Proposed Collection; Comment Request, 32420 [2015-13873]
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32420
Federal Register / Vol. 80, No. 109 / Monday, June 8, 2015 / Notices
Dated: May 27, 2015.
Karen A. Cook,
General Counsel.
[FR Doc. 2015–13911 Filed 6–5–15; 8:45 am]
BILLING CODE P
SECURITIES AND EXCHANGE
COMMISSION
[Extension: Form N–8B–2; OMB Control No.
3235–0186, SEC File No. 270–186]
mstockstill on DSK4VPTVN1PROD with NOTICES
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form N–8B–2 (17 CFR 274.12) is the
form used by unit investment trusts
(‘‘UITs’’) other than separate accounts
that are currently issuing securities,
including UITs that are issuers of
periodic payment plan certificates and
UITs of which a management
investment company is the sponsor or
depositor, to comply with the filing and
disclosure requirements imposed by
section 8(b) of the Investment Company
Act of 1940 (15 U.S.C. 80a–8(b)). Form
N–8B–2 requires disclosure about the
organization of a UIT, its securities, the
personnel and affiliated persons of the
depositor, the distribution and
redemption of securities, the trustee or
custodian, and financial statements. The
Commission uses the information
provided in the collection of
information to determine compliance
with section 8(b) of the Investment
Company Act.
Each registrant subject to the Form N–
8B–2 filing requirement files Form N–
8B–2 for its initial filing and does not
file post-effective amendments on Form
N–8B–2.1 The Commission staff
estimates that approximately four
respondents each file one Form N–8B–
2 filing annually with the Commission.
Staff estimates that the burden for
compliance with Form N–8B–2 is
approximately 10 hours per filing. The
total hour burden for the Form N–8B–
2 filing requirement therefore is 40
hours in the aggregate (4 respondents ×
one filing per respondent × 10 hours per
filing).
Estimates of the burden hours are
made solely for the purposes of the PRA
and are not derived from a
comprehensive or even a representative
survey or study of the costs of SEC rules
and forms. The information provided on
Form N–8B–2 is mandatory. The
information provided on Form N–8B–2
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE.,
Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: June 2, 2015.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–13873 Filed 6–5–15; 8:45 am]
BILLING CODE 8011–01–P
1 Post-effective amendments are filed with the
Commission on the UIT’s Form S–6. Hence,
respondents only file Form N–8B–2 for their initial
registration statement and not for post-effective
amendments.
VerDate Sep<11>2014
17:09 Jun 05, 2015
Jkt 235001
PO 00000
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75096; File No. SR–
NYSEArca 2015–43]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing of Proposed
Rule Change Amending Rule 6.91(c),
Electronic Complex Order Auction
Process Removing the Limitation on
Who Can Respond to a COA and
Provide a Response Time Interval of at
Least 500 Milliseconds; and Rule
6.47A, Order Exposure RequirementsOX To Add Use of the COA for a User
To Satisfy the Order Exposure
Requirement in Rule 6.47A and Delete
the Reference in Rule 6.91(c) to the
Order Exposure Requirements—OX
Being Separate From the Duration of
the COA Response Time Interval
June 2, 2015.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on May 21,
2015, NYSE Arca, Inc. (the ‘‘Exchange’’
or ‘‘NYSE Arca’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to: (1) Amend
Rule 6.91(c) (Electronic Complex Order
Auction (‘‘COA’’) Process) to remove the
limitation on who can respond to a COA
and to provide a Response Time Interval
of at least 500 milliseconds; and (2)
amend Rule 6.47A (Order Exposure
Requirements-OX) to add use of the
COA as a means for a User to satisfy the
Order Exposure Requirement in Rule
6.47A and delete the reference in Rule
6.91(c) to the Order Exposure
Requirements -OX being separate from
the duration of the COA Response Time
Interval.
The text of the proposed rule change
is available on the Exchange’s Web site
at www.nyse.com, at the principal office
of the Exchange, and at the
Commission’s Public Reference Room.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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]]>Agencies
[Federal Register Volume 80, Number 109 (Monday, June 8, 2015)]
[Notices]
[Page 32420]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-13873]
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SECURITIES AND EXCHANGE COMMISSION
[Extension: Form N-8B-2; OMB Control No. 3235-0186, SEC File No. 270-
186]
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for extension and approval.
Form N-8B-2 (17 CFR 274.12) is the form used by unit investment
trusts (``UITs'') other than separate accounts that are currently
issuing securities, including UITs that are issuers of periodic payment
plan certificates and UITs of which a management investment company is
the sponsor or depositor, to comply with the filing and disclosure
requirements imposed by section 8(b) of the Investment Company Act of
1940 (15 U.S.C. 80a-8(b)). Form N-8B-2 requires disclosure about the
organization of a UIT, its securities, the personnel and affiliated
persons of the depositor, the distribution and redemption of
securities, the trustee or custodian, and financial statements. The
Commission uses the information provided in the collection of
information to determine compliance with section 8(b) of the Investment
Company Act.
Each registrant subject to the Form N-8B-2 filing requirement files
Form N-8B-2 for its initial filing and does not file post-effective
amendments on Form N-8B-2.\1\ The Commission staff estimates that
approximately four respondents each file one Form N-8B-2 filing
annually with the Commission. Staff estimates that the burden for
compliance with Form N-8B-2 is approximately 10 hours per filing. The
total hour burden for the Form N-8B-2 filing requirement therefore is
40 hours in the aggregate (4 respondents x one filing per respondent x
10 hours per filing).
---------------------------------------------------------------------------
\1\ Post-effective amendments are filed with the Commission on
the UIT's Form S-6. Hence, respondents only file Form N-8B-2 for
their initial registration statement and not for post-effective
amendments.
---------------------------------------------------------------------------
Estimates of the burden hours are made solely for the purposes of
the PRA and are not derived from a comprehensive or even a
representative survey or study of the costs of SEC rules and forms. The
information provided on Form N-8B-2 is mandatory. The information
provided on Form N-8B-2 will not be kept confidential. An agency may
not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid OMB
control number.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Pamela Dyson, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: June 2, 2015.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-13873 Filed 6-5-15; 8:45 am]
BILLING CODE 8011-01-P
