Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016, 46627 [2015-17759]
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Federal Register / Vol. 80, No. 150 / Wednesday, August 5, 2015 / Notices
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
Phlx–2015–66 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–Phlx–2015–66. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
VerDate Sep<11>2014
16:54 Aug 04, 2015
Jkt 235001
should refer to File Number SR–Phlx–
2015–66, and should be submitted on or
before August 26, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–19131 Filed 8–4–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75460; File No. SR–
NYSEMKT–2015–48]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Extending the Pilot
Period Applicable to the Customer
Best Execution Auction per Rule
971.1NY Until July 18, 2016
July 15, 2015.
Correction
In notice document 2015–17759,
appearing on pages 43141 through
43143 in the issue of Tuesday, July 21,
2015, make the following correction:
On page 43143, in the first column, in
the last paragraph before the signature
block, on the 38th line, ‘‘August 10,
2015.’’ should read ‘‘August 11, 2015.’’
[FR Doc. 2015–17759 Filed 8–4–15; 8:45 am]
BILLING CODE 1505–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75569; File No. SR–
NYSEArca–2015–01]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proceedings to Determine Whether
to Approve or Disapprove a Proposed
Rule Change Amending NYSE Arca
Equities Rule 5.2(j)(3), Commentary .02
Relating to Listing of Investment
Company Units Based on Municipal
Bond Indexes
July 30, 2015.
On January 16, 2015, NYSE Arca, Inc.
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend NYSE Arca Equities
Rule 5.2(j)(3), Commentary .02 relating
18 17
CFR 200.30–3(a)(12), (59).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
PO 00000
Frm 00090
Fmt 4703
Sfmt 4703
46627
to the listing of Investment Company
Units based on municipal bond indexes.
The proposed rule change was
published for comment in the Federal
Register on February 4, 2015.3 On
March 19, 2015, pursuant to Section
19(b)(2) of the Act,4 the Commission
designated a longer period within which
to approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to disapprove the proposed
rule change.5 On May 4, 2015, the
Commission published an order
instituting proceedings under Section
19(b)(2)(B) of the Act 6 to determine
whether to approve or disapprove the
proposed rule change.7 The Commission
has received no comment letters on the
proposed rule change.
Section 19(b)(2) of the Act 8 provides
that, after initiating disapproval
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
notice of filing of the proposed rule
change. The Commission may, however,
extend the period for issuing an order
approving or disapproving the proposed
rule change by not more than 60 days
if the Commission determines that a
longer period is appropriate and
publishes the reasons for that
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
February 4, 2015.9 The 180th day after
publication of the notice of the filing of
the proposed rule change in the Federal
Register is August 3, 2015, and the
240th day after publication of the notice
of the filing of the proposed rule change
in the Federal Register is October 2,
2015.
3 See Securities Exchange Act Release No. 74175
(Jan. 29, 2015), 80 FR 6150.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 74534,
80 FR 15834 (Mar. 25, 2015). The Commission
designated a longer period within which to take
action on the proposed rule change and designated
May 5, 2015, as the date by which it should
approve, disapprove, or institute proceedings to
determine whether to disapprove the proposed rule
change.
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No. 74863
(May 4, 2015), 80 FR 26591 (May 8, 2015) (‘‘Order
Instituting Proceedings’’). Specifically, the
Commission instituted proceedings to allow for
additional analysis of the proposed rule change’s
consistency with Section 6(b)(5) of the Act, which
requires, among other things, that the rules of a
national securities exchange be ‘‘designed to
prevent fraudulent and manipulative acts and
practices, to promote just and equitable principles
of trade,’’ and ‘‘to protect investors and the public
interest.’’ See id.
8 15 U.S.C. 78s(b)(2).
9 See supra note 3.
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]]>Agencies
[Federal Register Volume 80, Number 150 (Wednesday, August 5, 2015)]
[Notices]
[Page 46627]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17759]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75460; File No. SR-NYSEMKT-2015-48]
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change Extending the Pilot
Period Applicable to the Customer Best Execution Auction per Rule
971.1NY Until July 18, 2016
July 15, 2015.
Correction
In notice document 2015-17759, appearing on pages 43141 through
43143 in the issue of Tuesday, July 21, 2015, make the following
correction:
On page 43143, in the first column, in the last paragraph before
the signature block, on the 38th line, ``August 10, 2015.'' should read
``August 11, 2015.''
[FR Doc. 2015-17759 Filed 8-4-15; 8:45 am]
BILLING CODE 1505-01-P
