Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Opening Process, 33001 [2015-14131]
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Federal Register / Vol. 80, No. 111 / Wednesday, June 10, 2015 / Notices
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–C2–
2015–014 and should be submitted on
or before July 1, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.23
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–14133 Filed 6–9–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75104; File No. SR–ISE–
2014–24]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Designation of Longer
Period for Commission Action on
Proceedings To Determine Whether To
Approve or Disapprove a Proposed
Rule Change To Modify the Opening
Process
asabaliauskas on DSK5VPTVN1PROD with NOTICES
June 4, 2015.
On November 19, 2014, International
Securities Exchange, LLC (‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to modify the manner in which
the Exchange’s trading system opens
trading at the beginning of the day and
after trading halts and to codify certain
existing functionality within the trading
system regarding opening and reopening
of options classes traded on the
Exchange. The proposed rule change
was published for comment in the
Federal Register on December 10,
2014.3 On January 23, 2015, the
Commission extended the time period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to disapprove the
proposed rule change, to March 10,
2015.4 On March 10, 2015, the
Commission instituted proceedings
under section 19(b)(2)(B) of the Act 5 to
determine whether to approve or
23 17
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 73736
(December 4, 2014), 79 FR 73354.
4 See Securities Exchange Act Release No. 74126
(January 23, 2015), 80 FR 4953 (January 29, 2015).
5 15 U.S.C. 78s(b)(2)(B).
VerDate Sep<11>2014
16:46 Jun 09, 2015
Jkt 235001
disapprove the proposed rule change.6
On May 13, 2015, the Commission
received a letter from the Exchange
responding to the Order Instituting
Proceedings.7 The Commission received
one other comment letter on the
proposed rule change.8
Section 19(b)(2) of the Act provides
that proceedings to determine whether
to disapprove a proposed rule change
must be concluded within 180 days of
the date of publication of notice of the
filing of the proposed rule change.9 The
time for conclusion of the proceedings
may be extended for up to 60 days if the
Commission determines that a longer
period is appropriate and publishes the
reasons for such determination.10 The
180th day for this filing is June 8, 2015.
The Commission is extending the
time period for Commission action on
the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the comment letters and take
action on the Exchange’s proposed rule
change.
Accordingly, pursuant to section
19(b)(2)(B)(ii)(II) of the Act 11 and for the
reasons stated above, the Commission
designates August 7, 2015, as the date
by which the Commission should either
approve or disapprove the proposed
rule change(File No. SR–ISE–2014–24).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–14131 Filed 6–9–15; 8:45 am]
BILLING CODE 8011–01–P
6 See Securities Exchange Act Release No. 74465
(March 10, 2015), 80 FR 13660 (March 16, 2015)
(‘‘Order Instituting Proceedings’’).
7 See Letter to Brent J. Fields, Secretary,
Commission, from Mike Simon, Secretary and
General Counsel, dated May 13, 2015 (‘‘ISE Letter’’).
8 See Letter to Brent J. Fields, Secretary,
Commission, from Benjamin Londergan, Head of
Options Trading and Technology, Convergex
Execution Solutions LLC, dated June 1, 2015.
9 15 U.S.C. 78s(b)(2)(B)(ii)(I).
10 15 U.S.C. 78s(b)(2)(B)(ii)(II).
11 15 U.S.C. 78s(b)(2)(B)(ii)(II).
12 17 CFR 200.30–3(a)(57).
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33001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75107; File No. SR–BATS–
2015–40]
Self-Regulatory Organizations; BATS
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Adopt Rule 13.8
Describing a Communication and
Routing Service Known as BATS
Connect
June 4, 2015.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 27,
2015, BATS Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BATS’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
thereunder,4 which renders it effective
upon filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is proposing to adopt
Rule 13.8 to describe a communication
and routing service known as BATS
Connect. The proposed rule change is
based on an identical service offered by
the Exchange’s affiliate, EDGX
Exchange, Inc. (‘‘EDGX’’).5
The text of the proposed rule change
is available at the Exchange’s Web site
at www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6)(iii).
5 See EDGX Rule 13.9. See also Securities
Exchange Act Release Nos. 73780 (December 8,
2014), 79 FR 73942 (December 12, 2014) (SR–
EDGX–2014–28); and 74935 (May 12, 2015), 80 FR
28335 (May 18, 2015) (SR–EDGX–2015–19).
2 17
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Agencies
[Federal Register Volume 80, Number 111 (Wednesday, June 10, 2015)]
[Notices]
[Page 33001]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-14131]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-75104; File No. SR-ISE-2014-24]
Self-Regulatory Organizations; International Securities Exchange,
LLC; Notice of Designation of Longer Period for Commission Action on
Proceedings To Determine Whether To Approve or Disapprove a Proposed
Rule Change To Modify the Opening Process
June 4, 2015.
On November 19, 2014, International Securities Exchange, LLC
(``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to modify the manner in which the Exchange's
trading system opens trading at the beginning of the day and after
trading halts and to codify certain existing functionality within the
trading system regarding opening and reopening of options classes
traded on the Exchange. The proposed rule change was published for
comment in the Federal Register on December 10, 2014.\3\ On January 23,
2015, the Commission extended the time period within which to approve
the proposed rule change, disapprove the proposed rule change, or
institute proceedings to determine whether to disapprove the proposed
rule change, to March 10, 2015.\4\ On March 10, 2015, the Commission
instituted proceedings under section 19(b)(2)(B) of the Act \5\ to
determine whether to approve or disapprove the proposed rule change.\6\
On May 13, 2015, the Commission received a letter from the Exchange
responding to the Order Instituting Proceedings.\7\ The Commission
received one other comment letter on the proposed rule change.\8\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 73736 (December 4,
2014), 79 FR 73354.
\4\ See Securities Exchange Act Release No. 74126 (January 23,
2015), 80 FR 4953 (January 29, 2015).
\5\ 15 U.S.C. 78s(b)(2)(B).
\6\ See Securities Exchange Act Release No. 74465 (March 10,
2015), 80 FR 13660 (March 16, 2015) (``Order Instituting
Proceedings'').
\7\ See Letter to Brent J. Fields, Secretary, Commission, from
Mike Simon, Secretary and General Counsel, dated May 13, 2015 (``ISE
Letter'').
\8\ See Letter to Brent J. Fields, Secretary, Commission, from
Benjamin Londergan, Head of Options Trading and Technology,
Convergex Execution Solutions LLC, dated June 1, 2015.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act provides that proceedings to determine
whether to disapprove a proposed rule change must be concluded within
180 days of the date of publication of notice of the filing of the
proposed rule change.\9\ The time for conclusion of the proceedings may
be extended for up to 60 days if the Commission determines that a
longer period is appropriate and publishes the reasons for such
determination.\10\ The 180th day for this filing is June 8, 2015.
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\9\ 15 U.S.C. 78s(b)(2)(B)(ii)(I).
\10\ 15 U.S.C. 78s(b)(2)(B)(ii)(II).
---------------------------------------------------------------------------
The Commission is extending the time period for Commission action
on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider the
comment letters and take action on the Exchange's proposed rule change.
Accordingly, pursuant to section 19(b)(2)(B)(ii)(II) of the Act
\11\ and for the reasons stated above, the Commission designates August
7, 2015, as the date by which the Commission should either approve or
disapprove the proposed rule change (File No. SR-ISE-2014-24).
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\11\ 15 U.S.C. 78s(b)(2)(B)(ii)(II).
\12\ 17 CFR 200.30-3(a)(57).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-14131 Filed 6-9-15; 8:45 am]
BILLING CODE 8011-01-P