Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Plan To Implement a Tick Size Pilot Program, 1670-1671 [2016-00468]
Download as PDF
1670
Federal Register / Vol. 81, No. 8 / Wednesday, January 13, 2016 / Notices
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2016–07and should be submitted on or
before February 3, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–00463 Filed 1–12–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76855; File No. SR–FINRA–
2015–47]
Exchange Commission (‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to adopt FINRA
Rule 6191(a) to implement the quoting
and trading requirements of the Plan to
Implement a Tick Size Pilot Program.3
The proposed rule change was
published for comment in the Federal
Register on November 25, 2015.4 The
Commission has received two comment
letters on the proposal.5
Section 19(b)(2) of the Act 6 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding or as to which
the self-regulatory organization
consents, the Commission shall either
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether the proposed rule change
should be disapproved. The 45th day for
this filing is January 9, 2016.
The Commission is extending this 45day time period. The Commission finds
that it is appropriate to designate a
longer period within which to take
action on the proposed rule change so
that it has sufficient time to consider the
proposal.
Accordingly, pursuant to Section
19(b)(2) of the Act,7 the Commission
designates February 23, 2016, as the
date by which the Commission should
either approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File No. SR–FINRA–2015–47).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Robert W. Errett,
Deputy Secretary.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
[FR Doc. 2016–00469 Filed 1–12–16; 8:45 am]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Designation
of Longer Period for Commission
Action on a Proposed Rule Change To
Establish Rules To Adopt FINRA Rule
6191(a) To Implement the Quoting and
Trading Requirements of the
Regulation NMS Plan To Implement a
Tick Size Pilot Program
January 7, 2016.
On November 13, 2015, the Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) filed with the Securities and
19 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
16:59 Jan 12, 2016
Jkt 238001
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 74892
(May 6, 2015), 80 FR 27513 (May 13, 2015) (order
approving the Tick Size Pilot).
4 See Securities Exchange Act Release No. 76483
(November 19, 2015), 80 FR 73853.
5 See Letters from Mary Lou Von Kaenel,
Managing Director, Financial Information Forum,
dated December 16, 2015 and Theodore R. Lazo,
Managing Director and Associate General Counsel,
Securities Industry and Financial Markets
Association, dated December 18, 2015, to Robert W.
Errett, Deputy Secretary, Commission.
6 15 U.S.C. 78s(b)(2).
7 Id.
8 17 CFR 200.30–3(a)(31).
2 17
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76854; File No. SR–FINRA–
2015–48]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Designation
of Longer Period for Commission
Action on a Proposed Rule Change To
Establish Rules To Adopt FINRA Rule
6191(b) and Amend FINRA Rule 7440
To Implement the Data Collection
Requirements of the Plan To
Implement a Tick Size Pilot Program
January 7, 2016.
On November 13, 2015, the Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) filed with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to adopt FINRA
Rule 6191(b) and amend FINRA Rule
7440 to implement the data collection
requirements of the Plan to Implement
a Tick Size Pilot Program.3 The
proposed rule change was published for
comment in the Federal Register on
November 25, 2015.4 The Commission
has received two comment letters on the
proposal.5
Section 19(b)(2) of the Act 6 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding or as to which
the self-regulatory organization
consents, the Commission shall either
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether the proposed rule change
should be disapproved. The 45th day for
this filing is January 9, 2016.
The Commission is extending this 45day time period. The Commission finds
that it is appropriate to designate a
longer period within which to take
action on the proposed rule change so
that it has sufficient time to consider the
proposal.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 74892
(May 6, 2015), 80 FR 27513 (May 13, 2015).
4 See Securities Exchange Act Release No. 76484
(November 19, 2015), 80 FR 73858.
5 See Letters from Mary Lou Von Kaenel,
Managing Director, Financial Information Forum,
dated December 16, 2015 and Manisha Kimmel,
Chief Regulatory Officer, Wealth Management,
Thomson Reuters, dated December 16, 2015 to
Robert W. Errett, Deputy Secretary, Commission.
6 15 U.S.C. 78s(b)(2).
2 17
E:\FR\FM\13JAN1.SGM
13JAN1
Federal Register / Vol. 81, No. 8 / Wednesday, January 13, 2016 / Notices
Accordingly, pursuant to Section
19(b)(2) of the Act,7 the Commission
designates February 23, 2016, as the
date by which the Commission should
either approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File No. SR–FINRA–2015–48).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–00468 Filed 1–12–16; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
[Docket No. AB 55 (Sub-No. 752X)]
asabaliauskas on DSK5VPTVN1PROD with NOTICES
CSX Transportation, Inc.—
Discontinuance of Service
Exemption—in Harlan County, KY
CSX Transportation, Inc. (CSXT), filed
a verified notice of exemption under 49
CFR part 1152, subpart F—Exempt
Abandonments and Discontinuances of
Service to discontinue service over an
approximately 7.3-mile rail line on its
Southern Region, Huntington Division,
CV Subdivision, Engineering
Appalachian Division, also known as
the Catron’s Creek Branch from milepost
0WO 243.0 to milepost 0WO 249.8 and
from milepost 0WOS 249.5 to milepost
0WOS 250.0, in Harlan County, Ky. (the
Line). The Line traverses United States
Postal Service Zip Codes 40831 and
40964, and includes no stations.
CSXT has certified that: (1) No local
traffic has moved over the Line for at
least two years; (2) because the Line is
not a through line, no overhead traffic
has operated, and, therefore, none needs
to be rerouted over other lines; (3) no
formal complaint filed by a user of rail
service on the Line (or by a state or local
government entity acting on behalf of
such user) regarding cessation of service
over the Line is pending either with the
Surface Transportation Board (Board) or
with any U.S. District Court or has been
decided in favor of complainant within
the two-year period; and (4) the
requirements at 49 CFR 1105.12
(newspaper publication) and 49 CFR
1152.50(d)(1) (notice to governmental
agencies) have been met.
As a condition to this exemption, any
employee adversely affected by the
discontinuance of service shall be
protected under Oregon Short Line
7 Id.
8 17
CFR 200.30–3(a)(31).
VerDate Sep<11>2014
16:59 Jan 12, 2016
Jkt 238001
Railroad—Abandonment Portion
Goshen Branch Between Firth &
Ammon, in Bingham & Bonneville
Counties, Idaho, 360 I.C.C. 91 (1979). To
address whether this condition
adequately protects affected employees,
a petition for partial revocation under
49 U.S.C. 10502(d) must be filed.
Provided no formal expression of
intent to file an offer of financial
assistance (OFA) to subsidize continued
rail service has been received, this
exemption will be effective on February
12, 2016, unless stayed pending
reconsideration. Petitions to stay that do
not involve environmental issues and
formal expressions of intent to file an
OFA to subsidize continued rail service
under 49 CFR 1152.27(c)(2)1 must be
filed by January 22, 2016.2 Petitions to
reopen must be filed by February 2,
2016, with the Surface Transportation
Board, 395 E Street SW., Washington,
DC 20423–0001.
A copy of any petition filed with the
Board should be sent to CSXT’s
representative: Louis E. Gitomer, Law
Offices of Louis E. Gitomer, LLC, 600
Baltimore Avenue, Suite 301, Towson,
MD 21204.
If the verified notice contains false or
misleading information, the exemption
is void ab initio.
Board decisions and notices are
available on our Web site at
‘‘WWW.STB.DOT.GOV.’’
Decided: December 31, 2015.
By the Board, Joseph H. Dettmar,
Acting Director, Office of Proceedings.
Jeffrey Herzig,
Clearance Clerk.
[FR Doc. 2016–00592 Filed 1–12–16; 8:45 am]
BILLING CODE 4915–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Summary Notice No. 2015–83]
Petition for Exemption; Summary of
Petition Received; SkyPhilly, Inc.
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice.
AGENCY:
This notice contains a
summary of a petition seeking relief
SUMMARY:
1 Each OFA must be accompanied by the filing
fee, which is currently set at $1,600. See 49 CFR
1002.2(f)(25).
2 Because this is a discontinuance proceeding and
not an abandonment, interim trail use/rail banking
and public use conditions are not appropriate.
Because there will be environmental review during
an abandonment, this discontinuance does not
require an environmental review.
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
1671
from specified requirements of title 14
of the Code of Federal Regulations. The
purpose of this notice is to improve the
public’s awareness of, and participation
in, the FAA’s exemption process.
Neither publication of this notice nor
the inclusion or omission of information
in the summary is intended to affect the
legal status of the petition or its final
disposition.
Comments on this petition must
identify the petition docket number and
must be received on or before February
2, 2016.
DATES:
Send comments identified
by docket number FAA–2014–0908
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
https://www.regulations.gov, as
described in the system of records
notice (DOT/ALL–14 FDMS), which can
be reviewed at https://www.dot.gov/
privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Joshua Parker (202) 267–1538, Office of
Rulemaking, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591.
This notice is published pursuant to
14 CFR 11.85.
E:\FR\FM\13JAN1.SGM
13JAN1
Agencies
[Federal Register Volume 81, Number 8 (Wednesday, January 13, 2016)]
[Notices]
[Pages 1670-1671]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-00468]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-76854; File No. SR-FINRA-2015-48]
Self-Regulatory Organizations; Financial Industry Regulatory
Authority, Inc.; Notice of Designation of Longer Period for Commission
Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule
6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection
Requirements of the Plan To Implement a Tick Size Pilot Program
January 7, 2016.
On November 13, 2015, the Financial Industry Regulatory Authority,
Inc. (``FINRA'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to adopt FINRA Rule 6191(b) and amend FINRA Rule
7440 to implement the data collection requirements of the Plan to
Implement a Tick Size Pilot Program.\3\ The proposed rule change was
published for comment in the Federal Register on November 25, 2015.\4\
The Commission has received two comment letters on the proposal.\5\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 74892 (May 6, 2015),
80 FR 27513 (May 13, 2015).
\4\ See Securities Exchange Act Release No. 76484 (November 19,
2015), 80 FR 73858.
\5\ See Letters from Mary Lou Von Kaenel, Managing Director,
Financial Information Forum, dated December 16, 2015 and Manisha
Kimmel, Chief Regulatory Officer, Wealth Management, Thomson
Reuters, dated December 16, 2015 to Robert W. Errett, Deputy
Secretary, Commission.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \6\ provides that, within 45 days of
the publication of the notice of the filing of a proposed rule change,
or within such longer period up to 90 days as the Commission may
designate if it finds such longer period to be appropriate and
publishes its reasons for so finding or as to which the self-regulatory
organization consents, the Commission shall either approve the proposed
rule change, disapprove the proposed rule change, or institute
proceedings to determine whether the proposed rule change should be
disapproved. The 45th day for this filing is January 9, 2016.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending this 45-day time period. The Commission
finds that it is appropriate to designate a longer period within which
to take action on the proposed rule change so that it has sufficient
time to consider the proposal.
[[Page 1671]]
Accordingly, pursuant to Section 19(b)(2) of the Act,\7\ the
Commission designates February 23, 2016, as the date by which the
Commission should either approve or disapprove or institute proceedings
to determine whether to disapprove the proposed rule change (File No.
SR-FINRA-2015-48).
---------------------------------------------------------------------------
\7\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-00468 Filed 1-12-16; 8:45 am]
BILLING CODE 8011-01-P