Applications for New Awards; Educational Technology, Media, and Materials for Individuals with Disabilities-Stepping-up Technology Implementation, 10223-10231 [2016-04338]
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Dated: February 24, 2016.
Aaron Siegel,
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[FR Doc. 2016–04328 Filed 2–26–16; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Educational Technology, Media, and
Materials for Individuals with
Disabilities—Stepping-up Technology
Implementation
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Notice.
AGENCY:
Overview Information:
Educational Technology, Media, and
Materials for Individuals with
Disabilities—Stepping-up Technology
Implementation
Notice inviting applications for new
awards for fiscal year (FY) 2016.
Catalog of Federal Domestic
Assistance (CFDA) Number: 84.327S.
DATES: Applications Available: February
29, 2016.
Deadline for Transmittal of
Applications: April 14, 2016.
Deadline for Intergovernmental
Review: June 13, 2016.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purposes of
the Educational Technology, Media, and
Materials for Individuals with
Disabilities Program are to: (1) improve
results for students with disabilities by
promoting the development,
demonstration, and use of technology;
(2) support educational activities
designed to be of educational value in
the classroom for students with
disabilities; (3) provide support for
captioning and video description that is
appropriate for use in the classroom;
and (4) provide accessible educational
materials to students with disabilities in
a timely manner.
Priorities: This competition has one
absolute priority and one competitive
preference priority. In accordance with
34 CFR 75.105(b)(2)(v), the absolute
priority is from allowable activities
specified in the statute (see sections 674
and 681(d) of the Individuals with
Disabilities Education Act (IDEA) (20
U.S.C. 1400 et seq.)). In accordance with
34 CFR 75.105(b)(2)(ii), the competitive
preference priority is from 34 CFR
75.226.
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Absolute Priority: For FY 2016 and
any subsequent year in which we make
awards from the list of unfunded
applicants from this competition, this
priority is an absolute priority. Under 34
CFR 75.105(c)(3), we consider only
applications that meet this priority.
This priority is:
Educational Technology, Media, and
Materials for Individuals with
Disabilities—Stepping-up Technology
Implementation.
Background:
The purpose of this priority is to fund
cooperative agreements to: (a) Identify
strategies needed to effectively
implement evidence-based technology
tools 1 that benefit students with
disabilities; and (b) develop and
disseminate products 2 that will help a
broad range of schools and early
intervention programs to effectively
implement these technology tools. As
Congress recognized in IDEA, ‘‘almost
30 years of research and experience has
demonstrated that the education of
children with disabilities can be made
more effective by . . . supporting the
development and use of technology,
including assistive technology devices
and assistive technology services, to
maximize accessibility for children with
disabilities’’ (section 601(c)(5)(H) of
IDEA).
The use of technology, including
assistive technology devices and
assistive technology services, enhances
instruction and access to the general
education curriculum. Technology can
be the great equalizer in a classroom for
students with disabilities. Educators
often face major obstacles when it
comes to engaging and motivating
students who struggle with the general
education curriculum. Innovative
technology tools, programs, and
software can be used to promote
engagement and enhance the learning
experience (Brunvand & Byrd, 2011).
Additionally, the development of newer
technologies for, and their presence in,
early childhood education settings is
rapidly increasing. When media-rich
content is integrated into the curriculum
and supported with adult guidance,
1 For the purposes of this priority, ‘‘technology
tools’’ may include, but are not limited to, digital
math text readers for students with visual
impairment, reading software to improve literacy
and communication development, text-to-speech
software to improve reading performance, infant
stimulation tools, and other technology tools. These
tools must assist or otherwise benefit students with
disabilities.
2 For the purposes of this priority, ‘‘products’’
may include, but are not limited to, instruction
manuals, lesson plans, demonstration videos,
ancillary instructional materials, and professional
development modules such as collaborative groups,
coaching, mentoring, or online supports.
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technology experiences for young
children are associated with better
language, literacy, and mathematics
outcomes. Additionally, technology
integration in early childhood settings
has been linked to increased social
awareness and collaborative behaviors,
improved abstract reasoning and
problem solving abilities, and enhanced
visual-motor coordination (McManis &
Gunnewig, 2012).
Technologies can also offer
opportunities to support State
educational agencies’ (SEAs’) and local
educational agencies’ (LEAs’)
Elementary and Secondary Education
Act (ESEA) flexibility plans by: (a)
improving student learning and
engagement; (b) accommodating the
special needs of students; (c) facilitating
student and teacher access to digital
content and resources; 3 and (d)
improving the quality of instruction
through personalized learning and data
(Duffey & Fox, 2012; Fletcher,
Schaffhauser, & Levi, 2012; U.S.
Department of Education, 2010).
Notwithstanding the potential
benefits in using technology to improve
learning outcomes, research suggests
that implementation can be a significant
challenge. For example, data from a
survey of more than 1,000 kindergarten
through grade 12 (K–12) teachers,
principals, and assistant principals
indicated that simply providing teachers
with technology does not ensure that it
will be used (Grunwald & Associates,
2010). Additionally, Perlman and
Redding (2011) found that in order to be
used most effectively, technology must
be implemented in ways that align with
curricular and teacher goals and must
offer students opportunities to use these
tools in their learning. Even as schools
have started to deliver coursework
online, and the number of students
involved in online learning has grown,
many of these online learning
technologies have not been designed to
be accessible to students with
disabilities (Center on Online Learning
and Students with Disabilities, 2012).
These findings demonstrate a need for
products and resources that can ensure
technology tools for students with
disabilities are implemented effectively.
Since 1998, the Office of Special
Education Programs (OSEP) has
supported technology and media service
projects through the Steppingstones of
Technology Innovation for Children
with Disabilities (Steppingstones)
program. The projects funded under the
3 For the purposes of this priority, ‘‘resources’’
include, but are not limited to, school leadership
support, professional development support to
school staff, and a plan for integrating technology
into the classroom curriculum.
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Steppingstones program developed and
evaluated numerous innovative
technology tools designed to improve
results for children with disabilities in
areas such as Web-based learning and
assessment materials, instructional
software, assistive technology devices,
methods for using off-the-shelf
hardware and software to improve
learning, and methods for integrating
technology into instruction. The
Stepping-up Technology
Implementation program is building on
the technology development efforts
under the Steppingstones program by
identifying, developing, and
disseminating products and resources
that promote the effective
implementation 4 of evidence-based
instructional and assistive technology
tools in early childhood or K–12
settings.5
Priority:
The purpose of this priority is to fund
cooperative agreements to: (a) Identify
strategies needed to effectively
implement evidence-based technology
tools that benefit students with
disabilities; and (b) develop and
disseminate products (e.g., instruction
manuals, lesson plans, demonstration
videos, ancillary instructional materials)
that will help early childhood or K–12
settings to effectively implement these
technology tools.
To be considered for funding under
this absolute priority, applicants must
meet the application requirements. Any
project funded under this priority must
also meet the programmatic and
administrative requirements specified in
the priority.
Application Requirements: An
applicant must include in its
application—
(a) A project design supported by
strong theory (as defined in this notice);
(b) A logic model (as defined in this
notice) or conceptual framework that
depicts at a minimum, the goals,
activities, outputs, and outcomes of the
proposed project;
Note: The following Web sites provide
more information on logic models:
www.researchutilization.org/matrix/
4 In this context, ‘‘effective implementation’’
means ‘‘making better use of research findings in
typical service settings through the use of processes
and activities (such as accountable implementation
teams) that are purposeful and described in
sufficient detail such that independent observers
can detect the presence and strength of these
processes and activities’’ (Fixsen, Naoom, Blase,
Friedman, & Wallace, 2005).
5 For the purposes of this priority, ‘‘settings’’
include any place where instruction or intervention
occurs, such as general education classrooms,
special education classrooms, early childhood
settings, or natural environments for infants and
toddlers.
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logicmodel_resource3c.html and
www.osepideasthatwork.org/logicModel/
index.asp.
(c) A plan to implement the activities
described in the Project Activities
section of this priority;
(d) A plan, linked to the proposed
project’s logic model, for a formative
evaluation of the proposed project’s
activities. The plan must describe how
the formative evaluation will use clear
performance objectives to ensure
continuous improvement in the
operation of the proposed project,
including objective measures of progress
in implementing the project and
ensuring the quality of products and
services;
(e) Documentation that the technology
tool is evidence-based (as defined in
this notice) and that it can be
implemented to improve early
childhood outcomes, academic
achievement, and college- and careerreadiness.
(f) A plan for recruiting and selecting 6
the following:
(1) Three development schools.
Development schools are the sites in
which iterative development 7 of the
implementation of evidence-based
technology tools and products will
occur. The project must start
implementing the technology tool with
one development school in year one of
the project period and two additional
development schools in year two.
(2) Four pilot schools. Pilot schools
are the sites in which try-out, formative
evaluation, and refinement of
technology tools and products will
occur. The project must work with the
four pilot schools during years three and
four of the project period.
(3) Ten dissemination schools.
Dissemination schools will be selected
if the project is extended for a fifth year.
Dissemination schools will be used to
conduct the final test of the
effectiveness of the products and the
final opportunity for the project to
refine the tools and products for use by
teachers, but will receive less technical
assistance (TA) from the project than the
development or pilot schools. Also, at
this stage, dissemination schools will
extend the benefits of the technology
tool to additional students. To be
6 For more information on recruiting and
selecting sites, refer to Assessing Sites for Model
Demonstration: Lessons Learned from OSEP
Grantees at https://mdcc.sri.com/documents/reports/
MDCC_Site_Assessment_Brief_09-30-11.pdf.
7 For the purposes of this priority, ‘‘iterative
development’’ refers to a process of testing,
systematically securing feedback, and then revising
the educational intervention that leads to revisions
in the intervention to increase the likelihood that
it will be implemented with fidelity (Diamond &
Powell, 2011).
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selected as a dissemination school,
eligible schools and LEAs must commit
to working with the project to
implement the evidence-based
technology tools and products. A school
may not serve in more than one category
(i.e., development, pilot, dissemination).
(g) School site information (e.g., early
childhood setting; elementary, middle,
or high school; persistently lowestachieving school (as defined in this
notice); high-needs school (as defined in
this notice)) about the diversity of the
development, pilot, and dissemination
schools; student demographics (e.g.,
race or ethnicity, percentage of students
eligible for free or reduced-price lunch);
and other pertinent data.
(h) A budget for attendance at the
following:
(1) A one and one-half day kick-off
meeting to be held in Washington, DC,
after receipt of the award, and an annual
planning meeting held in Washington,
DC, with the OSEP project officer and
other relevant staff during each
subsequent year of the project period.
Note: Within 30 days of receipt of the
award, a post-award teleconference must be
held between the OSEP project officer and
the grantee’s project director or other
authorized representative.
(2) A three-day project directors’
conference in Washington, DC, during
each year of the project period.
(3) Two two-day trips annually to
attend Department briefings,
Department-sponsored conferences, and
other meetings, as requested by OSEP.
Project Activities. To meet the
requirements of this priority, the
project, at a minimum, must conduct
the following activities:
(a) Recruit a minimum of three
development schools in one LEA and
four pilot schools across at least two
LEAs in accordance with the plan
proposed under paragraph (f) of the
Application Requirements section of
this notice.
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Note: Final site selection will be
determined in consultation with the OSEP
project officer following the kick-off meeting.
(b) Identify resources and develop
products to support sustained
implementation of the selected
technology tool. Development of the
products must be an iterative process
beginning in a single development
school and continuing through repeated
cycles of development and refinement
in the other development schools,
followed by a formative evaluation and
further refinement in the pilot schools.
The products must include, at a
minimum, the following components to
support implementation of the
technology tool:
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(1) An instrument or method for
assessing the (i) need for the technology
tool, and (ii) readiness to implement it.
Instruments and methods may include
resource inventory checklists, school
self-study guides, surveys of teacher
interest, detailed descriptions of the
technology tool for review by school
staff, and similar approaches used
singly or in combination.
(2) Methods and manuals to support
the implementation of the technology
tool.
(3) Professional development
activities necessary for teachers to
implement the technology tool with
fidelity and integrate it into the
curriculum.
(c) Collect and analyze data on the
effect of the technology tool on early
childhood development, academic
achievement, or college- and careerreadiness.
(d) Collect formative and summative
evaluation data from the development
schools and pilot schools to refine and
evaluate the products.
(e) If the project is extended to a fifth
year, provide the products and the
technology tool to no fewer than 10
dissemination schools that are not the
same schools used as development and
pilot schools.
(f) Collect summative data about the
success of the products in supporting
implementation of the technology tool
in the dissemination schools; and
(g) By the end of the project period,
projects must provide information on:
(1) The products and resources that
will enable other schools or programs to
implement and sustain implementation
of the technology tool.
(2) How the technology tool has
improved early childhood development,
academic achievement, or college- and
career-readiness for children with
disabilities.
(3) A strategy for disseminating the
technology tool and accompanying
products beyond the schools directly
involved in the project.
Cohort Collaboration and Support.
OSEP Project Officer(s) will provide
coordination support among the
projects. Each project funded under this
priority must—
(a) Participate in monthly conference
call discussions to share and collaborate
around implementation and specific
project issues; and
(b) Provide information bi-annually
using a template that captures
descriptive data on project site
selection, processes for installation of
technology, and the use of technology
and sustainability (i.e., the process of
technology implementation).
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Note: The following Web site provides
more information about implementation
research: https://nirn.fpg.unc.edu/learnimplementation.
Fifth Year of the Project:
The Secretary may extend a project
one year beyond 48 months to work
with dissemination schools if the
grantee is achieving the intended
outcomes and making a positive
contribution to the implementation of
an evidence-based technology tool in
the development and pilot schools. Each
applicant must include in its
application a plan for the full 60-month
award. In deciding whether to continue
funding the project for the fifth year, the
Secretary will consider the requirements
of 34 CFR 75.253(a), and in addition—
(a) The recommendation of a review
team consisting of the OSEP project
officer and other experts selected by the
Secretary. This review will be held
during the last half of the third year of
the project period;
(b) The timeliness and effectiveness
with which all requirements of the
negotiated cooperative agreement have
been or are being met by the project; and
(c) Evidence of the degree to which
the project’s activities have contributed
to changed practices and improved early
childhood outcomes, academic
achievement, or college- and careerreadiness for students with disabilities.
Competitive Preference Priority—
Evidence of Promise (2 Points).
Projects based upon supporting
evidence of effectiveness that meets the
conditions set out in the definition of
‘‘evidence of promise’’ (as defined in
this notice).
Note: An applicant addressing this
competitive preference priority must identify
no more than two study citations that meet
this standard.
References
Brunvand, S., & Byrd, S. (2011). Using
VoiceThread to promote learning
engagement and success for all students.
Teaching Exceptional Children, 43(4),
28–37.
Center for Online Learning and Students
with Disabilities (COLSD). (2012). The
foundation of online learning for
students with disabilities (COLSD White
Paper). Lawrence, KS: Author. Retrieved
from https://centerononlinelearning.org/
wp-content/uploads/Foundation_7_
2012.pdf.
Diamond, K.E., & Powell, D.R. (2011). An
iterative approach to the development of
a professional development intervention
for head start teachers. Journal of Early
Intervention, 33(1), 75–93.
Duffey, D., & Fox, C. (2012). National
Educational Technology Trends 2012:
State Leadership Empower Educators,
Transforming Teaching and Learning.
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Washington, DC: State Educational
Technology Directors Association
(SEDTA). Retrieved from
www.eric.ed.gov/PDFS/ED536746.pdf.
Fixsen, D.L., Naoom, S.F., Blase, K.A.,
Friedman, R.M., & Wallace, F. (2005).
Implementation research: A synthesis of
the literature. Tampa, FL: University of
South Florida, Louis de la Parte Florida
Mental Health Institute, The National
Implementation Research Network.
Fletcher, G., Schaffhauser, D. & Levi, D.
(2012). Out of print: Reimaging the K–12
textbook in a digital age. Washington,
DC: State Educational Technology
Directors Association (SEDTA).
Retrieved from www.setda.org/c/
document_library/get_
file?folderId=321&name=DLFE-1587.pdf.
Grunwald & Associates. (2010). Educators,
technology, and 21st century skills:
Dispelling five myths. Retrieved from
Walden University, Richard W. Riley
College of Education Web site:
www.WaldenU.edu/fivemyths.
McManis, L.D., & Gunnewig, S.B. (2012).
Finding the education in educational
technology with early learners. Young
Children, 67(3), 14–24.
Perlman, C.L., & Redding, S. (Eds.). (2011).
Choosing and implementing technology
wisely. Handbook on Effective
Implementation of School Improvement
Grants. Lincoln, IL: Academic
Development Institute. Retrieved from
www.centerii.org/handbook.
U.S. Department of Education, Office of
Educational Technology. (2010).
Transforming American Education:
Learning Powered by Technology.
Washington, DC: Author. Retrieved from
www.ed.gov/sites/default/files/
netp2010.pdf.
Definitions:
These definitions are from 34 CFR
77.1 and the Department’s notice of
final supplemental priorities and
definitions for discretionary grant
programs (Supplemental Priorities),
published in the Federal Register on
December 10, 2014 (79 FR 73425), as
marked.
The following definitions are from 34
CFR 77.1:
Evidence of promise means there is
empirical evidence to support the
theoretical linkage(s) between at least
one critical component and at least one
relevant outcome presented in the logic
model for the proposed process,
product, strategy, or practice.
Specifically, evidence of promise means
the conditions in both paragraphs (i)
and (ii) of this definition are met:
(i) There is at least one study that is
a—
(A) Correlational study with statistical
controls for selection bias;
(B) Quasi-experimental design study
that meets the What Works
Clearinghouse Evidence Standards with
reservations; or
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(C) Randomized controlled trial that
meets the What Works Clearinghouse
Evidence Standards with or without
reservations.
(ii) The study referenced in paragraph
(i) of this definition found a statistically
significant or substantively important
(defined as a difference of 0.25 standard
deviations or larger) favorable
association between at least one critical
component and one relevant outcome
presented in the logic model for the
proposed process, product, strategy, or
practice.
High-needs school means a Title I
school that has a subgroup or subgroups
with low achievement or, at the high
school level, low graduation rates (‘‘lowachieving subgroup’’ high-needs
school).
Logic model (also referred to as theory
of action) means a well-specified
conceptual framework that identifies
key components of the proposed
process, product, strategy, or practice
(i.e., the active ‘‘ingredients’’ that are
hypothesized to be critical to achieving
the relevant outcomes) and describes
the relationships among the key
components and outcomes, theoretically
and operationally.
Quasi-experimental design study
means a study using a design that
attempts to approximate an
experimental design by identifying a
comparison group that is similar to the
treatment group in important respects.
These studies, depending on design and
implementation, can meet What Works
Clearinghouse Evidence Standards with
reservations (but not What Works
Clearinghouse Evidence Standards
without reservations).
Randomized controlled trial means a
study that employs random assignment
of, for example, students, teachers,
classrooms, schools, or districts to
receive the intervention being evaluated
(the treatment group) or not to receive
the intervention (the control group). The
estimated effectiveness of the
intervention is the difference between
the average outcomes for the treatment
group and for the control group. These
studies, depending on design and
implementation, can meet What Works
Clearinghouse Evidence Standards
without reservations.
Relevant outcome means the student
outcome(s) (or the ultimate outcome if
not related to students) that the
proposed process, product, strategy, or
practice is designed to improve;
consistent with the specific goals of a
program.
Strong theory means a rationale for
the proposed process, product, strategy,
or practice that includes a logic model.
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What Works Clearinghouse Evidence
Standards means the standards set forth
in the What Works Clearinghouse
Procedures and Standards Handbook
(Version 3.0, March 2014), which can be
found at the following link: https://
ies.ed.gov/ncee/wwc/
DocumentSum.aspx?sid=19.
The following definitions are from the
Supplemental Priorities:
Persistently lowest-achieving school
means, as determined by the State—
(a)(1) Any Title I school that has been
identified for improvement, corrective
action, or restructuring under section
1116 of the Elementary and Secondary
Education Act of 1965, as amended
(ESEA) and that—
(i) Is among the lowest-achieving five
percent of Title I schools in
improvement, corrective action, or
restructuring or the lowest-achieving
five Title I schools in improvement,
corrective action, or restructuring in the
State, whichever number of schools is
greater; or
(ii) Is a high school that has had a
graduation rate, as defined in 34 CFR
200.19(b), that is less than 60 percent
over a number of years; and
(2) Any secondary school that is
eligible for, but does not receive, Title
I funds that—
(i) Is among the lowest-achieving five
percent of secondary schools or the
lowest-achieving five secondary schools
in the State that are eligible for, but do
not receive, Title I funds, whichever
number of schools is greater; or
(ii) Is a high school that has had a
graduation rate, as defined in 34 CFR
200.19(b), that is less than 60 percent
over a number of years.
(b) To identify the lowest-achieving
schools, a State must take into account
both—
(i) The academic achievement of the
‘‘all students’’ group in a school in
terms of proficiency on the State’s
assessments under section 1111(b)(3) of
the Elementary and Secondary
Education Act of 1965, as amended
(ESEA), in reading/language arts and
mathematics combined; and
(ii) The school’s lack of progress on
those assessments over a number of
years in the ‘‘all students’’ group.
Priority schools means schools that,
based on the most recent data available,
have been identified as among the
lowest-performing schools in the State.
The total number of priority schools in
a State must be at least five percent of
the Title I schools in the State. A
priority school is—
(a) A school among the lowest five
percent of Title I schools in the State
based on the achievement of the ‘‘all
students’’ group in terms of proficiency
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on the statewide assessments that are
part of the SEA’s differentiated
recognition, accountability, and support
system, combined, and has
demonstrated a lack of progress on those
assessments over a number of years in
the ‘‘all students’’ group;
(b) A Title I-participating or Title Ieligible high school with a graduation
rate that is less than 60 percent over a
number of years; or
(c) A Tier I or Tier II school under the
School Improvement Grant (SIG)
program that is using SIG funds to
implement a school intervention model.
Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(APA) (5 U.S.C. 553) the Department
generally offers interested parties the
opportunity to comment on proposed
priorities and requirements. Section
681(d) of IDEA, however, makes the
public comment requirements of the
APA inapplicable to the priorities in
this notice.
Program Authority: 20 U.S.C. 1474
and 1481.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended in 2 CFR part
3474.
Note: The regulations in 34 CFR part 79
apply to all applicants except federally
recognized Indian tribes.
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Note: The regulations in 34 CFR part 86
apply to institutions of higher education
(IHEs) only.
II. Award Information
Type of Award: Cooperative
agreements.
Estimated Available Funds:
$1,414,056.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in FY
2017 from the list of unfunded
applications from this competition.
Estimated Range of Awards: $450,000
to $500,000 per year.
Estimated Average Size of Awards:
$471,352 per year.
Maximum Award: We will reject any
application that proposes a budget
exceeding $500,000 for a single budget
period of 12 months.
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Estimated Number of Awards: 3.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 48 months with
an optional additional 12 months based
on performance. Applications must
include plans for both the 48-month
award and the 12-month extension.
III. Eligibility Information
1. Eligible Applicants: SEAs; LEAs,
including public charter schools that are
considered LEAs under State law; IHEs;
other public agencies; private nonprofit
organizations; outlying areas; freely
associated States; Indian tribes or tribal
organizations; and for-profit
organizations.
2. Cost Sharing or Matching: This
program does not require cost sharing or
matching.
3. Other General Requirements:
(a) Recipients of funding under this
program must make positive efforts to
employ and advance in employment
qualified individuals with disabilities
(see section 606 of IDEA).
(b) Each applicant for, and recipient
of, funding under this competition must
involve individuals with disabilities, or
parents of individuals with disabilities
ages birth through 26, in planning,
implementing, and evaluating the
project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission
Information
1. Address to Request Application
Package: You can obtain an application
package via the Internet or from the
Education Publications Center (ED
Pubs). To obtain a copy via the Internet,
use the following address: www.ed.gov/
fund/grant/apply/grantapps/.
To obtain a copy from ED Pubs, write,
fax, or call the following: ED Pubs, U.S.
Department of Education, P.O. Box
22207, Alexandria, VA 22304.
Telephone, toll free: 1–877–433–7827.
FAX: (703) 605–6794. If you use a
telecommunications device for the deaf
(TDD) or a text telephone (TTY), call,
toll free: 1–877–576–7734.
You can contact ED Pubs at its Web
site, also: www.EDPubs.gov or at its
email address: edpubs@inet.ed.gov.
If you request an application from ED
Pubs, be sure to identify this
competition as follows: CFDA number
84.327S.
Individuals with disabilities can
obtain a copy of the application package
in an accessible format (e.g., braille,
large print, audiotape, or compact disc)
by contacting the person or team listed
under Accessible Format in section VIII
of this notice.
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2. Content and Form of Application
Submission: Requirements concerning
the content of an application, together
with the forms you must submit, are in
the application package for this
competition.
Page Limit: The application narrative
(Part III of the application) is where you,
the applicant, address the selection
criteria that reviewers use to evaluate
your application. You must limit Part III
to no more than 50 pages, using the
following standards:
• A ‘‘page’’ is 8.5’’ x 11’’, on one side
only, with 1’’ margins at the top,
bottom, and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
reference citations, and captions, as well
as all text in charts, tables, figures,
graphs, and screen shots.
• Use a font that is 12 point or larger.
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial. An application submitted
in any other font (including Times
Roman or Arial Narrow) will not be
accepted.
The page limit and double-spacing
requirements do not apply to Part I, the
cover sheet; Part II, the budget section,
including the narrative budget
justification; Part IV, the assurances and
certifications; or the abstract (follow the
guidance provided in the application
package for completing the abstract), the
table of contents, the list of priority
requirements, the resumes, the reference
list, the letters of support, or the
appendices. However, the page limit
and double-spacing requirements do
apply to all of Part III, the application
narrative, including all text in charts,
tables, figures, graphs, and screen shots.
We will reject your application if you
exceed the page limit in the application
narrative section or if you apply
standards other than those specified in
this notice and the application package.
3. Submission Dates and Times:
Applications Available: February 29,
2016.
Deadline for Transmittal of
Applications: April 14, 2016.
Applications for grants under this
competition must be submitted
electronically using the Grants.gov
Apply site (Grants.gov). For information
(including dates and times) about how
to submit your application
electronically, or in paper format by
mail or hand delivery if you qualify for
an exception to the electronic
submission requirement, please refer to
Other Submission Requirements in
section IV of this notice.
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We do not consider an application
that does not comply with the deadline
requirements.
Individuals with disabilities who
need an accommodation or auxiliary aid
in connection with the application
process should contact the person listed
under For Further Information Contact
in section VII of this notice. If the
Department provides an accommodation
or auxiliary aid to an individual with a
disability in connection with the
application process, the individual’s
application remains subject to all other
requirements and limitations in this
notice.
Deadline for Intergovernmental
Review: June 13, 2016.
4. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
5. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
6. Data Universal Numbering System
Number, Taxpayer Identification
Number, and System for Award
Management: To do business with the
Department of Education, you must—
a. Have a Data Universal Numbering
System (DUNS) number and a Taxpayer
Identification Number (TIN);
b. Register both your DUNS number
and TIN with the System for Award
Management (SAM) (formerly the
Central Contractor Registry), the
Government’s primary registrant
database;
c. Provide your DUNS number and
TIN on your application; and
d. Maintain an active SAM
registration with current information
while your application is under review
by the Department and, if you are
awarded a grant, during the project
period.
You can obtain a DUNS number from
Dun and Bradstreet at the following
Web site: https://fedgov.dnb.com/
webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency,
institution, or organization, you can
obtain a TIN from the Internal Revenue
Service. If you are an individual, you
can obtain a TIN from the Internal
Revenue Service or the Social Security
Administration. If you need a new TIN,
please allow two to five weeks for your
TIN to become active.
The SAM registration process can take
approximately seven business days, but
may take upwards of several weeks,
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depending on the completeness and
accuracy of the data you enter into the
SAM database. Thus, if you think you
might want to apply for Federal
financial assistance under a program
administered by the Department, please
allow sufficient time to obtain and
register your DUNS number and TIN.
We strongly recommend that you
register early.
Note: Once your SAM registration is active,
it may be 24 to 48 hours before you can
access the information in, and submit an
application through, Grants.gov.
If you are currently registered with
SAM, you may not need to make any
changes. However, please make certain
that the TIN associated with your DUNS
number is correct. Also note that you
will need to update your registration
annually. This may take three or more
business days.
Information about SAM is available at
www.SAM.gov. To further assist you
with obtaining and registering your
DUNS number and TIN in SAM or
updating your existing SAM account,
we have prepared a SAM.gov Tip Sheet,
which you can find at: https://
www2.ed.gov/fund/grant/apply/samfaqs.html.
In addition, if you are submitting your
application via Grants.gov, you must (1)
be designated by your organization as an
Authorized Organization Representative
(AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these
steps are outlined at the following
Grants.gov Web page: www.grants.gov/
web/grants/register.html.
7. Other Submission Requirements:
Applications for grants under this
competition must be submitted
electronically unless you qualify for an
exception to this requirement in
accordance with the instructions in this
section.
a. Electronic Submission of
Applications.
Applications for grants under the
Stepping-up Technology
Implementation competition, CFDA
number 84.327S, must be submitted
electronically using the
Governmentwide Grants.gov Apply site
at www.Grants.gov. Through this site,
you will be able to download a copy of
the application package, complete it
offline, and then upload and submit
your application. You may not email an
electronic copy of a grant application to
us.
We will reject your application if you
submit it in paper format unless, as
described elsewhere in this section, you
qualify for one of the exceptions to the
electronic submission requirement and
submit, no later than two weeks before
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the application deadline date, a written
statement to the Department that you
qualify for one of these exceptions.
Further information regarding
calculation of the date that is two weeks
before the application deadline date is
provided later in this section under
Exception to Electronic Submission
Requirement.
You may access the electronic grant
application for the Stepping-up
Technology Implementation
competition at www.Grants.gov. You
must search for the downloadable
application package for this competition
by the CFDA number. Do not include
the CFDA number’s alpha suffix in your
search (e.g., search for 84.327, not
84.327S).
Please note the following:
• When you enter the Grants.gov site,
you will find information about
submitting an application electronically
through the site, as well as the hours of
operation.
• Applications received by Grants.gov
are date and time stamped. Your
application must be fully uploaded and
submitted and must be date and time
stamped by the Grants.gov system no
later than 4:30:00 p.m., Washington, DC
time, on the application deadline date.
Except as otherwise noted in this
section, we will not accept your
application if it is received—that is, date
and time stamped by the Grants.gov
system—after 4:30:00 p.m., Washington,
DC time, on the application deadline
date. We do not consider an application
that does not comply with the deadline
requirements. When we retrieve your
application from Grants.gov, we will
notify you if we are rejecting your
application because it was date and time
stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on
the application deadline date.
• The amount of time it can take to
upload an application will vary
depending on a variety of factors,
including the size of the application and
the speed of your Internet connection.
Therefore, we strongly recommend that
you do not wait until the application
deadline date to begin the submission
process through Grants.gov.
• You should review and follow the
Education Submission Procedures for
submitting an application through
Grants.gov that are included in the
application package for this competition
to ensure that you submit your
application in a timely manner to the
Grants.gov system. You can also find the
Education Submission Procedures
pertaining to Grants.gov under News
and Events on the Department’s G5
system home page at www.G5.gov. In
addition, for specific guidance and
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procedures for submitting an
application through Grants.gov, please
refer to the Grants.gov Web site at:
www.grants.gov/web/grants/applicants/
apply-for-grants.html.
• You will not receive additional
point value because you submit your
application in electronic format, nor
will we penalize you if you qualify for
an exception to the electronic
submission requirement, as described
elsewhere in this section, and submit
your application in paper format.
• You must submit all documents
electronically, including all information
you typically provide on the following
forms: The Application for Federal
Assistance (SF 424), the Department of
Education Supplemental Information for
SF 424, Budget Information—NonConstruction Programs (ED 524), and all
necessary assurances and certifications.
• You must upload any narrative
sections and all other attachments to
your application as files in a read-only,
non-modifiable Portable Document
Format (PDF). Do not upload an
interactive or fillable PDF file. If you
upload a file type other than a readonly, non-modifiable PDF (e.g., Word,
Excel, WordPerfect, etc.) or submit a
password-protected file, we will not
review that material. Please note that
this could result in your application not
being considered for funding because
the material in question—for example,
the project narrative—is critical to a
meaningful review of your proposal. For
that reason it is important to allow
yourself adequate time to upload all
material as PDF files. The Department
will not convert material from other
formats to PDF. Additional, detailed
information on how to attach files is in
the application instructions.
• Your electronic application must
comply with any page-limit
requirements described in this notice.
• After you electronically submit
your application, you will receive from
Grants.gov an automatic notification of
receipt that contains a Grants.gov
tracking number. This notification
indicates receipt by Grants.gov only, not
receipt by the Department. Grants.gov
will also notify you automatically by
email if your application met all of the
Grants.gov validation requirements or
there were any errors (such as
submission of your application by
someone other than a registered
Authorized Organization Representative
or inclusion of an attachment with a file
name that contains special characters).
You will be given an opportunity to
correct any errors and resubmit, but you
must still meet the deadline for
submission of applications.
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Once your application is successfully
validated by Grants.gov, the Department
will retrieve your application from
Grants.gov and send you a unique PR/
Award number for your application.
These emails do not mean that your
application is without any disqualifying
errors. While your application may have
been successfully validated by
Grants.gov, it must also meet the
Department’s application requirements
as specified in this notice and in the
application instructions. Disqualifying
errors could include, for instance,
failure to upload attachments in a readonly, non-modifiable PDF; failure to
submit a required part of the
application; or failure to meet applicant
eligibility requirements. It is your
responsibility to ensure that your
submitted application has met all of the
Department’s requirements.
• We may request that you provide us
original signatures on forms at a later
date.
Application Deadline Date Extension
in Case of Technical Issues with the
Grants.gov System: If you are
experiencing problems submitting your
application through Grants.gov, please
contact the Grants.gov Support Desk,
toll free, at 1–800–518–4726. You must
obtain a Grants.gov Support Desk Case
Number and must keep a record of it.
If you are prevented from
electronically submitting your
application on the application deadline
date because of technical problems with
the Grants.gov system, we will grant you
an extension until 4:30:00 p.m.,
Washington, DC time, the following
business day to enable you to transmit
your application electronically or by
hand delivery. You also may mail your
application by following the mailing
instructions described elsewhere in this
notice.
If you submit an application after
4:30:00 p.m., Washington, DC time, on
the application deadline date, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT in
section VII of this notice and provide an
explanation of the technical problem
you experienced with Grants.gov, along
with the Grants.gov Support Desk Case
Number. We will accept your
application if we can confirm that a
technical problem occurred with the
Grants.gov system and that that problem
affected your ability to submit your
application by 4:30:00 p.m.,
Washington, DC time, on the
application deadline date. We will
contact you after a determination is
made on whether your application will
be accepted.
Note: The extensions to which we refer in
this section apply only to the unavailability
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of, or technical problems with, the Grants.gov
system. We will not grant you an extension
if you failed to fully register to submit your
application to Grants.gov before the
application deadline date and time or if the
technical problem you experienced is
unrelated to the Grants.gov system.
Exception to Electronic Submission
Requirement: You qualify for an
exception to the electronic submission
requirement, and may submit your
application in paper format, if you are
unable to submit an application through
the Grants.gov system because—
• You do not have access to the
Internet; or
• You do not have the capacity to
upload large documents to the
Grants.gov system;
and
• No later than two weeks before the
application deadline date (14 calendar
days or, if the fourteenth calendar day
before the application deadline date
falls on a Federal holiday, the next
business day following the Federal
holiday), you mail or fax a written
statement to the Department, explaining
which of the two grounds for an
exception prevents you from using the
Internet to submit your application.
If you mail your written statement to
the Department, it must be postmarked
no later than two weeks before the
application deadline date. If you fax
your written statement to the
Department, we must receive the faxed
statement no later than two weeks
before the application deadline date.
Address and mail or fax your
statement to: Terry Jackson, U.S.
Department of Education, 400 Maryland
Avenue SW., Room 5158, Potomac
Center Plaza, Washington, DC 20202–
5076. FAX: (202) 245–7590.
Your paper application must be
submitted in accordance with the mail
or hand delivery instructions described
in this notice.
b. Submission of Paper Applications
by Mail.
If you qualify for an exception to the
electronic submission requirement, you
may mail (through the U.S. Postal
Service or a commercial carrier) your
application to the Department. You
must mail the original and two copies
of your application, on or before the
application deadline date, to the
Department at the following address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.327S) LBJ Basement
Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202–4260.
You must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service
postmark.
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(2) A legible mail receipt with the
date of mailing stamped by the U.S.
Postal Service.
(3) A dated shipping label, invoice, or
receipt from a commercial carrier.
(4) Any other proof of mailing
acceptable to the Secretary of the U.S.
Department of Education.
If you mail your application through
the U.S. Postal Service, we do not
accept either of the following as proof
of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by
the U.S. Postal Service.
Note: The U.S. Postal Service does not
uniformly provide a dated postmark. Before
relying on this method, you should check
with your local post office.
We will not consider applications
postmarked after the application
deadline date.
c. Submission of Paper Applications
by Hand Delivery.
If you qualify for an exception to the
electronic submission requirement, you
(or a courier service) may deliver your
paper application to the Department by
hand. You must deliver the original and
two copies of your application by hand,
on or before the application deadline
date, to the Department at the following
address: U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.327S), 550 12th
Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between
8:00 a.m. and 4:30:00 p.m., Washington,
DC time, except Saturdays, Sundays,
and Federal holidays.
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Note for Mail or Hand Delivery of Paper
Applications: If you mail or hand deliver
your application to the Department—
(1) You must indicate on the envelope
and—if not provided by the Department—in
Item 11 of the SF 424 the CFDA number,
including suffix letter, if any, of the
competition under which you are submitting
your application; and
(2) The Application Control Center will
mail to you a notification of receipt of your
grant application. If you do not receive this
notification within 15 business days from the
application deadline date, you should call
the U.S. Department of Education
Application Control Center at (202) 245–
6288.
V. Application Review Information
1. Selection Criteria: The selection
criteria for this program are from 34 CFR
75.210 and are listed in the application
package.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
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Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary also requires
various assurances including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Additional Review and Selection
Process Factors: In the past, the
Department has had difficulty finding
peer reviewers for certain competitions
because so many individuals who are
eligible to serve as peer reviewers have
conflicts of interest. The standing panel
requirements under section 682(b) of
IDEA also have placed additional
constraints on the availability of
reviewers. Therefore, the Department
has determined that for some
discretionary grant competitions,
applications may be separated into two
or more groups and ranked and selected
for funding within specific groups. This
procedure will make it easier for the
Department to find peer reviewers by
ensuring that greater numbers of
individuals who are eligible to serve as
reviewers for any particular group of
applicants will not have conflicts of
interest. It also will increase the quality,
independence, and fairness of the
review process, while permitting panel
members to review applications under
discretionary grant competitions for
which they also have submitted
applications. However, if the
Department decides to select an equal
number of applications in each group
for funding, this may result in different
cut-off points for fundable applications
in each group.
4. Risk Assessment and Special
Conditions: Consistent with 2 CFR
200.205, before awarding grants under
this competition the Department
conducts a review of the risks posed by
applicants. Under 2 CFR 3474.10, the
Secretary may impose special
conditions and, in appropriate
circumstances, high-risk conditions on a
grant if the applicant or grantee is not
financially stable; has a history of
unsatisfactory performance; has a
financial or other management system
that does not meet the standards in 2
CFR part 200, subpart D; has not
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fulfilled the conditions of a prior grant;
or is otherwise not responsible.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multi-year award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
(c) Under 34 CFR 75.250(b), the
Secretary may provide a grantee with
additional funding for data collection
analysis and reporting. In this case the
Secretary established a data collection
period.
4. Performance Measures: Under the
Government Performance and Results
Act of 1993 (GPRA), the Department has
established a set of performance
measures, including long-term
measures, that are designed to yield
information on various aspects of the
effectiveness and quality of the
Educational Technology, Media, and
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Materials for Individuals with
Disabilities program. These measures
are included in the application package
and focus on the extent to which
projects are of high quality, are relevant
to improving outcomes of children with
disabilities, contribute to improving
outcomes for children with disabilities,
and generate evidence of validity and
availability to appropriate populations.
Projects funded under this competition
are required to submit data on these
measures as directed by OSEP:
Program Performance Measure #1:
The percentage of educational
technology, media, and materials
projects judged to be of high quality.
Program Performance Measure #2:
The percentage of educational
technology, media, and materials
projects judged to be of high relevance
to improving outcomes of infants,
toddlers, children, and youth with
disabilities.
Program Performance Measure #3:
The percentage of educational
technology, media, and materials
projects that produce findings, products,
and other services that contribute to
improving results for infants, toddlers,
children, and youth with disabilities.
Program Performance Measure #4:
The percentage of educational
technology, media, and materials
projects that validate their products and
services.
Program Performance Measure #5:
The percentage of educational
technology, media, and materials
projects that make validated
technologies available for widespread
use.
Grantees will be required to report
information on their project’s
performance in annual performance
reports and additional performance data
to the Department (34 CFR 75.590 and
75.591).
5. Continuation Awards: In making a
continuation award under 34 CFR
75.253, the Secretary considers, among
other things: Whether a grantee has
made substantial progress in achieving
the goals and objectives of the project;
whether the grantee has expended funds
in a manner that is consistent with its
approved application and budget; and,
if the Secretary has established
performance measurement
requirements, the performance targets in
the grantee’s approved application.
In making a continuation grant, the
Secretary also considers whether the
grantee is operating in compliance with
the assurances in its approved
application, including those applicable
to Federal civil rights laws that prohibit
discrimination in programs or activities
receiving Federal financial assistance
VerDate Sep<11>2014
19:23 Feb 26, 2016
Jkt 238001
from the Department (34 CFR 100.4,
104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT:
Terry Jackson, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5158, Potomac Center Plaza,
Washington, DC 20202–5076.
Telephone: (202) 245–6039.
If you use a TDD or a TTY, call the
Federal Relay Service (FRS), toll free, at
1–800–877–8339.
VIII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) by
contacting the Grants and Contracts
Services Team, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5037, Potomac Center Plaza,
Washington, DC 20202–2550.
Telephone: (202) 245–7363. If you use a
TDD or a TTY, call the FRS, toll free, at
1–800–877–8339.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free Internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or PDF. To use PDF you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: February 23, 2016.
Michael K. Yudin,
Assistant Secretary for Special Education and
Rehabilitative Services.
[FR Doc. 2016–04338 Filed 2–26–16; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
[Docket No.: ED–2016–ICCD–0023]
Agency Information Collection
Activities; Comment Request; Part 601
Preferred Lender Arrangements
Federal Student Aid (FSA),
Department of Education (ED).
ACTION: Notice.
AGENCY:
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In accordance with the
Paperwork Reduction Act of 1995 (44
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submit comments on or before April 29,
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ADDRESSES: To access and review all the
documents related to the information
collection listed in this notice, please
use https://www.regulations.gov by
searching the Docket ID number ED–
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FOR FURTHER INFORMATION CONTACT: For
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SUPPLEMENTARY INFORMATION: The
Department of Education (ED), in
accordance with the Paperwork
Reduction Act of 1995 (PRA) (44 U.S.C.
3506(c)(2)(A)), provides the general
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opportunity to comment on proposed,
revised, and continuing collections of
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collection requirements and minimize
the public’s reporting burden. It also
helps the public understand the
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requirements and provide the requested
data in the desired format. ED is
soliciting comments on the proposed
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is described below. The Department of
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following issues: (1) Is this collection
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SUMMARY:
E:\FR\FM\29FEN1.SGM
29FEN1
Agencies
[Federal Register Volume 81, Number 39 (Monday, February 29, 2016)]
[Notices]
[Pages 10223-10231]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-04338]
=======================================================================
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DEPARTMENT OF EDUCATION
Applications for New Awards; Educational Technology, Media, and
Materials for Individuals with Disabilities--Stepping-up Technology
Implementation
AGENCY: Office of Special Education and Rehabilitative Services,
Department of Education.
ACTION: Notice.
-----------------------------------------------------------------------
Overview Information:
Educational Technology, Media, and Materials for Individuals with
Disabilities--Stepping-up Technology Implementation
Notice inviting applications for new awards for fiscal year (FY)
2016.
Catalog of Federal Domestic Assistance (CFDA) Number: 84.327S.
DATES: Applications Available: February 29, 2016.
Deadline for Transmittal of Applications: April 14, 2016.
Deadline for Intergovernmental Review: June 13, 2016.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purposes of the Educational Technology,
Media, and Materials for Individuals with Disabilities Program are to:
(1) improve results for students with disabilities by promoting the
development, demonstration, and use of technology; (2) support
educational activities designed to be of educational value in the
classroom for students with disabilities; (3) provide support for
captioning and video description that is appropriate for use in the
classroom; and (4) provide accessible educational materials to students
with disabilities in a timely manner.
Priorities: This competition has one absolute priority and one
competitive preference priority. In accordance with 34 CFR
75.105(b)(2)(v), the absolute priority is from allowable activities
specified in the statute (see sections 674 and 681(d) of the
Individuals with Disabilities Education Act (IDEA) (20 U.S.C. 1400 et
seq.)). In accordance with 34 CFR 75.105(b)(2)(ii), the competitive
preference priority is from 34 CFR 75.226.
Absolute Priority: For FY 2016 and any subsequent year in which we
make awards from the list of unfunded applicants from this competition,
this priority is an absolute priority. Under 34 CFR 75.105(c)(3), we
consider only applications that meet this priority.
This priority is:
Educational Technology, Media, and Materials for Individuals with
Disabilities--Stepping-up Technology Implementation.
Background:
The purpose of this priority is to fund cooperative agreements to:
(a) Identify strategies needed to effectively implement evidence-based
technology tools \1\ that benefit students with disabilities; and (b)
develop and disseminate products \2\ that will help a broad range of
schools and early intervention programs to effectively implement these
technology tools. As Congress recognized in IDEA, ``almost 30 years of
research and experience has demonstrated that the education of children
with disabilities can be made more effective by . . . supporting the
development and use of technology, including assistive technology
devices and assistive technology services, to maximize accessibility
for children with disabilities'' (section 601(c)(5)(H) of IDEA).
---------------------------------------------------------------------------
\1\ For the purposes of this priority, ``technology tools'' may
include, but are not limited to, digital math text readers for
students with visual impairment, reading software to improve
literacy and communication development, text-to-speech software to
improve reading performance, infant stimulation tools, and other
technology tools. These tools must assist or otherwise benefit
students with disabilities.
\2\ For the purposes of this priority, ``products'' may include,
but are not limited to, instruction manuals, lesson plans,
demonstration videos, ancillary instructional materials, and
professional development modules such as collaborative groups,
coaching, mentoring, or online supports.
---------------------------------------------------------------------------
The use of technology, including assistive technology devices and
assistive technology services, enhances instruction and access to the
general education curriculum. Technology can be the great equalizer in
a classroom for students with disabilities. Educators often face major
obstacles when it comes to engaging and motivating students who
struggle with the general education curriculum. Innovative technology
tools, programs, and software can be used to promote engagement and
enhance the learning experience (Brunvand & Byrd, 2011). Additionally,
the development of newer technologies for, and their presence in, early
childhood education settings is rapidly increasing. When media-rich
content is integrated into the curriculum and supported with adult
guidance,
[[Page 10224]]
technology experiences for young children are associated with better
language, literacy, and mathematics outcomes. Additionally, technology
integration in early childhood settings has been linked to increased
social awareness and collaborative behaviors, improved abstract
reasoning and problem solving abilities, and enhanced visual-motor
coordination (McManis & Gunnewig, 2012).
Technologies can also offer opportunities to support State
educational agencies' (SEAs') and local educational agencies' (LEAs')
Elementary and Secondary Education Act (ESEA) flexibility plans by: (a)
improving student learning and engagement; (b) accommodating the
special needs of students; (c) facilitating student and teacher access
to digital content and resources; \3\ and (d) improving the quality of
instruction through personalized learning and data (Duffey & Fox, 2012;
Fletcher, Schaffhauser, & Levi, 2012; U.S. Department of Education,
2010).
---------------------------------------------------------------------------
\3\ For the purposes of this priority, ``resources'' include,
but are not limited to, school leadership support, professional
development support to school staff, and a plan for integrating
technology into the classroom curriculum.
---------------------------------------------------------------------------
Notwithstanding the potential benefits in using technology to
improve learning outcomes, research suggests that implementation can be
a significant challenge. For example, data from a survey of more than
1,000 kindergarten through grade 12 (K-12) teachers, principals, and
assistant principals indicated that simply providing teachers with
technology does not ensure that it will be used (Grunwald & Associates,
2010). Additionally, Perlman and Redding (2011) found that in order to
be used most effectively, technology must be implemented in ways that
align with curricular and teacher goals and must offer students
opportunities to use these tools in their learning. Even as schools
have started to deliver coursework online, and the number of students
involved in online learning has grown, many of these online learning
technologies have not been designed to be accessible to students with
disabilities (Center on Online Learning and Students with Disabilities,
2012). These findings demonstrate a need for products and resources
that can ensure technology tools for students with disabilities are
implemented effectively.
Since 1998, the Office of Special Education Programs (OSEP) has
supported technology and media service projects through the
Steppingstones of Technology Innovation for Children with Disabilities
(Steppingstones) program. The projects funded under the Steppingstones
program developed and evaluated numerous innovative technology tools
designed to improve results for children with disabilities in areas
such as Web-based learning and assessment materials, instructional
software, assistive technology devices, methods for using off-the-shelf
hardware and software to improve learning, and methods for integrating
technology into instruction. The Stepping-up Technology Implementation
program is building on the technology development efforts under the
Steppingstones program by identifying, developing, and disseminating
products and resources that promote the effective implementation \4\ of
evidence-based instructional and assistive technology tools in early
childhood or K-12 settings.\5\
---------------------------------------------------------------------------
\4\ In this context, ``effective implementation'' means ``making
better use of research findings in typical service settings through
the use of processes and activities (such as accountable
implementation teams) that are purposeful and described in
sufficient detail such that independent observers can detect the
presence and strength of these processes and activities'' (Fixsen,
Naoom, Blase, Friedman, & Wallace, 2005).
\5\ For the purposes of this priority, ``settings'' include any
place where instruction or intervention occurs, such as general
education classrooms, special education classrooms, early childhood
settings, or natural environments for infants and toddlers.
---------------------------------------------------------------------------
Priority:
The purpose of this priority is to fund cooperative agreements to:
(a) Identify strategies needed to effectively implement evidence-based
technology tools that benefit students with disabilities; and (b)
develop and disseminate products (e.g., instruction manuals, lesson
plans, demonstration videos, ancillary instructional materials) that
will help early childhood or K-12 settings to effectively implement
these technology tools.
To be considered for funding under this absolute priority,
applicants must meet the application requirements. Any project funded
under this priority must also meet the programmatic and administrative
requirements specified in the priority.
Application Requirements: An applicant must include in its
application--
(a) A project design supported by strong theory (as defined in this
notice);
(b) A logic model (as defined in this notice) or conceptual
framework that depicts at a minimum, the goals, activities, outputs,
and outcomes of the proposed project;
Note: The following Web sites provide more information on logic
models: www.researchutilization.org/matrix/logicmodel_resource3c.html and www.osepideasthatwork.org/logicModel/index.asp.
(c) A plan to implement the activities described in the Project
Activities section of this priority;
(d) A plan, linked to the proposed project's logic model, for a
formative evaluation of the proposed project's activities. The plan
must describe how the formative evaluation will use clear performance
objectives to ensure continuous improvement in the operation of the
proposed project, including objective measures of progress in
implementing the project and ensuring the quality of products and
services;
(e) Documentation that the technology tool is evidence-based (as
defined in this notice) and that it can be implemented to improve early
childhood outcomes, academic achievement, and college- and career-
readiness.
(f) A plan for recruiting and selecting \6\ the following:
---------------------------------------------------------------------------
\6\ For more information on recruiting and selecting sites,
refer to Assessing Sites for Model Demonstration: Lessons Learned
from OSEP Grantees at https://mdcc.sri.com/documents/reports/MDCC_Site_Assessment_Brief_09-30-11.pdf.
---------------------------------------------------------------------------
(1) Three development schools. Development schools are the sites in
which iterative development \7\ of the implementation of evidence-based
technology tools and products will occur. The project must start
implementing the technology tool with one development school in year
one of the project period and two additional development schools in
year two.
---------------------------------------------------------------------------
\7\ For the purposes of this priority, ``iterative development''
refers to a process of testing, systematically securing feedback,
and then revising the educational intervention that leads to
revisions in the intervention to increase the likelihood that it
will be implemented with fidelity (Diamond & Powell, 2011).
---------------------------------------------------------------------------
(2) Four pilot schools. Pilot schools are the sites in which try-
out, formative evaluation, and refinement of technology tools and
products will occur. The project must work with the four pilot schools
during years three and four of the project period.
(3) Ten dissemination schools. Dissemination schools will be
selected if the project is extended for a fifth year. Dissemination
schools will be used to conduct the final test of the effectiveness of
the products and the final opportunity for the project to refine the
tools and products for use by teachers, but will receive less technical
assistance (TA) from the project than the development or pilot schools.
Also, at this stage, dissemination schools will extend the benefits of
the technology tool to additional students. To be
[[Page 10225]]
selected as a dissemination school, eligible schools and LEAs must
commit to working with the project to implement the evidence-based
technology tools and products. A school may not serve in more than one
category (i.e., development, pilot, dissemination).
(g) School site information (e.g., early childhood setting;
elementary, middle, or high school; persistently lowest-achieving
school (as defined in this notice); high-needs school (as defined in
this notice)) about the diversity of the development, pilot, and
dissemination schools; student demographics (e.g., race or ethnicity,
percentage of students eligible for free or reduced-price lunch); and
other pertinent data.
(h) A budget for attendance at the following:
(1) A one and one-half day kick-off meeting to be held in
Washington, DC, after receipt of the award, and an annual planning
meeting held in Washington, DC, with the OSEP project officer and other
relevant staff during each subsequent year of the project period.
Note: Within 30 days of receipt of the award, a post-award
teleconference must be held between the OSEP project officer and the
grantee's project director or other authorized representative.
(2) A three-day project directors' conference in Washington, DC,
during each year of the project period.
(3) Two two-day trips annually to attend Department briefings,
Department-sponsored conferences, and other meetings, as requested by
OSEP.
Project Activities. To meet the requirements of this priority, the
project, at a minimum, must conduct the following activities:
(a) Recruit a minimum of three development schools in one LEA and
four pilot schools across at least two LEAs in accordance with the plan
proposed under paragraph (f) of the Application Requirements section of
this notice.
Note: Final site selection will be determined in consultation
with the OSEP project officer following the kick-off meeting.
(b) Identify resources and develop products to support sustained
implementation of the selected technology tool. Development of the
products must be an iterative process beginning in a single development
school and continuing through repeated cycles of development and
refinement in the other development schools, followed by a formative
evaluation and further refinement in the pilot schools. The products
must include, at a minimum, the following components to support
implementation of the technology tool:
(1) An instrument or method for assessing the (i) need for the
technology tool, and (ii) readiness to implement it. Instruments and
methods may include resource inventory checklists, school self-study
guides, surveys of teacher interest, detailed descriptions of the
technology tool for review by school staff, and similar approaches used
singly or in combination.
(2) Methods and manuals to support the implementation of the
technology tool.
(3) Professional development activities necessary for teachers to
implement the technology tool with fidelity and integrate it into the
curriculum.
(c) Collect and analyze data on the effect of the technology tool
on early childhood development, academic achievement, or college- and
career-readiness.
(d) Collect formative and summative evaluation data from the
development schools and pilot schools to refine and evaluate the
products.
(e) If the project is extended to a fifth year, provide the
products and the technology tool to no fewer than 10 dissemination
schools that are not the same schools used as development and pilot
schools.
(f) Collect summative data about the success of the products in
supporting implementation of the technology tool in the dissemination
schools; and
(g) By the end of the project period, projects must provide
information on:
(1) The products and resources that will enable other schools or
programs to implement and sustain implementation of the technology
tool.
(2) How the technology tool has improved early childhood
development, academic achievement, or college- and career-readiness for
children with disabilities.
(3) A strategy for disseminating the technology tool and
accompanying products beyond the schools directly involved in the
project.
Cohort Collaboration and Support.
OSEP Project Officer(s) will provide coordination support among the
projects. Each project funded under this priority must--
(a) Participate in monthly conference call discussions to share and
collaborate around implementation and specific project issues; and
(b) Provide information bi-annually using a template that captures
descriptive data on project site selection, processes for installation
of technology, and the use of technology and sustainability (i.e., the
process of technology implementation).
Note: The following Web site provides more information about
implementation research: https://nirn.fpg.unc.edu/learn-implementation.
Fifth Year of the Project:
The Secretary may extend a project one year beyond 48 months to
work with dissemination schools if the grantee is achieving the
intended outcomes and making a positive contribution to the
implementation of an evidence-based technology tool in the development
and pilot schools. Each applicant must include in its application a
plan for the full 60-month award. In deciding whether to continue
funding the project for the fifth year, the Secretary will consider the
requirements of 34 CFR 75.253(a), and in addition--
(a) The recommendation of a review team consisting of the OSEP
project officer and other experts selected by the Secretary. This
review will be held during the last half of the third year of the
project period;
(b) The timeliness and effectiveness with which all requirements of
the negotiated cooperative agreement have been or are being met by the
project; and
(c) Evidence of the degree to which the project's activities have
contributed to changed practices and improved early childhood outcomes,
academic achievement, or college- and career-readiness for students
with disabilities.
Competitive Preference Priority-- Evidence of Promise (2 Points).
Projects based upon supporting evidence of effectiveness that meets
the conditions set out in the definition of ``evidence of promise'' (as
defined in this notice).
Note: An applicant addressing this competitive preference
priority must identify no more than two study citations that meet
this standard.
References
Brunvand, S., & Byrd, S. (2011). Using VoiceThread to promote
learning engagement and success for all students. Teaching
Exceptional Children, 43(4), 28-37.
Center for Online Learning and Students with Disabilities (COLSD).
(2012). The foundation of online learning for students with
disabilities (COLSD White Paper). Lawrence, KS: Author. Retrieved
from https://centerononlinelearning.org/wp-content/uploads/Foundation_7_2012.pdf.
Diamond, K.E., & Powell, D.R. (2011). An iterative approach to the
development of a professional development intervention for head
start teachers. Journal of Early Intervention, 33(1), 75-93.
Duffey, D., & Fox, C. (2012). National Educational Technology Trends
2012: State Leadership Empower Educators, Transforming Teaching and
Learning.
[[Page 10226]]
Washington, DC: State Educational Technology Directors Association
(SEDTA). Retrieved from www.eric.ed.gov/PDFS/ED536746.pdf.
Fixsen, D.L., Naoom, S.F., Blase, K.A., Friedman, R.M., & Wallace,
F. (2005). Implementation research: A synthesis of the literature.
Tampa, FL: University of South Florida, Louis de la Parte Florida
Mental Health Institute, The National Implementation Research
Network.
Fletcher, G., Schaffhauser, D. & Levi, D. (2012). Out of print:
Reimaging the K-12 textbook in a digital age. Washington, DC: State
Educational Technology Directors Association (SEDTA). Retrieved from
www.setda.org/c/document_library/get_file?folderId=321&name=DLFE-1587.pdf.
Grunwald & Associates. (2010). Educators, technology, and 21st
century skills: Dispelling five myths. Retrieved from Walden
University, Richard W. Riley College of Education Web site:
www.WaldenU.edu/fivemyths.
McManis, L.D., & Gunnewig, S.B. (2012). Finding the education in
educational technology with early learners. Young Children, 67(3),
14-24.
Perlman, C.L., & Redding, S. (Eds.). (2011). Choosing and
implementing technology wisely. Handbook on Effective Implementation
of School Improvement Grants. Lincoln, IL: Academic Development
Institute. Retrieved from www.centerii.org/handbook.
U.S. Department of Education, Office of Educational Technology.
(2010). Transforming American Education: Learning Powered by
Technology. Washington, DC: Author. Retrieved from www.ed.gov/sites/default/files/netp2010.pdf.
Definitions:
These definitions are from 34 CFR 77.1 and the Department's notice
of final supplemental priorities and definitions for discretionary
grant programs (Supplemental Priorities), published in the Federal
Register on December 10, 2014 (79 FR 73425), as marked.
The following definitions are from 34 CFR 77.1:
Evidence of promise means there is empirical evidence to support
the theoretical linkage(s) between at least one critical component and
at least one relevant outcome presented in the logic model for the
proposed process, product, strategy, or practice. Specifically,
evidence of promise means the conditions in both paragraphs (i) and
(ii) of this definition are met:
(i) There is at least one study that is a--
(A) Correlational study with statistical controls for selection
bias;
(B) Quasi-experimental design study that meets the What Works
Clearinghouse Evidence Standards with reservations; or
(C) Randomized controlled trial that meets the What Works
Clearinghouse Evidence Standards with or without reservations.
(ii) The study referenced in paragraph (i) of this definition found
a statistically significant or substantively important (defined as a
difference of 0.25 standard deviations or larger) favorable association
between at least one critical component and one relevant outcome
presented in the logic model for the proposed process, product,
strategy, or practice.
High-needs school means a Title I school that has a subgroup or
subgroups with low achievement or, at the high school level, low
graduation rates (``low-achieving subgroup'' high-needs school).
Logic model (also referred to as theory of action) means a well-
specified conceptual framework that identifies key components of the
proposed process, product, strategy, or practice (i.e., the active
``ingredients'' that are hypothesized to be critical to achieving the
relevant outcomes) and describes the relationships among the key
components and outcomes, theoretically and operationally.
Quasi-experimental design study means a study using a design that
attempts to approximate an experimental design by identifying a
comparison group that is similar to the treatment group in important
respects. These studies, depending on design and implementation, can
meet What Works Clearinghouse Evidence Standards with reservations (but
not What Works Clearinghouse Evidence Standards without reservations).
Randomized controlled trial means a study that employs random
assignment of, for example, students, teachers, classrooms, schools, or
districts to receive the intervention being evaluated (the treatment
group) or not to receive the intervention (the control group). The
estimated effectiveness of the intervention is the difference between
the average outcomes for the treatment group and for the control group.
These studies, depending on design and implementation, can meet What
Works Clearinghouse Evidence Standards without reservations.
Relevant outcome means the student outcome(s) (or the ultimate
outcome if not related to students) that the proposed process, product,
strategy, or practice is designed to improve; consistent with the
specific goals of a program.
Strong theory means a rationale for the proposed process, product,
strategy, or practice that includes a logic model.
What Works Clearinghouse Evidence Standards means the standards set
forth in the What Works Clearinghouse Procedures and Standards Handbook
(Version 3.0, March 2014), which can be found at the following link:
https://ies.ed.gov/ncee/wwc/DocumentSum.aspx?sid=19.
The following definitions are from the Supplemental Priorities:
Persistently lowest-achieving school means, as determined by the
State--
(a)(1) Any Title I school that has been identified for improvement,
corrective action, or restructuring under section 1116 of the
Elementary and Secondary Education Act of 1965, as amended (ESEA) and
that--
(i) Is among the lowest-achieving five percent of Title I schools
in improvement, corrective action, or restructuring or the lowest-
achieving five Title I schools in improvement, corrective action, or
restructuring in the State, whichever number of schools is greater; or
(ii) Is a high school that has had a graduation rate, as defined in
34 CFR 200.19(b), that is less than 60 percent over a number of years;
and
(2) Any secondary school that is eligible for, but does not
receive, Title I funds that--
(i) Is among the lowest-achieving five percent of secondary schools
or the lowest-achieving five secondary schools in the State that are
eligible for, but do not receive, Title I funds, whichever number of
schools is greater; or
(ii) Is a high school that has had a graduation rate, as defined in
34 CFR 200.19(b), that is less than 60 percent over a number of years.
(b) To identify the lowest-achieving schools, a State must take
into account both--
(i) The academic achievement of the ``all students'' group in a
school in terms of proficiency on the State's assessments under section
1111(b)(3) of the Elementary and Secondary Education Act of 1965, as
amended (ESEA), in reading/language arts and mathematics combined; and
(ii) The school's lack of progress on those assessments over a
number of years in the ``all students'' group.
Priority schools means schools that, based on the most recent data
available, have been identified as among the lowest-performing schools
in the State. The total number of priority schools in a State must be
at least five percent of the Title I schools in the State. A priority
school is--
(a) A school among the lowest five percent of Title I schools in
the State based on the achievement of the ``all students'' group in
terms of proficiency
[[Page 10227]]
on the statewide assessments that are part of the SEA's differentiated
recognition, accountability, and support system, combined, and has
demonstrated a lack of progress on those assessments over a number of
years in the ``all students'' group;
(b) A Title I-participating or Title I-eligible high school with a
graduation rate that is less than 60 percent over a number of years; or
(c) A Tier I or Tier II school under the School Improvement Grant
(SIG) program that is using SIG funds to implement a school
intervention model.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (APA) (5 U.S.C. 553) the Department generally offers interested
parties the opportunity to comment on proposed priorities and
requirements. Section 681(d) of IDEA, however, makes the public comment
requirements of the APA inapplicable to the priorities in this notice.
Program Authority: 20 U.S.C. 1474 and 1481.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended in 2 CFR part 3474.
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian tribes.
Note: The regulations in 34 CFR part 86 apply to institutions
of higher education (IHEs) only.
II. Award Information
Type of Award: Cooperative agreements.
Estimated Available Funds: $1,414,056.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in FY 2017 from the list of
unfunded applications from this competition.
Estimated Range of Awards: $450,000 to $500,000 per year.
Estimated Average Size of Awards: $471,352 per year.
Maximum Award: We will reject any application that proposes a
budget exceeding $500,000 for a single budget period of 12 months.
Estimated Number of Awards: 3.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 48 months with an optional additional 12
months based on performance. Applications must include plans for both
the 48-month award and the 12-month extension.
III. Eligibility Information
1. Eligible Applicants: SEAs; LEAs, including public charter
schools that are considered LEAs under State law; IHEs; other public
agencies; private nonprofit organizations; outlying areas; freely
associated States; Indian tribes or tribal organizations; and for-
profit organizations.
2. Cost Sharing or Matching: This program does not require cost
sharing or matching.
3. Other General Requirements:
(a) Recipients of funding under this program must make positive
efforts to employ and advance in employment qualified individuals with
disabilities (see section 606 of IDEA).
(b) Each applicant for, and recipient of, funding under this
competition must involve individuals with disabilities, or parents of
individuals with disabilities ages birth through 26, in planning,
implementing, and evaluating the project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission Information
1. Address to Request Application Package: You can obtain an
application package via the Internet or from the Education Publications
Center (ED Pubs). To obtain a copy via the Internet, use the following
address: www.ed.gov/fund/grant/apply/grantapps/. To obtain a
copy from ED Pubs, write, fax, or call the following: ED Pubs, U.S.
Department of Education, P.O. Box 22207, Alexandria, VA 22304.
Telephone, toll free: 1-877-433-7827. FAX: (703) 605-6794. If you use a
telecommunications device for the deaf (TDD) or a text telephone (TTY),
call, toll free: 1-877-576-7734.
You can contact ED Pubs at its Web site, also: www.EDPubs.gov or at
its email address: edpubs@inet.ed.gov.
If you request an application from ED Pubs, be sure to identify
this competition as follows: CFDA number 84.327S.
Individuals with disabilities can obtain a copy of the application
package in an accessible format (e.g., braille, large print, audiotape,
or compact disc) by contacting the person or team listed under
Accessible Format in section VIII of this notice.
2. Content and Form of Application Submission: Requirements
concerning the content of an application, together with the forms you
must submit, are in the application package for this competition.
Page Limit: The application narrative (Part III of the application)
is where you, the applicant, address the selection criteria that
reviewers use to evaluate your application. You must limit Part III to
no more than 50 pages, using the following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, reference citations, and captions, as well as
all text in charts, tables, figures, graphs, and screen shots.
Use a font that is 12 point or larger.
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial. An application submitted in any other font
(including Times Roman or Arial Narrow) will not be accepted.
The page limit and double-spacing requirements do not apply to Part
I, the cover sheet; Part II, the budget section, including the
narrative budget justification; Part IV, the assurances and
certifications; or the abstract (follow the guidance provided in the
application package for completing the abstract), the table of
contents, the list of priority requirements, the resumes, the reference
list, the letters of support, or the appendices. However, the page
limit and double-spacing requirements do apply to all of Part III, the
application narrative, including all text in charts, tables, figures,
graphs, and screen shots.
We will reject your application if you exceed the page limit in the
application narrative section or if you apply standards other than
those specified in this notice and the application package.
3. Submission Dates and Times:
Applications Available: February 29, 2016.
Deadline for Transmittal of Applications: April 14, 2016.
Applications for grants under this competition must be submitted
electronically using the Grants.gov Apply site (Grants.gov). For
information (including dates and times) about how to submit your
application electronically, or in paper format by mail or hand delivery
if you qualify for an exception to the electronic submission
requirement, please refer to Other Submission Requirements in section
IV of this notice.
[[Page 10228]]
We do not consider an application that does not comply with the
deadline requirements.
Individuals with disabilities who need an accommodation or
auxiliary aid in connection with the application process should contact
the person listed under For Further Information Contact in section VII
of this notice. If the Department provides an accommodation or
auxiliary aid to an individual with a disability in connection with the
application process, the individual's application remains subject to
all other requirements and limitations in this notice.
Deadline for Intergovernmental Review: June 13, 2016.
4. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition.
5. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
6. Data Universal Numbering System Number, Taxpayer Identification
Number, and System for Award Management: To do business with the
Department of Education, you must--
a. Have a Data Universal Numbering System (DUNS) number and a
Taxpayer Identification Number (TIN);
b. Register both your DUNS number and TIN with the System for Award
Management (SAM) (formerly the Central Contractor Registry), the
Government's primary registrant database;
c. Provide your DUNS number and TIN on your application; and
d. Maintain an active SAM registration with current information
while your application is under review by the Department and, if you
are awarded a grant, during the project period.
You can obtain a DUNS number from Dun and Bradstreet at the
following Web site: https://fedgov.dnb.com/webform. A DUNS number can be
created within one to two business days.
If you are a corporate entity, agency, institution, or
organization, you can obtain a TIN from the Internal Revenue Service.
If you are an individual, you can obtain a TIN from the Internal
Revenue Service or the Social Security Administration. If you need a
new TIN, please allow two to five weeks for your TIN to become active.
The SAM registration process can take approximately seven business
days, but may take upwards of several weeks, depending on the
completeness and accuracy of the data you enter into the SAM database.
Thus, if you think you might want to apply for Federal financial
assistance under a program administered by the Department, please allow
sufficient time to obtain and register your DUNS number and TIN. We
strongly recommend that you register early.
Note: Once your SAM registration is active, it may be 24 to 48
hours before you can access the information in, and submit an
application through, Grants.gov.
If you are currently registered with SAM, you may not need to make
any changes. However, please make certain that the TIN associated with
your DUNS number is correct. Also note that you will need to update
your registration annually. This may take three or more business days.
Information about SAM is available at www.SAM.gov. To further
assist you with obtaining and registering your DUNS number and TIN in
SAM or updating your existing SAM account, we have prepared a SAM.gov
Tip Sheet, which you can find at: https://www2.ed.gov/fund/grant/apply/sam-faqs.html.
In addition, if you are submitting your application via Grants.gov,
you must (1) be designated by your organization as an Authorized
Organization Representative (AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these steps are outlined at the
following Grants.gov Web page: www.grants.gov/web/grants/register.html.
7. Other Submission Requirements: Applications for grants under
this competition must be submitted electronically unless you qualify
for an exception to this requirement in accordance with the
instructions in this section.
a. Electronic Submission of Applications.
Applications for grants under the Stepping-up Technology
Implementation competition, CFDA number 84.327S, must be submitted
electronically using the Governmentwide Grants.gov Apply site at
www.Grants.gov. Through this site, you will be able to download a copy
of the application package, complete it offline, and then upload and
submit your application. You may not email an electronic copy of a
grant application to us.
We will reject your application if you submit it in paper format
unless, as described elsewhere in this section, you qualify for one of
the exceptions to the electronic submission requirement and submit, no
later than two weeks before the application deadline date, a written
statement to the Department that you qualify for one of these
exceptions. Further information regarding calculation of the date that
is two weeks before the application deadline date is provided later in
this section under Exception to Electronic Submission Requirement.
You may access the electronic grant application for the Stepping-up
Technology Implementation competition at www.Grants.gov. You must
search for the downloadable application package for this competition by
the CFDA number. Do not include the CFDA number's alpha suffix in your
search (e.g., search for 84.327, not 84.327S).
Please note the following:
When you enter the Grants.gov site, you will find
information about submitting an application electronically through the
site, as well as the hours of operation.
Applications received by Grants.gov are date and time
stamped. Your application must be fully uploaded and submitted and must
be date and time stamped by the Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the application deadline date. Except as
otherwise noted in this section, we will not accept your application if
it is received--that is, date and time stamped by the Grants.gov
system--after 4:30:00 p.m., Washington, DC time, on the application
deadline date. We do not consider an application that does not comply
with the deadline requirements. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application
because it was date and time stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on the application deadline date.
The amount of time it can take to upload an application
will vary depending on a variety of factors, including the size of the
application and the speed of your Internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline
date to begin the submission process through Grants.gov.
You should review and follow the Education Submission
Procedures for submitting an application through Grants.gov that are
included in the application package for this competition to ensure that
you submit your application in a timely manner to the Grants.gov
system. You can also find the Education Submission Procedures
pertaining to Grants.gov under News and Events on the Department's G5
system home page at www.G5.gov. In addition, for specific guidance and
[[Page 10229]]
procedures for submitting an application through Grants.gov, please
refer to the Grants.gov Web site at: www.grants.gov/web/grants/applicants/apply-for-grants.html.
You will not receive additional point value because you
submit your application in electronic format, nor will we penalize you
if you qualify for an exception to the electronic submission
requirement, as described elsewhere in this section, and submit your
application in paper format.
You must submit all documents electronically, including
all information you typically provide on the following forms: The
Application for Federal Assistance (SF 424), the Department of
Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and
certifications.
You must upload any narrative sections and all other
attachments to your application as files in a read-only, non-modifiable
Portable Document Format (PDF). Do not upload an interactive or
fillable PDF file. If you upload a file type other than a read-only,
non-modifiable PDF (e.g., Word, Excel, WordPerfect, etc.) or submit a
password-protected file, we will not review that material. Please note
that this could result in your application not being considered for
funding because the material in question--for example, the project
narrative--is critical to a meaningful review of your proposal. For
that reason it is important to allow yourself adequate time to upload
all material as PDF files. The Department will not convert material
from other formats to PDF. Additional, detailed information on how to
attach files is in the application instructions.
Your electronic application must comply with any page-
limit requirements described in this notice.
After you electronically submit your application, you will
receive from Grants.gov an automatic notification of receipt that
contains a Grants.gov tracking number. This notification indicates
receipt by Grants.gov only, not receipt by the Department. Grants.gov
will also notify you automatically by email if your application met all
of the Grants.gov validation requirements or there were any errors
(such as submission of your application by someone other than a
registered Authorized Organization Representative or inclusion of an
attachment with a file name that contains special characters). You will
be given an opportunity to correct any errors and resubmit, but you
must still meet the deadline for submission of applications.
Once your application is successfully validated by Grants.gov, the
Department will retrieve your application from Grants.gov and send you
a unique PR/Award number for your application.
These emails do not mean that your application is without any
disqualifying errors. While your application may have been successfully
validated by Grants.gov, it must also meet the Department's application
requirements as specified in this notice and in the application
instructions. Disqualifying errors could include, for instance, failure
to upload attachments in a read-only, non-modifiable PDF; failure to
submit a required part of the application; or failure to meet applicant
eligibility requirements. It is your responsibility to ensure that your
submitted application has met all of the Department's requirements.
We may request that you provide us original signatures on
forms at a later date.
Application Deadline Date Extension in Case of Technical Issues
with the Grants.gov System: If you are experiencing problems submitting
your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a
Grants.gov Support Desk Case Number and must keep a record of it.
If you are prevented from electronically submitting your
application on the application deadline date because of technical
problems with the Grants.gov system, we will grant you an extension
until 4:30:00 p.m., Washington, DC time, the following business day to
enable you to transmit your application electronically or by hand
delivery. You also may mail your application by following the mailing
instructions described elsewhere in this notice.
If you submit an application after 4:30:00 p.m., Washington, DC
time, on the application deadline date, please contact the person
listed under FOR FURTHER INFORMATION CONTACT in section VII of this
notice and provide an explanation of the technical problem you
experienced with Grants.gov, along with the Grants.gov Support Desk
Case Number. We will accept your application if we can confirm that a
technical problem occurred with the Grants.gov system and that that
problem affected your ability to submit your application by 4:30:00
p.m., Washington, DC time, on the application deadline date. We will
contact you after a determination is made on whether your application
will be accepted.
Note: The extensions to which we refer in this section apply
only to the unavailability of, or technical problems with, the
Grants.gov system. We will not grant you an extension if you failed
to fully register to submit your application to Grants.gov before
the application deadline date and time or if the technical problem
you experienced is unrelated to the Grants.gov system.
Exception to Electronic Submission Requirement: You qualify for an
exception to the electronic submission requirement, and may submit your
application in paper format, if you are unable to submit an application
through the Grants.gov system because--
You do not have access to the Internet; or
You do not have the capacity to upload large documents to
the Grants.gov system;
and
No later than two weeks before the application deadline
date (14 calendar days or, if the fourteenth calendar day before the
application deadline date falls on a Federal holiday, the next business
day following the Federal holiday), you mail or fax a written statement
to the Department, explaining which of the two grounds for an exception
prevents you from using the Internet to submit your application.
If you mail your written statement to the Department, it must be
postmarked no later than two weeks before the application deadline
date. If you fax your written statement to the Department, we must
receive the faxed statement no later than two weeks before the
application deadline date.
Address and mail or fax your statement to: Terry Jackson, U.S.
Department of Education, 400 Maryland Avenue SW., Room 5158, Potomac
Center Plaza, Washington, DC 20202-5076. FAX: (202) 245-7590.
Your paper application must be submitted in accordance with the
mail or hand delivery instructions described in this notice.
b. Submission of Paper Applications by Mail.
If you qualify for an exception to the electronic submission
requirement, you may mail (through the U.S. Postal Service or a
commercial carrier) your application to the Department. You must mail
the original and two copies of your application, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.327S) LBJ Basement Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202-4260.
You must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
[[Page 10230]]
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by the U.S. Postal Service.
Note: The U.S. Postal Service does not uniformly provide a dated
postmark. Before relying on this method, you should check with your
local post office.
We will not consider applications postmarked after the application
deadline date.
c. Submission of Paper Applications by Hand Delivery.
If you qualify for an exception to the electronic submission
requirement, you (or a courier service) may deliver your paper
application to the Department by hand. You must deliver the original
and two copies of your application by hand, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.327S), 550 12th Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except
Saturdays, Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you
mail or hand deliver your application to the Department--
(1) You must indicate on the envelope and--if not provided by
the Department--in Item 11 of the SF 424 the CFDA number, including
suffix letter, if any, of the competition under which you are
submitting your application; and
(2) The Application Control Center will mail to you a
notification of receipt of your grant application. If you do not
receive this notification within 15 business days from the
application deadline date, you should call the U.S. Department of
Education Application Control Center at (202) 245-6288.
V. Application Review Information
1. Selection Criteria: The selection criteria for this program are
from 34 CFR 75.210 and are listed in the application package.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
also requires various assurances including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Additional Review and Selection Process Factors: In the past,
the Department has had difficulty finding peer reviewers for certain
competitions because so many individuals who are eligible to serve as
peer reviewers have conflicts of interest. The standing panel
requirements under section 682(b) of IDEA also have placed additional
constraints on the availability of reviewers. Therefore, the Department
has determined that for some discretionary grant competitions,
applications may be separated into two or more groups and ranked and
selected for funding within specific groups. This procedure will make
it easier for the Department to find peer reviewers by ensuring that
greater numbers of individuals who are eligible to serve as reviewers
for any particular group of applicants will not have conflicts of
interest. It also will increase the quality, independence, and fairness
of the review process, while permitting panel members to review
applications under discretionary grant competitions for which they also
have submitted applications. However, if the Department decides to
select an equal number of applications in each group for funding, this
may result in different cut-off points for fundable applications in
each group.
4. Risk Assessment and Special Conditions: Consistent with 2 CFR
200.205, before awarding grants under this competition the Department
conducts a review of the risks posed by applicants. Under 2 CFR
3474.10, the Secretary may impose special conditions and, in
appropriate circumstances, high-risk conditions on a grant if the
applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multi-year award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
(c) Under 34 CFR 75.250(b), the Secretary may provide a grantee
with additional funding for data collection analysis and reporting. In
this case the Secretary established a data collection period.
4. Performance Measures: Under the Government Performance and
Results Act of 1993 (GPRA), the Department has established a set of
performance measures, including long-term measures, that are designed
to yield information on various aspects of the effectiveness and
quality of the Educational Technology, Media, and
[[Page 10231]]
Materials for Individuals with Disabilities program. These measures are
included in the application package and focus on the extent to which
projects are of high quality, are relevant to improving outcomes of
children with disabilities, contribute to improving outcomes for
children with disabilities, and generate evidence of validity and
availability to appropriate populations. Projects funded under this
competition are required to submit data on these measures as directed
by OSEP:
Program Performance Measure #1: The percentage of educational
technology, media, and materials projects judged to be of high quality.
Program Performance Measure #2: The percentage of educational
technology, media, and materials projects judged to be of high
relevance to improving outcomes of infants, toddlers, children, and
youth with disabilities.
Program Performance Measure #3: The percentage of educational
technology, media, and materials projects that produce findings,
products, and other services that contribute to improving results for
infants, toddlers, children, and youth with disabilities.
Program Performance Measure #4: The percentage of educational
technology, media, and materials projects that validate their products
and services.
Program Performance Measure #5: The percentage of educational
technology, media, and materials projects that make validated
technologies available for widespread use.
Grantees will be required to report information on their project's
performance in annual performance reports and additional performance
data to the Department (34 CFR 75.590 and 75.591).
5. Continuation Awards: In making a continuation award under 34 CFR
75.253, the Secretary considers, among other things: Whether a grantee
has made substantial progress in achieving the goals and objectives of
the project; whether the grantee has expended funds in a manner that is
consistent with its approved application and budget; and, if the
Secretary has established performance measurement requirements, the
performance targets in the grantee's approved application.
In making a continuation grant, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT: Terry Jackson, U.S. Department of
Education, 400 Maryland Avenue SW., Room 5158, Potomac Center Plaza,
Washington, DC 20202-5076. Telephone: (202) 245-6039.
If you use a TDD or a TTY, call the Federal Relay Service (FRS),
toll free, at 1-800-877-8339.
VIII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., braille, large print, audiotape, or compact disc) by contacting
the Grants and Contracts Services Team, U.S. Department of Education,
400 Maryland Avenue SW., Room 5037, Potomac Center Plaza, Washington,
DC 20202-2550. Telephone: (202) 245-7363. If you use a TDD or a TTY,
call the FRS, toll free, at 1-800-877-8339.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or PDF. To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: February 23, 2016.
Michael K. Yudin,
Assistant Secretary for Special Education and Rehabilitative Services.
[FR Doc. 2016-04338 Filed 2-26-16; 8:45 am]
BILLING CODE 4000-01-P