Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor, 23618 [2015-09766]

Download as PDF 23618 Federal Register / Vol. 80, No. 81 / Tuesday, April 28, 2015 / Notices All submissions should refer to File Number SR–BX–2015–021. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BX– 2015–021 and should be submitted on or before May 19, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.15 Brent J. Fields, Secretary. [FR Doc. 2015–09764 Filed 4–27–15; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION asabaliauskas on DSK5VPTVN1PROD with NOTICES [Release No. 34–74786; File No. SR–CBOE– 2015–022] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange’s Trading Floor On February 20, 2015, the Chicago Board Options Exchange, Incorporated (‘‘Exchange’’) filed with the Securities CFR 200.30–3(a)(12). VerDate Sep<11>2014 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Brent J. Fields, Secretary. [FR Doc. 2015–09766 Filed 4–27–15; 8:45 am] BILLING CODE 8011–01–P 1 15 April 22, 2015. 15 17 and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend the Exchange’s rules relating to equipment and communication devices used on the Exchange’s trading floor. The proposed rule change was published for comment in the Federal Register on March 10, 2015.3 The Commission received no comment letters on this proposal. Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for this filing is April 24, 2015. The Commission is extending the 45day time period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider this proposed rule change. The proposed rule change would, among other things, eliminate the requirement for members to obtain approval from the Exchange before using any new communication device on the trading floor. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates June 8, 2015 as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–CBOE–2015–022). 18:18 Apr 27, 2015 Jkt 235001 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 74438 (March 4, 2015), 80 FR 12671. 4 15 U.S.C. 78s(b)(2). 5 15 U.S.C. 78s(b)(2). 6 17 CFR 200.30–3(a)(31). 2 17 PO 00000 Frm 00123 Fmt 4703 Sfmt 4703 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–74794; File No. 600–34] Self-Regulatory Organizations; SS&C Technologies, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency April 23, 2015. I. Introduction On April 15, 2013, SS&C Technologies, Inc. (‘‘SS&C’’) filed with the Securities and Exchange Commission (‘‘Commission’’) an application on Form CA–1 for exemption from registration as a clearing agency pursuant to Section 17A of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) and Rule 17Ab2–1 thereunder. SS&C amended its application on August 12, 2013, December 23, 2014, and March 30, 2015. SS&C is requesting an exemption from clearing agency registration in connection with its proposal to offer an electronic trade confirmation (‘‘ETC’’) service and a matching service. The Commission is publishing this notice in order to solicit comments from interested persons on the exemption request.1 The Commission will consider any comments it receives in making its determination whether to grant SS&C’s request for an exemption from clearing agency registration. II. Background A. SS&C Organization SS&C was incorporated in the State of Delaware on March 29, 1996. SS&C’s headquarters are in Windsor, Connecticut, with offices in 20 locations across the United States. SS&C has additional offices in Toronto and other locations throughout the world, and is a global provider of financial servicesrelated solutions to investment management, banking, and other financial sector clients. All control and direction over SS&C is vested in SS&C Technologies Holdings, Inc., SS&C’s parent company and a public holding company listed on NASDAQ (symbol SSNC).2 SS&C proposes to provide ETC services and matching services for fixedincome and equity trades as described 1 The descriptions set forth in this notice regarding the structure and operations of SS&C have been largely derived from information contained in SS&C’s amended Form CA–1 application and publicly available sources. The application and non-confidential exhibits thereto are available on the Commission’s Web site. 2 See Form CA–1 at p. 111 (Exhibit C, providing a graphic description of SS&C’s organizational structure). E:\FR\FM\28APN1.SGM 28APN1

Agencies

[Federal Register Volume 80, Number 81 (Tuesday, April 28, 2015)]
[Notices]
[Page 23618]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-09766]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-74786; File No. SR-CBOE-2015-022]


Self-Regulatory Organizations; Chicago Board Options Exchange, 
Incorporated; Notice of Designation of a Longer Period for Commission 
Action on Proposed Rule Change Related to Equipment and Communication 
on the Exchange's Trading Floor

April 22, 2015.
    On February 20, 2015, the Chicago Board Options Exchange, 
Incorporated (``Exchange'') filed with the Securities and Exchange 
Commission (``Commission''), pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to amend the Exchange's rules 
relating to equipment and communication devices used on the Exchange's 
trading floor. The proposed rule change was published for comment in 
the Federal Register on March 10, 2015.\3\ The Commission received no 
comment letters on this proposal.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 74438 (March 4, 
2015), 80 FR 12671.
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    Section 19(b)(2) of the Act \4\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day for this filing is April 24, 2015.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission is extending the 45-day time period for Commission 
action on the proposed rule change. The Commission finds that it is 
appropriate to designate a longer period within which to take action on 
the proposed rule change so that it has sufficient time to consider 
this proposed rule change. The proposed rule change would, among other 
things, eliminate the requirement for members to obtain approval from 
the Exchange before using any new communication device on the trading 
floor.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates June 8, 2015 as the date by which the Commission 
should either approve or disapprove, or institute proceedings to 
determine whether to disapprove, the proposed rule change (File No. SR-
CBOE-2015-022).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Brent J. Fields,
Secretary.
[FR Doc. 2015-09766 Filed 4-27-15; 8:45 am]
 BILLING CODE 8011-01-P
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