Submission for OMB Review; Comment Request, 25341 [2015-10285]
Download as PDF
Federal Register / Vol. 80, No. 85 / Monday, May 4, 2015 / Notices
13. Subcommittees: The Board, in
coordination with the DFO, has the
authority to create subcommittees or
working groups.
14. Recordkeeping: The records of the
Board shall be handled according to
section 2, General Records Schedule 26,
and governing OPM policies and
procedures. These records will be
available for public inspection and
copying, subject to the Freedom of
Information Act of 1966 (5 U.S.C. 552,
as amended).
U.S. Office of Personnel Management.
Katherine L. Archuleta,
Director.
[FR Doc. 2015–10297 Filed 5–1–15; 8:45 am]
BILLING CODE 6325–63–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
mstockstill on DSK4VPTVN1PROD with NOTICES
Extension:
Rule 17Ac2–2 and Form TA–2, SEC File
No. 270–298, OMB Control No. 3235–
0337.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of the
existing collection of information
provided for in Rule 17Ac2–2 (17 CFR
240.17Ac2–2) and Form TA–2 under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Rule 17Ac2–2 and Form TA–2 under
the Exchange Act require transfer agents
to file an annual report of their business
activities with the Commission. These
reporting requirements are designed to
ensure that all registered transfer agents
are providing the Commission with
sufficient information on an annual
basis about the transfer agent
community and to permit the
Commission to effectively monitor
business activities of transfer agents.
The amount of time needed to comply
with the requirements of amended Rule
17Ac2–2 and Form TA–2 varies. Of the
total 429 registered transfer agents,
approximately 9.1% (or 39 registrants)
would be required to complete only
questions 1 through 3 and the signature
section of amended Form TA–2, which
the Commission estimates would take
VerDate Sep<11>2014
19:40 May 01, 2015
Jkt 235001
each registrant approximately 30
minutes, for a total burden of 19.5 hours
(39 × .5 hours). Approximately 26.7% of
registrants (or 115 registrants) would be
required to answer questions 1 through
5, question 11 and the signature section,
which the Commission estimates would
take approximately 1 hour and 30
minutes, for a total of 172.5 hours (115
× 1.5 hours). Approximately 64.2% of
the registrants (or 275 registrants) would
be required to complete the entire Form
TA–2, which the Commission estimates
would take approximately 6 hours, for
a total of 1,650 hours (275 × 6 hours).
The aggregate annual burden on all 429
registered transfer agents is thus
approximately 1,842 hours (19.5 hours +
172.5 hours + 1,650 hours) and the
average annual burden per transfer
agent is approximately 4.3 hours (1,842
÷ 429).
This rule does not involve the
collection of confidential information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the
following Web site: www.reginfo.gov.
Comments should be directed to: (i)
Desk Officer for the Securities and
Exchange Commission, Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Room 10102, New Executive Office
Building, Washington, DC 20503, or by
sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: April 28, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–10285 Filed 5–1–15; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74825; File No. SR–
NYSEMKT–2015–27]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing of Proposed
Rule Change To Amend the Sixth
Amended and Restated Operating
Agreement of the Exchange
April 28, 2015.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’)2 and Rule 19b–4 thereunder,3
notice is hereby given that, on April 17,
2015, NYSE MKT LLC (the ‘‘Exchange’’
or ‘‘NYSE MKT’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Sixth Amended and Restated Operating
Agreement of the Exchange (‘‘Operating
Agreement’’) to (1) establish a
Regulatory Oversight Committee
(‘‘ROC’’) as a committee of the board of
directors of the Exchange (the ‘‘Board’’),
and (2) remove the requirement that the
independent directors that make up the
majority of the Board also be directors
of Intercontinental Exchange, Inc., the
Exchange’s parent company. The text of
the proposed rule change is available on
the Exchange’s Web site at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1 15
U.S.C.78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
Frm 00068
Fmt 4703
Sfmt 4703
25341
E:\FR\FM\04MYN1.SGM
04MYN1
Agencies
[Federal Register Volume 80, Number 85 (Monday, May 4, 2015)]
[Notices]
[Page 25341]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-10285]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Extension:
Rule 17Ac2-2 and Form TA-2, SEC File No. 270-298, OMB Control
No. 3235-0337.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of the existing collection
of information provided for in Rule 17Ac2-2 (17 CFR 240.17Ac2-2) and
Form TA-2 under the Securities Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (``Exchange Act'').
Rule 17Ac2-2 and Form TA-2 under the Exchange Act require transfer
agents to file an annual report of their business activities with the
Commission. These reporting requirements are designed to ensure that
all registered transfer agents are providing the Commission with
sufficient information on an annual basis about the transfer agent
community and to permit the Commission to effectively monitor business
activities of transfer agents.
The amount of time needed to comply with the requirements of
amended Rule 17Ac2-2 and Form TA-2 varies. Of the total 429 registered
transfer agents, approximately 9.1% (or 39 registrants) would be
required to complete only questions 1 through 3 and the signature
section of amended Form TA-2, which the Commission estimates would take
each registrant approximately 30 minutes, for a total burden of 19.5
hours (39 x .5 hours). Approximately 26.7% of registrants (or 115
registrants) would be required to answer questions 1 through 5,
question 11 and the signature section, which the Commission estimates
would take approximately 1 hour and 30 minutes, for a total of 172.5
hours (115 x 1.5 hours). Approximately 64.2% of the registrants (or 275
registrants) would be required to complete the entire Form TA-2, which
the Commission estimates would take approximately 6 hours, for a total
of 1,650 hours (275 x 6 hours). The aggregate annual burden on all 429
registered transfer agents is thus approximately 1,842 hours (19.5
hours + 172.5 hours + 1,650 hours) and the average annual burden per
transfer agent is approximately 4.3 hours (1,842 / 429).
This rule does not involve the collection of confidential
information.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the
following Web site: www.reginfo.gov. Comments should be directed
to: (i) Desk Officer for the Securities and Exchange Commission, Office
of Information and Regulatory Affairs, Office of Management and Budget,
Room 10102, New Executive Office Building, Washington, DC 20503, or by
sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549, or by
sending an email to: PRA_Mailbox@sec.gov. Comments must be submitted to
OMB within 30 days of this notice.
Dated: April 28, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-10285 Filed 5-1-15; 8:45 am]
BILLING CODE 8011-01-P