In the Matter of Vantone International Group, Inc.; Order of Suspension of Trading, 37349 [2015-16146]
Download as PDF
Federal Register / Vol. 80, No. 125 / Tuesday, June 30, 2015 / Notices
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549–1090 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing will also be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2015–063 and should be
submitted on or before July 21, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–15980 Filed 6–29–15; 8:45 am]
date, VNTI has failed to cure its
delinquencies.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted company is suspended for the
period from 9:30 a.m. EDT on June 26,
2015, through 11:59 p.m. EDT on July
10, 2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–16146 Filed 6–26–15; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8011–01–P
[Release No. 34–75284; File No. SR–MIAX–
2015–40]
SECURITIES AND EXCHANGE
COMMISSION
In the Matter of Vantone International
Group, Inc.; Order of Suspension of
Trading
Self-Regulatory Organizations; Miami
International Securities Exchange LLC;
Notice of Filing and Immediate
Effectiveness of a Proposed Rule
Change To Amend Exchange Rule 510
To Extend the Penny Pilot Program
June 26, 2015.
June 24, 2015.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
[ File No. 500–1]
It appears to the Securities and
Exchange Commission (‘‘Commission’’)
that there is a lack of current and
accurate information concerning the
securities of Vantone International
Group, Inc. (‘‘VNTI 1’’) (CIK No.
1101423), a revoked Nevada corporation
whose principal place of business is
listed as Shenyang, Liaoning Province,
China because it is delinquent in its
periodic filings with the Commission,
having not filed any periodic reports
since it filed a Form 10–Q for the period
ended December 31, 2011. As of June
18, 2015, VNTI’s common stock was
quoted on OTC Link (previously ‘‘Pink
Sheets’’) operated by OTC Markets
Group Inc. On May 7, 2015, the
Commission’s Division of Corporation
Finance sent a delinquency letter to
VNTI at the address shown in its thenmost recent filing in the Commission’s
EDGAR system requesting compliance
with its periodic filing requirements,
which VNTI failed to receive because .
VNTI thus failed to maintain a valid
address on file with the Commission as
required by Commission rules (Rule 301
of Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). To
CFR 200.30–3(a)(12).
short form of the issuer’s name is also its
ticker symbol.
Pursuant to the provisions of Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 notice is hereby given that,
on June 18, 2015, Miami International
Securities Exchange LLC (‘‘MIAX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) a proposed rule change
as described in Items I and II below,
which Items have been prepared by the
Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is filing a proposal to
amend Rule 510, Interpretations and
Policies .01 to extend the pilot program
for the quoting and trading of certain
options in pennies (the ‘‘Penny Pilot
Program’’).
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.miaxoptions.com/filter/
wotitle/rule_filing, at MIAX’s principal
office, and at the Commission’s Public
Reference Room.
14 17
1 The
VerDate Sep<11>2014
17:34 Jun 29, 2015
Jkt 235001
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00131
Fmt 4703
Sfmt 4703
37349
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange is a participant in an
industry-wide pilot program that
provides for the quoting and trading of
certain option classes in penny
increments (the ‘‘Penny Pilot Program’’
or ‘‘Program’’). Specifically, the Penny
Pilot Program allows the quoting and
trading of certain option classes in
minimum increments of $0.01 for all
series in such option classes with a
price of less than $3.00; and in
minimum increments of $0.05 for all
series in such option classes with a
price of $3.00 or higher. Options
overlying the PowerShares QQQ Trust
(‘‘QQQQ’’)®, SPDR S&P 500 Exchange
Traded Funds (‘‘SPY’’), and iShares
Russell 2000 Index Funds (‘‘IWM’’),
however, are quoted and traded in
minimum increments of $0.01 for all
series regardless of the price. The Penny
Pilot Program was initiated at the then
existing option exchanges in January
2007 and currently includes more than
300 of the most active option classes.
The Penny Pilot Program is currently
scheduled to expire on June 30, 2015.
The purpose of the proposed rule
change is to extend the Penny Pilot
Program in its current format through
June 30, 2016.
In addition to the extension of the
Penny Pilot Program through June 30,
2016, the Exchange will replace any
Penny Pilot issues that have been
delisted with the next most actively
traded multiply listed option classes
that are not yet included in the Penny
Pilot Program. The replacement issues
will be selected based on trading
activity in the previous six months and
will be added to the Penny Pilot
Program on the second trading day
following July 1, 2015 and January 1,
2016. Please note, the month
immediately preceding a replacement
E:\FR\FM\30JNN1.SGM
30JNN1
Agencies
[Federal Register Volume 80, Number 125 (Tuesday, June 30, 2015)]
[Notices]
[Page 37349]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-16146]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[ File No. 500-1]
In the Matter of Vantone International Group, Inc.; Order of
Suspension of Trading
June 26, 2015.
It appears to the Securities and Exchange Commission
(``Commission'') that there is a lack of current and accurate
information concerning the securities of Vantone International Group,
Inc. (``VNTI \1\'') (CIK No. 1101423), a revoked Nevada corporation
whose principal place of business is listed as Shenyang, Liaoning
Province, China because it is delinquent in its periodic filings with
the Commission, having not filed any periodic reports since it filed a
Form 10-Q for the period ended December 31, 2011. As of June 18, 2015,
VNTI's common stock was quoted on OTC Link (previously ``Pink Sheets'')
operated by OTC Markets Group Inc. On May 7, 2015, the Commission's
Division of Corporation Finance sent a delinquency letter to VNTI at
the address shown in its then-most recent filing in the Commission's
EDGAR system requesting compliance with its periodic filing
requirements, which VNTI failed to receive because . VNTI thus failed
to maintain a valid address on file with the Commission as required by
Commission rules (Rule 301 of Regulation S-T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual). To date, VNTI has failed to cure
its delinquencies.
---------------------------------------------------------------------------
\1\ The short form of the issuer's name is also its ticker
symbol.
---------------------------------------------------------------------------
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed company is suspended for
the period from 9:30 a.m. EDT on June 26, 2015, through 11:59 p.m. EDT
on July 10, 2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-16146 Filed 6-26-15; 4:15 pm]
BILLING CODE 8011-01-P