Order of Suspension of Trading; Earth Dragon Resources, Inc., 17803 [2015-07674]

Download as PDF Federal Register / Vol. 80, No. 63 / Thursday, April 2, 2015 / Notices ministerial and do not affect the substance of either document. 2. Statutory Basis The Exchange believes that its rule proposal is consistent with Section 6(b) of the Exchange Act, in general, and Section 6(b)(5) of the Exchange Act, in particular, because the proposed change will align the charter documents of NSX Holdings and of the Exchange with the specific requirements of the DGCL. The Exchange’s proposal to make nonsubstantive changes to the Holdings Amended Certificate and the NSX Amended Certificate furthers the purposes of Section 6(b)(5) of the Act to, among other things, prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to, and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. The proposed changes are ministerial, do not affect the substance of either document and are necessary to assure that charter documents of NSX Holdings and of the Exchange meet the Delaware statutory requirements. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate for the furtherance of the Act. The proposed rule change is not designed to address any competitive issue in the U.S. securities markets or have any impact on competition in those markets because it is intended to correct technical defects in the form of the certificates of incorporation of NSX Holdings and of the Exchange. tkelley on DSK3SPTVN1PROD with NOTICES C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange has not solicited or received comments on the proposed rule change from market participants or others. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not: A. Significantly affect the protection of investors or the public interest; B. impose any significant burden on competition; and C. become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may VerDate Sep<11>2014 18:52 Apr 01, 2015 Jkt 235001 designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 9 and Rule 19b–4(f)(6) 10 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NSX–2015–01 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NSX–2015–01. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 9 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6). 10 17 PO 00000 Frm 00090 Fmt 4703 Sfmt 9990 17803 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NSX– 2015–01 and should be submitted on or before April 23, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 Brent J. Fields, Secretary. [FR Doc. 2015–07518 Filed 4–1–15; 8:45 am] BILLING CODE CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] Order of Suspension of Trading; Earth Dragon Resources, Inc. March 31, 2015. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Earth Dragon Resources, Inc. (‘‘Earth Dragon’’) because it has not filed a periodic report since it filed its Form 10–Q for the period ending August 31, 2011, filed on October 3, 2012. Earth Dragon’s common stock (ticker ‘‘EARH’’) is quoted on OTC Link (previously ‘‘Pink Sheets’’) operated by OTC Markets Group, Inc. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of Earth Dragon. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of Earth Dragon is suspended for the period from 9:30 a.m. EDT on March 31, 2015 through 11:59 p.m. EDT on April 14, 2015. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2015–07674 Filed 3–31–15; 4:15 pm] BILLING CODE CODE 8011–01–P 11 17 E:\FR\FM\02APN1.SGM CFR 200.30–3(a)(12). 02APN1

Agencies

[Federal Register Volume 80, Number 63 (Thursday, April 2, 2015)]
[Notices]
[Page 17803]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-07674]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


Order of Suspension of Trading; Earth Dragon Resources, Inc.

March 31, 2015.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Earth Dragon Resources, Inc. (``Earth Dragon'') because it has not 
filed a periodic report since it filed its Form 10-Q for the period 
ending August 31, 2011, filed on October 3, 2012. Earth Dragon's common 
stock (ticker ``EARH'') is quoted on OTC Link (previously ``Pink 
Sheets'') operated by OTC Markets Group, Inc.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of Earth Dragon.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of 
Earth Dragon is suspended for the period from 9:30 a.m. EDT on March 
31, 2015 through 11:59 p.m. EDT on April 14, 2015.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-07674 Filed 3-31-15; 4:15 pm]
BILLING CODE CODE 8011-01-P
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