Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform; Correction, 67822 [2015-27877]

Download as PDF 67822 Federal Register / Vol. 80, No. 212 / Tuesday, November 3, 2015 / Notices staff engage in 1.5 hours per new client and 1 hour per continuing client to prepare, conduct and/or review interviews regarding the client’s financial situation and investment objectives as required by the rule. Furthermore, the staff estimates that each year the investment advisory program sponsors’ staff spends 1 hour per client to prepare and mail quarterly client account statements, including notices to update information. Based on the estimates above, the Commission estimates that the total annual burden of the rule’s paperwork requirements is 35,534,594 hours. The estimate of average burden hours is made solely for the purposes of the Paperwork Reduction Act. The estimate is not derived from a comprehensive or even a representative survey or study of the costs of Commission rules and forms. An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid control number. Written comments are invited on: (a) whether the collections of information are necessary for the proper performance of the functions of the Commission, including whether the information has practical utility; (b) the accuracy of the Commission’s estimate of the burdens of the collections of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burdens of the collections of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, C/O Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email to: PRA_Mailbox@sec.gov. mstockstill on DSK4VPTVN1PROD with NOTICES Dated: October 28, 2015. Robert W. Errett, Deputy Secretary. [FR Doc. 2015–27916 Filed 11–2–15; 8:45 am] BILLING CODE 8011–01–P VerDate Sep<11>2014 18:04 Nov 02, 2015 Jkt 238001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–76198A; File No. SR– NYSEARCA–2015–58] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit UpLimit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform; Correction October 28, 2015. Securities and Exchange Commission. ACTION: Notice; correction. AGENCY: The Securities and Exchange Commission published a document in the Federal Register on October 26, 2015, concerning a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit UpLimit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform. The document contained typographical errors. FOR FURTHER INFORMATION CONTACT: Sonia Trocchio, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549, (202) 551–5648. SUMMARY: Correction In the Federal Register of October 26, 2015 in FR Doc. 2015–27069, on page 65274, subsection (iii) of footnote 5, change the text, ‘‘amend proposed Rule 7.16P(f)(5)(C) to clarify that the Exchange would treat all odd lot orders ranked Priority 2—Display Orders in the same manner as Market Orders and other non-displayed orders,’’ to the text, ‘‘remove references to odd lot orders in proposed Rule 7.16P(f)(5)’’. On page 65276, in the 4th sentence of paragraph 3, remove the following language: ‘‘of odd-lot orders that are ranked Priority 2,’’. On page 65277, in the 1st sentence of the first full paragraph, change the text, ‘‘amends proposed Rule 7.16P(f)(5)(C) to clarify that the Exchange would treat all odd lot orders ranked Priority 2—Display Orders in the same manner as Market Orders and other non-displayed orders,’’ to the text, PO 00000 Frm 00125 Fmt 4703 Sfmt 4703 ‘‘remove references to odd lot orders in proposed Rule 7.16P(f)(5)’’ Robert W. Errett, Deputy Secretary. [FR Doc. 2015–27877 Filed 11–2–15; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–76290; File No. SR–NYSE– 2015–49] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D To Specify That Exchange Systems May Open One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Opening of Trading as Required by Exchange Rules October 28, 2015. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 16, 2015, New York Stock Exchange LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 123D to specify that Exchange systems may open one or more securities electronically if a Designated Market Maker registered in a security or securities cannot facilitate the opening of trading as required by Exchange rules. The text of the proposed rule change is available on the Exchange’s Web site at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included 1 15 2 17 U.S.C. 78s(b)(1). CFR 240.19b–4. E:\FR\FM\03NON1.SGM 03NON1

Agencies

[Federal Register Volume 80, Number 212 (Tuesday, November 3, 2015)]
[Notices]
[Page 67822]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-27877]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-76198A; File No. SR-NYSEARCA-2015-58]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing 
of Amendment No. 1 and Order Granting Accelerated Approval to a 
Proposed Rule Change, as Modified by Amendment No. 1, Adopting New 
Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-
Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation 
of Pillar, the Exchange's New Trading Technology Platform; Correction

October 28, 2015.
AGENCY: Securities and Exchange Commission.

ACTION:  Notice; correction.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register on October 26, 2015, concerning a Notice of Filing 
of Amendment No. 1 and Order Granting Accelerated Approval to a 
Proposed Rule Change, as Modified by Amendment No. 1, Adopting New 
Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-
Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation 
of Pillar, the Exchange's New Trading Technology Platform. The document 
contained typographical errors.

FOR FURTHER INFORMATION CONTACT: Sonia Trocchio, Division of Trading 
and Markets, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549, (202) 551-5648.

Correction

    In the Federal Register of October 26, 2015 in FR Doc. 2015-27069, 
on page 65274, subsection (iii) of footnote 5, change the text, ``amend 
proposed Rule 7.16P(f)(5)(C) to clarify that the Exchange would treat 
all odd lot orders ranked Priority 2--Display Orders in the same manner 
as Market Orders and other non-displayed orders,'' to the text, 
``remove references to odd lot orders in proposed Rule 7.16P(f)(5)''. 
On page 65276, in the 4th sentence of paragraph 3, remove the following 
language: ``of odd-lot orders that are ranked Priority 2,''. On page 
65277, in the 1st sentence of the first full paragraph, change the 
text, ``amends proposed Rule 7.16P(f)(5)(C) to clarify that the 
Exchange would treat all odd lot orders ranked Priority 2--Display 
Orders in the same manner as Market Orders and other non-displayed 
orders,'' to the text, ``remove references to odd lot orders in 
proposed Rule 7.16P(f)(5)''

Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-27877 Filed 11-2-15; 8:45 am]
 BILLING CODE 8011-01-P
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