Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule, 13927-13929 [2015-06010]
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Federal Register / Vol. 80, No. 51 / Tuesday, March 17, 2015 / Notices
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2015–06015 Filed 3–16–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NASDAQ–2015–017 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
mstockstill on DSK4VPTVN1PROD with NOTICES
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Brent J. Fields,
Secretary.
All submissions should refer to File
Number SR–NASDAQ–2015–017. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2015–017, and should be
submitted on or before April 7, 2015.
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
Extension:
Rule 24b–1. SEC File No. 270–205; OMB
Control No. 3235–0194.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the existing collection of
information provided for in the
following rule: Rule 24b–1 (17 CFR
240.24b–1).
Rule 24b–1 under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) requires a national securities
exchange to keep and make available for
public inspection a copy of its
registration statement and exhibits filed
with the Commission, along with any
amendments thereto.
There are 18 national securities
exchanges that spend approximately
one half hour each complying with this
rule, for an aggregate total compliance
burden of 9 hours per year. The staff
estimates that the average cost per
respondent is $65.18 per year,
calculated as the costs of copying
($13.97) plus storage ($51.21), resulting
in a total cost of compliance for the
respondents of $1,173.24.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC
20549, or by sending an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: March 10, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–05983 Filed 3–16–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74479; File No. SR–MIAX–
2015–17]
Self-Regulatory Organizations; Miami
International Securities Exchange LLC;
Notice of Filing and Immediate
Effectiveness of a Proposed Rule
Change To Amend Its Fee Schedule
March 11, 2015.
Pursuant to the provisions of Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 notice is hereby given that
on March 2, 2015, Miami International
Securities Exchange LLC (‘‘MIAX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) a proposed rule change
as described in Items I, II, and III below,
which Items have been prepared by the
Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange is filing a proposal to
amend its Fee Schedule.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://www.miaxoptions.com/filter/
wotitle/rule_filing, at MIAX’s principal
office, and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
1 15
16 17
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CFR 200.30–3(a)(12).
Frm 00106
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13927
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
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13928
Federal Register / Vol. 80, No. 51 / Tuesday, March 17, 2015 / Notices
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange currently has a
monthly transaction fee cap of $60,000
for orders that are entered and executed
for an account identified by an
Electronic Exchange Member for
clearing in the OCC ‘‘Firm’’ range
‘‘Monthly Firm Fee Cap’’.3 The Monthly
Firm Fee Cap is based on the similar
fees of another competing options
exchange.4 The Exchange proposes to
amend the Fee Schedule to delete the
Monthly Firm Fee Cap.
The current transaction fees for Firms
on the Exchange are: $0.37 per contract
for executions in standard option
contracts and $0.04 per contract for
mini option contracts in Penny Pilot
options classes; and $0.42 per contract
for executions in standard option
contracts and $0.04 per contract for
mini option contracts in non-Penny
Pilot options classes. The Exchange
currently caps in a single billing month
the total amount of transaction fees for
Firms at $60,000.
The Monthly Firm Fee Cap was
adopted to create an additional
incentive for Firms to send order flow
to the Exchange. Now that the Exchange
is beginning to receive additional order
flow from Firms, the Exchange believes
that it is appropriate to remove the
Monthly Firm Fee Cap in order to more
closely align the transaction fees of
Firms with non-Firm Members.
Therefore, the Exchange now proposes
to amend the Fee Schedule to delete the
Monthly Firm Fee Cap. Firms will be
subject to applicable transaction fees
provided in the Fee Schedule.5
mstockstill on DSK4VPTVN1PROD with NOTICES
2. Statutory Basis
The Exchange believes that its
proposed rule change is consistent with
3 See Securities Exchange Act Release No. 72583
(July 10, 2014), 79 FR 41612 (July 16, 2014) (SR–
MIAX–2014–37).
4 See NASDAQ OMX PHLX LLC Pricing
Schedule, Section II. See also Securities Exchange
Act Release Nos. 59393 (February 11, 2009). 74 FR
7721 (February 19, 2009) (SR–PHLX–2009–12);
65888 (December 5, 2011), 76 FR 77046 (December
9, 2011) (SR–PHLX–2011–160). See also NYSE
Amex Options Fee Schedule, p. 15.
5 See MIAX Options Fee Schedule, Section 1)a)ii)
[sic].
VerDate Sep<11>2014
18:09 Mar 16, 2015
Jkt 235001
Section 6(b) of the Act 6 in general, and
furthers the objectives of Section 6(b)(4)
of the Act 7 in particular, in that it is an
equitable allocation of reasonable fees
and other charges among Exchange
members.
The Exchange believes that the
proposal is fair, equitable and not
unreasonably discriminatory. The
proposed deletion of the Monthly Firm
Fee Cap is reasonable because the
Exchange no longer believes it is
necessary to continue to provide an
additional incentive for Firms to send
order flow to the Exchange. The
proposed fees are fair and equitable and
not unreasonably discriminatory
because they will apply equally to all
Members that have transactions that
clear in the Firm range. All Firms will
be subject to the same transaction fee,
and access to the Exchange is offered on
terms that are not unfairly
discriminatory. The proposed change
should increase the competition
amongst Firms and other types of
market participants by eliminating a fee
cap that only applied to Firms. As a
result, the transaction fees for Firms will
more closely align with the transaction
fees of non-Firm Members. To the extent
that this purpose is achieved, all the
Exchange’s market participants should
benefit from the increased competition.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act. The
Exchange believes the proposal is
consistent with robust competition by
increasing the intramarket competition
between Firms and non-Firm Members.
The Exchange believes that the proposal
will decrease the competitive burden on
non-Firm Members by removing an
additional incentive that only applied to
Firms. As a result, the transaction fees
for Firms will more closely align with
the transaction fees of non-Firm
Members. To the extent that this
purpose is achieved, all the Exchange’s
market participants should benefit from
the increased competition. The
Exchange notes that it operates in a
highly competitive market in which
market participants can readily favor
competing venues if they deem fee
levels at a particular venue to be
excessive. In such an environment, the
Exchange must continually adjust its
fees to remain competitive with other
exchanges and to attract order flow. The
6 15
7 15
PO 00000
U.S.C. 78f(b).
U.S.C. 78f(b)(4).
Frm 00107
Fmt 4703
Exchange believes that the proposal
reflects this competitive environment.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.8 At any time
within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act. If the Commission
takes such action, the Commission shall
institute proceedings to determine
whether the proposed rule should be
approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
MIAX–2015–17 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–MIAX–2015–17. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
8 15
Sfmt 4703
U.S.C. 78s(b)(3)(A)(ii).
E:\FR\FM\17MRN1.SGM
17MRN1
Federal Register / Vol. 80, No. 51 / Tuesday, March 17, 2015 / Notices
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–MIAX–
2015–17, and should be submitted on or
before April 7, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Brent J. Fields,
Secretary.
[FR Doc. 2015–06010 Filed 3–16–15; 8:45 am]
BILLING CODE 8011–01–P
[Release No. 34–74473; File No. SR–
NYSEMKT–2015–12]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Modifying the NYSE
Amex Options Fee Schedule To Amend
the Fees Associated With Booth Space
Provided at the Exchange
mstockstill on DSK4VPTVN1PROD with NOTICES
March 11, 2015
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on February
26, 2015, NYSE MKT LLC (the
‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
1 15
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18:09 Mar 16, 2015
Jkt 235001
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
9 17
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify the
NYSE Amex Options Fee Schedule
(‘‘Fee Schedule’’) to amend the fees
associated with booth space provided at
the Exchange. The Exchange proposes to
implement the fee change effective
March 1, 2015. The text of the proposed
rule change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
1. Purpose
The Exchanges proposes to amend the
fees associated with booth space
provided at the Exchange. The purpose
of the proposed fee change is to ensure
a fair and reasonable use of Exchange
resources by enabling the Exchange to
charge for and recoup costs related to
hosting operations on Exchange
premises (e.g., utilities, routine
maintenance, etc.) based on the size of
the space utilized. The Exchange
proposes to implement the fee change
effective March 1, 2015.
Currently, the Exchange charges $150
per month for each Floor Booth utilized
at the Exchange. Floor Booths are
primarily used by floor brokerage firms
to perform various functions in support
of trading activities on the Exchange.
The Exchange recently moved the NYSE
Amex Options Trading Floor into a
newly renovated space. In connection
with this relocation, the Exchange has
re-evaluated how it charges for physical
space on the Exchange. The Exchange
believes that a more equitable method
for charging under the new
configuration is one based on the
amount of space occupied at the
Exchange, as opposed per Floor Booth(s)
PO 00000
Frm 00108
Fmt 4703
Sfmt 4703
13929
utilized. Accordingly, the Exchange
proposes to impose a monthly fee of $40
per linear foot required to accommodate
an entity’s operations at the Exchange.
The Exchange also proposes to change
the name of the fee from ‘‘Floor Booths’’
to ‘‘Booth Premises,’’ to more accurately
reflect the way the fees are calculated.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act,4 in general, and
furthers the objectives of Sections
6(b)(4) and (5) of the Act,5 in particular,
because it provides for the equitable
allocation of reasonable dues, fees, and
other charges among its members,
issuers and other persons using its
facilities and does not unfairly
discriminate between customers,
issuers, brokers or dealers.
The Exchange believes the proposed
fee change is reasonable, equitable, and
non-discriminatory for the following
reasons. First, the proposed Booth
Premises fee would be determined in an
objective manner based on the each
linear foot utilized, which encourages
the fair and reasonable use of resources
by the entities subject to the fee.
Further, because this proposed fee
would be based on clearly defined,
objective parameters, the fee change
would ensure the fair and reasonable
use of Exchange resources by enabling
the Exchange to recoup for the costs
related to hosting operations on
Exchange premises (e.g., utilities,
routine maintenance, etc.) based on the
size of the operation.
For these reasons, the Exchange
believes that the proposal is consistent
with the Act.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
In accordance with Section 6(b)(8) of
the Act,6 the Exchange does not believe
that the proposed rule change will
impose any burden on competition that
is not necessary or appropriate in
furtherance of the purposes of the Act.
Because the proposed change results in
the fair and reasonable use of Exchange
resources, the Exchange believes this
change is pro-competitive and would
benefit all market participants.
The Exchange notes that it operates in
a highly competitive market in which
market participants can readily favor
competing venues. In such an
environment, the Exchange must
continually review, and consider
adjusting, its fees and credits to remain
4 15
U.S.C. 78f(b).
U.S.C. 78f(b)(4) and (5).
6 15 U.S.C. 78f(b)(8).
5 15
E:\FR\FM\17MRN1.SGM
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Agencies
[Federal Register Volume 80, Number 51 (Tuesday, March 17, 2015)]
[Notices]
[Pages 13927-13929]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-06010]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74479; File No. SR-MIAX-2015-17]
Self-Regulatory Organizations; Miami International Securities
Exchange LLC; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change To Amend Its Fee Schedule
March 11, 2015.
Pursuant to the provisions of Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that on March 2, 2015, Miami International Securities
Exchange LLC (``MIAX'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') a proposed rule change as
described in Items I, II, and III below, which Items have been prepared
by the Exchange. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change
The Exchange is filing a proposal to amend its Fee Schedule.
The text of the proposed rule change is available on the Exchange's
Web site at https://www.miaxoptions.com/filter/wotitle/rule_filing, at
MIAX's principal office, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed
[[Page 13928]]
any comments it received on the proposed rule change. The text of these
statements may be examined at the places specified in Item IV below.
The Exchange has prepared summaries, set forth in sections A, B, and C
below, of the most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange currently has a monthly transaction fee cap of $60,000
for orders that are entered and executed for an account identified by
an Electronic Exchange Member for clearing in the OCC ``Firm'' range
``Monthly Firm Fee Cap''.\3\ The Monthly Firm Fee Cap is based on the
similar fees of another competing options exchange.\4\ The Exchange
proposes to amend the Fee Schedule to delete the Monthly Firm Fee Cap.
---------------------------------------------------------------------------
\3\ See Securities Exchange Act Release No. 72583 (July 10,
2014), 79 FR 41612 (July 16, 2014) (SR-MIAX-2014-37).
\4\ See NASDAQ OMX PHLX LLC Pricing Schedule, Section II. See
also Securities Exchange Act Release Nos. 59393 (February 11, 2009).
74 FR 7721 (February 19, 2009) (SR-PHLX-2009-12); 65888 (December 5,
2011), 76 FR 77046 (December 9, 2011) (SR-PHLX-2011-160). See also
NYSE Amex Options Fee Schedule, p. 15.
---------------------------------------------------------------------------
The current transaction fees for Firms on the Exchange are: $0.37
per contract for executions in standard option contracts and $0.04 per
contract for mini option contracts in Penny Pilot options classes; and
$0.42 per contract for executions in standard option contracts and
$0.04 per contract for mini option contracts in non-Penny Pilot options
classes. The Exchange currently caps in a single billing month the
total amount of transaction fees for Firms at $60,000.
The Monthly Firm Fee Cap was adopted to create an additional
incentive for Firms to send order flow to the Exchange. Now that the
Exchange is beginning to receive additional order flow from Firms, the
Exchange believes that it is appropriate to remove the Monthly Firm Fee
Cap in order to more closely align the transaction fees of Firms with
non-Firm Members. Therefore, the Exchange now proposes to amend the Fee
Schedule to delete the Monthly Firm Fee Cap. Firms will be subject to
applicable transaction fees provided in the Fee Schedule.\5\
---------------------------------------------------------------------------
\5\ See MIAX Options Fee Schedule, Section 1)a)ii) [sic].
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that its proposed rule change is consistent
with Section 6(b) of the Act \6\ in general, and furthers the
objectives of Section 6(b)(4) of the Act \7\ in particular, in that it
is an equitable allocation of reasonable fees and other charges among
Exchange members.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f(b).
\7\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
The Exchange believes that the proposal is fair, equitable and not
unreasonably discriminatory. The proposed deletion of the Monthly Firm
Fee Cap is reasonable because the Exchange no longer believes it is
necessary to continue to provide an additional incentive for Firms to
send order flow to the Exchange. The proposed fees are fair and
equitable and not unreasonably discriminatory because they will apply
equally to all Members that have transactions that clear in the Firm
range. All Firms will be subject to the same transaction fee, and
access to the Exchange is offered on terms that are not unfairly
discriminatory. The proposed change should increase the competition
amongst Firms and other types of market participants by eliminating a
fee cap that only applied to Firms. As a result, the transaction fees
for Firms will more closely align with the transaction fees of non-Firm
Members. To the extent that this purpose is achieved, all the
Exchange's market participants should benefit from the increased
competition.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange believes the
proposal is consistent with robust competition by increasing the
intramarket competition between Firms and non-Firm Members. The
Exchange believes that the proposal will decrease the competitive
burden on non-Firm Members by removing an additional incentive that
only applied to Firms. As a result, the transaction fees for Firms will
more closely align with the transaction fees of non-Firm Members. To
the extent that this purpose is achieved, all the Exchange's market
participants should benefit from the increased competition. The
Exchange notes that it operates in a highly competitive market in which
market participants can readily favor competing venues if they deem fee
levels at a particular venue to be excessive. In such an environment,
the Exchange must continually adjust its fees to remain competitive
with other exchanges and to attract order flow. The Exchange believes
that the proposal reflects this competitive environment.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments were neither solicited nor received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(ii) of the Act.\8\ At any time within 60 days of the filing
of the proposed rule change, the Commission summarily may temporarily
suspend such rule change if it appears to the Commission that such
action is necessary or appropriate in the public interest, for the
protection of investors, or otherwise in furtherance of the purposes of
the Act. If the Commission takes such action, the Commission shall
institute proceedings to determine whether the proposed rule should be
approved or disapproved.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(3)(A)(ii).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-MIAX-2015-17 on the subject line.
Paper Comments
Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-MIAX-2015-17. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written
[[Page 13929]]
communications relating to the proposed rule change between the
Commission and any person, other than those that may be withheld from
the public in accordance with the provisions of 5 U.S.C. 552, will be
available for Web site viewing and printing in the Commission's Public
Reference Room, 100 F Street NE., Washington, DC 20549 on official
business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of
such filing also will be available for inspection and copying at the
principal office of the Exchange. All comments received will be posted
without change; the Commission does not edit personal identifying
information from submissions. You should submit only information that
you wish to make available publicly. All submissions should refer to
File Number SR-MIAX-2015-17, and should be submitted on or before April
7, 2015.
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\9\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
Brent J. Fields,
Secretary.
[FR Doc. 2015-06010 Filed 3-16-15; 8:45 am]
BILLING CODE 8011-01-P