OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen, Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order of Suspension of Trading, 4349-4350 [2016-01613]
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<![CDATA[
Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the ISE. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–ISE–
2016–02 and should be submitted by
February 16, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Brent J. Fields,
Secretary.
[FR Doc. 2016–01392 Filed 1–25–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
OldWeb sites.com, Inc., RPHL
Acquisition Corp. (a/k/a Rockport
Healthcare Group, Inc.), The Brainy
Brands Company, Inc., TheraBiogen,
Inc., U.S. Helicopter Corporation, and
Vicor Technologies, Inc.; Order of
Suspension of Trading
mstockstill on DSK4VPTVN1PROD with NOTICES
January 22, 2016.
It appears to the Securities and
Exchange Commission (‘‘Commission’’)
that there is a lack of current and
accurate information concerning the
securities of OldWeb sites.com, Inc.
(‘‘OLDW 1’’) (CIK No. 1391570), an
expired Utah corporation located in Salt
Lake City, Utah with a class of securities
registered with the Commission
pursuant to Exchange Act Section 12(g)
because it is delinquent in its periodic
filings with the Commission, having not
filed any periodic reports since it filed
a Form 10–Q for the period ended
September 30, 2011. On February 19,
11 17
CFR 200.30–3(a)(12).
short form of each issuer’s name is also its
stock symbol.
1 The
VerDate Sep<11>2014
21:57 Jan 25, 2016
Jkt 238001
2015, the Commission’s Division of
Corporation Finance (‘‘Corporation
Finance’’) sent a delinquency letter to
OLDW requesting compliance with its
periodic filing requirements but OLDW
did not receive the delinquency letter
due to its failure to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of January 13, 2016, the common shares
of OLDW were quoted on OTC Link
operated by OTC Markets Group Inc.
(formerly ‘‘Pink Sheets’’) (‘‘OTC Link’’),
had four market makers, and were
eligible for the ‘‘piggyback’’ exception of
Exchange Act Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
RPHL Acquisition Corp. (a/k/a Rockport
Healthcare Group, Inc.) (‘‘RPHL’’) (CIK
No. 919606), a void Delaware
corporation located in Houston, Texas
with a class of securities registered with
the Commission pursuant to Exchange
Act Section 12(g) because it is
delinquent in its periodic filings with
the Commission, having not filed any
periodic reports since it filed a Form
10–KSB for the period ended March 31,
2008. On April 22, 2015, Corporation
Finance sent a delinquency letter to
RPHL requesting compliance with its
periodic filing requirements but RPHL
did not receive the delinquency letter
due to its failure to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of January 13, 2016, the common stock
of RPHL was quoted on OTC Link, had
five market makers, and was eligible for
the ‘‘piggyback’’ exception of Exchange
Act Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
The Brainy Brands Company, Inc.
(‘‘TBBC’’) (CIK No. 1478838), a forfeited
Delaware corporation located in
Suwanee, Georgia with a class of
securities registered with the
Commission pursuant to Exchange Act
Section 12(g) because it is delinquent in
its periodic filings with the
Commission, having not filed any
periodic reports since it filed a Form
10–Q for the period ended September
30, 2011. On February 19, 2015,
Corporation Finance sent a delinquency
letter to TBBC requesting compliance
with its periodic filing requirements but
TBBC did not receive the delinquency
letter due to its failure to maintain a
valid address on file with the
Commission as required by Commission
PO 00000
Frm 00105
Fmt 4703
Sfmt 4703
4349
rules (Rule 301 of Regulation S–T, 17
CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of January 13, 2016,
the common stock of TBBC was quoted
on OTC Link, had five market makers,
and was eligible for the ‘‘piggyback’’
exception of Exchange Act Rule 15c2–
11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
TheraBiogen, Inc. (‘‘TRAB’’) (CIK No.
1405286), a revoked Nevada corporation
located in Manalapan, New Jersey with
a class of securities registered with the
Commission pursuant to Exchange Act
Section 12(g) because it is delinquent in
its periodic filings with the
Commission, having not filed any
periodic reports since it filed a Form
10–Q for the period ended May 31,
2012. On April 28, 2015, Corporation
Finance sent a delinquency letter to
TRAB requesting compliance with its
periodic filing requirements but TRAB
did not receive the delinquency letter
due to its failure to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of January 13, 2016, the common stock
of TRAB was quoted on OTC Link, had
seven market makers, and was eligible
for the ‘‘piggyback’’ exception of
Exchange Act Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
U.S. Helicopter Corporation (‘‘USHP’’)
(CIK No. 1309140), a void Delaware
corporation located in New York, New
York with a class of securities registered
with the Commission pursuant to
Exchange Act Section 12(g) because it is
delinquent in its periodic filings with
the Commission, having not filed any
periodic reports since it filed a Form
10–Q for the period ended September
30, 2008. On February 19, 2015,
Corporation Finance sent a delinquency
letter to USHP requesting compliance
with its periodic filing requirements but
USHP did not receive the delinquency
letter due to its failure to maintain a
valid address on file with the
Commission as required by Commission
rules (Rule 301 of Regulation S–T, 17
CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of January 13, 2016,
the common stock of USHP was quoted
on OTC Link, had five market makers,
and was eligible for the ‘‘piggyback’’
exception of Exchange Act Rule 15c2–
11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
Vicor Technologies, Inc. (‘‘VCRTQ’’)
E:\FR\FM\26JAN1.SGM
26JAN1
4350
Federal Register / Vol. 81, No. 16 / Tuesday, January 26, 2016 / Notices
(CIK No. 1335104), a void Delaware
corporation located in Boca Raton,
Florida with a class of securities
registered with the Commission
pursuant to Exchange Act Section 12(g)
because it is delinquent in its periodic
filings with the Commission, having not
filed any periodic reports since it filed
a Form 10–Q for the period ended
September 30, 2011. On February 19,
2015, Corporation Finance sent a
delinquency letter to VCRTQ requesting
compliance with its periodic filing
requirements but VCRTQ did not
receive the delinquency letter due to its
failure to maintain a valid address on
file with the Commission as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR Section 232.301
and Section 5.4 of EDGAR Filer
Manual). As of January 13, 2016, the
common stock of VCRTQ was quoted on
OTC Link, had seven market makers,
and was eligible for the ‘‘piggyback’’
exception of Exchange Act Rule 15c2–
11(f)(3).
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EST on January
22, 2016, through 11:59 p.m. EST on
February 4, 2016.
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify the
NYSE Amex Options Fee Schedule
(‘‘Fee Schedule’’). The Exchange
proposes to implement the fee change
effective January 13, 2016.3 The
proposed change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
[FR Doc. 2016–01613 Filed 1–22–16; 11:15 am]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 8011–01–P
1. Purpose
By the Commission.
Jill M. Peterson,
Assistant Secretary.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76935; File No. SR–
NYSEMKT–2016–09]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Modifying the NYSE
Amex Options Fee Schedule
mstockstill on DSK4VPTVN1PROD with NOTICES
January 20, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
13, 2016, NYSE MKT LLC (the
‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with
the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
21:57 Jan 25, 2016
Jkt 238001
The purpose of this filing is to amend
Sections I. A., C. and E of the Fee
Schedule to adjust fees and credits
payable, effective on January 13, 2016.
Section I.A. of the Fee Schedule sets
forth the rates for Standard Option
transactions. The Exchange is proposing
to increase rates per contract for
Electronic transactions. Specifically, the
Exchange proposes to increase rates for
Electronic transactions in issues in the
Penny Pilot program from $0.44 to $0.50
for Broker Dealers, Professional
Customers and Non-NYSE Amex
Options Market Makers; from $0.34 to
$0.42 for Firms; and $0.23 to $0.25 for
DOMMs, e-Specialists, NYSE Amex
Options Market Makers and Specialists.
These rates are competitive with rates
3 The Exchange originally filed this proposed rule
change on January 04, 2016 under File No. SR–
NYSEMKT–2016–01. The Exchange subsequently
withdrew that filing on January 13, 2016 and filed
this proposed rule change.
PO 00000
Frm 00106
Fmt 4703
Sfmt 4703
being charged on other exchanges for
Electronic executions in Penny Pilot
issues.4
The Exchange also proposes to
increase rates per contract for Electronic
transactions in issues that are not part
of the Penny Pilot program from $0.58
to $0.75 for Broker Dealers, Firms,
Professional Customers and Non-NYSE
Amex Options Market Makers; and
$0.23 to $0.25 for DOMMs, eSpecialists, NYSE Amex Options Market
Makers and Specialists. These rates are
competitive with rates being charged on
other exchanges for Electronic
executions in non-Penny Pilot issues.5
Section I.C. of the Fee Schedule
currently provides a discount to NYSE
Amex Options Market Maker
transaction fees based on a sliding
volume scale (the ‘‘Sliding Scale’’ [sic].6
Specifically, an NYSE Amex Options
Market Maker that has monthly volume
on the Exchange of 0.10% or less of total
4 For example, Miami Securities International
Exchange, LLC (‘‘MIAX’’) charges $0.45 to firms and
$0.47 to non-MIAX market makers, broker dealers
and public customers other than priority customers
for execution in Penny Pilot issues (see MIAX fee
schedule, available here, https://www.miaxoptions.
com/content/fees); and NASDAQ OMX PHLX LLC
(‘‘PHLX’’) charges $0.48 to professional customers,
broker dealers and firms for execution in Penny
Pilot issues (see PHLX fee schedule, available here,
https://www.nasdaqtrader.com/Micro.aspx?id=PHLX
Pricing). In addition, NYSE Arca, Inc. (‘‘NYSE
Arca’’), NASDAQ Options Market LLC (‘‘NOM’’)
and BATS BZX Exchange (‘‘BATS’’) all charge a
$0.50 take fee for removing liquidity in Penny Pilot
issues. See NYSE Arca fee schedule, available here,
https://www.nyse.com/publicdocs/nyse/markets/
arca-options/NYSE_Arca_Options_Fee_
Schedule.pdf; NOM fee schedule, available here,
https://www.nasdaqtrader.com/Micro.aspx?id=
OptionsPricing; and BATS fee schedule, available
here, https://www.batsoptions.com/support/fee_
schedule/.
5 For example, MIAX charges $0.29 to MIAX
market makers and $0.75 to non-MIAX market
makers, firms, broker dealers and public customers
other than priority customers for executions in nonPenny Pilot issues (see id., MIAX fee schedule);
PHLX charges $0.25 to specialists and market
makers and $0.75 to professional customers, broker
dealers and firms per execution in Non-Penny
issues (see id., PHLX fee schedule); and CBOE
charges $0.75 to broker dealers, non-CBOE market
makers and professionals per execution in nonPenny Pilot issues (see The Chicago Board Options
Exchange, Inc. (‘‘CBOE’’) fee schedule, https://www.
cboe.com/publish/feeschedule/CBOEFee
Schedule.pdf). In addition, the BOX Options
Exchange, LLC (‘‘BOX’’) assesses fees greater than
$1.00 to non-Customers for executions against
Public Customer interest in non-Penny Pilot issues
and NYSE Arca charges a $0.99 take fee to lead
market makers, market makers, firms and broker
dealers for executions in non-Penny Pilot issues.
See NYSE Arca fee schedule, available here, https://
www.nyse.com/publicdocs/nyse/markets/arcaoptions/NYSE_Arca_Options_Fee_Schedule.pdf;
and BOX fee schedule, available here, https://box
exchange.com/assets/BOX_Fee_Schedule.pdf.
6 See Fee Schedule, Section I.C.(NYSE Amex
Options Market Maker Sliding Scale—Electronic),
available here, https://www.nyse.com/publicdocs/
nyse/markets/amex-options/NYSE_Amex_Options_
Fee_Schedule.pdf.
E:\FR\FM\26JAN1.SGM
26JAN1
]]>Agencies
[Federal Register Volume 81, Number 16 (Tuesday, January 26, 2016)]
[Notices]
[Pages 4349-4350]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-01613]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport
Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen,
Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order
of Suspension of Trading
January 22, 2016.
It appears to the Securities and Exchange Commission
(``Commission'') that there is a lack of current and accurate
information concerning the securities of OldWeb sites.com, Inc. (``OLDW
\1\'') (CIK No. 1391570), an expired Utah corporation located in Salt
Lake City, Utah with a class of securities registered with the
Commission pursuant to Exchange Act Section 12(g) because it is
delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 10-Q for the period
ended September 30, 2011. On February 19, 2015, the Commission's
Division of Corporation Finance (``Corporation Finance'') sent a
delinquency letter to OLDW requesting compliance with its periodic
filing requirements but OLDW did not receive the delinquency letter due
to its failure to maintain a valid address on file with the Commission
as required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
232.301 and Section 5.4 of EDGAR Filer Manual). As of January 13, 2016,
the common shares of OLDW were quoted on OTC Link operated by OTC
Markets Group Inc. (formerly ``Pink Sheets'') (``OTC Link''), had four
market makers, and were eligible for the ``piggyback'' exception of
Exchange Act Rule 15c2-11(f)(3).
---------------------------------------------------------------------------
\1\ The short form of each issuer's name is also its stock
symbol.
---------------------------------------------------------------------------
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of RPHL Acquisition
Corp. (a/k/a Rockport Healthcare Group, Inc.) (``RPHL'') (CIK No.
919606), a void Delaware corporation located in Houston, Texas with a
class of securities registered with the Commission pursuant to Exchange
Act Section 12(g) because it is delinquent in its periodic filings with
the Commission, having not filed any periodic reports since it filed a
Form 10-KSB for the period ended March 31, 2008. On April 22, 2015,
Corporation Finance sent a delinquency letter to RPHL requesting
compliance with its periodic filing requirements but RPHL did not
receive the delinquency letter due to its failure to maintain a valid
address on file with the Commission as required by Commission rules
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of January 13, 2016, the common stock of RPHL was
quoted on OTC Link, had five market makers, and was eligible for the
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of The Brainy Brands
Company, Inc. (``TBBC'') (CIK No. 1478838), a forfeited Delaware
corporation located in Suwanee, Georgia with a class of securities
registered with the Commission pursuant to Exchange Act Section 12(g)
because it is delinquent in its periodic filings with the Commission,
having not filed any periodic reports since it filed a Form 10-Q for
the period ended September 30, 2011. On February 19, 2015, Corporation
Finance sent a delinquency letter to TBBC requesting compliance with
its periodic filing requirements but TBBC did not receive the
delinquency letter due to its failure to maintain a valid address on
file with the Commission as required by Commission rules (Rule 301 of
Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual).
As of January 13, 2016, the common stock of TBBC was quoted on OTC
Link, had five market makers, and was eligible for the ``piggyback''
exception of Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of TheraBiogen, Inc.
(``TRAB'') (CIK No. 1405286), a revoked Nevada corporation located in
Manalapan, New Jersey with a class of securities registered with the
Commission pursuant to Exchange Act Section 12(g) because it is
delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 10-Q for the period
ended May 31, 2012. On April 28, 2015, Corporation Finance sent a
delinquency letter to TRAB requesting compliance with its periodic
filing requirements but TRAB did not receive the delinquency letter due
to its failure to maintain a valid address on file with the Commission
as required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
232.301 and Section 5.4 of EDGAR Filer Manual). As of January 13, 2016,
the common stock of TRAB was quoted on OTC Link, had seven market
makers, and was eligible for the ``piggyback'' exception of Exchange
Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of U.S. Helicopter
Corporation (``USHP'') (CIK No. 1309140), a void Delaware corporation
located in New York, New York with a class of securities registered
with the Commission pursuant to Exchange Act Section 12(g) because it
is delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 10-Q for the period
ended September 30, 2008. On February 19, 2015, Corporation Finance
sent a delinquency letter to USHP requesting compliance with its
periodic filing requirements but USHP did not receive the delinquency
letter due to its failure to maintain a valid address on file with the
Commission as required by Commission rules (Rule 301 of Regulation S-T,
17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of January
13, 2016, the common stock of USHP was quoted on OTC Link, had five
market makers, and was eligible for the ``piggyback'' exception of
Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of Vicor Technologies,
Inc. (``VCRTQ'')
[[Page 4350]]
(CIK No. 1335104), a void Delaware corporation located in Boca Raton,
Florida with a class of securities registered with the Commission
pursuant to Exchange Act Section 12(g) because it is delinquent in its
periodic filings with the Commission, having not filed any periodic
reports since it filed a Form 10-Q for the period ended September 30,
2011. On February 19, 2015, Corporation Finance sent a delinquency
letter to VCRTQ requesting compliance with its periodic filing
requirements but VCRTQ did not receive the delinquency letter due to
its failure to maintain a valid address on file with the Commission as
required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
Section 232.301 and Section 5.4 of EDGAR Filer Manual). As of January
13, 2016, the common stock of VCRTQ was quoted on OTC Link, had seven
market makers, and was eligible for the ``piggyback'' exception of
Exchange Act Rule 15c2-11(f)(3).
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed companies is suspended
for the period from 9:30 a.m. EST on January 22, 2016, through 11:59
p.m. EST on February 4, 2016.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016-01613 Filed 1-22-16; 11:15 am]
BILLING CODE 8011-01-P
