
between ‘‘brick and mortar’’ teacher
preparation programs and teacher
preparation programs provided through
distance education. Unlike teacher
preparation programs physically located
in a State that produce new teachers
whom a State may easily confirm as
completers of that program, a teacher
preparation program provided through
distance education generally does not
have a physical location in the State,
and its students could be participating
in the program from anywhere. Any
State would have great difficulty
identifying and tracking new teachers
the distance education program
produces, much less new teachers it
produces who plan to teach in the State.
Because we understand that States
track individuals whom they certify as
teachers in the State and collect what
teacher preparation programs they have
completed, it seems reasonable to apply
the same State reporting requirements
for distance education programs as we
have proposed for ‘‘brick and mortar’’
programs that are physically located in
the State with the one modification
described above. That is, instead of the
State reporting on the program based on
the number of new teachers it produced
in a given title II reporting year, for
distance education programs the State
would report using the procedures in
proposed § 612.4(b)(4) based on whether
the distance education program
produced at least 25 teachers or fewer
than 25 whom the State had certified to
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teach in the State in the title II reporting
year. Where these teachers resided
when they took the program would not
matter.
Section 686.2
Definitions
High-Quality Teacher Preparation
Program Provided Through Distance
Education
For purposes of TEACH Grant
eligibility, in the NPRM we proposed
that, to be eligible for a TEACH Grant,
an otherwise eligible student must, in
part, be enrolled in a high-quality
teacher preparation program. As
previously noted, we received
comments asking us to clarify how
TEACH Grant eligibility would be
determined for a student enrolled in a
teacher preparation program offered
through distance education, and
specifically how TEACH Grant
eligibility would be determined for a
student if one State rates a teacher
preparation program offered through
distance education as ineffective and
another State rates it as effective.
To clarify how TEACH Grant
eligibility would be determined for a
teacher preparation program provided
through distance education, in this
supplemental NPRM we are proposing
to add a definition for the term ‘‘highquality teacher preparation program
provided through distance education.’’
We would also make corresponding
changes to the definitions of TEACH
Grant-eligible institution and TEACH
Grant-eligible program.
The proposed definition of a highquality teacher preparation program in
the December 2014 NPRM links a State’s
classification of a teacher preparation
program as being of effective or
exceptional to an institution physically
located in the State; this classification is
thus made on a State-by-State basis. We
believe this proposed definition works
well for ‘‘brick and mortar’’ teacher
preparation programs offered by an
institution physically located in a State,
but not for teacher preparation programs
provided through distance education as
individuals may take those programs
anywhere.
Furthermore, the types of teacher
preparation programs provided through
distance education that are offered by
institutions vary. Some teacher
preparation programs provided through
distance education are State-specific,
meaning that they are designed to
prepare individuals to serve in a
specific State, (e.g., an Elementary
Education program directed at teachers
in California), while others are offered
in multiple States and are not tailored
to any specific State. We believe that,
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just as with ‘‘brick and mortar’’ teacher
preparation programs, it is important to
establish a feedback loop between
teacher preparation programs provided
through distance education and States,
schools, and the public to inform the
State that certifies its graduates as new
teachers, the school districts in that
State that hire them, and the general
public. Additionally, all States should
be able to assess, and hold accountable,
the teacher preparation programs from
which their teachers graduated
according to their own standards and
expectations. Institutions providing
teacher preparation programs through
distance education in multiple States
should have an incentive to adapt those
programs to be State-specific so that
they can be responsive to the needs of
that State and receive ratings that reflect
performance only in that specific State.
Thus, the new proposed definition for
a high-quality teacher preparation
program provided through distance
education would require that no single
State has classified the program as lowperforming or at-risk of being lowperforming.
More specifically, we are proposing to
define a high-quality teacher
preparation program provided through
distance education as a teacher
preparation program provided through
distance education that: (a) For TEACH
Grant program purposes in the 2021–
2022 title IV award year, is not
classified by any State as lowperforming or at-risk of being low
performing under 34 CFR 612.4(b) in
either or both the April 2020 and/or
April 2021 SRCs; and (b) for TEACH
Grant program purposes in the 2022–
2023 title IV award year and subsequent
award years, is not classified by any
State as low-performing or at-risk of
being low-performing under 34 CFR
612.4(b) for two out of the previous
three years, with the earliest year being
the April 2020 SRC. Taking into
consideration that we have not yet
published final regulations, we are
proposing to move the implementation
dates for these proposed regulations
back by one year to account for the
delay.
Thus, as with students enrolled in
‘‘brick and mortar’’ teacher preparation
programs for the 2021–2022 title IV
award year, no student enrolled in a
teacher preparation program provided
through distance education would be
able to receive a TEACH Grant,
regardless of their State of residence, if
the program is classified by any State as
low-performing or at-risk of being lowperforming under 34 CFR 612.4(b) in
either or both the April 2020 and/or
April 2021 SRC. For TEACH Grant
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program purposes in the 2022–2023 title
IV award year, students in the distance
education program would not be able to
receive TEACH Grants in any State if it
is classified by any State as lowperforming or at-risk of being lowperforming under 34 CFR 612.4(b), in
any two of the April 2020, 2021, or 2022
SRCs.
In other words, if one State classified
a teacher preparation program provided
through distance education as lowperforming or at-risk of being lowperforming in April 2020 and a different
State classified the program as lowperforming or at-risk in April of 2021,
no student in any State who participates
in that same distance education program
would be able to receive a TEACH Grant
in the 2021–2022 title IV award year
because the program had been classified
as low-performing or at-risk in both
years by at least one State. Similarly,
beginning with the April 2020 State
Report Card, for the 2022–2023 title IV
award year and subsequent award years,
if one State classified a teacher
preparation program provided through
distance education as low-performing or
at-risk for one year under 34 CFR
612.4(b), and another State classified the
same distance education program as
low-performing or at-risk of being lowperforming in at least one of the next
two years, no student in any State
enrolled in that distance education
program would be able to receive a
TEACH Grant in the 2022–2023 title IV
HEA award year.
We are confident that a State that has
granted teacher certification to
graduates of a teacher preparation
program provided through distance
education, and then found the program
to be low-performing or at-risk of being
low-performing, will want to work
proactively with the program to improve
its performance and to ensure that,
when next evaluated, the State is able to
report an acceptable level of
performance. Moreover, even if only one
State were to classify a teacher
preparation program provided through
distance education as low-performing or
at-risk, this fact should raise great
concern. Given that prospective teachers
in teacher preparation programs
provided through distance education
may be seeking teaching positions in
any of a number of States, they should
be aware that one or more States have
deemed that certain teacher preparation
programs provided through distance
education were classified as less than
effective. We strongly believe that the
States that rated the teacher preparation
program provided through distance
education as effective will want to work
with the program in question to ensure
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that the program would maintain its
effective or better classification, and the
States that found the performance of the
program to be less than effective would
want to work with the program to
ensure that the poor performance rating
does not recur. Finally, we believe that
this proposed provision will help
ensure that eligibility to award TEACH
grants is limited to IHEs that the
Secretary determines provide highquality teacher preparation, pursuant to
HEA section 420L(1)(A).
Executive Orders 12866 and 13563
Regulatory Impact Analysis (RIA)
Discussion of Costs, Benefits, and
Transfers
The Department has analyzed the
costs of complying with the proposed
regulations in this supplemental NPRM.
Due to uncertainty about the total
number of distance education programs
in the country that would be subject to
reporting under these proposed
regulations, the current capacity of
States in some relevant areas, and the
considerable discretion the regulations
would provide States (e.g., the
flexibility States would have in
determining who conducts the teacher
and employer surveys), we cannot
evaluate the costs of implementing the
regulations with absolute precision.
However, based on the assumptions
discussed below, we estimate that these
proposed regulations would have a total
annualized cost of approximately $234
thousand over ten years above those
costs calculated for the remainder of the
proposed regulations in the December 3,
2014 NPRM. We note that the analysis
of costs, benefits, and transfers that
follows uses the same categories of
analysis as those included in the NPRM.
For example, in the NPRM, the
Department estimated cost and burden
associated with the SRC based on a
number of categories including, but not
limited to, completing the SRC, posting
the SRC on the State’s Web site, and
ensuring meaningful differentiation of
programs. In this analysis, we use the
same categories, though our estimates
for each category have been revised in
many instances to reflect public
comment and current information and
thinking. For example, we have updated
the applicable wage rates to reflect the
most recent data available from the
Bureau of Labor Statistics and have
increased the estimated time it would
take to post the SRC to the State Web
site from 0.25 hours to 0.5 hours. In this
supplemental NPRM, the Department
does not discuss or provide our
responses to public comment on the
estimates in our original NPRM but
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simply uses the revised estimated
burden hours for our calculations. We
will discuss public comment to all
estimates in both NPRMs in our notice
of final rulemaking. Additionally, we
note that our estimates also have been
revised to reflect updated wage rate
data.1
The following is a detailed analysis of
the estimated costs of implementing the
specific requirements, including the
costs of complying with paperworkrelated requirements, followed by a
discussion of the anticipated benefits.
The burden hours of implementing
specific paperwork-related requirements
are also shown in the tables in the
Paperwork Reduction Act section of this
supplemental NPRM.
Number of Distance Education
Programs
As noted elsewhere in this
supplemental NPRM, these proposed
regulations clarify States’
responsibilities regarding reporting on
teacher preparation programs offered
through distance education. Reporting
and accountability for such programs
were not directly discussed in the
original NPRM, and, therefore, were not
explicitly included in our original cost
estimates. However, upon review of
prior State submissions under title II of
the HEA, it is clear that at least some
States have been reporting on distance
education programs, though it is unclear
to what extent such reporting was
systematic either within or across
States. As such, we believe that there
will be an increase in the costs and
burdens associated with reporting and
accountability for such programs
relative to our initial estimates.
In order to quantify the extent of these
costs and burdens, the Department must
first estimate the total number of teacher
preparation programs provided through
distance education on which reporting
will be required. However, this is not a
simple task. As noted above, States have
not been systematically reporting on
such programs, and it is possible that,
under the proposed regulations,
multiple States will be required to
report on the same program (if, for
example, a single distance education
program produces 25 new teachers who
become certified in each of multiple
States). To estimate the total number of
distance education teacher preparation
programs nationwide, we used publicly
1 Unless otherwise specified, all hourly wage
estimates for particular occupation categories were
taken from the May 2014 National Occupational
Employment and Wage Estimates for Federal, State,
and local government published by the Department
of Labor’s Bureau of Labor Statistics and available
online at www.bls.gov/oes/current/999001.htm.
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available data from the Department’s
Integrated Postsecondary Education
Data System (IPEDS).
In the IPEDS Completions survey
component, IHEs identify programs of
study at their institutions using
Classification of Instructional Programs
(CIP) codes that correspond to the
particular subject area or focus of
coursework. For each six-digit CIP code,
the first two digits reference a broad
area of study (e.g., CIP codes beginning
‘‘13’’ are all education-focused
programs). The next two digits of a CIP
code reference a more specific, but still
somewhat broad category of study
within the broader subject area (e.g., CIP
codes beginning with ‘‘13.12’’ are all
‘‘Teacher Education and Professional
Development, Specific Levels and
Methods’’ programs). The final two
digits of a six-digit CIP code reference
the specific course of study that is being
undertaken (e.g., the CIP code
‘‘13.1202’’ references a course of study
in ‘‘Elementary Education and
Teaching’’). To be clear, these CIP codes
do not directly align to a ‘‘teacher
preparation program’’ as defined in the
proposed regulations. However, we
believe that the use of these CIP codes
approximates those teacher preparation
programs as close as is possible using
available data in IPEDS. We note that
the use of CIP codes will result in
collapsing multiple teacher preparation
programs (as defined in the proposed
regulations) that focus on the same area
into a single ‘‘program’’ as we are able
to capture it through IPEDS. For
example, if an IHE has both traditional
and alternative route teacher
preparation programs in Elementary
Education and Teaching, both teacher
preparation programs (as defined in the
proposed regulation) will be collapsed
into one reporting instance under CIP
code 13.1202. As such, it is possible that
we may end up underestimating the
total number of programs or
overestimating the size of individual
programs. However, we believe that,
because we are using these data to
identify distance education programs,
we are unlikely to have major issues
underestimating the number of such
programs due to the aggregation within
CIP codes, as we believe it is highly
unlikely that an individual IHE would
have multiple teacher preparation
programs (as defined in the proposed
regulations) offered through distance
education within the same CIP code
(e.g., an IHE is unlikely to have two
distance education teacher preparation
programs in Elementary Education and
Teaching leading to a Master’s degree).
Additionally, we believe that the use of
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other data points within the IPEDS
system can help mitigate any issues
related to the overestimate of the
number of students in each program.
We first identified education
programs nationwide that corresponded
to CIP codes (either four or six digits)
reported to the Department in the most
recent title II reporting period. We then
used additional information available in
IPEDS to determine whether each of
these programs were offered through
distance education, the total number of
program completers with the specific
CIP code in the past year, and their
award level (bachelors, Masters, etc.).
For purposes of our final analysis, we
only included awards of a Bachelor’s
degree, post-baccalaureate certificate,
Master’s degree, or post-Master’s
certificate. This was based on our belief
that programs offering other types of
academic awards (e.g., Associate’s
degrees and doctorates) were unlikely to
be programs leading to an initial teacher
certification or licensure. Using this
procedure, we identified 18,196
programs in IPEDS, where a program is
a unique combination of institution, sixdigit CIP code, and award level.2 Of
these 18,196 programs, 2,158 had a
distance education component. This
sub-set of distance education programs
provided our base dataset for this
analysis.
As noted elsewhere in this
supplemental NPRM, States are required
to report in their SRCs on all programs
provided through distance education
that produce teachers to whom the State
has granted State certification;
consistent with proposed § 612.4(b)(4),
how a State reports depends on whether
or not the State certifies at least 25 or
more new teachers in any given title II
reporting year. However, the IPEDS
dataset does not provide the specific
number of students in each program
who completed the program via
distance education, only the total
number of completers and whether or
not each program is offered via distance
education. However, there are several
ways to estimate the number of
individuals who completed these
programs through distance education.3
2 U.S. Department of Education, National Center
for Education Statistics. Integrated Postsecondary
Education Data System (IPEDS). Completions
component (2013 final data).
3 We focus on distance education program
completers because we cannot use these IPEDS data
(or any other data readily available to the
Department) to determine the number of
individuals (by program) who ultimately became
certified new teachers. As such, and because we
know that not all program completers ultimately
become certified new teachers, our approach will
likely generate an over-estimate of the actual
number of new teachers and therefore of the
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One way of estimating the number of
individuals who complete teacher
preparation programs offered through
distance education is to assume that all
individuals who complete a program
that has a distance education
component did so using the distance
education option. This would, of course,
provide the highest estimate for the total
number of distance education students.
However, it would fail to account for
programs (unique CIP code/degree
level/institution combinations) that are
offered both on-site and through
distance education and offer only a
single degree (e.g., a post-baccalaureate
certificate program that can be taken
online or in person, with half of
graduates using each option). As such,
we believe this methodology would
result in an overestimate of the actual
number of new distance education
programs on which reporting would be
required, particularly given the low
level of distance education enrollment
across institutions in this analytical
sample (over 45 percent of institutions
had a distance education enrollment
rate of less than 10 percent).
IPEDS does offer data on the total
number of individuals enrolled in
programs through distance education at
the institution level, but does not do so
at the program (CIP code) level.
However, as an alternative to the first
methodology, we could use the
institution-wide distance education rate
as a proxy for the percentage of students
in the teacher preparation program
enrolled via distance education (i.e., if
12 percent of an institution’s students
are enrolled in distance education, we
would assume that 12 percent of the
students in the teacher preparation
program are also enrolled via distance
education). While this approach would
account for programs offered in multiple
modalities (i.e., CIP codes that have
aggregated teacher preparation
programs, as defined in the proposed
regulations, that are offered via distance
education with those offered in person),
such an estimate may or may not be
reasonable depending on whether the
enrollment patterns of the specific
teacher preparation program mirror the
enrollment patterns of the institution as
a whole. If a particular teacher
preparation degree program at College A
(for instance, a Master’s degree in
Secondary Education and Teaching)
were only offered via distance education
while the majority of students enrolled
in College A were not enrolled via
distance education, this methodology
would under-estimate the size of the
number of programs that meet the minimum size
requirements.
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teacher preparation program in College
A. However, while we believe this
methodology may result in over- or
under-estimates for individual
programs, when aggregated across all
programs, these individual errors will
likely cancel each other out.4
Despite the improvements that an
enrollment rate for distance education
programs may make to our estimates,
the requirements on reporting of
distance education programs apply,
under existing regulations, and these
proposed regulations, to all teacher
preparation programs in the State. As
such, we assume that States would have
already reported on such programs
operating in their State in the current
Title II data collection. In that instance,
costs associated with these programs
would have been included in the
regulatory impact analysis in the
December 3, 2014 NPRM. For example,
if 70 percent of students in a teacher
preparation program in Ohio are
enrolled in a distance education
program, and all of the program
graduates become newly certified
teachers in Ohio, the status of those
recent graduates as distance education
graduates would not result in any
additional cost or burden on Ohio or
other States because Ohio would have
already been responsible for reporting
on the program under the existing Title
II data collection, and therefore costs
related to implementing our proposed
regulations are already a part of the cost
estimates in our December 2014 NPRM
(which used the current number of
programs reported under title II of the
HEA as a baseline).
Therefore, we believe that the best
approach to estimating the costs of the
regulations proposed in this
supplemental NPRM is to use the
number of students enrolled via
distance education who, during the time
they are enrolled, are located in a State
or jurisdiction other than the one in
which the institution is located.5 In this
instance, the State or States in which
these ‘‘out of State’’ individuals are
located (and, we will assume, the
State(s) in which they will ultimately
become new teachers), is the one with
the reporting burden generated by the
proposed regulations. Thus, in addition
4 We note that our estimates also assume that the
percentage of distance education enrollment is also
the same as the percentage of students completing
programs via distance education. To the extent that
distance education enrollees are more or less likely
to complete their program of study, this assumption
will result in an under- or over-estimate of the
number of distance education program completers.
5 U.S. Department of Education, National Center
for Education Statistics. Integrated Postsecondary
Education Data System (IPEDS). Fall enrollment
survey component (2014 provisional data).
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to the two methodologies described
above, as another approach, we can also
use the percentage of students enrolled
via distance education outside of the
State in which the institution is located
as a proxy for the percentage of students
who will become new teachers in
another State. While we believe that this
is the best estimation methodology of
the three, for transparency purposes, in
Table 1 below, we provide estimates
using all three methodologies.
Once we have developed an estimate
of the number of program completers for
each program (unique CIP code/degree/
institution combination), we must
calculate the total number of programs
on which States will be reporting. As
provided in proposed § 612.4(b)(4), a
State would be required to report on any
teacher preparation program that
produces 25 or more new teachers in a
given reporting year and smaller
programs, subject to a number of
aggregation methods. While we do not
have data on the number of new
teachers produced by each of the
distance teacher preparation programs
in our database for this analysis, as
stated above, we will assume that all
program completers become new
teachers in the State where they were
located when completing the course.
This will result in an overestimate of the
reporting burden on States, as not all
individuals completing such distance
education programs will become new
teachers. Using our dataset, we
determined that 710 programs
nationally had at least 25 program
completers. Using the out-of-State
distance education estimate as
described above, there would only be
109 programs that required annual
reporting beyond those in our initial
estimates (which included 26,589
programs 6).
In addition to having States report on
those programs that produce 25 or more
new teachers in a given reporting year,
proposed § 612.4(b)(4)(ii) provides
options for aggregating smaller programs
that produce fewer teachers each year.
Beginning with § 612.4(b)(4)(ii)(A), one
option a State has is to aggregate data
across programs operated by the same
teacher preparation entity that are
similar to or broader than the program
in content. In order to estimate the
number of additional programs that this
provision would add to the calculations,
we aggregated data for programs with
fewer than 25 program completers with
6 The estimates included in our original NPRM
used 25,000 programs. However, since that time,
more recent data are available from Title II
reporting, which shows that there were 26,589
programs during the 2012–2013 academic year,
spread across 2,171 providers.
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other programs at the same institution
with the same four-digit CIP code. This
procedure not only collapsed programs
across award levels (e.g., counting
Bachelor’s degrees and postbaccalaureate certificates together), but
also instructional programs that were
largely similar to one another (e.g.,
counting ‘‘Special Education and
Teaching, General’’ and ‘‘Special
Education and Teaching, Other’’
together). In doing so, we identified an
additional 25 programs that could meet
the program size threshold when
assuming all program completers were
distance education students (150
programs when not using any distance
education proxies).
Under proposed § 612.4(b)(4)(ii)(B),
States could alternatively aggregate
small programs across reporting years
(not to exceed four) until a sufficient
program size was reached. In order to
estimate the number of additional
distance programs that this clause
would generate, we determined the
number of programs that generated
fewer than 25 program completers in a
given year that would, if aggregated
across no more than four years, generate
the required program size. In doing so,
we identified a total of only 253 teacher
preparation programs provided through
distance education nationwide that had
25 or more program completers in a
given year or, if aggregated across four
years, would have at least 25 program
completers.
Under proposed § 612.4(b)(4)(ii)(C), a
State may use a combination of the two
methods described above in order to
meet the program size thresholds. For
this estimate, the Department began by
determining those programs that either
did not have 25 program completers in
a given year or would not generate 25
new teachers when aggregated across a
number of years, not to exceed four. We
then determined how many of the
remaining programs could generate the
required program size if aggregated with
programs at the same institution with
similar CIP codes (four digits) and with
program completers aggregated across
multiple years, not to exceed four. In
using all of these combinations, the
Department developed an estimate of
295 teacher preparation programs
offered through distance education.
To provide upper-bound estimates of
the burden these proposed distance
education requirements would place on
States, the Department used a different
methodology to create proxy
‘‘programs’’—groups of 25 program
completers regardless of their actual
course of study. First, the Department
estimated the maximum number of
‘‘programs’’ on which a State would
have to report if students at each
institution were divided into the
smallest possible programs that met the
reporting thresholds (e.g., if there were
100 program completers from University
A, then States would have to report on
a maximum of four ‘‘programs’’ of 25
completers each). Using this method,
the Department developed an upper
bound estimate of 3,013 programs.
Similarly, if the Department did not
consider either institution- or programlevel information and divided the total
number of program completers for all
programs nationally in which distance
education was an option, the
Department estimates a maximum
number of programs on which States
would be required to report of 3,266.
Obviously, the Department believes that
these represent extreme upper bounds,
as State-, institution-, and program-level
differentiation would stop such a high
level of reporting from being required.
As stated above, because the proposed
regulations would only require
additional reporting insofar as students
are new teachers certified in States other
than the one in which the institution is
located, the Department believes that
295 is a reasonable estimate for the total
number of additional teacher
preparation programs provided through
distance education on which States will
be required to report beyond the
reporting included in our initial
estimates contained in the December
2014 NPRM. However, to further
capture the maximum increased burden
associated with this estimate, the
Department further determined the
maximum number of reporting
instances that these 295 programs could
generate. If new teachers from these 295
programs were divided into as many
groups of 25 new teachers as possible
(thus mandating reporting by the State),
we estimate that there would be as
many as 812 reporting instances from
these 295 programs. As such, in the
estimates that follow, we will calculate
burden based on 812 additional reports
required by States.
TABLE 1—ESTIMATES OF THE NUMBER OF TEACHER PREPARATION PROGRAMS PROVIDED THROUGH DISTANCE
EDUCATION ON WHICH REPORTING WOULD BE REQUIRED UNDER § 612.4
All completers
from programs
offered via
distance
Total distance
proxy 1
Out-of-state
distance
proxy 2
Program-dependent calculations 3
Programs with 25+ completers ....................................................................................................
Programs with 25+ completers plus programs with 25+ completers in programs with similar
CIP codes 4 ..............................................................................................................................
Programs with 25+ completers plus programs with 25+ completers over 4 years 5 ..................
710
203
109
860
1,387
250
552
134
253
Programs with 25+ completers plus programs with 25+ completers over 4 years plus programs with 25+ completers across 4 years in programs with similar CIP codes ...................
1,501
654
295
3,013
1,118
727
3,266
1,271
798
Institution-dependent calculations
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Dividing total number of completers across all programs into proxy ‘‘programs’’ of 25 .............
Institution-independent calculations
Dividing all completers across all programs and institutions into proxy ‘‘programs’’ of 25 ........
1 The
Department used the percentage of students across the institution as a whole enrolled exclusively via distance education as a proxy for
the percentage of program completers in each program who were enrolled via distance education.
2 The Department used the percentage of students across the institution as a whole enrolled via distance education in a State or jurisdiction
other than the State or jurisdiction of the institution as a proxy for the percentage of program completers in each program who were enrolled via
distance education.
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3 For
purposes of this table, a ‘‘program’’ is defined using a six-digit CIP code and award level at a particular institution of higher education.
Department first determined programs with fewer than 25 program completers and then summed the completers across programs at the
same institution with the same four-digit CIP code. This total was summed with the count in the ‘‘Programs with 25+ completers’’ row.
5 The Department first determined programs with fewer than 25 completers and then multiplied the number of completers by 4 to determine
whether a four-year aggregation of data would generate a sufficient program size. This total was summed with the count in the ‘‘Programs with
25+ completers’’ row.
4 The
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Institutional Report Card Reporting
Requirements
The proposed regulations would
require that each IHE that conducts a
traditional teacher preparation program
or alternative route to State certification
or licensure program and enrolls
students who receive title IV, HEA
funds, report to the State on the quality
of its program using an institutional
report card (IRC) prescribed by the
Secretary. While the proposed
regulations would shift the data IHEs
report from the institutional level to the
program level, the IRC would continue
to be compiled, reported, and posted by
the IHE. Given that the proposed
regulations would not change the IHEs
that are subject to IRC reporting
requirements, we do not believe that
there would be any increased costs
associated with these proposed
regulations above those already
included in our estimates. Regardless of
whether individual programs are offered
via distance or not, we assume that
those programs are already included in
IRCs. Rather, the impact of the proposed
regulations will be to increase the
burden on States to report on additional
programs that are not located in their
States, not to increase the number of
programs on which institutions are
required to report.
State Report Card Reporting
Requirements
Section 205(b) of the HEA requires
each State that receives funds under the
HEA to report annually to the Secretary
on the quality of teacher preparation in
the State, both for traditional teacher
preparation programs and for alternative
routes to State certification or licensure
programs, and to make this report
available to the general public. In the
cost estimates included in the December
3, 2014 NPRM, the Department assumed
it would take the 50 States, the District
of Columbia, and the Commonwealth of
Puerto Rico, Guam, American Samoa,
the United States Virgin Islands, the
Commonwealth of the Northern Mariana
Islands, and the Freely Associated
States, which include the Republic of
the Marshall Islands, the Federated
States of Micronesia, and the Republic
of Palau 235 hours each to report the
required data under the SRC. We
estimate that the 812 additional
instances of reporting that States would
be required to report on under these
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proposed regulations would result in an
8 hour increase in the time it would take
to complete such reports at an annual
cost of $12,170. This 8 hour estimate is
based on an increase in the time to
complete the SRC proportional to the
increase in the number of programs on
which States will be required to report.
In the original NPRM, the Department
also estimated costs associated with
States’ providing assurances whether
each teacher preparation program in the
State either: (a) Is accredited by a
specialized accrediting agency
recognized by the Secretary for
accreditation of professional teacher
education programs, or (b) provides
teacher candidates with content and
pedagogical knowledge and quality
clinical preparation, and has rigorous
teacher candidate entry and exit
standards. See proposed § 612.5(a)(4)(i)
and (ii), respectively. Using data from
the Council for Accreditation of
Educator Preparation (CAEP), the
Department estimated that States would
have to provide the assurances
described in proposed § 612.5(a)(4)(ii)
for 10,716 programs based at IHEs
nationwide in addition to 2,688
programs not associated with IHEs. For
purposes of determining the impact that
the inclusion of distance education
programs would have on this cost, we
assume that distance education
programs are just as likely as other IHEbased programs to be located at an IHE
with specialized accreditation. As such,
we estimate that States will have to
provide these assurances on 390 of the
812 reporting instances for a total cost
of $20,110 (2 hours per reporting
instance for 390 reporting instances at
$25.78 per hour). Further, we estimate
that the annual reporting burden
associated with this provision would
cost approximately $2,510 (0.25 hours
per reporting instance for 390 reporting
instances at $25.78 per hour).
States would also be required to
annually report on their classification of
teacher preparation programs. We
estimate that the inclusion of distance
education programs in such reporting
would increase the cost to States of
reporting the classification they had
determined for each distance education
program by $10,470 (0.5 hours per
reporting instance for 812 reporting
instances at $25.78 per hour).
Additionally, in response to public
comment, we have included an
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additional item of cost in its estimates
of the burden associated with the SRCs
under the proposed regulations. The
Department’s estimates now include one
hour per program annually for teacher
preparation programs to review and
verify the data that States will use for
accountability purposes. We estimate
that this review and verification for
distance education programs will
increase costs by $20,930 (1 hour per
reporting instance for 812 reporting
instances at $25.78 per hour).
The Department does not estimate any
increase in costs (above those outlined
in the December 2014 NPRM) associated
with other elements of our initial
estimates of the costs of the SRC related
to the inclusion of distance education
programs as all other estimated costs
were flat costs associated with
Statewide activities regardless of the
number of programs being reported on.
Reporting Student Learning Outcomes
The Department’s original estimates
calculated the burden associated with
reporting on student learning outcomes
at the program level. We estimate that
such reporting would take
approximately 2.5 hours per program
per State for a total additional annual
cost of $52,330 to report on distance
education programs.
Reporting Employment Outcomes
In the December 2014 NPRM, we also
estimated costs associated with
reporting employment outcomes at the
program level. Assuming that such
reporting would take 3.5 hours per
program for 812 reporting instances, we
estimate that such reporting would cost
approximately $73,270.
Reporting Survey Results
Our December 2014 NPRM also
proposed that States annually report on
the results of teacher and employer
surveys. At 1 hour per program, we
estimate that such reporting on the 812
reporting instances would cost
approximately $20,930 per year.
Reporting on Other Indicators
In the original NPRM, the Department
did not account for costs associated
with reporting on other indicators that
the State may use to assess a program’s
performance beyond those that would
be required by the proposed regulations.
Our revised estimates include such
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costs. We now assume that such
reporting will take, on average, 1 hour
per program for an annual cost of
approximately $20,930 for reporting on
distance education programs.
We do not estimate that any other
elements of our initial cost estimates not
outlined above will increase as a result
of these supplemental proposed
regulations.
Accounting Statement
In the following table, we have
prepared an accounting statement
showing the classification of the
expenditures associated with the
provisions of these proposed
regulations. This table provides our best
estimate of the changes in annual
monetized costs, benefits, and transfers
as a result of the proposed regulations.
TABLE 2—ACCOUNTING STATEMENT
Category
Benefits
Better and more publicly available information on the effectiveness of teacher preparation programs ................
Not Quantified
Distribution of TEACH Grants to better performing programs ................................................................................
Not Quantified
Category
Costs
7%
Institutional Report Card (set-up, annual reporting, posting on website) ...............................................................
State Report Card (Statutory requirements: Annual reporting, posting on website; Regulatory requirements:
Meaningful differentiation, consulting with stakeholders, aggregation of small programs, assurance of accreditation, other annual reporting costs) ............................................................................................................
Reporting Student Learning Outcomes (develop model to link aggregate data on student achievement to
teacher preparation programs, modifications to student growth models for non-tested grades and subjects,
and measuring student growth) ...........................................................................................................................
Reporting Employment Outcomes (placement and retention data collection directly from IHEs or LEAs) ...........
Reporting Survey Results (developing survey instruments, annual administration, and response costs) .............
Reporting other indicators .......................................................................................................................................
Identifying TEACH Grant-eligible Institutions ..........................................................................................................
Category
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with, or is subject to penalty for failure
to comply with, a collection of
information if the collection instrument
does not display a currently valid OMB
control number.
In the final regulations, we will
display the control numbers assigned by
OMB to any information collection
requirements proposed in this NPRM
and adopted in the final regulations.
Start-Up and Annual Reporting Burden
These proposed regulations execute a
statutory requirement that IHEs and
States establish an information and
accountability system through which
IHEs and States report on the
performance of their teacher preparation
programs. Parts of the proposed
regulations in the original NPRM would
require IHEs and States to establish or
scale up certain systems and processes
in order to collect information necessary
for annual reporting. As such, IHEs and
States may incur one-time start-up costs
for developing those systems and
processes associated with those
proposed regulations. However, nothing
in the proposed regulations in this
supplemental NPRM would institute
any such new requirements beyond
those already contemplated in the
original NPRM. We therefore do not
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$0
$0
66,190
66,190
52,330
73,270
20,930
20,930
0
52,330
73,270
20,930
20,930
0
Transfers
Reduced costs to the Federal government from TEACH Grants to prospective students at teacher preparation
programs found ineligible .....................................................................................................................................
Paperwork Reduction Act of 1965
As part of its continuing effort to
reduce paperwork and respondent
burden, the Department provides the
general public and Federal agencies
with an opportunity to comment on
proposed and continuing collections of
information in accordance with the
Paperwork Reduction Act of 1995 (PRA)
(44 U.S.C. 3506(c)(2)(A)). This helps
ensure that: the public understands the
Department’s collection instructions,
respondents can provide the requested
data in the desired format, reporting
burden (time and financial resources) is
minimized, collection instruments are
clearly understood, and the Department
can properly assess the impact of
collection requirements on respondents.
Sections 612.3, 612.4, 612.5, 612.6,
612.7, 612.8, and 686.2 contain
information collection requirements.
Under the PRA, the Department has
submitted a copy of these sections to
OMB for its review. A Federal agency
may not conduct or sponsor a collection
of information unless OMB approves the
collection under the PRA and the
corresponding information collection
instrument displays a currently valid
OMB control number.
Notwithstanding any other provision
of law, no person is required to comply
3%
Fmt 4702
Sfmt 4702
$0
$0
report any start-up burdens associate
with these proposed regulations.
Section 612.4—Reporting Requirements
for the State Report Card
As outlined in the ‘‘Discussion of
Costs, Benefits, and Transfers’’ section
of this supplemental NPRM, the
Department estimates that the inclusion
of reporting on distance education
programs in SRCs under § 612.4(a) will
increase the reporting burden on States
by approximately 8 hours each, for a
total burden increase of 472 hours.
Under the proposed regulations,
States would be required to classify
teacher preparation programs each year.
We estimate that such classification,
using already-gathered indicator data
and existing program classification
methodologies would take
approximately 0.5 hours per program.
Applying such estimates to the 812
distance education programs, the total
burden associated with classification of
distance education programs would be
406 hours (812 programs multiplied by
0.5 hours per program). Aggregating the
burdens calculated above, the
Department estimates the total annual
burden associated with these proposed
rules under proposed § 612.4 to be 878
hours.
E:\FR\FM\01APP1.SGM
01APP1
Federal Register / Vol. 81, No. 63 / Friday, April 1, 2016 / Proposed Rules
Section 612.5—Indicators a State Must
Use To Report on Teacher Preparation
Program Performance
The Department estimates that each
State will require approximately 2.5
hours per program to gather and report
data on student learning outcomes for
distance education programs, for a total
burden of 2,030 hours.
The Department estimates that each
State will require 3.5 hours to compile,
calculate, and transmit data on the
employment outcomes of recent
graduates of distance education
programs, for a burden of 2,842 hours.
The Department estimates that each
State will require 1 hour to report the
results of their surveys of new teachers
and their employers, for a total burden
of 812 hours.
States would also be required to
report on whether programs that do not
have specialized accreditation meet
certain program characteristics. The
Department believes that it will take
approximately 2 hours per program for
a State to make such determinations and
an additional 0.25 hours to report on
such findings. As discussed in this
Supplemental NPRM, the Department
estimates that States will only have to
do such reviews for 390 distance
education programs, for a total of 878
hours.
The Department also estimates that
each distance education program will
require approximately 1 hour to review
and verify State data regarding their
program’s performance, for a total of 812
hours.
Aggregating the calculated burdens in
this section, the Department estimates
that these proposed regulations will
increase the calculated reporting burden
associated with § 612.5 by 7,374 hours.
Lhorne on DSK5TPTVN1PROD with PROPOSALS
Total Reporting Burden Under Part 612
Aggregating the total burdens
calculated under the preceding sections
of part 612 results in the following
burdens: total burden incurred under
§ 612.4 is 878 hours and under § 612.5
is 7,374 hours. This totals 8,252 hours
nationwide.
We have prepared an Information
Collection Request (ICR) for OMB
collection 1840–0744. If you want to
review and comment on the ICR [ICRs],
please follow the instructions in the
ADDRESSES section of this supplemental
NPRM.
Note: The Office of Information and
Regulatory Affairs in the Office of
Management and Budget (OMB), and the
Department of Education review all
comments posted at www.regulations.gov.
In preparing your comments you may
want to review the ICR, which is
VerDate Sep<11>2014
14:16 Mar 31, 2016
Jkt 238001
available at www.regulations.gov by
using the Docket ID number specified in
this supplemental NPRM and for which
the comment period will run
concurrently with the comment period
of the NPRM.
We consider your comments on these
proposed collections of information in—
• Deciding whether the proposed
collections are necessary for the proper
performance of our functions, including
whether the information will have
practical use;
• Evaluating the accuracy of our
estimate of the burden of the proposed
collections, including the validity of our
methodology and assumptions;
• Enhancing the quality, usefulness,
and clarity of the information we
collect; and
• Minimizing the burden on those
who must respond.
This includes exploring the use of
appropriate automated, electronic,
mechanical, or other technological
collection techniques.
OMB is required to make a decision
concerning the collections of
information contained in these
proposed regulations between 30 and 60
days after publication of this document
in the Federal Register. Therefore, to
ensure that OMB gives your comments
full consideration, it is important that
OMB receives your comments by May 2,
2016. This does not affect the deadline
for your comments to us on the
proposed regulations.
Intergovernmental Review
These programs are subject to
Executive Order 12372 and the
regulations in 34 CFR part 79. One of
the objectives of the Executive order is
to foster an intergovernmental
partnership and a strengthened
federalism. The Executive order relies
on processes developed by State and
local governments for coordination and
review of proposed Federal financial
assistance.
This document provides early
notification of our specific plans and
actions for these programs.
Assessment of Educational Impact
In accordance with section 411 of the
General Education Provisions Act, 20
U.S.C. 1221e–4, the Secretary
particularly requests comments on
whether these proposed regulations
would require transmission of
information that any other agency or
authority of the United States gathers or
makes available.
Federalism
Executive Order 13132 requires us to
ensure meaningful and timely input by
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18817
State and local elected officials in the
development of regulatory policies that
have federalism implications.
‘‘Federalism implications’’ means
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. The proposed
regulations in § 612.4 may have
federalism implications, as defined in
Executive Order 13132. We encourage
State and local elected officials and
others to review and provide comments
on these proposed regulations.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free Internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
(Catalog of Federal Domestic Assistance
Number does not apply.)
List of Subjects
34 CFR Part 612
Administrative practice and
procedure, Colleges and universities,
Education, Elementary and secondary
education, Grant programs—education,
Reporting and recordkeeping
requirements, Student aid.
34 CFR Part 686
Administrative practice and
procedure, Colleges and universities,
Education, Elementary and secondary
education, Grant programs—education,
Reporting and recordkeeping
requirements, Student aid.
E:\FR\FM\01APP1.SGM
01APP1
18818
Federal Register / Vol. 81, No. 63 / Friday, April 1, 2016 / Proposed Rules
Dated: March 28, 2016.
John B. King, Jr.,
Secretary of Education.
For the reasons discussed in the
preamble, the Secretary proposes to
amend 34 CFR part 612, as proposed to
be added at 79 FR 71885, December 3,
2014, and part 686, as proposed to be
amended at 79 FR 71889, December 3,
2014, as follows:
PART 612—TITLE II REPORTING
SYSTEM
1. The authority citation for part 612
continues to read as follows:
■
Authority: 20 U.S.C. 1022d, unless
otherwise noted.
2. Section 612.4 is amended by:
A. In paragraph (a)(1)(i), removing the
words ‘‘including distance education
programs’’ that appear after the
punctuation ‘‘,’’;
■ B. Redesignating paragraph (a)(1)(ii)
as paragraph (a)(1)(iii); and
■ C. Adding new paragraph (a)(1)(ii).
The addition reads as follows:
■
■
§ 612.4 What are the regulatory reporting
requirements for the State Report Card?
(a) * * *
(1) * * *
(ii) The quality of all teacher
preparation programs provided through
distance education in the State, using
procedures for reporting that are
consistent with paragraph (b)(4) of this
section, but based on whether the
program produces at least 25 or fewer
than 25 new teachers whom the State
certified to teach in a given reporting
year; and
*
*
*
*
*
PART 686—TEACHER EDUCATION
ASSISTANCE FOR COLLEGE AND
HIGHER EDUCATION (TEACH) GRANT
PROGRAM
3. The authority citation for part 686
continues to read as follows:
■
Authority: 20 U.S.C. 1070g, et seq., unless
otherwise noted.
4. Section 686.2 is amended by:
A. Adding in alphabetical order a
definition of ‘‘High-quality teacher
preparation program provided through
distance education’’ to paragraph (e);
■ B. Revising the proposed definition of
‘‘TEACH Grant-eligible institution’’ in
paragraph (e); and
■ C. Revising the proposed definition of
‘‘TEACH Grant-eligible program’’ in
paragraph (e).
The additions and revisions read as
follows:
Lhorne on DSK5TPTVN1PROD with PROPOSALS
■
■
§ 686.2
*
*
Definitions.
*
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*
*
14:16 Mar 31, 2016
Jkt 238001
(e) * * *
High-quality teacher preparation
program provided through distance
education: A teacher preparation
program provided through distance
education that—
(i) For TEACH Grant program
purposes in the 2021–2022 Title IV HEA
award year, is not classified by any State
as low-performing or at-risk of being
low-performing under 34 CFR 612.4(b)
in either or both the April 2020 and/or
April 2021 State Report Cards, and for
TEACH Grant program purposes in the
2022–2023 Title IV HEA award year and
subsequent award years, is not classified
by any State as low-performing or at-risk
of being low-performing under 34 CFR
612.4(b), beginning with the April 2020
State Report Card, for two out of the
previous three years; or
(ii) Meets the exception from State
reporting of teacher preparation
program performance under 34 CFR
612.4(b)(4)(ii)(D) or (E).
*
*
*
*
*
TEACH Grant-eligible institution: An
eligible institution as defined in 34 CFR
part 600 that meets financial
responsibility standards established in
34 CFR part 668, subpart L, or that
qualifies under an alternative standard
in 34 CFR 668.175 and provides—
(i) At least one high-quality teacher
preparation program or high-quality
teacher preparation program provided
through distance education at the
baccalaureate or master’s degree level
that also provides supervision and
support services to teachers, or assists in
the provision of services to teachers,
such as—
(A) Identifying and making available
information on effective teaching skills
or strategies;
(B) Identifying and making available
information on effective practices in the
supervision and coaching of novice
teachers; and
(C) Mentoring focused on developing
effective teaching skills and strategies;
(ii) A two-year program that is
acceptable for full credit in a TEACH
Grant-eligible program or a TEACH
Grant-eligible STEM program offered by
an institution described in paragraph (i)
of this definition or a TEACH Granteligible STEM program offered by an
institution described in paragraph (iii)
of this definition, as demonstrated by
the institution that provides the two
year program;
(iii) A TEACH Grant-eligible STEM
program and has entered into an
agreement with an institution described
in paragraph (i) or (iv) of this definition
to provide courses necessary for its
students to begin a career in teaching; or
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Sfmt 4702
(iv) A high-quality teacher
preparation program or high-quality
teacher preparation program provided
through distance education that is a
post-baccalaureate program of study.
TEACH Grant-eligible program: An
eligible program, as defined in 34 CFR
668.8, that meets paragraph (i) of the
definition of ‘‘high-quality teacher
preparation program’’ or the definition
of ‘‘high-quality teacher preparation
program provided through distance
education’’ and that is designed to
prepare an individual to teach as a
highly-qualified teacher in a high-need
field and leads to a baccalaureate or
master’s degree, or is a postbaccalaureate program of study. A twoyear program of study that is acceptable
for full credit toward a baccalaureate
degree in a high-quality teacher
preparation program or a high-quality
teacher preparation program provided
through distance education is
considered to be a program of study that
leads to a baccalaureate degree.
*
*
*
*
*
[FR Doc. 2016–07354 Filed 3–31–16; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
34 CFR Chapter II
[Docket ID ED–2016–OESE–0015; CFDA
Number: 84.004D.]
Proposed Priority and Requirement—
Equity Assistance Centers (Formerly
Desegregation Assistance Centers
(DAC))
Office of Elementary and
Secondary Education, Department of
Education.
ACTION: Proposed priority and
requirement.
AGENCY:
The Assistant Secretary for
Elementary and Secondary Education
(Assistant Secretary) proposes a priority
and a requirement under the Equity
Assistance Centers (EAC) Program. The
Assistant Secretary may use this priority
and this requirement for competitions in
fiscal year 2016 and later years. We take
this action to encourage applicants with
a track record of success or
demonstrated expertise in
socioeconomic integration strategies
that are effective for addressing
problems occasioned by the
desegregation of schools based on race,
national origin, sex, or religion. We
intend for the priority and the
requirement to help ensure that grant
recipients have the capacity to increase
socioeconomic diversity to create
successful plans for desegregation and
SUMMARY:
E:\FR\FM\01APP1.SGM
01APP1
Agencies
[Federal Register Volume 81, Number 63 (Friday, April 1, 2016)]
[Proposed Rules]
[Pages 18808-18818]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-07354]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
34 CFR Parts 612 and 686
RIN 1840-AD07
[Docket ID ED-2014-OPE-0057]
Teacher Preparation Issues
AGENCY: Office of Postsecondary Education, Department of Education.
ACTION: Supplemental notice of proposed rulemaking; re-opening of the
comment period for specific issues.
-----------------------------------------------------------------------
SUMMARY: On December 3, 2014, the Department published a notice of
proposed rulemaking (NPRM) to implement requirements for the teacher
preparation program accountability system under title II of the Higher
Education Act of 1965, as amended (HEA), and also to amend the
regulations governing the Teacher Education Assistance for College and
Higher Education (TEACH) Grant Program under title IV of the HEA. The
comment period closed on February 2, 2015.
The Department received over 4,800 comments in response to the
NPRM. Some commenters requested clarification regarding how the
proposed State reporting requirements would affect teacher preparation
programs provided through distance education and TEACH Grant
eligibility for students enrolled in teacher preparation programs
provided through distance education. In response to these comments, the
Department is considering revising the proposed regulations to clarify
these areas.
This supplemental notice of proposed rulemaking (supplemental NPRM)
therefore reopens the public comment period on the Teacher Preparation
Issues proposed rule for 30 days solely to seek comment on these
specific issues. The Department is not soliciting comments on any other
issues related to the December 3, 2014, NPRM, and the Department will
not consider public comments that address issues other than those
specific to reporting by States on teacher preparation programs
provided through distance education and TEACH Grant eligibility
requirements for teacher preparation programs provided through distance
education.
DATES: The comment period for a specific topic in the NPRM published on
December 3, 2014 (79 FR 71820), is reopened. The due date for comments
discussed in this supplemental NPRM is May 2, 2016.
ADDRESSES: Submit your comments through the Federal eRulemaking Portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments by fax or by email. To ensure that we do not receive
duplicate copies, please submit your comments only one time. In
addition, please include the Docket ID at the top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency
[[Page 18809]]
documents, submitting comments, and viewing the docket, is available on
the site under ``How to use Regulations.gov.''
Postal Mail, Commercial Delivery, or Hand Delivery: If you
mail or deliver your comments about these proposed regulations, address
them to Sophia McArdle, Ph.D., U.S. Department of Education, 400
Maryland Avenue SW., room 6W256, Washington, DC 20202.
Privacy Note: The Department's policy is to make all comments
received from members of the public available for public viewing in
their entirety on the Federal eRulemaking Portal at
www.regulations.gov. Therefore, commenters should be careful to
include in their comments only information that they wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT: Sophia McArdle, Ph.D., U.S. Department
of Education, 400 Maryland Avenue SW., room 6W256, Washington, DC
20202. Telephone: (202) 453-6318 or by email: sophia.mcardle@ed.gov.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Background
On December 3, 2014, the Department published an NPRM in the
Federal Register (79 FR 71820) proposing requirements for the teacher
preparation program accountability system under title II of the HEA
(title II reporting system) that would result in the development and
distribution of more meaningful data on teacher preparation program
quality. That NPRM also included amendments to the regulations
governing the TEACH Grant Program under title IV of the HEA that would
condition TEACH Grant program funding on teacher preparation program
quality, as well as update, clarify, and improve the current
regulations to align them with the title II reporting system. The
Department received over 4,800 comments in response to the proposed
regulations.
The NPRM contained proposed requirements for State reporting on
teacher preparation programs provided through distance education under
the title II reporting system, as well as proposed regulations
governing TEACH Grant eligibility for teacher preparation programs
provided through distance education. Some commenters expressed concern
that the proposed regulations did not provide enough clarity with
respect to the requirements for teacher preparation programs provided
through distance education. These commenters expressed concern about
two specific areas in the proposed regulations related to teacher
preparation programs offered through distance education.
The first area of concern was State reporting on teacher
preparation programs provided through distance education. In the NPRM,
we included requirements for States to report on certain metrics
(student learning outcomes, employment outcomes, survey outcomes, and
program characteristics) for teacher preparation programs in the State,
including distance education programs. The NPRM proposed that the State
reporting requirements would apply to all teacher preparation programs,
including those offered through distance education. Our intent was to
ensure that the State reporting requirements were consistent across
teacher preparation programs, including teacher preparation programs
provided through distance education. Commenters questioned which State
would be responsible for reporting on, and determining the performance
level for, teacher preparation programs provided through distance
education.
Commenters stated that the proposed requirement was unclear. They
specifically asked for clarification on whether only one State would be
responsible for reporting on, and determining the performance level of,
teacher preparation programs offered through distance education, or
whether any State in which a teacher preparation program provided
through distance education that enrolled students would do so. For
example, according to some commenters, the proposed regulations could
be interpreted as requiring a State to report: (a) Only if students
enrolled in that program resided or become certified in the State; or
(b) only if the teacher preparation program provided through distance
education is physically headquartered in the State. The commenters
asked us to clarify which of these alternatives would apply. Commenters
also asked whether States would have to report on teacher preparation
programs provided through distance education if those programs
generated fewer than 25 teachers in a given State.
The second area of concern expressed by some commenters relates to
TEACH Grant eligibility for students enrolling in teacher preparation
programs offered through distance education. Commenters noted that
there are teacher preparation programs offered through distance
education that are available in multiple States, and, therefore, the
same program could be rated as effective by one State and low-
performing or at-risk of being low- performing by another. Commenters
stated that the proposed regulations were unclear regarding both how
TEACH Grant eligibility would be determined for students enrolled in a
teacher preparation program offered through distance education, and,
specifically, in instances where different States provide conflicting
ratings. Commenters asked the Department to clarify these points in the
regulations.
Provisions Under Consideration
In light of these comments, we are seeking comment on the proposals
in this supplemental NPRM that would amend the proposed regulations. In
particular, the Department seeks comments and recommendations on ways
to improve, and alternatives to, these proposed amendments to the
proposed regulations included in this supplemental NPRM.
In this regard, we note that while our NPRM proposed to incorporate
the definition of ``distance education'' in 34 CFR 600.2, we know that
some teacher preparation programs combine aspects of distance education
with aspects of preparation that occur in a ``brick and mortar''
setting. While we solicit comments and recommendations on any aspect of
this NPRM, we specifically solicit comments and recommendations on--
(1) Under what circumstances, for purposes of both reporting and
determining the teacher preparation program's level of overall
performance, a State should use procedures applicable to teacher
education programs offered through distance education and when it
should use procedures for teacher preparation programs provided at
brick and mortar institutions, and
(2) For a single program, if one State uses procedures applicable
to teacher preparation programs offered through distance education, and
another State uses procedures for teacher preparation programs provided
at brick and mortar, what are the implications, especially for TEACH
Eligibility, and how these inconsistencies should be addressed.
Section 612.4--What are the regulatory reporting requirements for the
State report card?
In the December 2014 NPRM, proposed Sec. 612.4 requires that each
State report to the Secretary, using a State report card (SRC) that is
prescribed by the Secretary, on the quality of all approved teacher
preparation programs in the State (both traditional teacher preparation
programs and alternative routes to State certification or licensure
programs), including distance education programs.
[[Page 18810]]
We also proposed that this reporting would occur regardless of whether
or not those programs enroll students receiving Federal assistance
under the HEA. As previously noted, although the Department intended
that our proposed State reporting requirements apply to all teacher
preparation programs, including those provided through distance
education, we received comments asking for clarification on how and
when States would need to report on teacher preparation programs
provided through distance education.
To clarify how States must report on the quality of all teacher
preparation programs provided through distance education in the State,
we are proposing to amend the proposed regulations by striking the
words ``including distance education programs'' from proposed Sec.
612.4(a)(1)(1); redesignating proposed Sec. 612.4(a)(1)(ii) as
proposed Sec. 612.4(a)(1)(iii); and adding new proposed Sec.
612.4(a)(1)(ii). This new provision would require States to report on
the quality of all teacher preparation programs provided through
distance education in the State in ways that meet the reporting and
aggregation requirements proposed in Sec. 612.4(b)(4); however, rather
than determine that the program produces 25 new teachers as set forth
in our proposed Sec. 612.4(b)(4), for teacher preparation programs
provided through distance education, a State would determine whether
there are at least 25 new teachers from that program who become
certified in the State in a given title II reporting year.
Under Sec. 612.4(b)(4) as proposed in the December 2014 NPRM,
except for certain programs subject to proposed Sec.
612.4(b)(4)(ii)(D) or (E), each State would ensure that all of its
teacher preparation programs are represented in the SRC. Consistent
with the NPRM, States would report on a teacher preparation program
provided through distance education individually if the program
produced at least 25 new teachers in the State, and would report
through different aggregation methods if it produced fewer than 25 new
teachers in the State.
In contrast, under new proposed Sec. 612.4(a)(1)(ii), which
applies to teacher preparation programs provided through distance
education, consistent with the reporting threshold of 25 or more new
teachers for reporting in previously proposed Sec. 612.4(b)(4)(1),
each State would be required to report annually and separately on the
performance of each teacher preparation program provided through
distance education if at least 25 graduates of that program become
certified in the State in a title II reporting year. For teacher
preparation programs provided through distance education, if fewer than
25 graduates of that program become certified in the State in a given
title II reporting year, reporting would be accomplished consistent
with the methods of reporting addressed in proposed Sec.
612.4(b)(4)(ii). These proposed regulations would also permit a State,
at its discretion, to establish a program size threshold lower than 25.
Thus, for a distance education program that produces fewer than 25
new teachers whom the State has certified to teach in a given title II
reporting year, the State would use the same procedures for data
aggregation in proposed Sec. 612.4(a)(1)(ii)(A)-(C) as the State would
use for all other small teacher preparation programs. Under proposed
Sec. 612.4(a)(1)(ii)(D) and (E), the State would be permitted to
exclude from reporting distance education programs that are
particularly small, for which aggregation procedures cannot be applied,
or where reporting on those programs would be inconsistent with State
or Federal privacy or confidentiality laws and regulations.
We are now proposing this regulation because of the inherent
differences between ``brick and mortar'' teacher preparation programs
and teacher preparation programs provided through distance education.
Unlike teacher preparation programs physically located in a State that
produce new teachers whom a State may easily confirm as completers of
that program, a teacher preparation program provided through distance
education generally does not have a physical location in the State, and
its students could be participating in the program from anywhere. Any
State would have great difficulty identifying and tracking new teachers
the distance education program produces, much less new teachers it
produces who plan to teach in the State.
Because we understand that States track individuals whom they
certify as teachers in the State and collect what teacher preparation
programs they have completed, it seems reasonable to apply the same
State reporting requirements for distance education programs as we have
proposed for ``brick and mortar'' programs that are physically located
in the State with the one modification described above. That is,
instead of the State reporting on the program based on the number of
new teachers it produced in a given title II reporting year, for
distance education programs the State would report using the procedures
in proposed Sec. 612.4(b)(4) based on whether the distance education
program produced at least 25 teachers or fewer than 25 whom the State
had certified to teach in the State in the title II reporting year.
Where these teachers resided when they took the program would not
matter.
Section 686.2 Definitions
High-Quality Teacher Preparation Program Provided Through Distance
Education
For purposes of TEACH Grant eligibility, in the NPRM we proposed
that, to be eligible for a TEACH Grant, an otherwise eligible student
must, in part, be enrolled in a high-quality teacher preparation
program. As previously noted, we received comments asking us to clarify
how TEACH Grant eligibility would be determined for a student enrolled
in a teacher preparation program offered through distance education,
and specifically how TEACH Grant eligibility would be determined for a
student if one State rates a teacher preparation program offered
through distance education as ineffective and another State rates it as
effective.
To clarify how TEACH Grant eligibility would be determined for a
teacher preparation program provided through distance education, in
this supplemental NPRM we are proposing to add a definition for the
term ``high-quality teacher preparation program provided through
distance education.'' We would also make corresponding changes to the
definitions of TEACH Grant-eligible institution and TEACH Grant-
eligible program.
The proposed definition of a high-quality teacher preparation
program in the December 2014 NPRM links a State's classification of a
teacher preparation program as being of effective or exceptional to an
institution physically located in the State; this classification is
thus made on a State-by-State basis. We believe this proposed
definition works well for ``brick and mortar'' teacher preparation
programs offered by an institution physically located in a State, but
not for teacher preparation programs provided through distance
education as individuals may take those programs anywhere.
Furthermore, the types of teacher preparation programs provided
through distance education that are offered by institutions vary. Some
teacher preparation programs provided through distance education are
State-specific, meaning that they are designed to prepare individuals
to serve in a specific State, (e.g., an Elementary Education program
directed at teachers in California), while others are offered in
multiple States and are not tailored to any specific State. We believe
that,
[[Page 18811]]
just as with ``brick and mortar'' teacher preparation programs, it is
important to establish a feedback loop between teacher preparation
programs provided through distance education and States, schools, and
the public to inform the State that certifies its graduates as new
teachers, the school districts in that State that hire them, and the
general public. Additionally, all States should be able to assess, and
hold accountable, the teacher preparation programs from which their
teachers graduated according to their own standards and expectations.
Institutions providing teacher preparation programs through distance
education in multiple States should have an incentive to adapt those
programs to be State-specific so that they can be responsive to the
needs of that State and receive ratings that reflect performance only
in that specific State.
Thus, the new proposed definition for a high-quality teacher
preparation program provided through distance education would require
that no single State has classified the program as low-performing or
at-risk of being low- performing.
More specifically, we are proposing to define a high-quality
teacher preparation program provided through distance education as a
teacher preparation program provided through distance education that:
(a) For TEACH Grant program purposes in the 2021-2022 title IV award
year, is not classified by any State as low-performing or at-risk of
being low performing under 34 CFR 612.4(b) in either or both the April
2020 and/or April 2021 SRCs; and (b) for TEACH Grant program purposes
in the 2022-2023 title IV award year and subsequent award years, is not
classified by any State as low-performing or at-risk of being low-
performing under 34 CFR 612.4(b) for two out of the previous three
years, with the earliest year being the April 2020 SRC. Taking into
consideration that we have not yet published final regulations, we are
proposing to move the implementation dates for these proposed
regulations back by one year to account for the delay.
Thus, as with students enrolled in ``brick and mortar'' teacher
preparation programs for the 2021-2022 title IV award year, no student
enrolled in a teacher preparation program provided through distance
education would be able to receive a TEACH Grant, regardless of their
State of residence, if the program is classified by any State as low-
performing or at-risk of being low-performing under 34 CFR 612.4(b) in
either or both the April 2020 and/or April 2021 SRC. For TEACH Grant
program purposes in the 2022-2023 title IV award year, students in the
distance education program would not be able to receive TEACH Grants in
any State if it is classified by any State as low-performing or at-risk
of being low-performing under 34 CFR 612.4(b), in any two of the April
2020, 2021, or 2022 SRCs.
In other words, if one State classified a teacher preparation
program provided through distance education as low-performing or at-
risk of being low-performing in April 2020 and a different State
classified the program as low-performing or at-risk in April of 2021,
no student in any State who participates in that same distance
education program would be able to receive a TEACH Grant in the 2021-
2022 title IV award year because the program had been classified as
low-performing or at-risk in both years by at least one State.
Similarly, beginning with the April 2020 State Report Card, for the
2022-2023 title IV award year and subsequent award years, if one State
classified a teacher preparation program provided through distance
education as low-performing or at-risk for one year under 34 CFR
612.4(b), and another State classified the same distance education
program as low-performing or at-risk of being low-performing in at
least one of the next two years, no student in any State enrolled in
that distance education program would be able to receive a TEACH Grant
in the 2022-2023 title IV HEA award year.
We are confident that a State that has granted teacher
certification to graduates of a teacher preparation program provided
through distance education, and then found the program to be low-
performing or at-risk of being low-performing, will want to work
proactively with the program to improve its performance and to ensure
that, when next evaluated, the State is able to report an acceptable
level of performance. Moreover, even if only one State were to classify
a teacher preparation program provided through distance education as
low-performing or at-risk, this fact should raise great concern. Given
that prospective teachers in teacher preparation programs provided
through distance education may be seeking teaching positions in any of
a number of States, they should be aware that one or more States have
deemed that certain teacher preparation programs provided through
distance education were classified as less than effective. We strongly
believe that the States that rated the teacher preparation program
provided through distance education as effective will want to work with
the program in question to ensure that the program would maintain its
effective or better classification, and the States that found the
performance of the program to be less than effective would want to work
with the program to ensure that the poor performance rating does not
recur. Finally, we believe that this proposed provision will help
ensure that eligibility to award TEACH grants is limited to IHEs that
the Secretary determines provide high-quality teacher preparation,
pursuant to HEA section 420L(1)(A).
Executive Orders 12866 and 13563
Regulatory Impact Analysis (RIA)
Discussion of Costs, Benefits, and Transfers
The Department has analyzed the costs of complying with the
proposed regulations in this supplemental NPRM. Due to uncertainty
about the total number of distance education programs in the country
that would be subject to reporting under these proposed regulations,
the current capacity of States in some relevant areas, and the
considerable discretion the regulations would provide States (e.g., the
flexibility States would have in determining who conducts the teacher
and employer surveys), we cannot evaluate the costs of implementing the
regulations with absolute precision. However, based on the assumptions
discussed below, we estimate that these proposed regulations would have
a total annualized cost of approximately $234 thousand over ten years
above those costs calculated for the remainder of the proposed
regulations in the December 3, 2014 NPRM. We note that the analysis of
costs, benefits, and transfers that follows uses the same categories of
analysis as those included in the NPRM. For example, in the NPRM, the
Department estimated cost and burden associated with the SRC based on a
number of categories including, but not limited to, completing the SRC,
posting the SRC on the State's Web site, and ensuring meaningful
differentiation of programs. In this analysis, we use the same
categories, though our estimates for each category have been revised in
many instances to reflect public comment and current information and
thinking. For example, we have updated the applicable wage rates to
reflect the most recent data available from the Bureau of Labor
Statistics and have increased the estimated time it would take to post
the SRC to the State Web site from 0.25 hours to 0.5 hours. In this
supplemental NPRM, the Department does not discuss or provide our
responses to public comment on the estimates in our original NPRM but
[[Page 18812]]
simply uses the revised estimated burden hours for our calculations. We
will discuss public comment to all estimates in both NPRMs in our
notice of final rulemaking. Additionally, we note that our estimates
also have been revised to reflect updated wage rate data.\1\
---------------------------------------------------------------------------
\1\ Unless otherwise specified, all hourly wage estimates for
particular occupation categories were taken from the May 2014
National Occupational Employment and Wage Estimates for Federal,
State, and local government published by the Department of Labor's
Bureau of Labor Statistics and available online at www.bls.gov/oes/current/999001.htm.
---------------------------------------------------------------------------
The following is a detailed analysis of the estimated costs of
implementing the specific requirements, including the costs of
complying with paperwork-related requirements, followed by a discussion
of the anticipated benefits. The burden hours of implementing specific
paperwork-related requirements are also shown in the tables in the
Paperwork Reduction Act section of this supplemental NPRM.
Number of Distance Education Programs
As noted elsewhere in this supplemental NPRM, these proposed
regulations clarify States' responsibilities regarding reporting on
teacher preparation programs offered through distance education.
Reporting and accountability for such programs were not directly
discussed in the original NPRM, and, therefore, were not explicitly
included in our original cost estimates. However, upon review of prior
State submissions under title II of the HEA, it is clear that at least
some States have been reporting on distance education programs, though
it is unclear to what extent such reporting was systematic either
within or across States. As such, we believe that there will be an
increase in the costs and burdens associated with reporting and
accountability for such programs relative to our initial estimates.
In order to quantify the extent of these costs and burdens, the
Department must first estimate the total number of teacher preparation
programs provided through distance education on which reporting will be
required. However, this is not a simple task. As noted above, States
have not been systematically reporting on such programs, and it is
possible that, under the proposed regulations, multiple States will be
required to report on the same program (if, for example, a single
distance education program produces 25 new teachers who become
certified in each of multiple States). To estimate the total number of
distance education teacher preparation programs nationwide, we used
publicly available data from the Department's Integrated Postsecondary
Education Data System (IPEDS).
In the IPEDS Completions survey component, IHEs identify programs
of study at their institutions using Classification of Instructional
Programs (CIP) codes that correspond to the particular subject area or
focus of coursework. For each six-digit CIP code, the first two digits
reference a broad area of study (e.g., CIP codes beginning ``13'' are
all education-focused programs). The next two digits of a CIP code
reference a more specific, but still somewhat broad category of study
within the broader subject area (e.g., CIP codes beginning with
``13.12'' are all ``Teacher Education and Professional Development,
Specific Levels and Methods'' programs). The final two digits of a six-
digit CIP code reference the specific course of study that is being
undertaken (e.g., the CIP code ``13.1202'' references a course of study
in ``Elementary Education and Teaching''). To be clear, these CIP codes
do not directly align to a ``teacher preparation program'' as defined
in the proposed regulations. However, we believe that the use of these
CIP codes approximates those teacher preparation programs as close as
is possible using available data in IPEDS. We note that the use of CIP
codes will result in collapsing multiple teacher preparation programs
(as defined in the proposed regulations) that focus on the same area
into a single ``program'' as we are able to capture it through IPEDS.
For example, if an IHE has both traditional and alternative route
teacher preparation programs in Elementary Education and Teaching, both
teacher preparation programs (as defined in the proposed regulation)
will be collapsed into one reporting instance under CIP code 13.1202.
As such, it is possible that we may end up underestimating the total
number of programs or overestimating the size of individual programs.
However, we believe that, because we are using these data to identify
distance education programs, we are unlikely to have major issues
underestimating the number of such programs due to the aggregation
within CIP codes, as we believe it is highly unlikely that an
individual IHE would have multiple teacher preparation programs (as
defined in the proposed regulations) offered through distance education
within the same CIP code (e.g., an IHE is unlikely to have two distance
education teacher preparation programs in Elementary Education and
Teaching leading to a Master's degree). Additionally, we believe that
the use of other data points within the IPEDS system can help mitigate
any issues related to the overestimate of the number of students in
each program.
We first identified education programs nationwide that corresponded
to CIP codes (either four or six digits) reported to the Department in
the most recent title II reporting period. We then used additional
information available in IPEDS to determine whether each of these
programs were offered through distance education, the total number of
program completers with the specific CIP code in the past year, and
their award level (bachelors, Masters, etc.). For purposes of our final
analysis, we only included awards of a Bachelor's degree, post-
baccalaureate certificate, Master's degree, or post-Master's
certificate. This was based on our belief that programs offering other
types of academic awards (e.g., Associate's degrees and doctorates)
were unlikely to be programs leading to an initial teacher
certification or licensure. Using this procedure, we identified 18,196
programs in IPEDS, where a program is a unique combination of
institution, six-digit CIP code, and award level.\2\ Of these 18,196
programs, 2,158 had a distance education component. This sub-set of
distance education programs provided our base dataset for this
analysis.
---------------------------------------------------------------------------
\2\ U.S. Department of Education, National Center for Education
Statistics. Integrated Postsecondary Education Data System (IPEDS).
Completions component (2013 final data).
---------------------------------------------------------------------------
As noted elsewhere in this supplemental NPRM, States are required
to report in their SRCs on all programs provided through distance
education that produce teachers to whom the State has granted State
certification; consistent with proposed Sec. 612.4(b)(4), how a State
reports depends on whether or not the State certifies at least 25 or
more new teachers in any given title II reporting year. However, the
IPEDS dataset does not provide the specific number of students in each
program who completed the program via distance education, only the
total number of completers and whether or not each program is offered
via distance education. However, there are several ways to estimate the
number of individuals who completed these programs through distance
education.\3\
---------------------------------------------------------------------------
\3\ We focus on distance education program completers because we
cannot use these IPEDS data (or any other data readily available to
the Department) to determine the number of individuals (by program)
who ultimately became certified new teachers. As such, and because
we know that not all program completers ultimately become certified
new teachers, our approach will likely generate an over-estimate of
the actual number of new teachers and therefore of the number of
programs that meet the minimum size requirements.
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[[Page 18813]]
One way of estimating the number of individuals who complete
teacher preparation programs offered through distance education is to
assume that all individuals who complete a program that has a distance
education component did so using the distance education option. This
would, of course, provide the highest estimate for the total number of
distance education students. However, it would fail to account for
programs (unique CIP code/degree level/institution combinations) that
are offered both on-site and through distance education and offer only
a single degree (e.g., a post-baccalaureate certificate program that
can be taken online or in person, with half of graduates using each
option). As such, we believe this methodology would result in an
overestimate of the actual number of new distance education programs on
which reporting would be required, particularly given the low level of
distance education enrollment across institutions in this analytical
sample (over 45 percent of institutions had a distance education
enrollment rate of less than 10 percent).
IPEDS does offer data on the total number of individuals enrolled
in programs through distance education at the institution level, but
does not do so at the program (CIP code) level. However, as an
alternative to the first methodology, we could use the institution-wide
distance education rate as a proxy for the percentage of students in
the teacher preparation program enrolled via distance education (i.e.,
if 12 percent of an institution's students are enrolled in distance
education, we would assume that 12 percent of the students in the
teacher preparation program are also enrolled via distance education).
While this approach would account for programs offered in multiple
modalities (i.e., CIP codes that have aggregated teacher preparation
programs, as defined in the proposed regulations, that are offered via
distance education with those offered in person), such an estimate may
or may not be reasonable depending on whether the enrollment patterns
of the specific teacher preparation program mirror the enrollment
patterns of the institution as a whole. If a particular teacher
preparation degree program at College A (for instance, a Master's
degree in Secondary Education and Teaching) were only offered via
distance education while the majority of students enrolled in College A
were not enrolled via distance education, this methodology would under-
estimate the size of the teacher preparation program in College A.
However, while we believe this methodology may result in over- or
under-estimates for individual programs, when aggregated across all
programs, these individual errors will likely cancel each other out.\4\
---------------------------------------------------------------------------
\4\ We note that our estimates also assume that the percentage
of distance education enrollment is also the same as the percentage
of students completing programs via distance education. To the
extent that distance education enrollees are more or less likely to
complete their program of study, this assumption will result in an
under- or over-estimate of the number of distance education program
completers.
---------------------------------------------------------------------------
Despite the improvements that an enrollment rate for distance
education programs may make to our estimates, the requirements on
reporting of distance education programs apply, under existing
regulations, and these proposed regulations, to all teacher preparation
programs in the State. As such, we assume that States would have
already reported on such programs operating in their State in the
current Title II data collection. In that instance, costs associated
with these programs would have been included in the regulatory impact
analysis in the December 3, 2014 NPRM. For example, if 70 percent of
students in a teacher preparation program in Ohio are enrolled in a
distance education program, and all of the program graduates become
newly certified teachers in Ohio, the status of those recent graduates
as distance education graduates would not result in any additional cost
or burden on Ohio or other States because Ohio would have already been
responsible for reporting on the program under the existing Title II
data collection, and therefore costs related to implementing our
proposed regulations are already a part of the cost estimates in our
December 2014 NPRM (which used the current number of programs reported
under title II of the HEA as a baseline).
Therefore, we believe that the best approach to estimating the
costs of the regulations proposed in this supplemental NPRM is to use
the number of students enrolled via distance education who, during the
time they are enrolled, are located in a State or jurisdiction other
than the one in which the institution is located.\5\ In this instance,
the State or States in which these ``out of State'' individuals are
located (and, we will assume, the State(s) in which they will
ultimately become new teachers), is the one with the reporting burden
generated by the proposed regulations. Thus, in addition to the two
methodologies described above, as another approach, we can also use the
percentage of students enrolled via distance education outside of the
State in which the institution is located as a proxy for the percentage
of students who will become new teachers in another State. While we
believe that this is the best estimation methodology of the three, for
transparency purposes, in Table 1 below, we provide estimates using all
three methodologies.
---------------------------------------------------------------------------
\5\ U.S. Department of Education, National Center for Education
Statistics. Integrated Postsecondary Education Data System (IPEDS).
Fall enrollment survey component (2014 provisional data).
---------------------------------------------------------------------------
Once we have developed an estimate of the number of program
completers for each program (unique CIP code/degree/institution
combination), we must calculate the total number of programs on which
States will be reporting. As provided in proposed Sec. 612.4(b)(4), a
State would be required to report on any teacher preparation program
that produces 25 or more new teachers in a given reporting year and
smaller programs, subject to a number of aggregation methods. While we
do not have data on the number of new teachers produced by each of the
distance teacher preparation programs in our database for this
analysis, as stated above, we will assume that all program completers
become new teachers in the State where they were located when
completing the course. This will result in an overestimate of the
reporting burden on States, as not all individuals completing such
distance education programs will become new teachers. Using our
dataset, we determined that 710 programs nationally had at least 25
program completers. Using the out-of-State distance education estimate
as described above, there would only be 109 programs that required
annual reporting beyond those in our initial estimates (which included
26,589 programs \6\).
---------------------------------------------------------------------------
\6\ The estimates included in our original NPRM used 25,000
programs. However, since that time, more recent data are available
from Title II reporting, which shows that there were 26,589 programs
during the 2012-2013 academic year, spread across 2,171 providers.
---------------------------------------------------------------------------
In addition to having States report on those programs that produce
25 or more new teachers in a given reporting year, proposed Sec.
612.4(b)(4)(ii) provides options for aggregating smaller programs that
produce fewer teachers each year. Beginning with Sec.
612.4(b)(4)(ii)(A), one option a State has is to aggregate data across
programs operated by the same teacher preparation entity that are
similar to or broader than the program in content. In order to estimate
the number of additional programs that this provision would add to the
calculations, we aggregated data for programs with fewer than 25
program completers with
[[Page 18814]]
other programs at the same institution with the same four-digit CIP
code. This procedure not only collapsed programs across award levels
(e.g., counting Bachelor's degrees and post-baccalaureate certificates
together), but also instructional programs that were largely similar to
one another (e.g., counting ``Special Education and Teaching, General''
and ``Special Education and Teaching, Other'' together). In doing so,
we identified an additional 25 programs that could meet the program
size threshold when assuming all program completers were distance
education students (150 programs when not using any distance education
proxies).
Under proposed Sec. 612.4(b)(4)(ii)(B), States could alternatively
aggregate small programs across reporting years (not to exceed four)
until a sufficient program size was reached. In order to estimate the
number of additional distance programs that this clause would generate,
we determined the number of programs that generated fewer than 25
program completers in a given year that would, if aggregated across no
more than four years, generate the required program size. In doing so,
we identified a total of only 253 teacher preparation programs provided
through distance education nationwide that had 25 or more program
completers in a given year or, if aggregated across four years, would
have at least 25 program completers.
Under proposed Sec. 612.4(b)(4)(ii)(C), a State may use a
combination of the two methods described above in order to meet the
program size thresholds. For this estimate, the Department began by
determining those programs that either did not have 25 program
completers in a given year or would not generate 25 new teachers when
aggregated across a number of years, not to exceed four. We then
determined how many of the remaining programs could generate the
required program size if aggregated with programs at the same
institution with similar CIP codes (four digits) and with program
completers aggregated across multiple years, not to exceed four. In
using all of these combinations, the Department developed an estimate
of 295 teacher preparation programs offered through distance education.
To provide upper-bound estimates of the burden these proposed
distance education requirements would place on States, the Department
used a different methodology to create proxy ``programs''--groups of 25
program completers regardless of their actual course of study. First,
the Department estimated the maximum number of ``programs'' on which a
State would have to report if students at each institution were divided
into the smallest possible programs that met the reporting thresholds
(e.g., if there were 100 program completers from University A, then
States would have to report on a maximum of four ``programs'' of 25
completers each). Using this method, the Department developed an upper
bound estimate of 3,013 programs. Similarly, if the Department did not
consider either institution- or program-level information and divided
the total number of program completers for all programs nationally in
which distance education was an option, the Department estimates a
maximum number of programs on which States would be required to report
of 3,266. Obviously, the Department believes that these represent
extreme upper bounds, as State-, institution-, and program-level
differentiation would stop such a high level of reporting from being
required.
As stated above, because the proposed regulations would only
require additional reporting insofar as students are new teachers
certified in States other than the one in which the institution is
located, the Department believes that 295 is a reasonable estimate for
the total number of additional teacher preparation programs provided
through distance education on which States will be required to report
beyond the reporting included in our initial estimates contained in the
December 2014 NPRM. However, to further capture the maximum increased
burden associated with this estimate, the Department further determined
the maximum number of reporting instances that these 295 programs could
generate. If new teachers from these 295 programs were divided into as
many groups of 25 new teachers as possible (thus mandating reporting by
the State), we estimate that there would be as many as 812 reporting
instances from these 295 programs. As such, in the estimates that
follow, we will calculate burden based on 812 additional reports
required by States.
Table 1--Estimates of the Number of Teacher Preparation Programs Provided Through Distance Education on Which
Reporting Would Be Required Under Sec. 612.4
----------------------------------------------------------------------------------------------------------------
All completers
from programs Total distance Out-of-state
offered via proxy \1\ distance proxy
distance \2\
----------------------------------------------------------------------------------------------------------------
Program-dependent calculations \3\
----------------------------------------------------------------------------------------------------------------
Programs with 25+ completers.................................... 710 203 109
Programs with 25+ completers plus programs with 25+ completers 860 250 134
in programs with similar CIP codes \4\.........................
Programs with 25+ completers plus programs with 25+ completers 1,387 552 253
over 4 years \5\...............................................
----------------------------------------------------------------------------------------------------------------
Programs with 25+ completers plus programs with 25+ completers 1,501 654 295
over 4 years plus programs with 25+ completers across 4 years
in programs with similar CIP codes.............................
----------------------------------------------------------------------------------------------------------------
Institution-dependent calculations
----------------------------------------------------------------------------------------------------------------
Dividing total number of completers across all programs into 3,013 1,118 727
proxy ``programs'' of 25.......................................
----------------------------------------------------------------------------------------------------------------
Institution-independent calculations
----------------------------------------------------------------------------------------------------------------
Dividing all completers across all programs and institutions 3,266 1,271 798
into proxy ``programs'' of 25..................................
----------------------------------------------------------------------------------------------------------------
\1\ The Department used the percentage of students across the institution as a whole enrolled exclusively via
distance education as a proxy for the percentage of program completers in each program who were enrolled via
distance education.
\2\ The Department used the percentage of students across the institution as a whole enrolled via distance
education in a State or jurisdiction other than the State or jurisdiction of the institution as a proxy for
the percentage of program completers in each program who were enrolled via distance education.
[[Page 18815]]
\3\ For purposes of this table, a ``program'' is defined using a six-digit CIP code and award level at a
particular institution of higher education.
\4\ The Department first determined programs with fewer than 25 program completers and then summed the
completers across programs at the same institution with the same four-digit CIP code. This total was summed
with the count in the ``Programs with 25+ completers'' row.
\5\ The Department first determined programs with fewer than 25 completers and then multiplied the number of
completers by 4 to determine whether a four-year aggregation of data would generate a sufficient program size.
This total was summed with the count in the ``Programs with 25+ completers'' row.
Institutional Report Card Reporting Requirements
The proposed regulations would require that each IHE that conducts
a traditional teacher preparation program or alternative route to State
certification or licensure program and enrolls students who receive
title IV, HEA funds, report to the State on the quality of its program
using an institutional report card (IRC) prescribed by the Secretary.
While the proposed regulations would shift the data IHEs report from
the institutional level to the program level, the IRC would continue to
be compiled, reported, and posted by the IHE. Given that the proposed
regulations would not change the IHEs that are subject to IRC reporting
requirements, we do not believe that there would be any increased costs
associated with these proposed regulations above those already included
in our estimates. Regardless of whether individual programs are offered
via distance or not, we assume that those programs are already included
in IRCs. Rather, the impact of the proposed regulations will be to
increase the burden on States to report on additional programs that are
not located in their States, not to increase the number of programs on
which institutions are required to report.
State Report Card Reporting Requirements
Section 205(b) of the HEA requires each State that receives funds
under the HEA to report annually to the Secretary on the quality of
teacher preparation in the State, both for traditional teacher
preparation programs and for alternative routes to State certification
or licensure programs, and to make this report available to the general
public. In the cost estimates included in the December 3, 2014 NPRM,
the Department assumed it would take the 50 States, the District of
Columbia, and the Commonwealth of Puerto Rico, Guam, American Samoa,
the United States Virgin Islands, the Commonwealth of the Northern
Mariana Islands, and the Freely Associated States, which include the
Republic of the Marshall Islands, the Federated States of Micronesia,
and the Republic of Palau 235 hours each to report the required data
under the SRC. We estimate that the 812 additional instances of
reporting that States would be required to report on under these
proposed regulations would result in an 8 hour increase in the time it
would take to complete such reports at an annual cost of $12,170. This
8 hour estimate is based on an increase in the time to complete the SRC
proportional to the increase in the number of programs on which States
will be required to report.
In the original NPRM, the Department also estimated costs
associated with States' providing assurances whether each teacher
preparation program in the State either: (a) Is accredited by a
specialized accrediting agency recognized by the Secretary for
accreditation of professional teacher education programs, or (b)
provides teacher candidates with content and pedagogical knowledge and
quality clinical preparation, and has rigorous teacher candidate entry
and exit standards. See proposed Sec. 612.5(a)(4)(i) and (ii),
respectively. Using data from the Council for Accreditation of Educator
Preparation (CAEP), the Department estimated that States would have to
provide the assurances described in proposed Sec. 612.5(a)(4)(ii) for
10,716 programs based at IHEs nationwide in addition to 2,688 programs
not associated with IHEs. For purposes of determining the impact that
the inclusion of distance education programs would have on this cost,
we assume that distance education programs are just as likely as other
IHE-based programs to be located at an IHE with specialized
accreditation. As such, we estimate that States will have to provide
these assurances on 390 of the 812 reporting instances for a total cost
of $20,110 (2 hours per reporting instance for 390 reporting instances
at $25.78 per hour). Further, we estimate that the annual reporting
burden associated with this provision would cost approximately $2,510
(0.25 hours per reporting instance for 390 reporting instances at
$25.78 per hour).
States would also be required to annually report on their
classification of teacher preparation programs. We estimate that the
inclusion of distance education programs in such reporting would
increase the cost to States of reporting the classification they had
determined for each distance education program by $10,470 (0.5 hours
per reporting instance for 812 reporting instances at $25.78 per hour).
Additionally, in response to public comment, we have included an
additional item of cost in its estimates of the burden associated with
the SRCs under the proposed regulations. The Department's estimates now
include one hour per program annually for teacher preparation programs
to review and verify the data that States will use for accountability
purposes. We estimate that this review and verification for distance
education programs will increase costs by $20,930 (1 hour per reporting
instance for 812 reporting instances at $25.78 per hour).
The Department does not estimate any increase in costs (above those
outlined in the December 2014 NPRM) associated with other elements of
our initial estimates of the costs of the SRC related to the inclusion
of distance education programs as all other estimated costs were flat
costs associated with Statewide activities regardless of the number of
programs being reported on.
Reporting Student Learning Outcomes
The Department's original estimates calculated the burden
associated with reporting on student learning outcomes at the program
level. We estimate that such reporting would take approximately 2.5
hours per program per State for a total additional annual cost of
$52,330 to report on distance education programs.
Reporting Employment Outcomes
In the December 2014 NPRM, we also estimated costs associated with
reporting employment outcomes at the program level. Assuming that such
reporting would take 3.5 hours per program for 812 reporting instances,
we estimate that such reporting would cost approximately $73,270.
Reporting Survey Results
Our December 2014 NPRM also proposed that States annually report on
the results of teacher and employer surveys. At 1 hour per program, we
estimate that such reporting on the 812 reporting instances would cost
approximately $20,930 per year.
Reporting on Other Indicators
In the original NPRM, the Department did not account for costs
associated with reporting on other indicators that the State may use to
assess a program's performance beyond those that would be required by
the proposed regulations. Our revised estimates include such
[[Page 18816]]
costs. We now assume that such reporting will take, on average, 1 hour
per program for an annual cost of approximately $20,930 for reporting
on distance education programs.
We do not estimate that any other elements of our initial cost
estimates not outlined above will increase as a result of these
supplemental proposed regulations.
Accounting Statement
In the following table, we have prepared an accounting statement
showing the classification of the expenditures associated with the
provisions of these proposed regulations. This table provides our best
estimate of the changes in annual monetized costs, benefits, and
transfers as a result of the proposed regulations.
Table 2--Accounting Statement
------------------------------------------------------------------------
------------------------------------------------------------------------
Category Benefits
------------------------------------------------------------------------
Better and more publicly available
information on the effectiveness of
teacher preparation programs........... Not Quantified
------------------------------------------------------------------------
Distribution of TEACH Grants to better
performing programs.................... Not Quantified
------------------------------------------------------------------------
Category Costs
-------------------------------
7% 3%
------------------------------------------------------------------------
Institutional Report Card (set-up, $0 $0
annual reporting, posting on website)..
State Report Card (Statutory 66,190 66,190
requirements: Annual reporting, posting
on website; Regulatory requirements:
Meaningful differentiation, consulting
with stakeholders, aggregation of small
programs, assurance of accreditation,
other annual reporting costs)..........
Reporting Student Learning Outcomes 52,330 52,330
(develop model to link aggregate data
on student achievement to teacher
preparation programs, modifications to
student growth models for non-tested
grades and subjects, and measuring
student growth)........................
Reporting Employment Outcomes (placement 73,270 73,270
and retention data collection directly
from IHEs or LEAs).....................
Reporting Survey Results (developing 20,930 20,930
survey instruments, annual
administration, and response costs)....
Reporting other indicators.............. 20,930 20,930
Identifying TEACH Grant-eligible 0 0
Institutions...........................
------------------------------------------------------------------------
Category Transfers
------------------------------------------------------------------------
Reduced costs to the Federal government $0 $0
from TEACH Grants to prospective
students at teacher preparation
programs found ineligible..............
------------------------------------------------------------------------
Paperwork Reduction Act of 1965
As part of its continuing effort to reduce paperwork and respondent
burden, the Department provides the general public and Federal agencies
with an opportunity to comment on proposed and continuing collections
of information in accordance with the Paperwork Reduction Act of 1995
(PRA) (44 U.S.C. 3506(c)(2)(A)). This helps ensure that: the public
understands the Department's collection instructions, respondents can
provide the requested data in the desired format, reporting burden
(time and financial resources) is minimized, collection instruments are
clearly understood, and the Department can properly assess the impact
of collection requirements on respondents.
Sections 612.3, 612.4, 612.5, 612.6, 612.7, 612.8, and 686.2
contain information collection requirements. Under the PRA, the
Department has submitted a copy of these sections to OMB for its
review. A Federal agency may not conduct or sponsor a collection of
information unless OMB approves the collection under the PRA and the
corresponding information collection instrument displays a currently
valid OMB control number.
Notwithstanding any other provision of law, no person is required
to comply with, or is subject to penalty for failure to comply with, a
collection of information if the collection instrument does not display
a currently valid OMB control number.
In the final regulations, we will display the control numbers
assigned by OMB to any information collection requirements proposed in
this NPRM and adopted in the final regulations.
Start-Up and Annual Reporting Burden
These proposed regulations execute a statutory requirement that
IHEs and States establish an information and accountability system
through which IHEs and States report on the performance of their
teacher preparation programs. Parts of the proposed regulations in the
original NPRM would require IHEs and States to establish or scale up
certain systems and processes in order to collect information necessary
for annual reporting. As such, IHEs and States may incur one-time
start-up costs for developing those systems and processes associated
with those proposed regulations. However, nothing in the proposed
regulations in this supplemental NPRM would institute any such new
requirements beyond those already contemplated in the original NPRM. We
therefore do not report any start-up burdens associate with these
proposed regulations.
Section 612.4--Reporting Requirements for the State Report Card
As outlined in the ``Discussion of Costs, Benefits, and Transfers''
section of this supplemental NPRM, the Department estimates that the
inclusion of reporting on distance education programs in SRCs under
Sec. 612.4(a) will increase the reporting burden on States by
approximately 8 hours each, for a total burden increase of 472 hours.
Under the proposed regulations, States would be required to
classify teacher preparation programs each year. We estimate that such
classification, using already-gathered indicator data and existing
program classification methodologies would take approximately 0.5 hours
per program. Applying such estimates to the 812 distance education
programs, the total burden associated with classification of distance
education programs would be 406 hours (812 programs multiplied by 0.5
hours per program). Aggregating the burdens calculated above, the
Department estimates the total annual burden associated with these
proposed rules under proposed Sec. 612.4 to be 878 hours.
[[Page 18817]]
Section 612.5--Indicators a State Must Use To Report on Teacher
Preparation Program Performance
The Department estimates that each State will require approximately
2.5 hours per program to gather and report data on student learning
outcomes for distance education programs, for a total burden of 2,030
hours.
The Department estimates that each State will require 3.5 hours to
compile, calculate, and transmit data on the employment outcomes of
recent graduates of distance education programs, for a burden of 2,842
hours.
The Department estimates that each State will require 1 hour to
report the results of their surveys of new teachers and their
employers, for a total burden of 812 hours.
States would also be required to report on whether programs that do
not have specialized accreditation meet certain program
characteristics. The Department believes that it will take
approximately 2 hours per program for a State to make such
determinations and an additional 0.25 hours to report on such findings.
As discussed in this Supplemental NPRM, the Department estimates that
States will only have to do such reviews for 390 distance education
programs, for a total of 878 hours.
The Department also estimates that each distance education program
will require approximately 1 hour to review and verify State data
regarding their program's performance, for a total of 812 hours.
Aggregating the calculated burdens in this section, the Department
estimates that these proposed regulations will increase the calculated
reporting burden associated with Sec. 612.5 by 7,374 hours.
Total Reporting Burden Under Part 612
Aggregating the total burdens calculated under the preceding
sections of part 612 results in the following burdens: total burden
incurred under Sec. 612.4 is 878 hours and under Sec. 612.5 is 7,374
hours. This totals 8,252 hours nationwide.
We have prepared an Information Collection Request (ICR) for OMB
collection 1840-0744. If you want to review and comment on the ICR
[ICRs], please follow the instructions in the ADDRESSES section of this
supplemental NPRM.
Note: The Office of Information and Regulatory Affairs in the
Office of Management and Budget (OMB), and the Department of
Education review all comments posted at www.regulations.gov.
In preparing your comments you may want to review the ICR, which is
available at www.regulations.gov by using the Docket ID number
specified in this supplemental NPRM and for which the comment period
will run concurrently with the comment period of the NPRM.
We consider your comments on these proposed collections of
information in--
Deciding whether the proposed collections are necessary
for the proper performance of our functions, including whether the
information will have practical use;
Evaluating the accuracy of our estimate of the burden of
the proposed collections, including the validity of our methodology and
assumptions;
Enhancing the quality, usefulness, and clarity of the
information we collect; and
Minimizing the burden on those who must respond.
This includes exploring the use of appropriate automated, electronic,
mechanical, or other technological collection techniques.
OMB is required to make a decision concerning the collections of
information contained in these proposed regulations between 30 and 60
days after publication of this document in the Federal Register.
Therefore, to ensure that OMB gives your comments full consideration,
it is important that OMB receives your comments by May 2, 2016. This
does not affect the deadline for your comments to us on the proposed
regulations.
Intergovernmental Review
These programs are subject to Executive Order 12372 and the
regulations in 34 CFR part 79. One of the objectives of the Executive
order is to foster an intergovernmental partnership and a strengthened
federalism. The Executive order relies on processes developed by State
and local governments for coordination and review of proposed Federal
financial assistance.
This document provides early notification of our specific plans and
actions for these programs.
Assessment of Educational Impact
In accordance with section 411 of the General Education Provisions
Act, 20 U.S.C. 1221e-4, the Secretary particularly requests comments on
whether these proposed regulations would require transmission of
information that any other agency or authority of the United States
gathers or makes available.
Federalism
Executive Order 13132 requires us to ensure meaningful and timely
input by State and local elected officials in the development of
regulatory policies that have federalism implications. ``Federalism
implications'' means substantial direct effects on the States, on the
relationship between the National Government and the States, or on the
distribution of power and responsibilities among the various levels of
government. The proposed regulations in Sec. 612.4 may have federalism
implications, as defined in Executive Order 13132. We encourage State
and local elected officials and others to review and provide comments
on these proposed regulations.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF). To use PDF
you must have Adobe Acrobat Reader, which is available free at the
site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
(Catalog of Federal Domestic Assistance Number does not apply.)
List of Subjects
34 CFR Part 612
Administrative practice and procedure, Colleges and universities,
Education, Elementary and secondary education, Grant programs--
education, Reporting and recordkeeping requirements, Student aid.
34 CFR Part 686
Administrative practice and procedure, Colleges and universities,
Education, Elementary and secondary education, Grant programs--
education, Reporting and recordkeeping requirements, Student aid.
[[Page 18818]]
Dated: March 28, 2016.
John B. King, Jr.,
Secretary of Education.
For the reasons discussed in the preamble, the Secretary proposes
to amend 34 CFR part 612, as proposed to be added at 79 FR 71885,
December 3, 2014, and part 686, as proposed to be amended at 79 FR
71889, December 3, 2014, as follows:
PART 612--TITLE II REPORTING SYSTEM
0
1. The authority citation for part 612 continues to read as follows:
Authority: 20 U.S.C. 1022d, unless otherwise noted.
0
2. Section 612.4 is amended by:
0
A. In paragraph (a)(1)(i), removing the words ``including distance
education programs'' that appear after the punctuation ``,'';
0
B. Redesignating paragraph (a)(1)(ii) as paragraph (a)(1)(iii); and
0
C. Adding new paragraph (a)(1)(ii).
The addition reads as follows:
Sec. 612.4 What are the regulatory reporting requirements for the
State Report Card?
(a) * * *
(1) * * *
(ii) The quality of all teacher preparation programs provided
through distance education in the State, using procedures for reporting
that are consistent with paragraph (b)(4) of this section, but based on
whether the program produces at least 25 or fewer than 25 new teachers
whom the State certified to teach in a given reporting year; and
* * * * *
PART 686--TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER
EDUCATION (TEACH) GRANT PROGRAM
0
3. The authority citation for part 686 continues to read as follows:
Authority: 20 U.S.C. 1070g, et seq., unless otherwise noted.
0
4. Section 686.2 is amended by:
0
A. Adding in alphabetical order a definition of ``High-quality teacher
preparation program provided through distance education'' to paragraph
(e);
0
B. Revising the proposed definition of ``TEACH Grant-eligible
institution'' in paragraph (e); and
0
C. Revising the proposed definition of ``TEACH Grant-eligible program''
in paragraph (e).
The additions and revisions read as follows:
Sec. 686.2 Definitions.
* * * * *
(e) * * *
High-quality teacher preparation program provided through distance
education: A teacher preparation program provided through distance
education that--
(i) For TEACH Grant program purposes in the 2021-2022 Title IV HEA
award year, is not classified by any State as low-performing or at-risk
of being low-performing under 34 CFR 612.4(b) in either or both the
April 2020 and/or April 2021 State Report Cards, and for TEACH Grant
program purposes in the 2022-2023 Title IV HEA award year and
subsequent award years, is not classified by any State as low-
performing or at-risk of being low-performing under 34 CFR 612.4(b),
beginning with the April 2020 State Report Card, for two out of the
previous three years; or
(ii) Meets the exception from State reporting of teacher
preparation program performance under 34 CFR 612.4(b)(4)(ii)(D) or (E).
* * * * *
TEACH Grant-eligible institution: An eligible institution as
defined in 34 CFR part 600 that meets financial responsibility
standards established in 34 CFR part 668, subpart L, or that qualifies
under an alternative standard in 34 CFR 668.175 and provides--
(i) At least one high-quality teacher preparation program or high-
quality teacher preparation program provided through distance education
at the baccalaureate or master's degree level that also provides
supervision and support services to teachers, or assists in the
provision of services to teachers, such as--
(A) Identifying and making available information on effective
teaching skills or strategies;
(B) Identifying and making available information on effective
practices in the supervision and coaching of novice teachers; and
(C) Mentoring focused on developing effective teaching skills and
strategies;
(ii) A two-year program that is acceptable for full credit in a
TEACH Grant-eligible program or a TEACH Grant-eligible STEM program
offered by an institution described in paragraph (i) of this definition
or a TEACH Grant-eligible STEM program offered by an institution
described in paragraph (iii) of this definition, as demonstrated by the
institution that provides the two year program;
(iii) A TEACH Grant-eligible STEM program and has entered into an
agreement with an institution described in paragraph (i) or (iv) of
this definition to provide courses necessary for its students to begin
a career in teaching; or
(iv) A high-quality teacher preparation program or high-quality
teacher preparation program provided through distance education that is
a post-baccalaureate program of study.
TEACH Grant-eligible program: An eligible program, as defined in 34
CFR 668.8, that meets paragraph (i) of the definition of ``high-quality
teacher preparation program'' or the definition of ``high-quality
teacher preparation program provided through distance education'' and
that is designed to prepare an individual to teach as a highly-
qualified teacher in a high-need field and leads to a baccalaureate or
master's degree, or is a post-baccalaureate program of study. A two-
year program of study that is acceptable for full credit toward a
baccalaureate degree in a high-quality teacher preparation program or a
high-quality teacher preparation program provided through distance
education is considered to be a program of study that leads to a
baccalaureate degree.
* * * * *
[FR Doc. 2016-07354 Filed 3-31-16; 8:45 am]
BILLING CODE 4000-01-P