Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Equipment and Communication on the Exchange's Trading Floor, 23618 [2015-09766]
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23618
Federal Register / Vol. 80, No. 81 / Tuesday, April 28, 2015 / Notices
All submissions should refer to File
Number SR–BX–2015–021. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–BX–
2015–021 and should be submitted on
or before May 19, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Brent J. Fields,
Secretary.
[FR Doc. 2015–09764 Filed 4–27–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
asabaliauskas on DSK5VPTVN1PROD with NOTICES
[Release No. 34–74786; File No. SR–CBOE–
2015–022]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Designation of
a Longer Period for Commission
Action on Proposed Rule Change
Related to Equipment and
Communication on the Exchange’s
Trading Floor
On February 20, 2015, the Chicago
Board Options Exchange, Incorporated
(‘‘Exchange’’) filed with the Securities
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Brent J. Fields,
Secretary.
[FR Doc. 2015–09766 Filed 4–27–15; 8:45 am]
BILLING CODE 8011–01–P
1 15
April 22, 2015.
15 17
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend the Exchange’s rules relating to
equipment and communication devices
used on the Exchange’s trading floor.
The proposed rule change was
published for comment in the Federal
Register on March 10, 2015.3 The
Commission received no comment
letters on this proposal.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is April 24, 2015.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change.
The proposed rule change would,
among other things, eliminate the
requirement for members to obtain
approval from the Exchange before
using any new communication device
on the trading floor.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates June 8, 2015 as the date by
which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–CBOE–2015–022).
18:18 Apr 27, 2015
Jkt 235001
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 74438
(March 4, 2015), 80 FR 12671.
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
2 17
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74794; File No. 600–34]
Self-Regulatory Organizations; SS&C
Technologies, Inc.; Notice of Filing of
Application for Exemption From
Registration as a Clearing Agency
April 23, 2015.
I. Introduction
On April 15, 2013, SS&C
Technologies, Inc. (‘‘SS&C’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) an
application on Form CA–1 for
exemption from registration as a
clearing agency pursuant to Section 17A
of the Securities Exchange Act of 1934
(‘‘Exchange Act’’) and Rule 17Ab2–1
thereunder. SS&C amended its
application on August 12, 2013,
December 23, 2014, and March 30, 2015.
SS&C is requesting an exemption from
clearing agency registration in
connection with its proposal to offer an
electronic trade confirmation (‘‘ETC’’)
service and a matching service. The
Commission is publishing this notice in
order to solicit comments from
interested persons on the exemption
request.1 The Commission will consider
any comments it receives in making its
determination whether to grant SS&C’s
request for an exemption from clearing
agency registration.
II. Background
A. SS&C Organization
SS&C was incorporated in the State of
Delaware on March 29, 1996. SS&C’s
headquarters are in Windsor,
Connecticut, with offices in 20 locations
across the United States. SS&C has
additional offices in Toronto and other
locations throughout the world, and is
a global provider of financial servicesrelated solutions to investment
management, banking, and other
financial sector clients. All control and
direction over SS&C is vested in SS&C
Technologies Holdings, Inc., SS&C’s
parent company and a public holding
company listed on NASDAQ (symbol
SSNC).2
SS&C proposes to provide ETC
services and matching services for fixedincome and equity trades as described
1 The descriptions set forth in this notice
regarding the structure and operations of SS&C have
been largely derived from information contained in
SS&C’s amended Form CA–1 application and
publicly available sources. The application and
non-confidential exhibits thereto are available on
the Commission’s Web site.
2 See Form CA–1 at p. 111 (Exhibit C, providing
a graphic description of SS&C’s organizational
structure).
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Agencies
[Federal Register Volume 80, Number 81 (Tuesday, April 28, 2015)]
[Notices]
[Page 23618]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-09766]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74786; File No. SR-CBOE-2015-022]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Designation of a Longer Period for Commission
Action on Proposed Rule Change Related to Equipment and Communication
on the Exchange's Trading Floor
April 22, 2015.
On February 20, 2015, the Chicago Board Options Exchange,
Incorporated (``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change to amend the Exchange's rules
relating to equipment and communication devices used on the Exchange's
trading floor. The proposed rule change was published for comment in
the Federal Register on March 10, 2015.\3\ The Commission received no
comment letters on this proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 74438 (March 4,
2015), 80 FR 12671.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is April 24, 2015.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider
this proposed rule change. The proposed rule change would, among other
things, eliminate the requirement for members to obtain approval from
the Exchange before using any new communication device on the trading
floor.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates June 8, 2015 as the date by which the Commission
should either approve or disapprove, or institute proceedings to
determine whether to disapprove, the proposed rule change (File No. SR-
CBOE-2015-022).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Brent J. Fields,
Secretary.
[FR Doc. 2015-09766 Filed 4-27-15; 8:45 am]
BILLING CODE 8011-01-P