Sunshine Act Meeting, 41119 [2015-17293]

Download as PDF Federal Register / Vol. 80, No. 134 / Tuesday, July 14, 2015 / Notices 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BX– 2015–036 and should be submitted on or before August 4, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.32 Brent J. Fields, Secretary. [FR Doc. 2015–17170 Filed 7–13–17; 8:45 am] BILLING CODE 8011–01–P Dated: July 9, 2015. Brent J. Fields, Secretary. [FR Doc. 2015–17293 Filed 7–10–15; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–75277] U.S. Securities and Exchange Commission. ACTION: Notice. AGENCY: Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Investor Advisory Committee will hold a meeting on Thursday, July 16, 2015, in MultiPurpose Room LL–006 at the Commission’s headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (ET) and will be open to the public. Seating will be on a first-come, first-served basis. Doors will open at 9 a.m. Visitors will be subject to security checks. The meeting will be webcast on the Commission’s Web site at www.sec.gov. On June 22, 2015, the Commission issued notice of the Committee meeting (Release No. 33–9851), indicating that the meeting is open to the public (except during that portion of the meeting reserved for an administrative work session during lunch), and inviting the public to submit written comments to the Committee. This Sunshine Act notice is being issued because a quorum of the Commission may attend the meeting. The agenda for the meeting includes: Remarks from Commissioners; a discussion of background checks as a means to address elder financial abuse (which may include a recommendation); a discussion of the Department of Labor’s fiduciary rule proposal; a shareholder rights update panel; a report of the Committee chair regarding Committee matters; an investment management panel discussion on the SECURITIES AND EXCHANGE COMMISSION [Release No. 34–75394; File No. SR–FINRA– 2015–017] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories July 8, 2015. Public Availability of the Securities and Exchange Commission’s FY 2014 Service Contract Inventory SECURITIES AND EXCHANGE COMMISSION asabaliauskas on DSK5VPTVN1PROD with NOTICES disclosure of fees and risks in fund products; and a nonpublic administrative work session during lunch. For further information, please contact the Office of the Secretary at (202) 551–5400. In accordance with Section 743 of Division C of the Consolidated Appropriations Act of 2010 (Pub. L. 111–117), SEC is publishing this notice to advise the public of the availability of the FY2014 Service Contract Inventory (SCI) and the FY2013 SCI Analysis. The SCI provides information on FY2014 actions over $25,000 for service contracts. The inventory organizes the information by function to show how SEC distributes contracted resources throughout the agency. SEC developed the inventory per the guidance issued on November 5, 2011 by the Office of Management and Budget’s Office of Federal Procurement Policy (OFPP). OFPP’s guidance is available at https://www.whitehouse.gov/ sites/default/files/omb/procurement/ memo/service-contract-inventoriesguidance-11052010.pdf. The Service Contract Inventory Analysis for FY2013 provides information based on the FY 2013 Inventory. The SEC has posted its inventory, a summary of the inventory and the FY2013 analysis on the SEC’s homepage at https://www.sec.gov/about/ secreports.shtml and https:// www.sec.gov/open. FOR FURTHER INFORMATION CONTACT: Direct questions regarding the service contract inventory to Vance Cathell, Director Office of Acquisitions 202.551.8385 or CathellV@sec.gov. SUMMARY: Dated: June 24, 2015. Brent J. Fields, Secretary. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on June 29, 2015, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to amend NASD Rule 1032(f) (Limited Representative— Equity Trader) to replace the Equity Trader registration category and qualification examination (Series 55) with a Securities Trader registration category and qualification examination (Series 57). In addition, the proposed rule change amends NASD Rule 1022(a) (General Securities Principal) to establish a Securities Trader Principal registration category. The proposed rule change also makes technical conforming changes to the Form U4 (Uniform Application for Securities Industry Registration or Transfer). The text of the proposed rule change is available on FINRA’s Web site at https://www.finra.org, at the principal office of FINRA and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, FINRA included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. FINRA has prepared [FR Doc. 2015–17180 Filed 7–13–15; 8:45 am] 32 17 VerDate Sep<11>2014 19:09 Jul 13, 2015 Jkt 235001 1 15 BILLING CODE 8011–01–P CFR 200.30–3(a)(12). 41119 2 17 PO 00000 Frm 00129 Fmt 4703 Sfmt 4703 E:\FR\FM\14JYN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 14JYN1

Agencies

[Federal Register Volume 80, Number 134 (Tuesday, July 14, 2015)]
[Notices]
[Page 41119]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17293]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission Investor Advisory Committee will hold a meeting 
on Thursday, July 16, 2015, in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC. The 
meeting will begin at 9:30 a.m. (ET) and will be open to the public. 
Seating will be on a first-come, first-served basis. Doors will open at 
9 a.m. Visitors will be subject to security checks. The meeting will be 
webcast on the Commission's Web site at www.sec.gov.
    On June 22, 2015, the Commission issued notice of the Committee 
meeting (Release No. 33-9851), indicating that the meeting is open to 
the public (except during that portion of the meeting reserved for an 
administrative work session during lunch), and inviting the public to 
submit written comments to the Committee. This Sunshine Act notice is 
being issued because a quorum of the Commission may attend the meeting.
    The agenda for the meeting includes: Remarks from Commissioners; a 
discussion of background checks as a means to address elder financial 
abuse (which may include a recommendation); a discussion of the 
Department of Labor's fiduciary rule proposal; a shareholder rights 
update panel; a report of the Committee chair regarding Committee 
matters; an investment management panel discussion on the disclosure of 
fees and risks in fund products; and a nonpublic administrative work 
session during lunch.
    For further information, please contact the Office of the Secretary 
at (202) 551-5400.

     Dated: July 9, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-17293 Filed 7-10-15; 11:15 am]
 BILLING CODE 8011-01-P
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