Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System, 39821 [2015-16856]
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Federal Register / Vol. 80, No. 132 / Friday, July 10, 2015 / Notices
obligations at the address shown in its
then-most recent filing with the
Commission, but MKJI did not receive
the delinquency letter due to its failure
to maintain a valid address on file with
the Commission as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of the EDGAR Filer Manual).
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Royal Invest
International Corp. (CIK No. 1079574)
(‘‘RIIC’’), a void Delaware corporation
with its principal place of business in
Westport, Connecticut, with stock
quoted on OTC Link because it has not
filed any periodic reports since the
period ended September 30, 2010. On
June 26, 2013, Corporation Finance sent
a delinquency letter to RIIC requesting
compliance with its periodic reporting
obligations at the address shown in its
then-most recent filing with the
Commission, but RIIC did not receive
the delinquency letter due to its failure
to maintain a valid address on file with
the Commission as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of the EDGAR Filer Manual).
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of San Joaquin
Bancorp (CIK No. 1368883) (‘‘SJQU’’), a
suspended California corporation with
its principal place of business in
Bakersfield, California, with stock
quoted on OTC Link because it has not
filed any periodic reports since the
period ended June 30, 2009. On June 26,
2013, Corporation Finance sent a
delinquency letter to SJQU requesting
compliance with its periodic reporting
obligations at the address shown in its
then-most recent filing with the
Commission, but SJQU did not receive
the delinquency letter due to its failure
to maintain a valid address on file with
the Commission as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of the EDGAR Filer Manual).
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on July 8,
2015, through 11:59 p.m. EDT on July
21, 2015.
VerDate Sep<11>2014
19:51 Jul 09, 2015
Jkt 235001
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–17014 Filed 7–8–15; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75359; File No. SR–CBOE–
2015–045]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Designation of
Longer Period for Commission Action
on Proposed Rule Change Relating to
Rule 6.53C and Complex Orders on the
Hybrid System
July 6, 2015.
On May 12, 2015, Chicago Board
Options Exchange, Incorporated (the
‘‘Exchange’’ or ‘‘CBOE’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
modify Rule 6.53C, Complex Orders on
the Hybrid System, to give the Exchange
the flexibility to distinguish between
Professional and non-Professional
orders for the purposes of determining
eligibility for COA. The proposed rule
change was published for comment in
the Federal Register on May 27, 2015.3
On June 3, 2015, CBOE filed
Amendment No.1 to the proposed rule
change.4 The Commission received no
comment letters regarding the proposed
rule change.
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 75003
(May 20, 2015), 80 FR 30306.
4 Amendment No. 1 to the proposed rule change
amended the statutory basis and burden on
competition sections of the Form 19b–4 and Exhibit
1 regarding distinguishing between Professional
and non-Professional orders for purposes of
determining eligibility for COA.
5 15 U.S.C. 78s(b)(2).
PO 00000
1 15
2 17
Frm 00077
Fmt 4703
Sfmt 4703
39821
disapproved. The 45th day for this filing
is July 11, 2015.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change, as
modified by Amendment No. 1.
Accordingly, pursuant to Section
19(b)(2) of the Act 6 and for the reasons
stated above, the Commission
designates August 25, 2015, as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Brent J. Fields,
Secretary.
[FR Doc. 2015–16856 Filed 7–9–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75363; File No. SR–CTA–
2015–02]
Consolidated Tape Association; Notice
of Filing of the Twenty Third
Substantive Amendment to the Second
Restatement of the CTA Plan
July 6, 2015.
Pursuant to Section 11A of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 608 thereunder,2
notice is hereby given that on June 19,
2015, certain participants (‘‘Approving
Participants’’) 3 in the Second
Restatement of the Consolidated Tape
Association Plan (‘‘CTA Plan’’ or
‘‘Plan’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
a proposal to amend the Plan.4 The
7 17
CFR 200.30–3(a)(31).
U.S.C. 78s(b)(2).
1 15 U.S.C. 78k–1.
2 17 CFR 242.608.
3 More than two-thirds of the CTA Plan
participants approved the amendment. The
Approving Participants are: BATS Exchange, Inc.,
BATS–Y Exchange, Inc., Chicago Board Options
Exchange, Incorporated, Chicago Stock Exchange,
Inc., EDGA Exchange, Inc., EDGX Exchange, Inc.,
Financial Industry Regulatory Authority, Inc.,
International Securities Exchange, LLC, National
Stock Exchange, New York Stock Exchange LLC,
NYSE MKT LLC, and NYSE Arca, Inc. NASDAQ
OMX BX, Inc., NASDAQ OMX PHLX, Inc., and the
Nasdaq Stock Market LLC are also CTA Plan
participants (‘‘participants’’).
4 See Securities Exchange Act Release Nos. 10787
(May 10, 1974), 39 FR 17799 (May 20, 1974)
(declaring the CTA Plan effective). The most recent
6 15
E:\FR\FM\10JYN1.SGM
Continued
10JYN1
Agencies
[Federal Register Volume 80, Number 132 (Friday, July 10, 2015)]
[Notices]
[Page 39821]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-16856]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75359; File No. SR-CBOE-2015-045]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Designation of Longer Period for Commission
Action on Proposed Rule Change Relating to Rule 6.53C and Complex
Orders on the Hybrid System
July 6, 2015.
On May 12, 2015, Chicago Board Options Exchange, Incorporated (the
``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to modify Rule 6.53C, Complex
Orders on the Hybrid System, to give the Exchange the flexibility to
distinguish between Professional and non-Professional orders for the
purposes of determining eligibility for COA. The proposed rule change
was published for comment in the Federal Register on May 27, 2015.\3\
On June 3, 2015, CBOE filed Amendment No.1 to the proposed rule
change.\4\ The Commission received no comment letters regarding the
proposed rule change.
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 75003 (May 20,
2015), 80 FR 30306.
\4\ Amendment No. 1 to the proposed rule change amended the
statutory basis and burden on competition sections of the Form 19b-4
and Exhibit 1 regarding distinguishing between Professional and non-
Professional orders for purposes of determining eligibility for COA.
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Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is July 11, 2015.
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\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider the
proposed rule change, as modified by Amendment No. 1.
Accordingly, pursuant to Section 19(b)(2) of the Act \6\ and for
the reasons stated above, the Commission designates August 25, 2015, as
the date by which the Commission should either approve or disapprove,
or institute proceedings to determine whether to disapprove, the
proposed rule change.
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\7\ 17 CFR 200.30-3(a)(31).
\6\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
Brent J. Fields,
Secretary.
[FR Doc. 2015-16856 Filed 7-9-15; 8:45 am]
BILLING CODE 8011-01-P