Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction and Amending Rule 104 To Codify the Obligation of Designated Market Makers To Facilitate the Midday Auction, 19385 [2015-08196]
Download as PDF
Federal Register / Vol. 80, No. 69 / Friday, April 10, 2015 / Notices
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
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site at www.nyse.com. All comments
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the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2015–14 and should be submitted on or
before May 1, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Brent J. Fields,
Secretary.
[FR Doc. 2015–08197 Filed 4–9–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74648; File No. SR–NYSE–
2015–06]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Rule Change Adopting New Rule 124
To Conduct a Midday Auction and
Amending Rule 104 To Codify the
Obligation of Designated Market
Makers To Facilitate the Midday
Auction
Markets Association (‘‘SIFMA’’)
submitted a comment letter to the
Commission.4 The Commission has
received no other comment on the
proposal.
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of the notice of the filing of a proposed
rule change, or within such longer
period up to 90 days as the Commission
may designate if it finds such longer
period to be appropriate and publishes
its reasons for so finding, or as to which
the self-regulatory organization
consents, the Commission shall either
approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether the proposed rule change
should be disapproved. The
Commission is extending this 45-day
time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,6 designates May 24,
2015, as the date by which the
Commission should either approve or
disapprove or institute proceedings to
determine whether to disapprove the
proposed rule change (File Number SR–
NYSE–2015–06).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Brent J. Fields,
Secretary.
[FR Doc. 2015–08196 Filed 4–9–15; 8:45 am]
BILLING CODE 8011–01–P
mstockstill on DSK4VPTVN1PROD with NOTICES
questions about the accuracy of
statements in its filings regarding
eCareer’s use of investor proceeds for
working capital, its sales of securities in
unregistered transactions and
compensation received by eCareer’s
CEO and chairman, including
information in eCareer’s Form 10–K for
the fiscal year ended June 30, 2014,
Form 10–Q for the period ended
September 30, 2014, and Form 10–Q for
the period ended December 31, 2014. Its
stock is quoted on OTC Link, operated
by OTC Markets Group, Inc., under the
ticker: ECHI.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of eCareer.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EDT on April 8, 2015, through 11:59
p.m. EDT on April 21, 2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–08373 Filed 4–8–15; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74655; File No. SR–C2–
2015–005]
Self-Regulatory Organizations; C2
Options Exchange, Incorporated;
Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change To Amend the Fees Schedule
April 6, 2015.
April 6, 2015.
On February 2, 2015, New York Stock
Exchange LLC (‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to adopt new Rule 124 to
conduct a daily single-priced auction at
a specified time in lower-volume
securities (‘‘Midday Auction’’) and to
amend Rule 104 to codify the obligation
of Designated Market Makers to
facilitate the Midday Auction. The
proposed rule change was published in
the Federal Register on February 23,
2015.3 On March 20, 2015, the
Securities Industry and Financial
14 17
CFR 200.30–3(a)(59).
U.S.C.78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 74282
(February 23, 2015), 80 FR 9496.
1 15
VerDate Sep<11>2014
19385
20:09 Apr 09, 2015
Jkt 235001
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of eCareer Holdings, Inc.;
Order of Suspension of Trading
April 8, 2015.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of eCareer
Holdings, Inc., (‘‘eCareer’’) because of
questions regarding the accuracy of
publicly available information about the
company’s operations, including
4 See letter from Theodore R. Lazo, Managing
Director and Associate General Counsel, SIFMA, to
Brent J. Fields, Secretary, the Commission (Mar. 20,
2015).
5 15 U.S.C. 78s(b)(2).
6 Id.
7 17 CFR 200.30–3(a)(31).
PO 00000
Frm 00110
Fmt 4703
Sfmt 4703
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that, on April 1,
2015 C2 Options Exchange,
Incorporated (the ‘‘Exchange’’ or ‘‘C2’’)
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend its
Fees Schedule. The text of the proposed
1 15
2 17
E:\FR\FM\10APN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
10APN1
Agencies
[Federal Register Volume 80, Number 69 (Friday, April 10, 2015)]
[Notices]
[Page 19385]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-08196]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74648; File No. SR-NYSE-2015-06]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period for Commission Action on a
Proposed Rule Change Adopting New Rule 124 To Conduct a Midday Auction
and Amending Rule 104 To Codify the Obligation of Designated Market
Makers To Facilitate the Midday Auction
April 6, 2015.
On February 2, 2015, New York Stock Exchange LLC (``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
adopt new Rule 124 to conduct a daily single-priced auction at a
specified time in lower-volume securities (``Midday Auction'') and to
amend Rule 104 to codify the obligation of Designated Market Makers to
facilitate the Midday Auction. The proposed rule change was published
in the Federal Register on February 23, 2015.\3\ On March 20, 2015, the
Securities Industry and Financial Markets Association (``SIFMA'')
submitted a comment letter to the Commission.\4\ The Commission has
received no other comment on the proposal.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 74282 (February 23,
2015), 80 FR 9496.
\4\ See letter from Theodore R. Lazo, Managing Director and
Associate General Counsel, SIFMA, to Brent J. Fields, Secretary, the
Commission (Mar. 20, 2015).
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of the notice of the filing of a proposed rule change,
or within such longer period up to 90 days as the Commission may
designate if it finds such longer period to be appropriate and
publishes its reasons for so finding, or as to which the self-
regulatory organization consents, the Commission shall either approve
the proposed rule change, disapprove the proposed rule change, or
institute proceedings to determine whether the proposed rule change
should be disapproved. The Commission is extending this 45-day time
period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates May 24, 2015, as the date by which the Commission
should either approve or disapprove or institute proceedings to
determine whether to disapprove the proposed rule change (File Number
SR-NYSE-2015-06).
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Brent J. Fields,
Secretary.
[FR Doc. 2015-08196 Filed 4-9-15; 8:45 am]
BILLING CODE 8011-01-P