August 25, 2015 – Federal Register Recent Federal Regulation Documents

Results 101 - 146 of 146
Combined Notice of Filings #1
Document Number: 2015-20939
Type: Notice
Date: 2015-08-25
Agency: Rural Housing Service, Rural Telephone Bank
Combined Notice of Filings #1
Document Number: 2015-20938
Type: Notice
Date: 2015-08-25
Agency: Rural Housing Service, Rural Telephone Bank
Renewal of Agency Information Collection for the Application for Admission to Haskell Indian Nations University and to Southwestern Indian Polytechnic Institute
Document Number: 2015-20928
Type: Notice
Date: 2015-08-25
Agency: Farm Service Agency, Department of Education
In compliance with the Paperwork Reduction Act of 1995, the Bureau of Indian Education (BIE) is seeking comments on the renewal of Office of Management and Budget (OMB) approval for the collection of information for the Application for Admission to Haskell Indian Nations University (Haskell) and to Southwestern Indian Polytechnic Institute (SIPI). This information collection is currently authorized by OMB Control Number 1076-0114, which expires August 31, 2015.
Agency Information Collection Activities: Accounts Receivable Confirmations-OMB Control Number 1012-0001; Comment Request
Document Number: 2015-20927
Type: Notice
Date: 2015-08-25
Agency: Farm Service Agency, Employee Benefits Security Administration
To comply with the Paperwork Reduction Act of 1995 (PRA), ONRR is inviting comments on a collection of information requests that we will submit to the Office of Management and Budget (OMB) for review and approval. This Information Collection Request (ICR) covers the paperwork requirements under the Chief Financial Officers Act of 1990 (CFO).
Agency Information Collection Activities: Delegated and Cooperative Activities With States and Indian Tribes-OMB Control Number 1012-0003; Comment Request
Document Number: 2015-20926
Type: Notice
Date: 2015-08-25
Agency: Farm Service Agency, Employee Benefits Security Administration
To comply with the Paperwork Reduction Act of 1995 (PRA), the Office of Natural Resources Revenue (ONRR) is notifying the public that we have submitted to the Office of Management and Budget (OMB) an information collection request (ICR) to renew approval of the paperwork requirements in the regulations under 30 CFR parts 1227, 1228, and 1229. This notice also provides the public with a second opportunity to comment on the paperwork burden of these regulatory requirements.
Notice of Proposed Information Collection: Comment Request; FHA Insured Title I Property Improvement and Manufactured Home Loan Programs
Document Number: 2015-20925
Type: Notice
Date: 2015-08-25
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled
The proposed information collection requirement described below will be submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal.
30-Day Notice of Proposed Information Collection: Section 3 Summary Report for Economic Opportunities for Low and Very Low Income Persons (Form HUD 60002) and Section 3 Complaint Register (Form HUD 958)
Document Number: 2015-20924
Type: Notice
Date: 2015-08-25
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled
HUD has submitted the proposed information collection requirement described below to the Office of Management and Budget (OMB) for review, in accordance with the Paperwork Reduction Act. The purpose of this notice is to allow for an additional 30 days of public comment.
30-Day Notice of Proposed Information Collection: Insurance Termination Request for Multifamily Mortgage
Document Number: 2015-20923
Type: Notice
Date: 2015-08-25
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled
HUD has submitted the proposed information collection requirement described below to the Office of Management and Budget (OMB) for review, in accordance with the Paperwork Reduction Act. The purpose of this notice is to allow for an additional 30 days of public comment.
Agency Information Collection Activities: Proposed Collection; Comment Request-Generic Clearance for the Development of Nutrition Education Messages and Products for the General Public
Document Number: 2015-20922
Type: Notice
Date: 2015-08-25
Agency: Aging Administration
In accordance with the Paperwork Reduction Act of 1995, this notice invites the general public and other public agencies to comment on a proposed information collection. This is an extension of a currently approved collection. Burden hours and total number of responses have not changed. This notice announces the Center for Nutrition Policy and Promotion's (CNPP) intention to request the Office of Management and Budget's approval of the information collection processes and instruments to be used during consumer research while testing nutrition education messages and products developed for the general public. The purpose of performing consumer research is to identify consumers' understanding of potential nutrition education messages and obtain their reaction to prototypes of nutrition education products, including Internet based tools. The information collected will be used to refine messages and improve the usefulness of products as well as aid consumer understanding of current Dietary Guidelines for Americans and related materials (OMB No.: 0584-0523, Expiration Date 1/ 31/2016).
Determination Under the Caribbean Basin Trade Partnership Act
Document Number: 2015-20921
Type: Notice
Date: 2015-08-25
Agency: Council on Environmental Quality
The United States Trade Representative has determined that Cura[ccedil]ao meets certain customs criteria of the Caribbean Basin Trade Partnership Act and, therefore, imports of eligible products from Cura[ccedil]ao qualify for the enhanced trade benefits provided under the Act.
Hearings of the Judicial Conference Advisory Committees on the Federal Rules of Bankruptcy Procedure and the Federal Rules of Evidence
Document Number: 2015-20920
Type: Notice
Date: 2015-08-25
Agency: Commission of Fine Arts
The Advisory Committees on the Federal Rules of Bankruptcy Procedure and the Federal Rules of Evidence have proposed amendments to the following rules:
Center for Scientific Review; Notice of Closed Meetings
Document Number: 2015-20919
Type: Notice
Date: 2015-08-25
Agency: Energy Policy and New Uses Office, Agriculture Department, Antitrust Division
National Institute of Dental & Craniofacial Research; Notice of Meeting
Document Number: 2015-20918
Type: Notice
Date: 2015-08-25
Agency: Energy Policy and New Uses Office, Agriculture Department, Antitrust Division
Codex Alimentarius Commission: Meeting of the Codex Committee on Food Hygiene
Document Number: 2015-20917
Type: Notice
Date: 2015-08-25
Agency: Aging Administration, Fiscal Service
The Office of the Under Secretary for Food Safety, U.S. Department of Agriculture (USDA), and the Food and Drug Administration (FDA), U.S. Department of Health and Human Services (HHS), are sponsoring a public meeting on October 19, 2015. The objective of the public meeting is to provide information and receive public comments on agenda items and draft United States (U.S.) positions to be discussed at the 47th Session of the Codex Committee on Food Hygiene (CCFH) of the Codex Alimentarius Commission (Codex), taking place in Boston, Massachusetts November 9-13, 2015. The Deputy Under Secretary for Food Safety and the FDA recognize the importance of providing interested parties the opportunity to obtain background information on the 47th Session of CCFH and to address items on the agenda.
Drawbridge Operation Regulations; Northeast Cape Fear River, Wilmington, NC
Document Number: 2015-20913
Type: Rule
Date: 2015-08-25
Agency: Agency for Toxic Substances and Disease Registry, Agricultural Marketing Service
The Coast Guard has issued a temporary deviation from the operating schedule that governs the Isabel S. Holmes Bridge across the Northeast Cape Fear River, mile 1.0, at Wilmington, NC. This deviation is necessary to facilitate the annual Beach2Battleship Iron and Half- Iron Distance Triathlons. This deviation allows the bridge to remain in the closed-to-navigation position.
Drawbridge Operation Regulations; Atlantic Intracoastal Waterway, Wrightsville Beach, NC
Document Number: 2015-20912
Type: Rule
Date: 2015-08-25
Agency: Agency for Toxic Substances and Disease Registry, Agricultural Marketing Service
The Coast Guard has issued a temporary deviation from the operating schedule that governs the S. R. 74 Bridge across the Atlantic Intracoastal Waterway, mile 283.1, at Wrightsville Beach, NC. This deviation is necessary to facilitate the annual Beach2Battleship Iron and Half-Iron Distance Triathlons. This deviation allows the bridge to remain in the closed-to-navigation position.
Submission for OMB Review; Comment Request
Document Number: 2015-20911
Type: Notice
Date: 2015-08-25
Agency: National Nuclear Security Administration
Approval and Promulgation of Implementation Plans; Klamath Falls, Oregon Nonattainment Area; Fine Particulate Matter Emissions Inventory and SIP Strengthening Measures
Document Number: 2015-20903
Type: Rule
Date: 2015-08-25
Agency: Department of Agriculture
The Environmental Protection Agency (EPA) is approving State Implementation Plan (SIP) revisions submitted by the Oregon Department of Environmental Quality (ODEQ) on December 12, 2012 to address Clean Air Act (CAA) requirements for the Klamath Falls, Oregon nonattainment area for the 2006 24-hour fine particulate matter (PM2.5) national ambient air quality standard (NAAQS). Specifically, the EPA is approving the emissions inventory contained in the ODEQ's submittal as meeting the requirement to submit a comprehensive, accurate, and current inventory of direct PM2.5 and PM2.5 precursor emissions in Klamath Falls, Oregon. The EPA also is approving and incorporating by reference PM2.5 control measures contained in the December 12, 2012, submittal because incorporation of these measures will strengthen the Oregon SIP and are designed to reduce PM2.5 emissions in the Klamath Falls, Oregon nonattainment area (Klamath Falls NAA) that contribute to violations of the 2006 PM2.5 NAAQS.
Approval and Promulgation of Air Quality Implementation Plans; State of Utah; Revisions to the Utah Division of Administrative Rules, R307-300 Series; Area Source Rules for Attainment of Fine Particulate Matter Standards
Document Number: 2015-20895
Type: Proposed Rule
Date: 2015-08-25
Agency: Department of Agriculture
The Environmental Protection Agency (EPA) is proposing approval and conditional approval of portions of the fine particulate matter (PM2.5) State Implementation Plan (SIP) and other general rule revisions submitted by the State of Utah. The revisions affect the Utah Division of Administrative Rules (DAR), R307-300 Series; Requirements for Specific Locations; the revisions had submission dates of February 2, 2012, May 9, 2013, June 8, 2013, February 18, 2014, April 17, 2014, May 20, 2014, July 10, 2014, August 6, 2014, and December 9, 2014. These area source rules control emissions of direct PM2.5 and PM2.5 precursors, sulfur dioxides (SO2), nitrogen oxides (NOx) and volatile organic compounds (VOC). Additionally, the EPA will be proposing to approve the State's reasonably available control measure (RACM) determinations for the rule revisions that pertain to the PM2.5 SIP. This action is being taken under section 110 of the Clean Air Act (CAA or Act).
Suspension of Community Eligibility
Document Number: 2015-20893
Type: Rule
Date: 2015-08-25
Agency: Agency for Toxic Substances and Disease Registry, Appalachian States Low-Level Radioactive Waste Commission
The Federal Emergency Management Agency (FEMA) is withdrawing a duplicate final rule which it published inadvertently on June 23, 2015.
Proposed Information Collection; Comment Request; Expenditure Survey of Atlantic Highly Migratory Species Tournaments and Participants
Document Number: 2015-20890
Type: Notice
Date: 2015-08-25
Agency: Cooperative State Research, Education, and Extension Service, Economic Research Service
The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995.
Report on Countries That Are Candidates for Millennium Challenge Account Eligibility in Fiscal Year 2016 and Countries That Would Be Candidates But For Legal Prohibitions
Document Number: 2015-20878
Type: Notice
Date: 2015-08-25
Agency: Indian Affairs Bureau
Section 608(a) of the Millennium Challenge Act of 2003 requires the Millennium Challenge Corporation to publish a report that identifies countries that are ``candidate countries'' for Millennium Challenge Account assistance during FY 2016. The report is set forth in full below.
Availability of Seats for National Marine Sanctuary Advisory Councils, Correction
Document Number: 2015-20858
Type: Notice
Date: 2015-08-25
Agency: Cooperative State Research, Education, and Extension Service, Economic Research Service
ONMS published a request for applications for vacant seats on seven of its 13 national marine sanctuary advisory councils on August 14, 2015 (80 FR 48828). This notice is a correction to the number of vacant seats available for the Stellwagen Bank National Marine Sanctuary Advisory Council. Previously, ONMS requested applications for the following six seats on this council: Business/Industry (primary member); Mobile Gear Commercial Fishing (alternate); Recreational Fishing (alternate); Research (alternate); Whale Watch (alternate); and Youth (alternate). ONMS is requesting applications for all of the following seats: At-Large (primary member); Business/Industry (primary member); Diving (primary member); Diving (alternate); Education (two primary members); Fixed Gear Commercial Fishing (primary member); Fixed Gear Commercial Fishing (alternate); Mobile Gear Commercial Fishing (alternate); Recreational Fishing (alternate); Research (two alternates); Whale Watch (primary member); and Youth (alternate). No other advisory councils are affected by this notice.
Airworthiness Directives; The Boeing Company Airplanes
Document Number: 2015-20853
Type: Proposed Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We propose to adopt a new airworthiness directive (AD) for certain The Boeing Company Model 777-200 series airplanes. This proposed AD was prompted by an evaluation by the design approval holder (DAH) indicating that the skin lap splices at certain stringers in certain fuselage sections are subject to widespread fatigue damage (WFD). This proposed AD would require inspections to detect cracking of fuselage skin lap splices in certain fuselage sections, and corrective actions if necessary; modification of left-side and right-side lap splices; and post-modification repetitive inspections for cracks in the modified lap splices, and corrective actions if necessary. We are proposing this AD to detect and correct fatigue cracking of the skin lap splices, and consequent risk of sudden decompression and the inability to sustain limit flight and pressure loads.
Endangered and Threatened Wildlife and Plants; Determination of Critical Habitat for the Marbled Murrelet
Document Number: 2015-20837
Type: Proposed Rule
Date: 2015-08-25
Agency: Farm Service Agency, Architectural and Transportation Barriers Compliance Board
We, the U.S. Fish and Wildlife Service (Service), request public comment in regard to our designation of critical habitat for the marbled murrelet (Brachyramphus marmoratus) under the Endangered Species Act of 1973, as amended (Act). The current designation includes approximately 3,698,100 acres (1,497,000 hectares) of critical habitat in the States of Washington, Oregon, and California. We are reconsidering this designation for the purpose of assessing whether all of the designated areas meet the statutory definition of critical habitat. Because our proposed determination is that all areas currently designated do meet the statutory definition, we are not proposing any changes to the boundaries of the specific areas identified as critical habitat at this time. We seek public comment on our proposed determination.
Airworthiness Directives; The Boeing Company Airplanes
Document Number: 2015-20835
Type: Proposed Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We propose to adopt a new airworthiness directive (AD) for all The Boeing Company Model 777-200, -200LR, -300, and -300ER series airplanes. This proposed AD was prompted by reports of fractured forward attach fittings of the inboard flap outboard aft flap track. The fractured fittings were determined to be the result of corrosion pits forming on the inside diameter of the fittings. This proposed AD would require an inspection for the affected part number and serial number of the main flap; various additional repetitive inspections of the fitting, if necessary; and replacement of the fitting or nested bushing installation, if necessary, which would terminate the inspections. This proposed AD would also provide for optional terminating action for the repetitive inspections. We are proposing this AD to detect and correct fracture of the fitting, which could result in the loss of the inboard aft flap and could lead to a punctured fuselage, causing injury to the flightcrew and passengers, and damage to the airplane.
Federal Housing Administration (FHA): Standardizing Method of Payment for FHA Insurance Claims
Document Number: 2015-20827
Type: Rule
Date: 2015-08-25
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled
This final rule is a cost-savings measure to update HUD's regulations regarding the payment of FHA insurance claims in debentures. Section 520(a) of the National Housing Act grants the Secretary discretion to pay insurance claims in cash or debentures. Although some sections of HUD's regulations have provided mortgagees the option to elect payment of FHA insurance claims in debentures, HUD has not paid an FHA insurance claim in debentures under these regulations in approximately 5 years. This final rule amends applicable FHA regulations to bring consistency in determining the method of payment for FHA insurance claims. This final rule follows publication of the February 20, 2015, proposed rule and adopts the proposed rule without change.
Energy Conservation Program: Test Procedures for External Power Supplies
Document Number: 2015-20717
Type: Rule
Date: 2015-08-25
Agency: Rural Housing Service
On October 9, 2014, the U.S. Department of Energy (DOE) issued a notice of proposed rulemaking (NOPR) to amend the test procedure for External Power Supplies (EPSs). That proposed rulemaking serves as the basis for this final rule. The U.S. Department of Energy is issuing a final rule amending its test procedure for external power supplies. These changes, which will not affect the measured energy use, will harmonize the instrumentation resolution and uncertainty requirements with the second edition of the International Electrotechnical Commission (IEC) 62301 standard when measuring standby power along with other international standards programs, and clarify certain testing set-up requirements. This final rule also clarifies which products are subject to energy conservation standards.
Airworthiness Directives; Cessna Aircraft Company Airplanes
Document Number: 2015-20692
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are adopting a new airworthiness directive (AD) for certain Cessna Aircraft Company Model 500, 501, 550, 551, S550, 560, and 650 airplanes. This AD was prompted by reports of smoke and/or fire in the tailcone caused by sparking due to excessive wear of the brushes in the air conditioning (A/C) motor. This AD requires inspections to determine if certain A/C compressor motors are installed and to determine the accumulated hours on certain A/C compressor motor assemblies; and repetitive replacement of the brushes in the A/C compressor motor assembly, or, as an option to the brush replacement, deactivation of the A/C system and placard installation; and return of replaced brushes to Cessna. We are issuing this AD to prevent the brushes in the A/C motor from wearing down beyond their limits, which could result in the rivet in the brush contacting the commutator, causing sparks and consequent fire and/or smoke in the tailcone with no means to detect or extinguish the fire and/or smoke.
Airworthiness Directives; SOCATA Airplanes
Document Number: 2015-20588
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are superseding Airworthiness Directive (AD) 2007-04-13 for certain SOCATA Model TBM 700 airplaness (type certificate previously held by EADS SOCATA). This AD results from mandatory continuing airworthiness information (MCAI) issued by an aviation authority of another country to identify and correct an unsafe condition on an aviation product. The MCAI describes the unsafe condition as cracks found on the main landing gear cylinders. We are issuing this AD to require actions to address the unsafe condition on these products.
Airworthiness Directives; Airbus Helicopters
Document Number: 2015-20587
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are adopting a new airworthiness directive (AD) for Airbus Helicopters Model AS350B, AS350BA, AS350B1, AS350B2, AS350B3, AS350C, AS350D, AS350D1, AS355E, AS355F, AS355F1, AS355F2, AS355N, AS355NP, EC130B4, and EC130T2 helicopters. This AD requires inspecting the swashplate assembly rotating star to determine whether a ferrule was installed. If a ferrule exists, this AD requires inspecting the rotating star for a crack and removing any cracked rotating star. This AD was prompted by a report that reconditioning the rotating swashplate per a certain repair procedure could result in the rotating star cracking. The actions of this AD are intended to detect a crack in the rotating star and prevent failure of the rotating star and subsequent loss of control of the helicopter.
Airworthiness Directives; Airbus Airplanes
Document Number: 2015-20585
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are adopting a new airworthiness directive (AD) for all Airbus Model A300 B4-603, B4-605R, B4-620, B4-622, B4-622R airplanes; all Airbus Model A300 C4-605R Variant F airplanes; and certain Airbus Model A300 F4-605R airplanes. This AD was prompted by the manufacturer's review of all repairs accomplished using the structural repair manual. This review was done using revised fatigue and damage tolerance calculations. This AD requires an inspection of the surrounding panels of the left and right forward passenger doors, and corrective actions if necessary. We are issuing this AD to detect and correct previous incomplete or inadequate repairs to the surrounding panels of the left and right forward passenger doors and the fail-safe ring, which could negatively affect the structural integrity of the airplane.
Airworthiness Directives; Bombardier, Inc. Airplanes
Document Number: 2015-20584
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are adopting a new airworthiness directive (AD) for certain Bombardier, Inc. Model DHC-8-400 series airplanes. This AD was prompted by an in-service report of an uncommanded and unannunciated nose wheel steering during airplane pushback from the gate. This AD requires installing new cable assemblies with a pull-down resistor. We are issuing this AD to prevent an uncommanded nose wheel steering during takeoff or landing in the event of an open circuit in the steering system, and possible consequent runway excursion.
Airworthiness Directives; Bombardier, Inc. Airplanes
Document Number: 2015-20581
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are adopting a new airworthiness directive (AD) for certain Bombardier, Inc. Model BD-700-1A10 and BD-700-1A11 airplanes. This AD was prompted by a report of several events where pilots experienced difficulty in lateral control of the airplane after doing a climb through heavy rain conditions and a determination that the cause was water ingress in the aileron control pulley assembly. This AD requires, for certain airplanes, inspecting for correct clearance and rework if necessary, and, for certain other airplanes, installing a cover for the aileron pulley assembly. We are issuing this AD to prevent water ingress in the aileron control pulley assembly, which could freeze in cold conditions and result in reduced control of the airplane.
Airworthiness Directives; The Boeing Company Airplanes
Document Number: 2015-20372
Type: Rule
Date: 2015-08-25
Agency: Historic Preservation, Advisory Council, African Development Foundation
We are superseding Airworthiness Directive (AD) 2011-08-51 for certain The Boeing Company Model 737-300, -400, and -500 series airplanes. AD 2011-08-51 required repetitive inspections of the lap joint at certain stringers along the entire length from certain body stations. This new AD expands the inspection area, requires additional inspections for cracks and open pockets, requires corrective actions if necessary, and revises the compliance times. This AD was prompted by an evaluation by the design approval holder (DAH) that has determined that the lower fastener holes in the lower skin of the fuselage lap splice are subject to widespread fatigue damage (WFD). We are issuing this AD to detect and correct fatigue cracking of the lower fastener holes in the lower skin of the fuselage lap splice, which could result in reduced structural integrity of the airplane.
Migratory Bird Hunting; Proposed Frameworks for Late-Season Migratory Bird Hunting Regulations
Document Number: 2015-20371
Type: Proposed Rule
Date: 2015-08-25
Agency: Farm Service Agency, Architectural and Transportation Barriers Compliance Board
The Fish and Wildlife Service (hereinafter Service or we) is proposing to establish the 2015-16 late-season hunting regulations for certain migratory game birds. We annually prescribe frameworks, or outer limits, for dates and times when hunting may occur and the number of birds that may be taken and possessed in late seasons. These frameworks are necessary to allow State selections of seasons and limits and to allow recreational harvest at levels compatible with population and habitat conditions.
Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps
Document Number: 2015-19662
Type: Proposed Rule
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
Pursuant to Section 15F(b)(6) of the Securities Exchange Act of 1934 (``Exchange Act''), as added by Section 764(a) of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd- Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing Rule of Practice 194. Proposed Rule of Practice 194 would provide a process for a registered security-based swap dealer or major security-based swap participant (collectively, ``SBS Entity'') to make an application to the Commission for an order permitting an associated person who is subject to a statutory disqualification to effect or be involved in effecting security-based swaps on behalf of the SBS Entity. Proposed Rule of Practice 194 also would exclude an SBS Entity, subject to certain limitations, from the prohibition in Exchange Act Section 15F(b)(6) with respect to associated persons that are not natural persons for a period of 30 days following the associated person becoming subject to a statutory disqualification or 30 days following the person that is subject to a statutory disqualification becoming an associated person of an SBS Entity; for a period of 180 days following the filing of a complete application under proposed Rule of Practice 194 and notice if the application and notice are filed within the same 30-day time period; and for a period of 180 days following the filing of a complete application with, or initiation of a process by, the Commodity Futures Trading Commission (``CFTC''), a self-regulatory organization (``SRO'') or a registered futures association pending a final decision with respect to an application or process with respect to the associated person for the membership, association, registration or listing as a principal, where the application has been filed or process started prior to or within the same 30-day time period and a notice has been filed with the Commission within the same 30-day time period. The proposed Rule of Practice 194 also would provide, in certain circumstances, for an extension of the temporary exclusion from the prohibition in Exchange Act Section 15F(b)(6) with respect to associated persons that are not natural persons to comply with the prohibition in Section 15F(b)(6). Finally, proposed Rule of Practice 194 would provide that, subject to certain conditions, an SBS Entity may permit an associated person that is subject to a statutory disqualification to effect or be involved in effecting security-based swaps on its behalf, without making an application pursuant to the proposed rule, where the Commission, CFTC, an SRO or a registered futures association has granted a prior application or otherwise granted relief from a statutory disqualification with respect to that associated person.
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