Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Change in Business Form Fee, 36875-36877 [2015-15687]
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Federal Register / Vol. 80, No. 123 / Friday, June 26, 2015 / Notices
OPP on the basis of the better of the
NBBO or the internal market BBO rather
than solely on the basis of the NBBO
protects investors and the public
interest by extending the benefits of
OPP to orders received in instances
where the internal market BBO is better
than the NBBO.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act, as the
amendments to Rule 1080(p)(3)(B) will
apply uniformly to all market
participants availing themselves of the
OPP feature. Nor will the proposal
impose a burden on competition among
the options exchanges, because of the
vigorous competition for order flow
among the options exchanges. To the
extent that market participants disagree
with the particular approach taken by
the Exchange herein, market
participants can easily and readily
direct order flow to competing venues.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to section
19(b)(3)(A) of the Act 7 and Rule 19b–
4(f)(6) thereunder.8
A proposed rule change filed
pursuant to Rule 19b–4(f)(6) under the
Act 9 normally does not become
operative for 30 days after the date of its
filing. However, Rule 19b–4(f)(6)10
permits the Commission to designate a
shorter time if such action is consistent
with the protection of investors and the
7 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Commission has determined to
waive the five-day pre-filing period in this case.
9 17 CFR 240.19b–4(f)(6).
10 17 CFR 240.19b–4(f)(6).
tkelley on DSK3SPTVN1PROD with NOTICES
8 17
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public interest. The Exchange believes
that waiving the 30-day operative delay
is consistent with the protection of
investors and the public interest
because it would allow the Exchange to
immediately correct the inaccuracy with
respect to the NBBO described above, as
well as eliminate language suggesting
the Exchange possesses the capability to
temporarily deactivate OPP on an
intraday basis when in fact this is not
the case. The Exchange believes that the
public interest would not be served by
preserving these inaccuracies in its rules
during a notice and comment period for
this proposed rule change. The
Commission believes that waiving the
30-day operative delay 11 is consistent
with the protection of investors and the
public interest and designates the
proposal operative on filing.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
Phlx–2015–51 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–Phlx–2015–51. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
11 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
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36875
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2015–51 and should be submitted on or
before July 17, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–15689 Filed 6–25–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75254; File No. SR–CHX–
2015–04]
Self-Regulatory Organizations;
Chicago Stock Exchange, Inc.; Notice
of Filing and Immediate Effectiveness
of a Proposed Rule Change To
Eliminate the Change in Business
Form Fee
June 22, 2015.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 2 thereunder,
notice is hereby given that on June 15,
2015, the Chicago Stock Exchange, Inc.
(‘‘CHX’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III, below, which Items
12 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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36876
Federal Register / Vol. 80, No. 123 / Friday, June 26, 2015 / Notices
proposed rule change operative July 1,
2015.
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
2. Statutory Basis
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
CHX proposes to amend section C of
the Fee Schedule of CHX (‘‘Fee
Schedule’’) to eliminate the change in
business form fee. The text of this
proposed rule change is available on the
Exchange’s Web site at (www.chx.com)
and in the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
CHX included statements concerning
the purpose of and basis for the
proposed rule changes and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
CHX has prepared summaries, set forth
in sections A, B and C below, of the
most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
tkelley on DSK3SPTVN1PROD with NOTICES
1. Purpose
The Exchange proposes to amend
section C of the Fee Schedule to
eliminate the change in business form
fee. Currently, the Exchange charges a
$200 fee for any Participant that changes
its form of business (e.g., from a
partnership to a limited liability
corporation) to cover the administrative
costs of tracking and verifying such
changes. However, the Exchange
believes that the $200.00 change in
business form fee has become
unnecessary, in light of the recent
amendment to the Trading Permit
application fee, which was increased
from $200 to $2,000 per application.3
Aside from the elimination of the
change in business form fee, the
Exchange does not propose to
substantively modify any other fees,
assessments, credits or rebates. The
Exchange proposes to make this
3 See section A of the Fee Schedule; see also
Exchange Act Release No. 73906 (December 22,
2014), 79 FR 78541 (December 30, 2014) (SR–CHX–
2014–20).
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The Exchange believes that the
proposed rule change is consistent with
section 6(b) of the Act 4 in general, and
furthers the objectives of sections 6(b)(4)
of the Act 5 in particular, as the
proposed rule provides for the equitable
allocation of reasonable dues, fees and
other charges among members and other
persons using its facilities. Specifically,
the Exchange believes that the proposed
elimination of the change in business
form fee will be applied in a nondiscriminatory manner as the fee will no
longer be assessed to any Participants.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. To the
contrary, the proposed elimination of
the change in business form fee will
reduce the number of fees assessed to
Participants, which will enhance
competition. The Exchange operates in
a highly competitive market in which
market participants can readily direct
order flow to competing venues if they
deem fee levels set by the Exchange to
be excessive. Thus, the proposed rule
change is a competitive proposal that is
intended to retain Participants at, and
draw prospective Participants to, the
Exchange by, among other things,
providing a simplified Fee Schedule.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to section
19(b)(3)(A)(ii) of the Act 6 and
subparagraph(f)(2) of Rule 19b–4
thereunder 7 because it establishes or
changes a due, fee or other charge
imposed by the Exchange.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
4 15
U.S.C. 78f.
U.S.C. 78f(b)(4).
6 15 U.S.C. 78s(b)(3)(A)(ii).
7 17 CFR 240.19b–4(f)(2).
5 15
PO 00000
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Fmt 4703
Sfmt 4703
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CHX–2015–04 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CHX–2015–04. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–CHX–
E:\FR\FM\26JNN1.SGM
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Federal Register / Vol. 80, No. 123 / Friday, June 26, 2015 / Notices
BILLING CODE 8011–01–P
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of those
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant parts of such
statements.
SECURITIES AND EXCHANGE
COMMISSION
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
2015–04 and should be submitted on or
before July 17, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–15687 Filed 6–25–15; 8:45 am]
[Release No. 34–75261; File No. SR–
NASDAQ–2015–062]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend
Nasdaq Rules 7014 and 7018
June 22, 2015.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 15,
2015, The NASDAQ Stock Market LLC
(‘‘NASDAQ’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) a
proposed rule change as described in
Items I, II and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
tkelley on DSK3SPTVN1PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
Nasdaq is proposing changes to
Nasdaq Rule 7014, including adding a
national best bid or best offer (‘‘NBBO’’)
Program, amending Nasdaq Rule 7018
rebates, eliminating Nasdaq Rule
7018(a)(4) that governs fees and credits
for execution of orders in select
symbols, and increasing the monthly
cap on fees charged for participation in
the Nasdaq Opening Cross in Nasdaq
Rule 7018(e).
The text of the proposed rule change
is available at nasdaq.cchwallstreet.com
at Nasdaq principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
Nasdaq included statements concerning
the purpose of, and basis for, the
8 17
CFR 200.30–3(a)(12).
15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1
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1. Purpose
Nasdaq proposes to amend Nasdaq
Rules 7014 and 7018 by eliminating the
fees and credits for execution of orders
in select symbols (‘‘Select Symbol
Program’’) under Nasdaq Rule
7018(a)(4). The Exchange proposes to
make corresponding changes to remove
references to the Select Symbol Program
in Nasdaq Rule 7014(b) and (e).
Additionally, Nasdaq proposes to clarify
Nasdaq Rule 7014(b) by removing an
outdated reference to subsection (f) and
specifying the rebates and credits are
from Nasdaq Rule 7018(a), as well as to
clarify that the rebate in Nasdaq Rule
7018(e) will be in addition to any rebate
payable under Nasdaq Rule 7018(a).
The Exchange also proposes to amend
Nasdaq Rule 7014 by adding the NBBO
Program to the rule as subsection (g).
Under the NBBO Program, Nasdaq will
provide a rebate per share executed with
respect to all other displayed orders
(other than Designated Retail Orders, as
defined in Nasdaq Rule 7018) in
securities priced at $1 or more per share
that provide liquidity and establish the
NBBO. The rebate will be in addition to
any rebate or credit payable under
Nasdaq Rule 7018(a) and the Investor
Support Program (‘‘ISP’’) and Qualified
Market Maker (‘‘QMM’’) Program under
Nasdaq Rule 7014.
To qualify for the $0.0002 per share
executed rebate under the NBBO
Program, a member must either: (1)
Execute shares of liquidity provided in
all securities through one or more of its
MPIDs that represents 0.475% or more
of consolidated volume (‘‘Consolidated
Volume’’) during the month, or (2) add
Nasdaq Options Market (‘‘NOM’’)
market maker liquidity, as defined in
chapter XV, section 2 of the NOM rules,
in penny pilot options and/or nonpenny pilot options above 0.90% of
total industry customer equity and
exchange-traded fund (‘‘ETF’’) option
average daily volume (‘‘ADV’’) contracts
per day in a month.
Next, Nasdaq proposes to amend
midpoint pricing credit tiers in Nasdaq
Rule 7018(a)(1), (2) and (3). Specifically,
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36877
in Nasdaq Rule 7018(a)(1) currently
there is a credit of $0.0017 per share
executed for midpoint orders if the
member provides an average daily
volume of between 5 million and less
than 6 million shares through midpoint
orders during the month. The credit of
$0.0017 per share executed for midpoint
orders will now be available if the
member provides an average daily
volume of 3 million or more shares
through midpoint orders during the
month. The same change is being made
in Nasdaq Rule 7018(b) and (c), but for
the $0.0020 per share executed credit
for midpoint orders tier. Additional
language is being modified within each
of these subsections solely for purposes
of clarification.
Finally, the Exchange proposes to
amend Nasdaq Rule 7018(e) by
increasing the monthly maximum
amount that firms are subject to for
executing orders in the Nasdaq Opening
Cross from $20,000 to $30,000 (provided
that such firms add at least one million
shares of liquidity, on average, per
month). The change is intended to keep
the charges incurred by members to
participate in the Nasdaq Opening Cross
comparable to the charges incurred by
the New York Stock Exchange (‘‘NYSE’’)
members to participate in its opening
process.3
2. Statutory Basis
Nasdaq believes that the proposed
rule change is consistent with the
provisions of section 6 of the Act,4 in
general, and with sections 6(b)(4) and
6(b)(5) of the Act,5 in particular, in that
it provides for the equitable allocation
of reasonable dues, fees and other
charges among members and issuers and
other persons using any facility or
system which Nasdaq operates or
controls and is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, to remove impediments to
and perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest; and
are not designed to permit unfair
discrimination between customers,
issuers, brokers, or dealers.
Nasdaq believes that the proposed
changes to Nasdaq Rule 7018 to
eliminate the Select Symbol Program
See SR–NYSE–2015–28 (as of yet unpublished).
15 U.S.C. 78f.
5 15 U.S.C. 78f(b)(4) and (5).
3
4
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]]>Agencies
[Federal Register Volume 80, Number 123 (Friday, June 26, 2015)]
[Notices]
[Pages 36875-36877]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-15687]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75254; File No. SR-CHX-2015-04]
Self-Regulatory Organizations; Chicago Stock Exchange, Inc.;
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change
To Eliminate the Change in Business Form Fee
June 22, 2015.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 \2\ thereunder, notice is hereby given
that on June 15, 2015, the Chicago Stock Exchange, Inc. (``CHX'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as described in
Items I, II, and III, below, which Items
[[Page 36876]]
have been prepared by the Exchange. The Commission is publishing this
notice to solicit comments on the proposed rule change from interested
persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
CHX proposes to amend section C of the Fee Schedule of CHX (``Fee
Schedule'') to eliminate the change in business form fee. The text of
this proposed rule change is available on the Exchange's Web site at
(www.chx.com) and in the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the CHX included statements
concerning the purpose of and basis for the proposed rule changes and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The CHX has prepared summaries, set forth in sections A,
B and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to amend section C of the Fee Schedule to
eliminate the change in business form fee. Currently, the Exchange
charges a $200 fee for any Participant that changes its form of
business (e.g., from a partnership to a limited liability corporation)
to cover the administrative costs of tracking and verifying such
changes. However, the Exchange believes that the $200.00 change in
business form fee has become unnecessary, in light of the recent
amendment to the Trading Permit application fee, which was increased
from $200 to $2,000 per application.\3\ Aside from the elimination of
the change in business form fee, the Exchange does not propose to
substantively modify any other fees, assessments, credits or rebates.
The Exchange proposes to make this proposed rule change operative July
1, 2015.
---------------------------------------------------------------------------
\3\ See section A of the Fee Schedule; see also Exchange Act
Release No. 73906 (December 22, 2014), 79 FR 78541 (December 30,
2014) (SR-CHX-2014-20).
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with section 6(b) of the Act \4\ in general, and furthers the
objectives of sections 6(b)(4) of the Act \5\ in particular, as the
proposed rule provides for the equitable allocation of reasonable dues,
fees and other charges among members and other persons using its
facilities. Specifically, the Exchange believes that the proposed
elimination of the change in business form fee will be applied in a
non-discriminatory manner as the fee will no longer be assessed to any
Participants.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78f.
\5\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. To the contrary, the
proposed elimination of the change in business form fee will reduce the
number of fees assessed to Participants, which will enhance
competition. The Exchange operates in a highly competitive market in
which market participants can readily direct order flow to competing
venues if they deem fee levels set by the Exchange to be excessive.
Thus, the proposed rule change is a competitive proposal that is
intended to retain Participants at, and draw prospective Participants
to, the Exchange by, among other things, providing a simplified Fee
Schedule.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective upon filing pursuant to
section 19(b)(3)(A)(ii) of the Act \6\ and subparagraph(f)(2) of Rule
19b-4 thereunder \7\ because it establishes or changes a due, fee or
other charge imposed by the Exchange.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(3)(A)(ii).
\7\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-CHX-2015-04 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-CHX-2015-04. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-CHX-
[[Page 36877]]
2015-04 and should be submitted on or before July 17, 2015.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
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\8\ 17 CFR 200.30-3(a)(12).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-15687 Filed 6-25-15; 8:45 am]
BILLING CODE 8011-01-P
