Bravo Resource Partners, Ltd., First Potash Corp., HIP Energy Corporation, Musgrove Minerals Corp., and Starcore International Ventures Ltd. (a/k/a Starcore International Mines Ltd.); Order of Suspension of Trading, 80424-80425 [2015-32576]
Download as PDF
80424
Federal Register / Vol. 80, No. 247 / Thursday, December 24, 2015 / Notices
the inappropriate dissemination of a
pending credit rating action.2
There are 10 credit rating agencies
registered with the Commission as
NRSROs under section 15E of the
Exchange Act, which have already
established the policies and procedures
required by Rule 17g–4. Based on staff
experience, an NRSRO is estimated to
spend an average of approximately 10
hours per year reviewing its policies
and procedures regarding material
nonpublic information and updating
them (if necessary), resulting in an
average industry-wide annual hour
burden of approximately 100 hours.3
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information on respondents; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Please direct your written comments
to: Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F St. NE., Washington, DC
20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: December 18, 2015.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–32392 Filed 12–23–15; 8:45 am]
mstockstill on DSK4VPTVN1PROD with NOTICES
BILLING CODE 8011–01–P
2 See 17 CFR 240.17g–4; Release No. 34–55231
(Feb. 2, 2007), 72 FR 6378 (Feb. 9, 2007); Release
No. 34–55857 (June 5, 2007), 72 FR 33564 (June 18,
2007).
3 10 currently registered NRSROs × 10 hours =
100 hours.
VerDate Sep<11>2014
17:57 Dec 23, 2015
Jkt 238001
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Bravo Resource Partners, Ltd., First
Potash Corp., HIP Energy Corporation,
Musgrove Minerals Corp., and Starcore
International Ventures Ltd. (a/k/a
Starcore International Mines Ltd.);
Order of Suspension of Trading
December 22, 2015.
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
Bravo Resource Partners, Ltd.
(‘‘BRPNF’’) (CIK No. 1116137), a Yukon
corporation located in Englewood,
Colorado with a class of securities
registered with the Commission
pursuant to Exchange Act Section 12(g)
because it is delinquent in its periodic
filings with the Commission, having not
filed any periodic reports since it filed
a Form 10–Q for the period ended
October 31, 2011. On April 22, 2015,
Corporation Finance sent a delinquency
letter to BRPNF requesting compliance
with its periodic filing requirements but
BRPNF did not receive the delinquency
letter due to its failure to maintain a
valid address on file with the
Commission as required by Commission
rules (Rule 301 of Regulation S–T, 17
CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of December 9, 2015,
the common stock of BRPNF was quoted
on OTC Link, had two market makers,
and was eligible for the ‘‘piggyback’’
exception of Exchange Act Rule 15c2–
11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
First Potash Corp. (‘‘SALTF’’) (CIK No.
1490078), a British Columbia
corporation located in Tucson, Arizona
with a class of securities registered with
the Commission pursuant to Exchange
Act Section 12(g) because it is
delinquent in its periodic filings with
the Commission, having not filed any
periodic reports since it filed a Form
20–F for the period ended February 29,
2012. On April 28, 2015, Corporation
Finance sent a delinquency letter to
SALTF requesting compliance with its
periodic filing requirements but SALTF
did not receive the delinquency letter
due to its failure to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of December 9, 2015, the common
shares of SALTF were quoted on OTC
Link, had four market makers, and were
PO 00000
Frm 00113
Fmt 4703
Sfmt 4703
eligible for the ‘‘piggyback’’ exception of
Exchange Act Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
HIP Energy Corporation (‘‘HIPCF’’) (CIK
No. 1123839), a British Columbia
corporation located in West Vancouver,
BC, Canada with a class of securities
registered with the Commission
pursuant to Exchange Act Section 12(g)
because it is delinquent in its periodic
filings with the Commission, having not
filed any periodic reports since it filed
a Form 20–F for the period ended
November 30, 2011. On April 15, 2014,
Corporation Finance sent a delinquency
letter to HIPCF requesting compliance
with its periodic filing requirements but
HIPCF did not receive the delinquency
letter due to its failure to maintain a
valid address on file with the
Commission as required by Commission
rules (Rule 301 of Regulation S–T, 17
CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of December 9, 2015,
the common shares of HIPCF were
quoted on OTC Link, had four market
makers, and were eligible for the
‘‘piggyback’’ exception of Exchange Act
Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
Musgrove Minerals Corp. (‘‘MGSGF’’)
(CIK No. 1396368), a British Columbia
corporation located in Vancouver,
British Columbia, Canada with a class of
securities registered with the
Commission pursuant to Exchange Act
Section 12(g) because it is delinquent in
its periodic filings with the
Commission, having not filed any
periodic reports since it filed a Form
20–F for the period ended November 30,
2007. On April 28, 2015, Corporation
Finance sent a delinquency letter to
MGSGF requesting compliance with its
periodic filing requirements but MGSGF
did not receive the delinquency letter
due to its failure to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of December 9, 2015, the common
shares of MGSGF were quoted on OTC
Link, had four market makers, and were
eligible for the ‘‘piggyback’’ exception of
Exchange Act Rule 15c2–11(f)(3).
It appears to the Commission that
there is a lack of current and accurate
information concerning the securities of
Starcore International Ventures Ltd. (a/
k/a Starcore International Mines Ltd.)
(‘‘SHVLF’’) (CIK No. 1301713), a British
Columbia corporation located in
Vancouver, British Columbia, Canada
with a class of securities registered with
E:\FR\FM\24DEN1.SGM
24DEN1
Federal Register / Vol. 80, No. 247 / Thursday, December 24, 2015 / Notices
the Commission pursuant to Exchange
Act Section 12(g) because it is
delinquent in its periodic filings with
the Commission, having not filed any
periodic reports since it filed a Form
20–FR–12G on August 31, 2004. On
February 19, 2015, Corporation Finance
sent a delinquency letter to SHVLF
requesting compliance with its periodic
filing requirements but SHVLF did not
receive the delinquency letter due to its
failure to maintain a valid address on
file with the Commission as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). As
of December 9, 2015, the common
shares of SHVLF were quoted on OTC
Link, had seven market makers, and
were eligible for the ‘‘piggyback’’
exception of Exchange Act Rule 15c2–
11(f)(3).
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EST on December
22, 2015, through 11:59 p.m. EST on
January 6, 2016.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
BILLING CODE P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76691; File No. SR–MIAX–
2015–71]
Self-Regulatory Organizations; Miami
International Securities Exchange,
LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule
Change To Establish the Securities
Trader and Securities Trader Principal
Registration Categories and To
Establish the Series 57 Examination as
the Appropriate Qualification
Examination for Securities Traders
mstockstill on DSK4VPTVN1PROD with NOTICES
Pursuant to the provisions of Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 notice is hereby given that
on December 8, 2015, Miami
International Securities Exchange LLC
(‘‘MIAX’’ or ‘‘Exchange’’) filed with the
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
17:57 Dec 23, 2015
The Exchange proposes to amend
MIAX Rule 203, Qualification and
Registration of Members and Associated
Persons, MIAX Rule 1302, Registration
of Representatives, and MIAX Rule
1304, Continuing Education for
Registered Persons, to establish the
Securities Trader and Securities Trader
Principal registration categories, to
establish the Series 57 examination as
the appropriate qualification
examination for Securities Traders
replacing the Series 56 examination,
and to establish S101 as the appropriate
continuing education program for
Securities Traders replacing the S501,
from and after January 4, 2016.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.miaxoptions.com/filter/
wotitle/rule_filing, at MIAX’s principal
office, and at the Commission’s Public
Reference Room.
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
December 18, 2015.
2 17
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
[FR Doc. 2015–32576 Filed 12–22–15; 4:15 pm]
1 15
Securities and Exchange Commission
(‘‘Commission’’) a proposed rule change
as described in Items I, II, and III below,
of which Items I and II were prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
Jkt 238001
The Exchange proposes to amend its
rules to establish the Securities Trader
and Securities Trader Principal
registration categories, to establish the
Series 57 examination as the
appropriate qualification examination
for Securities Traders and retire the
Series 56 examination for Proprietary
Traders, and to establish S101 as the
appropriate continuing education
PO 00000
Frm 00114
Fmt 4703
Sfmt 4703
80425
program for Securities Traders and
retire the S501 continuing education
program for Proprietary Traders, from
and after January 4, 2016. The Exchange
also proposes to amend its rules to
provide for Web-based delivery of the
continuing education regulatory
element for registered persons. This
filing is, in all material respects, based
upon SR–FINRA–2015–017 and SR–
FINRA–2015–015, which were recently
approved by the Commission.3
The Exchange proposes to amend
MIAX Rule 203, Qualification and
Registration of Members and Associated
Persons, to add the registration
categories of Securities Trader and
Securities Trader Principal. The
Exchange also proposes to amend MIAX
Rule 1302, Registration of
Representatives, to replace the
Proprietary Traders qualification
examination (Series 56) with the
Securities Trader qualification
examination (Series 57) and to amend
MIAX Rule 1304, Continuing Education
for Registered Persons, to specify the
S101 Regulatory Element Continuing
Education Program as the Continuing
Education (‘‘CE’’) requirement for
Securities Traders replacing the S501.
The Exchange further proposes to
amend Rule 1304 to provide for Webbased delivery of the CE Regulatory
Element set forth in that rule and to
amend MIAX Rule 203 to make other
minor non-substantive revisions.
Securities Trader Registration Category
Under the Exchange’s registration
rules relating to securities trading
activity, Members that are individuals
and associated persons of Members
must register with the Exchange in an
appropriate category of registration.4
Such persons must register with the
Exchange through the Central
Registration Depository system operated
3 See Securities Exchange Release No. 75783
(August 28, 2015), 80 FR 53369 (September 3, 2015)
(approving SR–FINRA–2015–017) and Securities
Exchange Act Release No. 75581 (July 31, 2015), 80
FR 47018 (August 6, 2015) (approving SR–FINRA–
2015–015) collectively referred herein as the
‘‘FINRA Amendments’’. According to the approval
orders, the Financial Industry Regulatory
Authority’s (‘‘FINRA’’) expected effective date for
the FINRA Amendments is January 4, 2016.
4 Members that are individuals and associated
persons of Members engaged or to be engaged in the
securities business of a Member shall be registered
with the Exchange in the category of registration
appropriate to the function to be performed in a
form and manner prescribed by the Exchange.
Before the registration can become effective, the
individual Member or individual associated person
shall submit the appropriate application for
registration, pass a qualification examination
appropriate to the category of registration in a form
and manner prescribed by the Exchange and submit
any required registration and examination fees. See
Exchange Rule 203(a).
E:\FR\FM\24DEN1.SGM
24DEN1
Agencies
[Federal Register Volume 80, Number 247 (Thursday, December 24, 2015)]
[Notices]
[Pages 80424-80425]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-32576]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Bravo Resource Partners, Ltd., First Potash Corp., HIP Energy
Corporation, Musgrove Minerals Corp., and Starcore International
Ventures Ltd. (a/k/a Starcore International Mines Ltd.); Order of
Suspension of Trading
December 22, 2015.
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of Bravo Resource
Partners, Ltd. (``BRPNF'') (CIK No. 1116137), a Yukon corporation
located in Englewood, Colorado with a class of securities registered
with the Commission pursuant to Exchange Act Section 12(g) because it
is delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 10-Q for the period
ended October 31, 2011. On April 22, 2015, Corporation Finance sent a
delinquency letter to BRPNF requesting compliance with its periodic
filing requirements but BRPNF did not receive the delinquency letter
due to its failure to maintain a valid address on file with the
Commission as required by Commission rules (Rule 301 of Regulation S-T,
17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of December
9, 2015, the common stock of BRPNF was quoted on OTC Link, had two
market makers, and was eligible for the ``piggyback'' exception of
Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of First Potash Corp.
(``SALTF'') (CIK No. 1490078), a British Columbia corporation located
in Tucson, Arizona with a class of securities registered with the
Commission pursuant to Exchange Act Section 12(g) because it is
delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 20-F for the period
ended February 29, 2012. On April 28, 2015, Corporation Finance sent a
delinquency letter to SALTF requesting compliance with its periodic
filing requirements but SALTF did not receive the delinquency letter
due to its failure to maintain a valid address on file with the
Commission as required by Commission rules (Rule 301 of Regulation S-T,
17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of December
9, 2015, the common shares of SALTF were quoted on OTC Link, had four
market makers, and were eligible for the ``piggyback'' exception of
Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of HIP Energy
Corporation (``HIPCF'') (CIK No. 1123839), a British Columbia
corporation located in West Vancouver, BC, Canada with a class of
securities registered with the Commission pursuant to Exchange Act
Section 12(g) because it is delinquent in its periodic filings with the
Commission, having not filed any periodic reports since it filed a Form
20-F for the period ended November 30, 2011. On April 15, 2014,
Corporation Finance sent a delinquency letter to HIPCF requesting
compliance with its periodic filing requirements but HIPCF did not
receive the delinquency letter due to its failure to maintain a valid
address on file with the Commission as required by Commission rules
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of December 9, 2015, the common shares of HIPCF were
quoted on OTC Link, had four market makers, and were eligible for the
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of Musgrove Minerals
Corp. (``MGSGF'') (CIK No. 1396368), a British Columbia corporation
located in Vancouver, British Columbia, Canada with a class of
securities registered with the Commission pursuant to Exchange Act
Section 12(g) because it is delinquent in its periodic filings with the
Commission, having not filed any periodic reports since it filed a Form
20-F for the period ended November 30, 2007. On April 28, 2015,
Corporation Finance sent a delinquency letter to MGSGF requesting
compliance with its periodic filing requirements but MGSGF did not
receive the delinquency letter due to its failure to maintain a valid
address on file with the Commission as required by Commission rules
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR
Filer Manual). As of December 9, 2015, the common shares of MGSGF were
quoted on OTC Link, had four market makers, and were eligible for the
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
It appears to the Commission that there is a lack of current and
accurate information concerning the securities of Starcore
International Ventures Ltd. (a/k/a Starcore International Mines Ltd.)
(``SHVLF'') (CIK No. 1301713), a British Columbia corporation located
in Vancouver, British Columbia, Canada with a class of securities
registered with
[[Page 80425]]
the Commission pursuant to Exchange Act Section 12(g) because it is
delinquent in its periodic filings with the Commission, having not
filed any periodic reports since it filed a Form 20-FR-12G on August
31, 2004. On February 19, 2015, Corporation Finance sent a delinquency
letter to SHVLF requesting compliance with its periodic filing
requirements but SHVLF did not receive the delinquency letter due to
its failure to maintain a valid address on file with the Commission as
required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
232.301 and Section 5.4 of EDGAR Filer Manual). As of December 9, 2015,
the common shares of SHVLF were quoted on OTC Link, had seven market
makers, and were eligible for the ``piggyback'' exception of Exchange
Act Rule 15c2-11(f)(3).
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed companies is suspended
for the period from 9:30 a.m. EST on December 22, 2015, through 11:59
p.m. EST on January 6, 2016.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-32576 Filed 12-22-15; 4:15 pm]
BILLING CODE P