Equity Market Structure Advisory Committee, 23625 [2015-09792]
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Federal Register / Vol. 80, No. 81 / Tuesday, April 28, 2015 / Notices
For the Commission by the Division of
Trading and Markets, pursuant to delegated
authority.32
Brent J. Fields,
Secretary.
[FR Doc. 2015–09841 Filed 4–27–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74793; File No. 265–29]
Equity Market Structure Advisory
Committee
Securities and Exchange
Commission.
ACTION: Notice of Meeting.
AGENCY:
The Securities and Exchange
Commission Equity Market Structure
Advisory Committee is providing notice
that it will hold a public meeting on
Wednesday, May 13, 2015, in MultiPurpose Room LL–006 at the
Commission’s headquarters, 100 F
Street NE., Washington, DC The meeting
will begin at 9:30 a.m. (EDT) and will
be open to the public, except for a
period of approximately 90 minutes
when the Committee will meet in an
administrative work session during
lunch. The public portions of the
meeting will be webcast on the
Commission’s Web site at www.sec.gov.
Persons needing special
accommodations to take part because of
a disability should notify the contact
person listed below. The public is
invited to submit written statements to
the Committee. The agenda for the
meeting was announced on April 17,
2015 and will focus on Rule 611 of SEC
Regulation NMS.
DATES: The public meeting will be held
on Wednesday, May 13, 2015. Written
statements should be received on or
before May 11, 2015.
ADDRESSES: The meeting will be held at
the Commission’s headquarters, 100 F
Street NE., Washington, DC. Written
statements may be submitted by any of
the following methods:
asabaliauskas on DSK5VPTVN1PROD with NOTICES
SUMMARY:
Electronic Statements
• Use the Commission’s Internet
submission form (https://www.sec.gov/
rules/other.shtml); or
• Send an email message to rulecomments@sec.gov. Please include File
Number 265–29 on the subject line; or
Paper Statements
• Send paper statements to Brent J.
Fields, Federal Advisory Committee
Management Officer, Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File No.
265–29. This file number should be
included on the subject line if email is
used. To help us process and review
your statement more efficiently, please
use only one method. The Commission
will post all statements on the
Commission’s Internet Web site at
(https://www.sec.gov/comments/265–29/
265–29.shtml).
Statements also will be available for
Web site viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE., Room 1580,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. All statements
received will be posted without change;
we do not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT:
Arisa Tinaves Kettig, Special Counsel, at
(202) 551–5676, Division of Trading and
Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–7010.
SUPPLEMENTARY INFORMATION: In
accordance with section 10(a) of the
Federal Advisory Committee Act, 5
U.S.C.-App. 1, and the regulations
thereunder, Stephen Luparello,
Designated Federal Officer of the
Committee, has ordered publication of
this notice.
Dated: April 23, 2015.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2015–09792 Filed 4–27–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74784; File No. SR–
NASDAQ–2015–034]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to
NASDAQ Market Center Participant
Registration and Sponsored Access
April 22, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 20,
2015, The NASDAQ Stock Market LLC
(‘‘NASDAQ’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
1 15
32 17
CFR 200.30–3(a)(16).
VerDate Sep<11>2014
18:18 Apr 27, 2015
2 17
Jkt 235001
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00130
Fmt 4703
23625
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I and II, below, which Items
have been prepared by NASDAQ. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
NASDAQ proposes to amend Rule
4611, entitled ‘‘Nasdaq Market Center
Participant Registration’’ and adopt a
new Rule 4615, entitled ‘‘Sponsored
Participants.’’
The text of the proposed rule
change is available on the Exchange’s
Web site at https://
www.nasdaq.cchwallstreet.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to amend Rule 4611, entitled
‘‘Nasdaq Market Center Participant
Registration’’ to relocate 4611(d),
pertaining to Sponsored Access, to a
new Rule 4615, entitled ‘‘Sponsored
Participants,’’ and adopt rule text
similar to other exchanges.3 The
Exchange does not believe that this
proposed rule change will impact
market participants currently accessing
the System pursuant to Rule 4611.
On January 13, 2010, the Commission
approved the Exchange’s current rule.4
3 The proposed rule text is similar to NASDAQ
OMX PHLX LLC (‘‘Phlx’’) Rule 1094, the
International Securities Exchange LLC (‘‘ISE’’) Rule
706, the Chicago Board Options Exchange
Incorporated (‘‘CBOE’’) Rule 6.20A and NYSE
ARCA, Inc. (‘‘NYSE Arca’’) Rule 7.29.
4 Securities Exchange Act Release No. 61345
(January 13, 2010), 75 FR 3263 (January 20, 2010)
Continued
Sfmt 4703
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28APN1
Agencies
[Federal Register Volume 80, Number 81 (Tuesday, April 28, 2015)]
[Notices]
[Page 23625]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-09792]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74793; File No. 265-29]
Equity Market Structure Advisory Committee
AGENCY: Securities and Exchange Commission.
ACTION: Notice of Meeting.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission Equity Market Structure
Advisory Committee is providing notice that it will hold a public
meeting on Wednesday, May 13, 2015, in Multi-Purpose Room LL-006 at the
Commission's headquarters, 100 F Street NE., Washington, DC The meeting
will begin at 9:30 a.m. (EDT) and will be open to the public, except
for a period of approximately 90 minutes when the Committee will meet
in an administrative work session during lunch. The public portions of
the meeting will be webcast on the Commission's Web site at
www.sec.gov. Persons needing special accommodations to take part
because of a disability should notify the contact person listed below.
The public is invited to submit written statements to the Committee.
The agenda for the meeting was announced on April 17, 2015 and will
focus on Rule 611 of SEC Regulation NMS.
DATES: The public meeting will be held on Wednesday, May 13, 2015.
Written statements should be received on or before May 11, 2015.
ADDRESSES: The meeting will be held at the Commission's headquarters,
100 F Street NE., Washington, DC. Written statements may be submitted
by any of the following methods:
Electronic Statements
Use the Commission's Internet submission form (https://www.sec.gov/rules/other.shtml); or
Send an email message to rule-comments@sec.gov. Please
include File Number 265-29 on the subject line; or
Paper Statements
Send paper statements to Brent J. Fields, Federal Advisory
Committee Management Officer, Securities and Exchange Commission, 100 F
Street NE., Washington, DC 20549-1090.
All submissions should refer to File No. 265-29. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method. The Commission will post all statements on the Commission's
Internet Web site at (https://www.sec.gov/comments/265-29/265-29.shtml).
Statements also will be available for Web site viewing and printing
in the Commission's Public Reference Room, 100 F Street NE., Room 1580,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change; we do not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT: Arisa Tinaves Kettig, Special Counsel,
at (202) 551-5676, Division of Trading and Markets, Securities and
Exchange Commission, 100 F Street NE., Washington, DC 20549-7010.
SUPPLEMENTARY INFORMATION: In accordance with section 10(a) of the
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations
thereunder, Stephen Luparello, Designated Federal Officer of the
Committee, has ordered publication of this notice.
Dated: April 23, 2015.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2015-09792 Filed 4-27-15; 8:45 am]
BILLING CODE 8011-01-P