Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory, 41119 [2015-17180]
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Federal Register / Vol. 80, No. 134 / Tuesday, July 14, 2015 / Notices
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–BX–
2015–036 and should be submitted on
or before August 4, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.32
Brent J. Fields,
Secretary.
[FR Doc. 2015–17170 Filed 7–13–17; 8:45 am]
BILLING CODE 8011–01–P
Dated: July 9, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–17293 Filed 7–10–15; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75277]
U.S. Securities and Exchange
Commission.
ACTION: Notice.
AGENCY:
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission Investor Advisory
Committee will hold a meeting on
Thursday, July 16, 2015, in MultiPurpose Room LL–006 at the
Commission’s headquarters, 100 F
Street NE., Washington, DC. The
meeting will begin at 9:30 a.m. (ET) and
will be open to the public. Seating will
be on a first-come, first-served basis.
Doors will open at 9 a.m. Visitors will
be subject to security checks. The
meeting will be webcast on the
Commission’s Web site at www.sec.gov.
On June 22, 2015, the Commission
issued notice of the Committee meeting
(Release No. 33–9851), indicating that
the meeting is open to the public
(except during that portion of the
meeting reserved for an administrative
work session during lunch), and
inviting the public to submit written
comments to the Committee. This
Sunshine Act notice is being issued
because a quorum of the Commission
may attend the meeting.
The agenda for the meeting includes:
Remarks from Commissioners; a
discussion of background checks as a
means to address elder financial abuse
(which may include a recommendation);
a discussion of the Department of
Labor’s fiduciary rule proposal; a
shareholder rights update panel; a
report of the Committee chair regarding
Committee matters; an investment
management panel discussion on the
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75394; File No. SR–FINRA–
2015–017]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of a
Proposed Rule Change To Establish
the Securities Trader and Securities
Trader Principal Registration
Categories
July 8, 2015.
Public Availability of the Securities and
Exchange Commission’s FY 2014
Service Contract Inventory
SECURITIES AND EXCHANGE
COMMISSION
asabaliauskas on DSK5VPTVN1PROD with NOTICES
disclosure of fees and risks in fund
products; and a nonpublic
administrative work session during
lunch.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
In accordance with Section
743 of Division C of the Consolidated
Appropriations Act of 2010 (Pub. L.
111–117), SEC is publishing this notice
to advise the public of the availability
of the FY2014 Service Contract
Inventory (SCI) and the FY2013 SCI
Analysis. The SCI provides information
on FY2014 actions over $25,000 for
service contracts. The inventory
organizes the information by function to
show how SEC distributes contracted
resources throughout the agency. SEC
developed the inventory per the
guidance issued on November 5, 2011
by the Office of Management and
Budget’s Office of Federal Procurement
Policy (OFPP). OFPP’s guidance is
available at https://www.whitehouse.gov/
sites/default/files/omb/procurement/
memo/service-contract-inventoriesguidance-11052010.pdf. The Service
Contract Inventory Analysis for FY2013
provides information based on the FY
2013 Inventory. The SEC has posted its
inventory, a summary of the inventory
and the FY2013 analysis on the SEC’s
homepage at https://www.sec.gov/about/
secreports.shtml and https://
www.sec.gov/open.
FOR FURTHER INFORMATION CONTACT:
Direct questions regarding the service
contract inventory to Vance Cathell,
Director Office of Acquisitions
202.551.8385 or CathellV@sec.gov.
SUMMARY:
Dated: June 24, 2015.
Brent J. Fields,
Secretary.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 29,
2015, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I and
II below, which Items have been
prepared by FINRA. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to amend NASD
Rule 1032(f) (Limited Representative—
Equity Trader) to replace the Equity
Trader registration category and
qualification examination (Series 55)
with a Securities Trader registration
category and qualification examination
(Series 57). In addition, the proposed
rule change amends NASD Rule 1022(a)
(General Securities Principal) to
establish a Securities Trader Principal
registration category. The proposed rule
change also makes technical conforming
changes to the Form U4 (Uniform
Application for Securities Industry
Registration or Transfer).
The text of the proposed rule change
is available on FINRA’s Web site at
https://www.finra.org, at the principal
office of FINRA and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. FINRA has prepared
[FR Doc. 2015–17180 Filed 7–13–15; 8:45 am]
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Agencies
[Federal Register Volume 80, Number 134 (Tuesday, July 14, 2015)]
[Notices]
[Page 41119]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-17180]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75277]
Public Availability of the Securities and Exchange Commission's
FY 2014 Service Contract Inventory
AGENCY: U.S. Securities and Exchange Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: In accordance with Section 743 of Division C of the
Consolidated Appropriations Act of 2010 (Pub. L. 111-117), SEC is
publishing this notice to advise the public of the availability of the
FY2014 Service Contract Inventory (SCI) and the FY2013 SCI Analysis.
The SCI provides information on FY2014 actions over $25,000 for service
contracts. The inventory organizes the information by function to show
how SEC distributes contracted resources throughout the agency. SEC
developed the inventory per the guidance issued on November 5, 2011 by
the Office of Management and Budget's Office of Federal Procurement
Policy (OFPP). OFPP's guidance is available at https://www.whitehouse.gov/sites/default/files/omb/procurement/memo/service-contract-inventories-guidance-11052010.pdf. The Service Contract
Inventory Analysis for FY2013 provides information based on the FY 2013
Inventory. The SEC has posted its inventory, a summary of the inventory
and the FY2013 analysis on the SEC's homepage at https://www.sec.gov/about/secreports.shtml and https://www.sec.gov/open.
FOR FURTHER INFORMATION CONTACT: Direct questions regarding the service
contract inventory to Vance Cathell, Director Office of Acquisitions
202.551.8385 or CathellV@sec.gov.
Dated: June 24, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-17180 Filed 7-13-15; 8:45 am]
BILLING CODE 8011-01-P