Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Specify That Affiliated Exchange ETP Holders May Request That the Exchange Aggregate Its Eligible Activity With Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume, 20043 [C1-2015-07619]
Download as PDF
Federal Register / Vol. 80, No. 71 / Tuesday, April 14, 2015 / Notices
20043
Comments may be submitted by any of
the following methods:
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
[Release No. 34–74604; File No. SR–
NYSEArca–2015–20]
[Release No. 34–74682; File No. SR–
NYSEMKT–2015–22]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Amending Its Schedule of
Fees and Charges for Exchange
Services To Specify That Affiliated
Exchange ETP Holders May Request
That the Exchange Aggregate Its
Eligible Activity With Activity of the
ETP Holder’s Affiliates for Purposes of
Charges or Credits Based on Volume
Self-Regulatory Organizations; NYSE
MKT, LLC; Notice of Filing of Proposed
Rule Change Amending Rule 13—
Equities and Related Rules Governing
Order Types and Modifiers
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
OC–2015–01 on the subject line.
Paper Comments
asabaliauskas on DSK5VPTVN1PROD with NOTICES
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–OC–2015–01. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–OC–
2015–01, and should be submitted on or
before May 5, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Brent J. Fields,
Secretary.
[FR Doc. 2015–08451 Filed 4–13–15; 8:45 am]
BILLING CODE 8011–01–P
Correction
In Notice document 2015–07619
beginning on page 18270 in the issue of
Friday, April 3, 2015, make the
following correction:
On page 18270, in the third column,
in the second paragraph from the
bottom, the subject heading beginning
‘‘Self-Regulatory Organizations’’ should
read as follows:
‘‘Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Amending Its Schedule
of Fees and Charges for Exchange
Services to Specify that Affiliated
Exchange ETP Holders May Request
that the Exchange Aggregate Its
Eligible Activity with Activity of the
ETP Holder’s Affiliates for Purposes
of Charges or Credits Based on
Volume’’
[FR Doc. C1–2015–07619 Filed 4–13–15; 8:45 am]
BILLING CODE 1505–01–D
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74628; File No. SR–Phlx–
2015–32]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend Rule
3301(h)
April 1, 2015.
Correction
In notice document 2015–07851,
appearing on pages 18662—18664 in the
issue of Tuesday, April 7, 2015, make
the following correction:
On page 18664, in the second column,
on the thirty-first line from the top,
‘‘May 7, 2015’’ is corrected to read
‘‘April 28, 2015.’’
[FR Doc. C1–2015–07851 Filed 4–13–15; 8:45 am]
9 17
BILLING CODE 1505–01–D
CFR 200.30–3(a)(73).
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April 8, 2015.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on March 24,
2015, NYSE MKT LLC (the ‘‘Exchange’’
or ‘‘NYSE MKT’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 13—Equities and related rules
governing order types and modifiers.
The text of the proposed rule change is
available on the Exchange’s Web site at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
On June 5, 2014, in a speech entitled
‘‘Enhancing Our Market Equity
Structure,’’ Mary Jo White, Chair of the
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
E:\FR\FM\14APN1.SGM
14APN1
Agencies
[Federal Register Volume 80, Number 71 (Tuesday, April 14, 2015)]
[Notices]
[Page 20043]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2015-07619]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74604; File No. SR-NYSEArca-2015-20]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change Amending Its
Schedule of Fees and Charges for Exchange Services To Specify That
Affiliated Exchange ETP Holders May Request That the Exchange Aggregate
Its Eligible Activity With Activity of the ETP Holder's Affiliates for
Purposes of Charges or Credits Based on Volume
Correction
In Notice document 2015-07619 beginning on page 18270 in the issue
of Friday, April 3, 2015, make the following correction:
On page 18270, in the third column, in the second paragraph from
the bottom, the subject heading beginning ``Self-Regulatory
Organizations'' should read as follows:
``Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change Amending Its Schedule
of Fees and Charges for Exchange Services to Specify that Affiliated
Exchange ETP Holders May Request that the Exchange Aggregate Its
Eligible Activity with Activity of the ETP Holder's Affiliates for
Purposes of Charges or Credits Based on Volume''
[FR Doc. C1-2015-07619 Filed 4-13-15; 8:45 am]
BILLING CODE 1505-01-D