Columbia Body Manufacturing Co.; Grant of Petition for Temporary Exemption From FMVSS No. 224, 11902-11904 [2016-04971]
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11902
Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2015–0125]
Columbia Body Manufacturing Co.;
Grant of Petition for Temporary
Exemption From FMVSS No. 224
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of grant of petition for
temporary exemption from FMVSS No.
224, Rear Impact Protection.
AGENCY:
In accordance with 49 U.S.C.
30113 and 49 CFR part 555, NHTSA is
granting a petition from Columbia Body
Manufacturing Co. (‘‘Columbia Body’’ or
‘‘petitioner’’), a small volume
manufacturer, for a temporary
exemption from Federal Motor Vehicle
Safety Standard (FMVSS) No. 224, Rear
impact protection, for certain gravity
feed dump body trailers (‘‘dump body
trailers’’). This exemption is based on
the agency’s determination that
compliance with FMVSS No. 224 would
cause substantial economic hardship to
a manufacturer that has tried to comply
in good faith with the standard, and that
such an exemption is consistent with
the public interest. Columbia Body must
affix certification labels to the exempted
trailers stating they have been exempted
from FMVSS No. 224.
DATES: The subject vehicles
manufactured by Columbia Body are
exempted from FMVSS No. 224, Rear
Impact Protection until March 7, 2019.
FOR FURTHER INFORMATION CONTACT: For
legal questions, contact Mr. Ryan Hagen,
Office of the Chief Counsel, NCC–200,
National Highway Traffic Safety
Administration, 1200 New Jersey
Avenue SE., West Building 4th Floor,
Washington, DC 20590. Telephone:
(202) 366–2992; Fax: (202) 366–3820.
For technical questions, contact Mr.
Robert Mazurowski, Office of
Crashworthiness Standards, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE., West
Building 4th Floor, Washington, DC
20590. Telephone: (202) 366–1012; Fax:
(202) 493–2990.
SUPPLEMENTARY INFORMATION: In
accordance with 49 U.S.C. 30113 and 49
CFR part 555, NHTSA is granting a
petition from Columbia Body, a small
volume manufacturer, for a temporary
exemption from FMVSS No. 224, Rear
impact protection, for dump body
trailers. The agency is granting this
petition because compliance with the
standard would cause substantial
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economic hardship to a small volume
manufacturer that has tried to comply
with the standard in good faith. NHTSA
believes Columbia Body has put forth a
good faith effort to research and explore
potential options to comply with
FMVSS No. 224. As discussed below,
NHTSA also believes that, because
dump body trailers help build and
maintain public infrastructure, and
because the safety implications of this
grant are minimal, granting this
exemption is consistent with the public
interest and the National Traffic and
Motor Vehicle Safety Act. Additionally,
NHTSA received no public comments
on this petition.
The petitioner’s exemption will be
limited to 210 dump body trailers over
the next three years. Columbia Body
must include language on the
certification labels it affixes to the
exempted dump body trailers it
manufactures notifying the public that
the vehicle has been exempted from
FMVSS No. 224.
A. Statutory Authority for Temporary
Exemptions
The National Traffic and Motor
Vehicle Safety Act (Safety Act), codified
at 49 U.S.C. Chapter 301, provides the
Secretary of Transportation authority to
exempt, on a temporary basis and under
specified circumstances, motor vehicles
from a motor vehicle safety standard or
bumper standard. This authority is set
forth at 49 U.S.C. 30113. The Secretary
of Transportation has delegated the
authority for implementing this section
to NHTSA.
In recognition of the more limited
resources and capabilities of small
manufacturers, authority to grant
exemptions based on substantial
economic hardship and good faith
efforts is provided in the Safety Act to
enable the agency to give those
manufacturers additional time to
comply with motor vehicle safety
standards. The Safety Act authorizes the
Secretary to grant a temporary
exemption to a manufacturer whose
total motor vehicle production in the
most recent year of production is not
more than 10,000 motor vehicles, on
such terms as the Secretary deems
appropriate, if the exemption would be
consistent with the public interest and
the Safety Act and ‘‘compliance with
the standard would cause substantial
economic hardship to a manufacturer
that has tried to comply with the
standard in good faith.’’ (49 U.S.C.
30113(b)(3)(B)(i)).
NHTSA established 49 CFR part 555,
Temporary Exemption from Motor
Vehicle Safety and Bumper Standards,
to implement the statutory provisions
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concerning temporary exemptions.
Under Part 555, a petitioner must
provide specified information in
submitting a petition for exemption.
These requirements are specified in 49
CFR 555.5, and include a number of
items. Foremost among them are that
the petitioner must set forth the basis of
the application under § 555.6, and the
reasons why the exemption would be in
the public interest and consistent with
the objectives of the Safety Act (49
U.S.C. Chapter 301).1 A manufacturer is
eligible to apply for a hardship
exemption if its total motor vehicle
production in its most recent year of
production did not exceed 10,000
vehicles, as determined by the NHTSA
Administrator (49 U.S.C. 30113).
B. Rear Impact Protection
FMVSS No. 224, Rear impact
protection,2 requires that all trailers
with a gross vehicle weight rating
(GVWR) of 4,536 kilograms (kg) (10,000
pounds (lb)) or more be fitted with a
rear impact guard that conforms to
FMVSS No. 223, Rear impact guards.3
This requirement, however, has
presented problems for certain
specialized vehicles, such as road
construction vehicles where interaction
between the rear impact guard and the
specialized paving or dumping
equipment can cause engineering
challenges. In 2004, NHTSA finalized a
rule that excludes road construction
controlled horizontal discharge
semitrailers (RCC horizontal discharge
trailers), which discharge asphalt to a
paving machine by use of a mechanical
drive and conveyor belt.4 In that final
rule, NHTSA concluded that the
installation of rear impact guards would
interfere with the intended function of
the trailers and were impractical, given
the design and mission of these trailers.
1 While 49 U.S.C. 30113(b) states that exemptions
from a Safety Act standard are to be granted on a
‘‘temporary basis,’’ (49 U.S.C. 30113(b)(1)) the
statute also expressly provides for renewal of an
exemption on reapplication. Manufacturers are
nevertheless cautioned that the agency’s decision to
grant an initial petition in no way predetermines
that the agency will repeatedly grant renewal
petitions, thereby imparting semi-permanent status
to an exemption from a safety standard. Exempted
manufacturers seeking renewal must bear in mind
that the agency is directed to consider financial
hardship as but one factor, along with the
manufacturer’s ongoing good faith efforts to comply
with the regulation, the public interest, consistency
with the Safety Act, generally, as well as other such
matters provided in the statute.
2 49 CFR 571.224.
3 49 CFR 571.223.
4 69 FR 67663 (November 19, 2004). Available at:
https://www.federalregister.gov/articles/2004/11/
19/04-25703/federal-motor-vehicle-safetystandards-rear-impact-guards-final-rule (last
accessed on November 5, 2015).
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The 2004 final rule decided against a
regulatory exemption for gravity feed
dump trailers, which do not have the
mechanical drive and conveyor belt as
discussed above, because gravity feed
dump trailers can be versatile vehicles
used for a wide variety of tasks. NHTSA
was concerned that creating an
exemption in the regulation itself for
gravity feed dump trailers could
potentially permit a large vehicle
population with greater exposure than
RCC horizontal discharge trailers to be
exempted from the standard. Instead,
NHTSA anticipated dealing with gravity
feed dump trailers through the
exemption process.5 Prior to that final
rule, NHTSA had granted an exemption
to gravity feed dump trailers
manufactured by Columbia Body.6
Since that final rule, NHTSA has
continued to grant exemptions to
manufacturers of gravity feed dump
trailer manufacturers through the
procedures in 49 CFR part 555.7
C. Overview of Columbia Body’s
Petition
Consistent with 49 U.S.C. 30113 and
the procedures in 49 CFR part 555,
Columbia Body of Clackamas, Oregon, a
small volume trailer manufacturer,
petitioned the agency for a three year
temporary exemption from the rear
impact protection requirements in
FMVSS No. 224 based on substantial
economic hardship.
Columbia Body is a small
manufacturer that currently employs 40
full time employees and has annual
sales of $5–6 million. It produces two,
three, and four axle ‘‘dump style’’
trailers that use a hydraulic hoist to
raise the front end of the trailer and
discharge its load through the tailgate.
Columbia Body has produced an
average of 17 trailers that do not require
an exemption per year over the last
three years.
Columbia Body states that recently,
many of its gravity feed dump body
competitors have gone bankrupt,
leading purchasers to request the trailers
from Columbia Body. Given the recent
requests, Columbia Body seeks to ensure
5 Id.
at 67666.
FR 7406 (February 13, 2003). Available at:
https://www.regulations.gov/
contentStreamer?documentId=NHTSA-2002-139550004&disposition=attachment&contentType=pdf
(last accessed on November 6, 2015).
7 See: 69 FR 30989 (June 1, 2004), available at:
https://www.federalregister.gov/articles/2004/06/
01/04-12334/reliance-trailer-co-llc-grant-ofapplication-for-renewal-of-temporary-exemptionfrom-federal-motor (last accessed on November 6,
2015), and 74 FR 42142 (August 20, 2009), available
at: https://www.federalregister.gov/articles/2009/08/
20/E9-19956/beall-corporation-grant-ofapplication-for-a-temporary-exemption-from-fmvssno-224 (last accessed on November 9, 2015).
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it is able to fill any potential orders. If
the exemption were granted, Columbia
Body projects that it would sell no more
than 70 of the exempted trailers per
year. Columbia Body states that the
trailers in question are designed
specifically for use with paving
machines. Without an exemption,
Columbia Body states it will suffer
substantial economic hardship,
projecting it will have to lay off seven
or eight of its 40 employees starting in
2016.
In its application, Columbia Body
provides specific financial information
from the last three years. In 2012,
Columbia Body posted a net loss of
$108,000, followed by a $215,000 loss in
2013. In 2014, it posted a net profit of
$302,000. If an exemption is not
granted, Columbia Body projects it will
post a $169,000 net profit for 2016, in
comparison to $1 million net profit if an
exemption is granted.
Columbia Body states that it has put
forth a good faith effort to comply with
FMVSS No. 224, however, is not
possible for the company to produce a
trailer at a reasonable price and with the
utility its customers require for paving.
Specifically, the rear end of the type of
trailer in question interfaces with the
front end of an asphalt paving machine,
dumping hot asphalt into the paving
machine’s receiver. To establish this
connection, the paving machine hooks
to the rear wheels of the dump trailer.
In order to prevent asphalt from spilling
out while being transferred from the
dump trailer to the paving machine, the
paving machine fits 16 to 18 inches
beneath the bottom of the dump trailer.
The interaction between the dump
trailer and paving machine occurs in the
space where an underride guard would
otherwise reside.
Columbia Body states that it has
looked into possible solutions to this
problem, including $50,000 in research
in 2005 and 2006 to evaluate solutions
to comply with FMVSS No. 224. One
solution included adding removable
underride guards. Columbia Body states,
however, that ‘‘[e]ven if we could install
a removable underride guard it will put
equipment operators in an unsafe
situation installing and removing the
guard.’’ The petitioner states that the
area where a removable underride guard
would be installed is often covered in
asphalt buildup. Additionally,
Columbia Body believes that the
cleaning, maintenance, and heavy
impacts on the underride guard and the
area immediately around it when
contacting the paving machine would
affect the structural integrity of the
underride guard.
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11903
Another solution Columbia Body
states it looked into involved
constructing a sub-frame ‘‘with the
ability to slide the dump body forward
when in transit and slide it to the rear
to provide the proper over hang [sic]
when paving.’’ Columbia Body states
that although this design is possible,
conversations with prospective
customers indicate the design ‘‘would
not be acceptable’’ because of the added
cost and weight associated with
building such a structure.
Columbia Body states that so long as
the paving industry continues to use the
same method of paving roads, it remains
a physical impossibility to manufacture
this type of trailer and comply with
FMVSS No. 224.
In support of its petition for
exemption, Columbia Body notes that
gravity feed dump trailers have limited
highway exposure due to their function.
Specifically, the trailers themselves are
on the road for short periods of time.
‘‘Asphalt batch plants are typically set
close to the paving activity to limit time
traveling between the two paving
activities.’’ Additionally, the petitioner
states that in many instances, these
paving machines are often performing
their transport tasks away from the
driving public in restricted access
construction areas.
Finally, Columbia Body believes its
ability to obtain an exemption is in the
public interest. Columbia Body has
informed NHTSA that customers
requesting its gravity feed dump trailers
are doing so in order to pave local
roadways. Many purchasers are local
municipalities, or companies that
support local municipalities in creating
and maintaining roads for the traveling
public. Therefore, the petitioner
believes supplying gravity feed dump
trailers is in the public interest.
D. Notice of Receipt and Summary of
Comments
On December 17, 2015, NHTSA
sought comment on Columbia Body’s
petition by publishing a notice of
receipt in the Federal Register.8 NHTSA
received no comments on the petition.
E. Final Decision
Columbia Body petitioned NHTSA for
a temporary exemption from FMVSS
No. 224 under 49 U.S.C. 30113(b)(3),
and in accordance with NHTSA’s
regulations at 49 CFR 555.6. NHTSA
may grant such a petition if it finds that
compliance with the standard would
8 See: 80 FR 78817 (December 17, 2015), available
at: https://www.federalregister.gov/articles/2015/12/
17/2015-31709/columbia-body-manufacturing-coreceipt-of-petition-for-temporary-exemption-fromfmvss-no-224 (last accessed on January 2016).
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Federal Register / Vol. 81, No. 44 / Monday, March 7, 2016 / Notices
cause substantial economic hardship to
a small volume manufacturer 9 that has
tried to comply with the standard in
good faith, and that granting such an
exemption is consistent with the public
interest. NHTSA believes these
exemption criteria are satisfied.
First, based on the detailed financial
documentation Columbia Body has
provided the agency, NHTSA believes
Columbia Body would suffer substantial
economic hardship without an
exemption for its dump body trailers.
Columbia Body posted a cumulative net
loss over the last three years. Looking
forward, Columbia Body would have to
lay off seven to eight of its 40 employees
in 2016.
Second, Columbia Body has
demonstrated that it has made good
faith efforts to comply with FMVSS No.
224. The dump body trailers subject to
this petition are designed to attach to a
paving machine that secures to the rear
end of the dump body trailer. When
attached to the dump body trailer, the
paving machine hooks to the rear
wheels of the trailer and tucks
underneath the rear end of the dump
body trailer. This interaction between
the dump body trailer and a paving
machine thwarts the installation of an
underride guard. Despite the known
design challenges, Columbia Body
invested a significant amount of time
and money investigating a way to
comply with FMVSS No. 224 while
maintaining the dump body trailer’s
paving utility. It developed potential
solutions to the compliance challenges,
and invested in a finite element analysis
of the situation. Further, Columbia Body
discussed the resulting potentially
compliant design with prospective
paving customers, who responded that
an increase in cost and loss of payload
capability were not acceptable for their
business needs. From its research,
Columbia Body reasonably concluded
that it could not produce its dump body
trailers with compliant guards unless
paving machines are modified to no
longer hook to the rear wheels of the
dump body trailer. Such redesign of
paving machines was not practical.
In the 2004 final rule amending
FMVSS No. 224, NHTSA stated that
‘‘[i]n certain limited circumstances, the
agency [will grant] temporary
exemption to gravity feed dump trailer
manufacturers based, in part, on
impracticability of compliance.’’ 10 We
have closely evaluated the petition and
conclude that practicability problems
posed by Columbia Body’s dump body
trailers support a grant of the petition.
Third, NHTSA believes it is
consistent with the public interest to
grant Columbia Body this exemption.
The overhang required by these trailers,
while not exclusive to paving
applications, is specifically
manufactured to attach to a paving
machine. These trailers serve as a tool
for paving asphalt surfaces, most
commonly, public roads; they are
needed for that public function. Given
the few remaining companies that
produce dump trailers for paving, we
believe that the exemption would result
in more dump trailers being available
for paving and other purposes, which
would facilitate construction projects.
Further, because these trailers are used
primarily in road construction
applications, their exposure to the
traveling public is reduced. In many
instances, these trailers are traveling in
restricted area construction zones or
with a paving machine attached to the
rear end.
Moreover, the impact on safety by this
exemption is further limited by the fact
that relatively few vehicles would be
affected. The number of exempted
trailers allowed under this exemption is
tailored to Columbia Body’s projected
production over the next three years,
meaning that a maximum of only 210
trailers in total will be exempted.
NHTSA also considered the impacts
of not granting the exemption. Columbia
Body states that the failure to receive an
exemption could cause it to lay off
seven to eight of its 40 employees
starting in 2016. Given the practicability
problems the petitioner faces in meeting
FMVSS No. 224 and the efforts made to
comply, the negligible safety impacts of
an exemption, and the increased
availability of dump trailers as a result
of an exemption, we do not believe that
the potential job losses would be
warranted. Taking all of these things
into consideration, NHTSA believes this
exemption is in the public interest.
Based on the exemption requirements
and the information before the agency,
NHTSA is issuing a temporary
exemption to Columbia Body from
FMVSS No. 224 for a period of three
years for the dump body trailers it
manufactures for paving applications.11
This exemption is limited to 210 trailers
9 ‘‘A manufacturer is eligible for an exemption
. . . only if the Secretary determines that the
manufacturer’s total motor vehicle production in
the most recent year of production is not more than
10,000.’’ 49 U.S.C. 30113(d).
10 69 FR 67663 (November 19, 2004). Available at:
https://www.federalregister.gov/articles/2004/11/
19/04-25703/federal-motor-vehicle-safetystandards-rear-impact-guards-final-rule (last
accessed on January 7, 2016).
11 As noted previously in this notice, the gravity
dump body trailers Columbia Body seeks an
exemption for require 16 to 18 inches of clearance
rearward of the rear wheels.
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during the temporary exemption period.
Further, dump body trailers that are
exempted from FMVSS No. 224 must
display certification labels noting this
exemption as required by 49 CFR
555.9(c).
Columbia Body is granted NHTSA
Temporary Exemption No. EX 16–01,
from FMVSS No. 224.
Authority: 49 U.S.C. 30113; delegation of
authority at 49 CFR 1.95.
Issued on: February 29, 2016.
Mark R. Rosekind,
Administrator.
[FR Doc. 2016–04971 Filed 3–4–16; 8:45 am]
BILLING CODE 4910–59–P
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Currency
Agency Information Collection
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Revision; Submission for OMB
Review; Domestic First Lien
Residential Mortgage Data
Office of the Comptroller of the
Currency (OCC), Treasury.
ACTION: Notice and request for comment.
AGENCY:
The OCC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on a revision to an
information collection, as required by
the Paperwork Reduction Act of 1995
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Under the PRA, Federal agencies are
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proposed collection of information,
including each proposed extension of or
revision to an existing collection of
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In accordance with the requirements
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SUMMARY:
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Agencies
[Federal Register Volume 81, Number 44 (Monday, March 7, 2016)]
[Notices]
[Pages 11902-11904]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-04971]
[[Page 11902]]
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DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
[Docket No. NHTSA-2015-0125]
Columbia Body Manufacturing Co.; Grant of Petition for Temporary
Exemption From FMVSS No. 224
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of grant of petition for temporary exemption from FMVSS
No. 224, Rear Impact Protection.
-----------------------------------------------------------------------
SUMMARY: In accordance with 49 U.S.C. 30113 and 49 CFR part 555, NHTSA
is granting a petition from Columbia Body Manufacturing Co. (``Columbia
Body'' or ``petitioner''), a small volume manufacturer, for a temporary
exemption from Federal Motor Vehicle Safety Standard (FMVSS) No. 224,
Rear impact protection, for certain gravity feed dump body trailers
(``dump body trailers''). This exemption is based on the agency's
determination that compliance with FMVSS No. 224 would cause
substantial economic hardship to a manufacturer that has tried to
comply in good faith with the standard, and that such an exemption is
consistent with the public interest. Columbia Body must affix
certification labels to the exempted trailers stating they have been
exempted from FMVSS No. 224.
DATES: The subject vehicles manufactured by Columbia Body are exempted
from FMVSS No. 224, Rear Impact Protection until March 7, 2019.
FOR FURTHER INFORMATION CONTACT: For legal questions, contact Mr. Ryan
Hagen, Office of the Chief Counsel, NCC-200, National Highway Traffic
Safety Administration, 1200 New Jersey Avenue SE., West Building 4th
Floor, Washington, DC 20590. Telephone: (202) 366-2992; Fax: (202) 366-
3820. For technical questions, contact Mr. Robert Mazurowski, Office of
Crashworthiness Standards, National Highway Traffic Safety
Administration, 1200 New Jersey Avenue SE., West Building 4th Floor,
Washington, DC 20590. Telephone: (202) 366-1012; Fax: (202) 493-2990.
SUPPLEMENTARY INFORMATION: In accordance with 49 U.S.C. 30113 and 49
CFR part 555, NHTSA is granting a petition from Columbia Body, a small
volume manufacturer, for a temporary exemption from FMVSS No. 224, Rear
impact protection, for dump body trailers. The agency is granting this
petition because compliance with the standard would cause substantial
economic hardship to a small volume manufacturer that has tried to
comply with the standard in good faith. NHTSA believes Columbia Body
has put forth a good faith effort to research and explore potential
options to comply with FMVSS No. 224. As discussed below, NHTSA also
believes that, because dump body trailers help build and maintain
public infrastructure, and because the safety implications of this
grant are minimal, granting this exemption is consistent with the
public interest and the National Traffic and Motor Vehicle Safety Act.
Additionally, NHTSA received no public comments on this petition.
The petitioner's exemption will be limited to 210 dump body
trailers over the next three years. Columbia Body must include language
on the certification labels it affixes to the exempted dump body
trailers it manufactures notifying the public that the vehicle has been
exempted from FMVSS No. 224.
A. Statutory Authority for Temporary Exemptions
The National Traffic and Motor Vehicle Safety Act (Safety Act),
codified at 49 U.S.C. Chapter 301, provides the Secretary of
Transportation authority to exempt, on a temporary basis and under
specified circumstances, motor vehicles from a motor vehicle safety
standard or bumper standard. This authority is set forth at 49 U.S.C.
30113. The Secretary of Transportation has delegated the authority for
implementing this section to NHTSA.
In recognition of the more limited resources and capabilities of
small manufacturers, authority to grant exemptions based on substantial
economic hardship and good faith efforts is provided in the Safety Act
to enable the agency to give those manufacturers additional time to
comply with motor vehicle safety standards. The Safety Act authorizes
the Secretary to grant a temporary exemption to a manufacturer whose
total motor vehicle production in the most recent year of production is
not more than 10,000 motor vehicles, on such terms as the Secretary
deems appropriate, if the exemption would be consistent with the public
interest and the Safety Act and ``compliance with the standard would
cause substantial economic hardship to a manufacturer that has tried to
comply with the standard in good faith.'' (49 U.S.C.
30113(b)(3)(B)(i)).
NHTSA established 49 CFR part 555, Temporary Exemption from Motor
Vehicle Safety and Bumper Standards, to implement the statutory
provisions concerning temporary exemptions. Under Part 555, a
petitioner must provide specified information in submitting a petition
for exemption. These requirements are specified in 49 CFR 555.5, and
include a number of items. Foremost among them are that the petitioner
must set forth the basis of the application under Sec. 555.6, and the
reasons why the exemption would be in the public interest and
consistent with the objectives of the Safety Act (49 U.S.C. Chapter
301).\1\ A manufacturer is eligible to apply for a hardship exemption
if its total motor vehicle production in its most recent year of
production did not exceed 10,000 vehicles, as determined by the NHTSA
Administrator (49 U.S.C. 30113).
---------------------------------------------------------------------------
\1\ While 49 U.S.C. 30113(b) states that exemptions from a
Safety Act standard are to be granted on a ``temporary basis,'' (49
U.S.C. 30113(b)(1)) the statute also expressly provides for renewal
of an exemption on reapplication. Manufacturers are nevertheless
cautioned that the agency's decision to grant an initial petition in
no way predetermines that the agency will repeatedly grant renewal
petitions, thereby imparting semi-permanent status to an exemption
from a safety standard. Exempted manufacturers seeking renewal must
bear in mind that the agency is directed to consider financial
hardship as but one factor, along with the manufacturer's ongoing
good faith efforts to comply with the regulation, the public
interest, consistency with the Safety Act, generally, as well as
other such matters provided in the statute.
---------------------------------------------------------------------------
B. Rear Impact Protection
FMVSS No. 224, Rear impact protection,\2\ requires that all
trailers with a gross vehicle weight rating (GVWR) of 4,536 kilograms
(kg) (10,000 pounds (lb)) or more be fitted with a rear impact guard
that conforms to FMVSS No. 223, Rear impact guards.\3\ This
requirement, however, has presented problems for certain specialized
vehicles, such as road construction vehicles where interaction between
the rear impact guard and the specialized paving or dumping equipment
can cause engineering challenges. In 2004, NHTSA finalized a rule that
excludes road construction controlled horizontal discharge semitrailers
(RCC horizontal discharge trailers), which discharge asphalt to a
paving machine by use of a mechanical drive and conveyor belt.\4\ In
that final rule, NHTSA concluded that the installation of rear impact
guards would interfere with the intended function of the trailers and
were impractical, given the design and mission of these trailers.
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\2\ 49 CFR 571.224.
\3\ 49 CFR 571.223.
\4\ 69 FR 67663 (November 19, 2004). Available at: https://www.federalregister.gov/articles/2004/11/19/04-25703/federal-motor-vehicle-safety-standards-rear-impact-guards-final-rule (last
accessed on November 5, 2015).
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[[Page 11903]]
The 2004 final rule decided against a regulatory exemption for
gravity feed dump trailers, which do not have the mechanical drive and
conveyor belt as discussed above, because gravity feed dump trailers
can be versatile vehicles used for a wide variety of tasks. NHTSA was
concerned that creating an exemption in the regulation itself for
gravity feed dump trailers could potentially permit a large vehicle
population with greater exposure than RCC horizontal discharge trailers
to be exempted from the standard. Instead, NHTSA anticipated dealing
with gravity feed dump trailers through the exemption process.\5\ Prior
to that final rule, NHTSA had granted an exemption to gravity feed dump
trailers manufactured by Columbia Body.\6\ Since that final rule, NHTSA
has continued to grant exemptions to manufacturers of gravity feed dump
trailer manufacturers through the procedures in 49 CFR part 555.\7\
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\5\ Id. at 67666.
\6\ 68 FR 7406 (February 13, 2003). Available at: https://www.regulations.gov/contentStreamer?documentId=NHTSA-2002-13955-0004&disposition=attachment&contentType=pdf (last accessed on
November 6, 2015).
\7\ See: 69 FR 30989 (June 1, 2004), available at: https://www.federalregister.gov/articles/2004/06/01/04-12334/reliance-trailer-co-llc-grant-of-application-for-renewal-of-temporary-exemption-from-federal-motor (last accessed on November 6, 2015),
and 74 FR 42142 (August 20, 2009), available at: https://www.federalregister.gov/articles/2009/08/20/E9-19956/beall-corporation-grant-of-application-for-a-temporary-exemption-from-fmvss-no-224 (last accessed on November 9, 2015).
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C. Overview of Columbia Body's Petition
Consistent with 49 U.S.C. 30113 and the procedures in 49 CFR part
555, Columbia Body of Clackamas, Oregon, a small volume trailer
manufacturer, petitioned the agency for a three year temporary
exemption from the rear impact protection requirements in FMVSS No. 224
based on substantial economic hardship.
Columbia Body is a small manufacturer that currently employs 40
full time employees and has annual sales of $5-6 million. It produces
two, three, and four axle ``dump style'' trailers that use a hydraulic
hoist to raise the front end of the trailer and discharge its load
through the tailgate. Columbia Body has produced an average of 17
trailers that do not require an exemption per year over the last three
years.
Columbia Body states that recently, many of its gravity feed dump
body competitors have gone bankrupt, leading purchasers to request the
trailers from Columbia Body. Given the recent requests, Columbia Body
seeks to ensure it is able to fill any potential orders. If the
exemption were granted, Columbia Body projects that it would sell no
more than 70 of the exempted trailers per year. Columbia Body states
that the trailers in question are designed specifically for use with
paving machines. Without an exemption, Columbia Body states it will
suffer substantial economic hardship, projecting it will have to lay
off seven or eight of its 40 employees starting in 2016.
In its application, Columbia Body provides specific financial
information from the last three years. In 2012, Columbia Body posted a
net loss of $108,000, followed by a $215,000 loss in 2013. In 2014, it
posted a net profit of $302,000. If an exemption is not granted,
Columbia Body projects it will post a $169,000 net profit for 2016, in
comparison to $1 million net profit if an exemption is granted.
Columbia Body states that it has put forth a good faith effort to
comply with FMVSS No. 224, however, is not possible for the company to
produce a trailer at a reasonable price and with the utility its
customers require for paving. Specifically, the rear end of the type of
trailer in question interfaces with the front end of an asphalt paving
machine, dumping hot asphalt into the paving machine's receiver. To
establish this connection, the paving machine hooks to the rear wheels
of the dump trailer. In order to prevent asphalt from spilling out
while being transferred from the dump trailer to the paving machine,
the paving machine fits 16 to 18 inches beneath the bottom of the dump
trailer. The interaction between the dump trailer and paving machine
occurs in the space where an underride guard would otherwise reside.
Columbia Body states that it has looked into possible solutions to
this problem, including $50,000 in research in 2005 and 2006 to
evaluate solutions to comply with FMVSS No. 224. One solution included
adding removable underride guards. Columbia Body states, however, that
``[e]ven if we could install a removable underride guard it will put
equipment operators in an unsafe situation installing and removing the
guard.'' The petitioner states that the area where a removable
underride guard would be installed is often covered in asphalt buildup.
Additionally, Columbia Body believes that the cleaning, maintenance,
and heavy impacts on the underride guard and the area immediately
around it when contacting the paving machine would affect the
structural integrity of the underride guard.
Another solution Columbia Body states it looked into involved
constructing a sub-frame ``with the ability to slide the dump body
forward when in transit and slide it to the rear to provide the proper
over hang [sic] when paving.'' Columbia Body states that although this
design is possible, conversations with prospective customers indicate
the design ``would not be acceptable'' because of the added cost and
weight associated with building such a structure.
Columbia Body states that so long as the paving industry continues
to use the same method of paving roads, it remains a physical
impossibility to manufacture this type of trailer and comply with FMVSS
No. 224.
In support of its petition for exemption, Columbia Body notes that
gravity feed dump trailers have limited highway exposure due to their
function. Specifically, the trailers themselves are on the road for
short periods of time. ``Asphalt batch plants are typically set close
to the paving activity to limit time traveling between the two paving
activities.'' Additionally, the petitioner states that in many
instances, these paving machines are often performing their transport
tasks away from the driving public in restricted access construction
areas.
Finally, Columbia Body believes its ability to obtain an exemption
is in the public interest. Columbia Body has informed NHTSA that
customers requesting its gravity feed dump trailers are doing so in
order to pave local roadways. Many purchasers are local municipalities,
or companies that support local municipalities in creating and
maintaining roads for the traveling public. Therefore, the petitioner
believes supplying gravity feed dump trailers is in the public
interest.
D. Notice of Receipt and Summary of Comments
On December 17, 2015, NHTSA sought comment on Columbia Body's
petition by publishing a notice of receipt in the Federal Register.\8\
NHTSA received no comments on the petition.
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\8\ See: 80 FR 78817 (December 17, 2015), available at: https://www.federalregister.gov/articles/2015/12/17/2015-31709/columbia-body-manufacturing-co-receipt-of-petition-for-temporary-exemption-from-fmvss-no-224 (last accessed on January 2016).
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E. Final Decision
Columbia Body petitioned NHTSA for a temporary exemption from FMVSS
No. 224 under 49 U.S.C. 30113(b)(3), and in accordance with NHTSA's
regulations at 49 CFR 555.6. NHTSA may grant such a petition if it
finds that compliance with the standard would
[[Page 11904]]
cause substantial economic hardship to a small volume manufacturer \9\
that has tried to comply with the standard in good faith, and that
granting such an exemption is consistent with the public interest.
NHTSA believes these exemption criteria are satisfied.
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\9\ ``A manufacturer is eligible for an exemption . . . only if
the Secretary determines that the manufacturer's total motor vehicle
production in the most recent year of production is not more than
10,000.'' 49 U.S.C. 30113(d).
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First, based on the detailed financial documentation Columbia Body
has provided the agency, NHTSA believes Columbia Body would suffer
substantial economic hardship without an exemption for its dump body
trailers. Columbia Body posted a cumulative net loss over the last
three years. Looking forward, Columbia Body would have to lay off seven
to eight of its 40 employees in 2016.
Second, Columbia Body has demonstrated that it has made good faith
efforts to comply with FMVSS No. 224. The dump body trailers subject to
this petition are designed to attach to a paving machine that secures
to the rear end of the dump body trailer. When attached to the dump
body trailer, the paving machine hooks to the rear wheels of the
trailer and tucks underneath the rear end of the dump body trailer.
This interaction between the dump body trailer and a paving machine
thwarts the installation of an underride guard. Despite the known
design challenges, Columbia Body invested a significant amount of time
and money investigating a way to comply with FMVSS No. 224 while
maintaining the dump body trailer's paving utility. It developed
potential solutions to the compliance challenges, and invested in a
finite element analysis of the situation. Further, Columbia Body
discussed the resulting potentially compliant design with prospective
paving customers, who responded that an increase in cost and loss of
payload capability were not acceptable for their business needs. From
its research, Columbia Body reasonably concluded that it could not
produce its dump body trailers with compliant guards unless paving
machines are modified to no longer hook to the rear wheels of the dump
body trailer. Such redesign of paving machines was not practical.
In the 2004 final rule amending FMVSS No. 224, NHTSA stated that
``[i]n certain limited circumstances, the agency [will grant] temporary
exemption to gravity feed dump trailer manufacturers based, in part, on
impracticability of compliance.'' \10\ We have closely evaluated the
petition and conclude that practicability problems posed by Columbia
Body's dump body trailers support a grant of the petition.
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\10\ 69 FR 67663 (November 19, 2004). Available at: https://www.federalregister.gov/articles/2004/11/19/04-25703/federal-motor-vehicle-safety-standards-rear-impact-guards-final-rule (last
accessed on January 7, 2016).
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Third, NHTSA believes it is consistent with the public interest to
grant Columbia Body this exemption. The overhang required by these
trailers, while not exclusive to paving applications, is specifically
manufactured to attach to a paving machine. These trailers serve as a
tool for paving asphalt surfaces, most commonly, public roads; they are
needed for that public function. Given the few remaining companies that
produce dump trailers for paving, we believe that the exemption would
result in more dump trailers being available for paving and other
purposes, which would facilitate construction projects. Further,
because these trailers are used primarily in road construction
applications, their exposure to the traveling public is reduced. In
many instances, these trailers are traveling in restricted area
construction zones or with a paving machine attached to the rear end.
Moreover, the impact on safety by this exemption is further limited
by the fact that relatively few vehicles would be affected. The number
of exempted trailers allowed under this exemption is tailored to
Columbia Body's projected production over the next three years, meaning
that a maximum of only 210 trailers in total will be exempted.
NHTSA also considered the impacts of not granting the exemption.
Columbia Body states that the failure to receive an exemption could
cause it to lay off seven to eight of its 40 employees starting in
2016. Given the practicability problems the petitioner faces in meeting
FMVSS No. 224 and the efforts made to comply, the negligible safety
impacts of an exemption, and the increased availability of dump
trailers as a result of an exemption, we do not believe that the
potential job losses would be warranted. Taking all of these things
into consideration, NHTSA believes this exemption is in the public
interest.
Based on the exemption requirements and the information before the
agency, NHTSA is issuing a temporary exemption to Columbia Body from
FMVSS No. 224 for a period of three years for the dump body trailers it
manufactures for paving applications.\11\ This exemption is limited to
210 trailers during the temporary exemption period. Further, dump body
trailers that are exempted from FMVSS No. 224 must display
certification labels noting this exemption as required by 49 CFR
555.9(c).
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\11\ As noted previously in this notice, the gravity dump body
trailers Columbia Body seeks an exemption for require 16 to 18
inches of clearance rearward of the rear wheels.
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Columbia Body is granted NHTSA Temporary Exemption No. EX 16-01,
from FMVSS No. 224.
Authority: 49 U.S.C. 30113; delegation of authority at 49 CFR
1.95.
Issued on: February 29, 2016.
Mark R. Rosekind,
Administrator.
[FR Doc. 2016-04971 Filed 3-4-16; 8:45 am]
BILLING CODE 4910-59-P