Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers, 19096-19097 [2015-08107]

Download as PDF 19096 Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices F. Inclusive Dates of the Match POSTAL SERVICE The matching program shall become effective upon the signing of the agreement by both parties to the agreement and approval of the agreement by the Data Integrity Boards of the respective agencies, but no sooner than 40 days after notice of this matching program is sent to Congress and the Office of Management and Budget or 30 days after publication of this notice in the Federal Register, whichever is later. The matching program will continue for 18 months from the effective date and may be extended for an additional 12 months thereafter, if certain conditions are met. U.S. Office of Personnel Management. Katherine Archuleta, Director. [FR Doc. 2015–08097 Filed 4–8–15; 8:45 am] BILLING CODE 6325–38–P POSTAL SERVICE Temporary Emergency Committee of the Board of Governors; Sunshine Act Meeting DATES AND TIMES: March 24, 2015, at 4 Washington, DC, via Teleconference. STATUS: Committee Votes to Close March 24, 2015, Meeting: By telephone vote on March 24, 2015, members of the Temporary Emergency Committee of the Board of Governors of the United States Postal Service met and voted unanimously to close to public observation its meeting held in Washington, DC, via teleconference. The Committee determined that no earlier public notice was possible. MATTERS CONSIDERED: PLACE: Tuesday, March 24, 2015, at 4 p.m. 1. Strategic Issues. 2. Financial Matters. 3. Pricing. The General Counsel of the United States Postal Service has certified that the meeting was properly closed under the Government in the Sunshine Act. GENERAL COUNSEL CERTIFICATION: Rmajette on DSK2VPTVN1PROD with NOTICES CONTACT PERSON FOR MORE INFORMATION: Requests for information about the meeting should be addressed to the Secretary of the Board, Julie S. Moore, at 202–268–4800. [FR Doc. 2015–08242 Filed 4–7–15; 11:15 am] BILLING CODE 7710–12–P VerDate Sep<11>2014 15:13 Apr 08, 2015 Jkt 235001 DATES AND TIMES: March 27, 2015, at 3 p.m. Washington DC, via Teleconference. STATUS: Committee Votes to Close March 27, 2015, Meeting: By telephone vote on March 27, 2015, members of the Temporary Emergency Committee of the Board of Governors of the United States Postal Service met and voted unanimously to close to public observation its meeting held in Washington, DC, via teleconference. The Committee determined that no earlier public notice was possible. MATTERS CONSIDERED: PLACE: Friday, March 27, 2015, at 3 p.m. 1. Strategic Issues. 2. Financial Matters. 3. Pricing. GENERAL COUNSEL CERTIFICATION: The General Counsel of the United States Postal Service has certified that the meeting was properly closed under the Government in the Sunshine Act. CONTACT PERSON FOR MORE INFORMATION: p.m. Julie S. Moore, Secretary, Board of Governors. Temporary Emergency Committee of the Board of Governors; Sunshine Act Meeting Requests for information about the meeting should be addressed to the Secretary of the Board, Julie S. Moore, at 202–268–4800. Julie S. Moore, Secretary, Board of Governors. [FR Doc. 2015–08241 Filed 4–7–15; 11:15 am] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Chatter Box Call Center Ltd., Euro Group of Companies, Inc., and Golden Century Resources Limited; Order of Suspension of Trading April 7, 2015. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Chatter Box Call Center Ltd. because it has not filed any periodic reports since the period ended December 31, 2011. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Euro Group of Companies, Inc. because it has not filed any periodic reports since the period ended June 30, 2011. PO 00000 Frm 00038 Fmt 4703 Sfmt 4703 It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Golden Century Resources Limited because it has not filed any periodic reports since the period ended March 31, 2012. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on April 7, 2015, through 11:59 p.m. EDT on April 20, 2015. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2015–08260 Filed 4–7–15; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–74642; File No. SR–NYSE– 2014–59] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 13 and Related Rules Governing Order Types and Modifiers April 3, 2015. On November 14, 2014, New York Stock Exchange LLC (‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b-4 thereunder,2 a proposed rule change to amend Exchange Rule 13 and other Exchange rules governing order types and order modifiers. The proposed rule change was published in the Federal Register on December 4, 2014.3 On December 22, 2014, the Exchange submitted Partial Amendment No. 1 to the Commission.4 On January 14, 2015, pursuant to Section 19(b)(2) of the Act,5 the Commission designated a longer period within which to approve the proposed rule change, disapprove 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 73703 (December 4, 2014), 79 FR 72039. 4 The Exchange also submitted a copy of the amendment to the public comment file. See letter from Martha Redding, Chief Counsel, New York Stock Exchange, to Kevin M. O’Neill, Deputy Secretary, Commission, dated December 22, 2014. 5 15 U.S.C. 78s(b)(2). 2 17 E:\FR\FM\09APN1.SGM 09APN1 Federal Register / Vol. 80, No. 68 / Thursday, April 9, 2015 / Notices the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.6 On February 26, 2014, the Exchange withdrew the proposal SR–NYSE–2014– 59. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7 Brent J. Fields, Secretary. [FR Doc. 2015–08107 Filed 4–8–15; 8:45 am] SECURITIES AND EXCHANGE COMMISSION In the Matter of China Education International, Inc., Delta Entertainment Group Inc., and Gulf United Energy, Inc.; Order of Suspension of Trading Rmajette on DSK2VPTVN1PROD with NOTICES April 7, 2015. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of China Education International, Inc. because it has not filed any periodic reports since the period ended September 30, 2012. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Delta Entertainment Group Inc. because it has not filed any periodic reports since the period ended September 30, 2012. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Gulf United Energy, Inc. because it has not filed any periodic reports since the period ended September 30, 2012. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on April 7, 2015, through 11:59 p.m. EDT on April 20, 2015. 6 See Securities Exchange Act Release No. 74051, 80 FR 2983 (Jan. 21, 2015). The Commission designated March 4, 2015, as the date by which it should approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule change. 7 17 CFR 200.30–3(a)(12). Jkt 235001 BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–74645; File No. SR–BYX– 2015–20] April 3, 2015. [File No. 500–1] 15:13 Apr 08, 2015 [FR Doc. 2015–08259 Filed 4–7–15; 4:15 pm] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints BILLING CODE 8011–01–P VerDate Sep<11>2014 By the Commission. Jill M. Peterson, Assistant Secretary. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 26, 2015, BATS Y-Exchange, Inc. (the ‘‘Exchange’’ or ‘‘BYX’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Exchange has designated this proposal as a ‘‘noncontroversial’’ proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(6)(iii) thereunder,4 which renders it effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 4.3, Record of Written Complaints. The text of the proposed rule change is below. Proposed new language is in italics; proposed deletions are in brackets. * * * * * Rule 4.3. Record of Written Complaints (a) Each Member shall keep and preserve for a period of not less than [five]four years a file of all written complaints of customers and action taken by the Member in respect thereof, if any. Further, for the first two years of the [five]four-year period, the Member shall keep such file in a place readily accessible to examination or spot checks. (b) (No change). * * * * * 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 17 CFR 240.19b–4(f)(6)(iii). 2 17 PO 00000 Frm 00039 Fmt 4703 Sfmt 4703 19097 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections II.A., II.B., and II.C. below, of the most significant aspects of such statements. (A) Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange filed a proposal to amend Rule 4.3, Record of Written Complaints, to conform with the rules of the Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) for purposes of an agreement between the Exchange and FINRA, as well as to conform Exchange Rule 4.3 with the rules of the EDGX Exchange, Inc. (‘‘EDGX’’) and the EDGA Exchange, Inc. (‘‘EDGA’’).5 Pursuant to Rule 17d–2 under the Act,6 the Exchange and FINRA entered into an agreement to allocate regulatory responsibility for common rules (the ‘‘17d–2 Agreement’’). The 17d–2 Agreement covers common members of the Exchange and FINRA and allocates to FINRA regulatory responsibility, with respect to common members, for the following: (i) examination of common members of the Exchange and FINRA for compliance with federal securities laws, rules and regulations and rules of the Exchange that the Exchange has certified as identical or substantially similar to FINRA rules; (ii) investigation of common members of the Exchange and FINRA for violations of federal securities laws, rules or regulations, or Exchange rules that the Exchange has certified as identical or substantially identical to a FINRA rule; and (iii) enforcement of compliance by common 5 See EDGA and EDGX Rules 4.3. See also Securities Exchange Act Release Nos. 70715 (October 15, 2013), 78 FR 64041 (October 18, 2013) (SR–EDGA–2013–31) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 4.3, Record of Written Complains, to Conform with Financial Industry Regulatory Authority, Inc. Rule 4513); and 70714 (October 15, 2013), 78 FR 64038 (October 18, 2013) (SR–EDGX–2013–39) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 4.3, Record of Written Complains, to Conform with Financial Industry Regulatory Authority, Inc. Rule 4513). 6 17 CFR 240.17d–2. E:\FR\FM\09APN1.SGM 09APN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 80, Number 68 (Thursday, April 9, 2015)]
[Notices]
[Pages 19096-19097]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-08107]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-74642; File No. SR-NYSE-2014-59]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial 
Amendment No. 1, Amending Rule 13 and Related Rules Governing Order 
Types and Modifiers

April 3, 2015.
    On November 14, 2014, New York Stock Exchange LLC (``Exchange'') 
filed with the Securities and Exchange Commission (``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to 
amend Exchange Rule 13 and other Exchange rules governing order types 
and order modifiers. The proposed rule change was published in the 
Federal Register on December 4, 2014.\3\ On December 22, 2014, the 
Exchange submitted Partial Amendment No. 1 to the Commission.\4\ On 
January 14, 2015, pursuant to Section 19(b)(2) of the Act,\5\ the 
Commission designated a longer period within which to approve the 
proposed rule change, disapprove

[[Page 19097]]

the proposed rule change, or institute proceedings to determine whether 
to disapprove the proposed rule change.\6\ On February 26, 2014, the 
Exchange withdrew the proposal SR-NYSE-2014-59.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 73703 (December 4, 
2014), 79 FR 72039.
    \4\ The Exchange also submitted a copy of the amendment to the 
public comment file. See letter from Martha Redding, Chief Counsel, 
New York Stock Exchange, to Kevin M. O'Neill, Deputy Secretary, 
Commission, dated December 22, 2014.
    \5\ 15 U.S.C. 78s(b)(2).
    \6\ See Securities Exchange Act Release No. 74051, 80 FR 2983 
(Jan. 21, 2015). The Commission designated March 4, 2015, as the 
date by which it should approve, disapprove, or institute 
proceedings to determine whether to disapprove the proposed rule 
change.
    \7\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\7\
Brent J. Fields,
Secretary.
[FR Doc. 2015-08107 Filed 4-8-15; 8:45 am]
 BILLING CODE 8011-01-P

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