Definition of Spouse Under the Family and Medical Leave Act, 9989-10001 [2015-03569]
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Federal Register / Vol. 80, No. 37 / Wednesday, February 25, 2015 / Rules and Regulations
jobs, the environment, public health or
safety, or State, local, or tribal
government or communities.
Accordingly, this rule is not a
‘‘significant regulatory action’’ as
defined in Executive Order 12866.
Executive Order 12988
This regulation meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988, ‘‘Civil
Justice Reform.’’
Executive Order 13132
This rule will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with Executive Order 13132,
‘‘Federalism,’’ the Department has
determined that this rule does not have
sufficient federalism implications to
warrant the preparation of a federalism
summary impact statement.
Unfunded Mandates Reform Act of 1995
Organization and functions
(Government agencies), Privacy,
Reporting and recordkeeping
requirements, Whistleblowing.
Authority and Issuance
Accordingly, by virtue of the
authority vested in me as Attorney
General, including 5 U.S.C. 301 and 28
U.S.C. 509, 510, and for the reasons set
forth in the preamble, part 0 of title 28
of the Code of Federal Regulations is
amended as follows:
PART 0—ORGANIZATION OF THE
DEPARTMENT OF JUSTICE
1. The authority citation for 28 CFR
part 0 continues to read as follows:
■
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510, 515–519.
§ 0.130
[Amended]
2. In § 0.130, amend paragraph (b)(2)
by removing the second sentence.
■
Dated: February 20, 2015.
Eric H. Holder, Jr.,
Attorney General.
[FR Doc. 2015–03839 Filed 2–24–15; 8:45 am]
Small Business Regulatory Enforcement
Fairness Act of 1996
Definition of Spouse Under the Family
and Medical Leave Act
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Congressional Review Act
This action pertains to agency
management, personnel, and
organization and does not substantially
affect the rights or obligations of nonagency parties. Accordingly, it is not a
rule for purposes of the reporting
requirement of 5 U.S.C. 801.
List of Subjects in 28 CFR Part 0
Authority delegations (Government
agencies), Government employees,
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BILLING CODE 4410–19–P
DEPARTMENT OF LABOR
Wage and Hour Division
29 CFR Part 825
RIN 1235–AA09
Wage and Hour Division,
Department of Labor.
ACTION: Final rule.
AGENCY:
The Department of Labor’s
(Department) Wage and Hour Division
(WHD) revises the regulation defining
‘‘spouse’’ under the Family and Medical
Leave Act of 1993 (FMLA or the Act) in
light of the United States Supreme
Court’s decision in United States v.
Windsor, which found section 3 of the
Defense of Marriage Act (DOMA) to be
unconstitutional.
DATES: This Final Rule is effective
March 27, 2015.
FOR FURTHER INFORMATION CONTACT:
Mary Ziegler, Director of the Division of
Regulations, Legislation, and
Interpretation, U.S. Department of
Labor, Wage and Hour Division, 200
Constitution Avenue NW., Room S–
3502, Frances Perkins Building,
Washington, DC 20210; telephone: (202)
693–0406 (this is not a toll-free
number). Copies of this Final Rule may
SUMMARY:
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be obtained in alternative formats (large
print, braille, audio tape or disc), upon
request, by calling (202) 693–0675 (this
is not a toll-free number). TTY/TDD
callers may dial toll-free 1–877–889–
5627 to obtain information or request
materials in alternative formats.
Questions of interpretation and/or
enforcement of the agency’s current
regulations may be directed to the
nearest WHD district office. Locate the
nearest office by calling WHD’s toll-free
help line at (866) 4US–WAGE ((866)
487–9243) between 8 a.m. and 5 p.m. in
your local time zone, or log onto WHD’s
Web site for a nationwide listing of
WHD district and area offices at
https://www.dol.gov/whd/america2.htm.
Please visit https://www.dol.gov/whd for
more information and resources about
the laws administered and enforced by
WHD. Information and compliance
assistance materials specific to this
Final Rule can be found at: https://
www.dol.gov/whd/fmla/spouse/.
SUPPLEMENTARY INFORMATION:
I. Background
This rule will not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year, and it will not
significantly or uniquely affect small
governments. Therefore, no actions are
necessary under the provisions of the
Unfunded Mandates Reform Act of
1995, 2 U.S.C. 1501 et seq.
This rule is not a major rule as
defined by section 251 of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA), 5 U.S.C.
804. This rule will not result in an
annual effect on the economy of $100
million or more; a major increase in
costs or prices; or significant adverse
effects on competition, employment,
investment, productivity, innovation, or
the ability of United States-based
enterprises to compete with foreignbased enterprises in domestic and
export markets.
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A. What the FMLA Provides
The Family and Medical Leave Act of
1993, 29 U.S.C. 2601 et seq., entitles
eligible employees of covered employers
to take job-protected, unpaid leave, or to
substitute appropriate accrued paid
leave, for up to a total of 12 workweeks
in a 12-month period for the birth of the
employee’s son or daughter and to care
for the newborn child; for the placement
of a son or daughter with the employee
for adoption or foster care; to care for
the employee’s spouse, parent, son, or
daughter with a serious health
condition; when the employee is unable
to work due to the employee’s own
serious health condition; or for any
qualifying exigency arising out of the
fact that the employee’s spouse, son,
daughter, or parent is a military member
on covered active duty. 29 U.S.C. 2612.
An eligible employee may also take up
to 26 workweeks of FMLA leave during
a ‘‘single 12-month period’’ to care for
a covered servicemember with a serious
injury or illness, when the employee is
the spouse, son, daughter, parent, or
next of kin of the servicemember. Id.
FMLA leave may be taken in a block,
or under certain circumstances,
intermittently or on a reduced leave
schedule. Id. In addition to providing
job-protected family and medical leave,
employers must also maintain any
preexisting group health plan coverage
for an employee on FMLA-protected
leave under the same conditions that
would apply if the employee had not
taken leave. 29 U.S.C. 2614. Once the
leave period is concluded, the employer
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is required to restore the employee to
the same or an equivalent position with
equivalent employment benefits, pay,
and other terms and conditions of
employment. Id. If an employee believes
that his or her FMLA rights have been
violated, the employee may file a
complaint with the Department of Labor
or file a private lawsuit in federal or
state court. If the employer has violated
the employee’s FMLA rights, the
employee is entitled to reimbursement
for any monetary loss incurred,
equitable relief as appropriate, interest,
attorneys’ fees, expert witness fees, and
court costs. Liquidated damages also
may be awarded. 29 U.S.C. 2617.
Title I of the FMLA is administered by
the U.S. Department of Labor and
applies to private sector employers of 50
or more employees, private and public
elementary and secondary schools,
public agencies, and certain federal
employers and entities, such as the U.S.
Postal Service and Postal Regulatory
Commission. Title II is administered by
the U.S. Office of Personnel
Management and applies to civil service
employees covered by the annual and
sick leave system established under 5
U.S.C. Chapter 63 and certain
employees covered by other federal
leave systems.
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B. Who the Law Protects
The FMLA generally covers
employers with 50 or more employees.
To be eligible to take FMLA leave, an
employee must meet specified criteria,
including employment with a covered
employer for at least 12 months,
performance of a specified number of
hours of service in the 12 months prior
to the start of leave, and work at a
location where there are at least 50
employees within 75 miles.
C. Regulatory History
The FMLA required the Department
to issue initial regulations to implement
Title I and Title IV of the FMLA within
120 days of enactment (by June 5, 1993)
with an effective date of August 5, 1993.
The Department published a Notice of
Proposed Rulemaking (NPRM) in the
Federal Register on March 10, 1993. 58
FR 13394. The Department received
comments from a wide variety of
stakeholders, and after considering
these comments the Department issued
an Interim Final Rule on June 4, 1993,
effective August 5, 1993. 58 FR 31794.
After publication, the Department
invited further public comment on the
interim regulations. 58 FR 45433.
During this comment period, the
Department received a significant
number of substantive and editorial
comments on the interim regulations
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from a wide variety of stakeholders.
Based on this second round of public
comments, the Department published
final regulations to implement the
FMLA on January 6, 1995. 60 FR 2180.
The regulations were amended February
3, 1995 (60 FR 6658) and March 30,
1995 (60 FR 16382) to make minor
technical corrections. The final
regulations went into effect on April 6,
1995.
The Department published a Request
for Information (RFI) in the Federal
Register on December 1, 2006
requesting public comments on
experiences with the FMLA (71 FR
69504) and issued a report on the RFI
responses on June 28, 2007 (72 FR
35550). The Department published an
NPRM in the Federal Register on
February 11, 2008 proposing changes to
the FMLA’s regulations based on the
Department’s experience administering
the law, two Department of Labor
studies and reports on the FMLA issued
in 1996 and 2001, several U.S. Supreme
Court and lower court rulings on the
FMLA, and a review of the comments
received in response to the 2006 RFI. 73
FR 7876. The Department also sought
comments on the military family leave
statutory provisions enacted by the
National Defense Authorization Act for
Fiscal Year 2008. In response to the
NPRM, the Department received
thousands of comments from a wide
variety of stakeholders. The Department
issued a Final Rule on November 17,
2008, which became effective on
January 16, 2009. 73 FR 67934.
The Department published an NPRM
in the Federal Register on February 15,
2012 primarily focused on changes to
the FMLA’s regulations to implement
amendments to the military leave
provisions made by the National
Defense Authorization Act for Fiscal
Year 2010 and to the employee
eligibility requirements for airline flight
crew employees made by the Airline
Flight Crew Technical Corrections Act.
77 FR 8960. The Department issued a
Final Rule on February 6, 2013, which
became effective on March 8, 2013. 78
FR 8834.
The Department commenced the
current rulemaking by publishing an
NPRM in the Federal Register on June
27, 2014 (79 FR 36445), inviting public
comment for 45 days. The comment
period closed on August 11, 2014. The
Department received 77 comment
submissions on the NPRM, representing
over 18,000 individuals. Specific
comments are discussed in detail below.
II. FMLA Spousal Leave
The FMLA provides eligible
employees with leave to care for a
spouse in the following situations: (1)
When needed to care for a spouse due
to the spouse’s serious health condition;
(2) when needed to care for a spouse
who is a covered servicemember with a
serious illness or injury; and (3) for a
qualifying exigency related to the
covered military service of a spouse.
The FMLA defines ‘‘spouse’’ as ‘‘a
husband or wife, as the case may be.’’
29 U.S.C. 2611(13). In the 1993 Interim
Final Rule, the Department defined
spouse as ‘‘a husband or wife as defined
or recognized under state law for
purposes of marriage, including
common law marriage in states where it
is recognized.’’ 58 FR 31817, 31835
(June 4, 1993). In commenting on the
Interim Final Rule, both the Society for
Human Resource Management and
William M. Mercer, Inc., questioned
which state law would apply when an
employee resided in one State but
worked in another State. 60 FR 2190. In
response to these comments, the 1995
Final Rule clarified that the law of the
State of the employee’s residence would
control for determining eligibility for
FMLA spousal leave. Id. at 2191.
Accordingly, since 1995 the FMLA
regulations have defined spouse as a
husband or wife as defined or
recognized under state law and the
regulation has looked to the law of the
State where the employee resides.
§§ 825.102, 825.122(a) (prior to the 2013
Final Rule the same definition appeared
at §§ 825.113(a) and 825.800). The
definition has also included common
law marriage in States where it is
recognized. Id.
The Defense of Marriage Act (DOMA)
was enacted in 1996. Public Law 104–
199, 110 Stat. 2419. Section 3 of DOMA
restricted the definitions of ‘‘marriage’’
and ‘‘spouse’’ for purposes of federal
law, regulations, and administrative
interpretations: ‘‘the word ‘marriage’
means only a legal union between one
man and one woman as husband and
wife, and the word ‘spouse’ refers only
to a person of the opposite sex who is
a husband or a wife.’’ 1 U.S.C. 7. For
purposes of employee leave under the
FMLA, the effect of DOMA was to limit
the availability of FMLA leave based on
a spousal relationship to opposite-sex
marriages. While the Department did
not revise the FMLA regulatory
definition of ‘‘spouse’’ to incorporate
DOMA’s restrictions, in 1998 WHD
issued an opinion letter that addressed,
in part, the limitation section 3 of
DOMA imposed on the availability of
FMLA spousal leave.
Under the FMLA (29 U.S.C. 2611(13)), the
term ‘‘spouse’’ is defined as a husband or
wife, which the regulations (29 CFR
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825.113(a)) clarified to mean a husband or
wife as defined or recognized under State law
for purposes of marriage in the State where
the employee resides, including common law
marriage in States where it is recognized. The
legislative history confirms that this
definition was adapted to ensure that
employers were not required to grant FMLA
leave to an employee to care for an
unmarried domestic partner. (See
Congressional Record, S 1347, February 4,
1993). Moreover, the subsequently enacted
Defense of Marriage Act of 1996 (DOMA)
(Pub. L. 104–199) establishes a Federal
definition of ‘‘marriage’’ as only a legal union
between one man and one woman as
husband and wife, and a ‘‘spouse’’ as only a
person of the opposite sex who is a husband
or wife. Because FMLA is a Federal law, it
is our interpretation that only the Federal
definition of marriage and spouse as
established under DOMA may be recognized
for FMLA leave purposes.
Opinion Letter FMLA–98 (Nov. 18,
1998). WHD also referenced DOMA’s
limitations on spousal FMLA leave in a
number of sub-regulatory guidance
documents posted on its Web site.
On June 26, 2013, the Supreme Court
held in United States v. Windsor, 133 S.
Ct. 2675 (2013), that section 3 of DOMA
was unconstitutional under the Fifth
Amendment. It concluded that this
section ‘‘undermines both the public
and private significance of statesanctioned same-sex marriages’’ and
found that ‘‘no legitimate purpose
overcomes’’ section 3’s ‘‘purpose and
effect to disparage and to injure those
whom the State, by its marriage laws,
sought to protect[.]’’ Id. at 2694–96.
Because of the Supreme Court’s
holding in Windsor that section 3 of
DOMA is unconstitutional, the
Department is no longer prohibited from
recognizing same-sex marriages as a
basis for FMLA spousal leave.
Accordingly, as of June 26, 2013, under
the current FMLA regulatory definition
of spouse, an eligible employee in a
legal same-sex marriage who resides in
a State that recognizes the employee’s
marriage may take FMLA spousal leave.
On August 9, 2013, the Department
updated its FMLA sub-regulatory
guidance to remove any references to
the restrictions imposed by section 3 of
DOMA and to expressly note that the
regulatory definition of spouse covers
same-sex spouses residing in States that
recognize such marriages. Similarly, as
a result of the Windsor decision, the
interpretation expressed in Opinion
Letter FMLA–98 of the definition of
spouse as a person of the opposite sex
as defined in DOMA is no longer valid.
III. Summary of Comments
The Department commenced this
rulemaking by publishing an NPRM on
June 27, 2014. 79 FR 36445. In the
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NPRM the Department proposed to
change the definition of spouse to look
to the law of the jurisdiction in which
the marriage was entered into (including
for common law marriages), as opposed
to the law of the State in which the
employee resides, and to expressly
reference the inclusion of same-sex
marriages in addition to common law
marriages. The Department proposed to
change the definition of spouse to
ensure that all legally married couples,
whether opposite-sex or same-sex, will
have consistent federal family leave
rights regardless of where they live. The
Department received 77 comment
submissions on the NPRM, representing
over 18,000 individuals, which are
available for review at the Federal
eRulemaking Portal,
www.regulations.gov, Docket ID WHD–
2014–0002. The vast majority of those
individuals submitted identical letters,
which expressed strong support for the
proposed rule, that were part of a
comment campaign by the Human
Rights Campaign (HRC). In addition,
hundreds of commenters submitted
nearly identical but individualized
letters, which also strongly supported
the proposed rule, as part of the HRC
comment campaign. Beyond these
campaign comments, the majority of the
comments were supportive of the
proposed rule. Comments were received
from advocacy organizations, labor
organizations, employer associations, a
state agency, United States Senators,
and private individuals. The
Department received one comment after
the close of the comment period; the
comment was not considered by the
Department. A number of the comments
received addressed issues that are
statutory and therefore beyond the
scope or authority of the proposed
regulations, such as expanding the
coverage of the Act to include domestic
partners and parents in law. Because
addressing these issues would require
statutory changes, these comments are
not addressed in this Final Rule.
Moreover, the Department has
previously issued guidance on some of
these issues. See, e.g., Opinion Letter
FMLA–98 (Nov. 18, 1998) (the FMLA
does not cover absences to care for a
domestic partner with a serious health
condition) 1; Opinion Letter FMLA–96
1 As noted above, the portion of Opinion Letter
FMLA–98 that relied on DOMA’s definition of
spouse and marriage is now invalid in light of
Windsor. The remaining portion of Opinion Letter
FMLA–98, however, continues to be valid.
Specifically, the opinion letter noted that the
FMLA’s legislative history indicated that the
definition of spouse was meant to ensure that
employers would not be required to provide leave
to care for an employee’s domestic partner.
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(June 4, 1998) (‘‘parent’’ as referenced in
the Act does not include a parent-inlaw).
The Department has carefully
considered all of the relevant and timely
comments. The major comments
received on the proposed regulatory
changes are summarized below, together
with a discussion of the Department’s
responses. The Final Rule adopts the
changes to the regulations as proposed
in the NPRM.
IV. Analysis of the Proposed Changes to
the FMLA Regulations
In the NPRM the Department
proposed to change the regulatory
definition of spouse in §§ 825.102 and
825.122(b) to mean the other person
with whom an individual entered into
marriage. The Department proposed to
look to the law of the jurisdiction in
which the marriage was entered into
(including for common law marriages),
as opposed to the law of the State in
which the employee resides, and to
expressly reference the inclusion of
same-sex marriages in addition to
common law marriages. The Department
also proposed to include in the
definition same-sex marriages entered
into abroad by including marriages
entered into outside of any State as long
as the marriage was legally valid in the
place where it was entered into and
could have been entered into legally in
at least one State.
The proposed definition included the
statutory language defining spouse as a
husband or wife but made clear that
these terms included all individuals in
lawfully recognized marriages. As noted
in the NPRM, the Department is aware
that the language surrounding marriage
is evolving and that not all married
individuals choose to use the traditional
terms of husband or wife when referring
to their spouse. 79 FR 36448. The
Department intended the proposed
definition to cover all spouses in legally
valid marriages as defined in the
regulation regardless of whether they
use the terms husband or wife. The
Department adopts the definition of
spouse as proposed.
The Department is moving from a
state of residence rule to a rule based on
the jurisdiction where the marriage was
entered into (place of celebration) to
ensure that all legally married couples,
whether opposite-sex or same-sex, will
have consistent federal family leave
rights regardless of where they live. 79
FR 36448. The Department noted in the
proposed rule that while many States
and foreign countries currently legally
recognize same-sex marriage, not all do.
As of February 13, 2015, thirty-two
States and the District of Columbia
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extend the right to marry to both samesex and opposite-sex couples (Alaska,
Arizona, California, Colorado,
Connecticut, Delaware, District of
Columbia, Hawaii, Idaho, Illinois,
Indiana, Iowa, Maine, Maryland,
Massachusetts, Minnesota, Nevada, New
Hampshire, New Jersey, New Mexico,
New York, North Carolina, Oklahoma,
Oregon, Pennsylvania, Rhode Island,
Utah, Vermont, Virginia, Washington,
West Virginia, Wisconsin, and
Wyoming).2 Additionally, as of
February 13, 2015, eighteen countries
extend the right to marry to both samesex and opposite-sex couples
(Argentina, Belgium, Brazil, Canada,
Denmark, England/Wales/Scotland,
Finland, France, Iceland, Luxembourg,
The Netherlands, New Zealand,
Norway, Portugal, Spain, South Africa,
Sweden, and Uruguay). The Department
notes that this list of States and
countries currently recognizing samesex marriage does not limit the revised
definition of spouse in any way. Legal
recognition of same-sex marriage has
expanded rapidly and the Department
anticipates that the number of States
and countries recognizing same-sex
marriage will continue to grow.
The vast majority of commenters,
including the HRC letter-writing
campaign commenters, applauded the
Department’s proposed use of a place of
celebration rule. As the Maine Women’s
Lobby, A Better Balance, the 9to5
National Association of Working
Women, the American Federation of
Teachers, the North Carolina Justice
Center, the Women’s Law Project, the
Religious Action Center for Reform
Judaism, and many other commenters
noted, under a state of residence rule,
employees in legally valid same-sex
marriages who live in a State that does
not recognize their marriage are often
forced to risk their jobs and financial
wellbeing when they need time off to
care for their ill or injured spouse or to
address qualifying exigencies relating to
their spouse’s military service. These
commenters stated that a place of
celebration rule will provide security to
all legally married same-sex spouses in
knowing that they will be able to
exercise their FMLA rights when the
need arises. An individual similarly
commented that, as the mother of a
daughter in a same-sex marriage, she
supported the rule because it would
provide comfort to her as a parent who
2 On January 16, 2015, the Supreme Court granted
review of the Sixth Circuit’s decision upholding
state law bans on same-sex marriage in Kentucky,
Michigan, Ohio, and Tennessee. See DeBoer v.
Snyder, No. 14–571, 2015 WL 213650 (S. Ct. Jan.
16, 2015). The case is currently pending before the
Supreme Court.
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lives far from her daughter in knowing
that, should her daughter need care, her
daughter’s same-sex spouse would be
able to care for the daughter without
having to worry that she would lose her
job. Commenters such as the Family
Equality Council (Family Equality), the
National Partnership for Women &
Families (National Partnership), the
National Minority AIDS Council
(NMAC), and twenty-three United States
Senators who submitted a joint
comment, also noted that nationally
consistent and uniform access to leave
as provided by the proposed rule will
further the original purpose of the
FMLA.
Many commenters, including the
National Center for Transgender
Equality, Family Values @Work, the
National Employment Lawyers
Association, the National Partnership,
the Feminist Majority Foundation, the
National Council of Jewish Women, and
Equal Rights Advocates approved of the
proposed place of celebration rule
because it would provide certainty to
same-sex couples regarding their FMLA
leave rights, which would encourage
worker mobility. The National
Partnership commented that
‘‘[g]eographic mobility is a significant
part of economic mobility for American
workers . . . . By ensuring that [lesbian,
gay, bisexual, and transgender (LGBT)]
couples receive the same federal family
leave protections if they move to a state
that does not recognize their marriage,
the rule makes it easier for workers to
accept promotions or new jobs . . . .’’
This commenter also observed that the
rule would provide important
protections for LGBT military families
who relocate due to military
assignment.
Commenters also noted that a place of
celebration rule will benefit employers
as well as employees. The National
Partnership observed that, by securing
federal family leave rights to legally
married same-sex spouses regardless of
the State in which they reside,
employers will be able to fill job
positions with the most qualified
workers. The National Business Group
on Health expressed support for this
rule because it will reduce the
administrative burden on employers
that operate in more than one State or
have employees who move between
States. The National Consumers League
and the National Women’s Law Center,
among other commenters, echoed this
observation that a place of celebration
rule will simplify FMLA administration
for employers that operate in multiple
States.
The Department concurs with these
comments. A place of celebration rule
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provides consistent federal family leave
rights for legally married couples
regardless of the State in which they
reside, thus reducing barriers to the
mobility of employees in same-sex
marriages in the labor market and
ensuring employees in same-sex
marriages will be able to exercise their
FMLA leave rights. Moreover, such a
rule also reduces the administrative
burden on employers that operate in
more than one State, or that have
employees who move between States
with different marriage recognition
rules; such employers will not have to
consider the employee’s state of
residence and the laws of that State in
determining the employee’s eligibility
for FMLA leave.
Several commenters were
appreciative that the proposed place of
celebration rule would be consistent
with the interpretations adopted by
other federal government agencies, such
as the Department of Defense and the
Internal Revenue Service, as this would
create greater uniformity for employees
and employers. See, e.g., the Legal Aid
Employment Law Center, the American
Federation of State, County, and
Municipal Employees, AFL-CIO, the
Fenway Institute at Fenway Health. The
Society for Human Resource
Management, the U.S. Chamber of
Commerce, and the College and
University Professional Association for
Human Resources, which submitted a
joint comment (collectively SHRM),
appreciated the use by multiple federal
agencies of a place of celebration rule
because ‘‘consistent definitions are of
tremendous importance and value for
those seeking to comply with the
FMLA.’’ The Department agrees with
these comments. In addition, as stated
in the NPRM, the Department believes
that, in relation to Department of
Defense policy, it is appropriate
whenever possible to align the
availability of FMLA military leave with
the availability of other marriage-based
benefits provided by the Department of
Defense. 79 FR 36448.
SHRM, the U.S. Conference of
Catholic Bishops (USCCB), and the
National Automobile Dealers
Association (NADA) expressed concern
regarding the potential burden on
employers to know the marriage laws of
jurisdictions beyond those in which
they operate. NADA and SHRM
requested that the Department provide
guidance on how to determine if a samesex marriage is legally valid, perhaps
with a chart on the Department’s Web
site with current information on the
status of same-sex marriage in the States
and foreign jurisdictions.
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The Department does not believe that
further guidance on state and foreign
marriage laws is necessary at this time.
Employers do not need to know the
marriage laws of all 50 States and all
foreign countries. Rather, employers
will only need to know the same-sex
marriage laws of a specific State or
country in situations where an
employee has requested leave to care for
a spouse, child, or parent and the basis
for the family relationship is a same-sex
marriage. In such a situation, for
purposes of confirming the qualifying
basis of the leave, the employer would
need to know the marriage laws of only
the individual State or country where
the marriage at issue was entered into.
The Department believes that making
this determination will not be
burdensome. There are a number of
organizations focused on providing upto-date information on the status of
same-sex marriages in the 50 States
within the United States and foreign
jurisdictions. Some examples of
organizations that provide this
information include https://
www.freedomtomarry.org/states/ and
https://gaymarriage.procon.org/. Because
such information is readily available,
the Department does not believe that it
is necessary at this time to provide such
information on its own Web site.
A few commenters addressed
common law marriages as referenced in
the proposed definition of spouse.
Family Equality questioned whether the
wording of the proposed definition
could be interpreted to exclude an
individual in a same-sex common law
marriage. This commenter requested
that the definition be modified to make
clear that same-sex common law
spouses are included in the definition.
SHRM and the Food Marketing Institute
(FMI) expressed concern that knowing
the common law marriage standards of
numerous States will be particularly
burdensome for employers.
The Department has retained the
proposed language regarding common
law marriage in the Final Rule. The
Department believes that the language
regarding common law marriage in the
definition of ‘‘spouse’’ in the Final Rule
will not result in a significant change in
employers’ administration of the FMLA.
Common law marriages have been
included in the definition of spouse
under the FMLA since 1995.
§ 825.113(a) (1995).3 While the majority
of States do not permit the formation of
common law marriages within their
borders, these States generally will
recognize a common law marriage that
3 This definition was not changed in the 2008 and
2013 rulemakings. See 73 FR 67934; 78 FR 8834.
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was validly entered into in another
State. Therefore, under the current
regulation, looking to the law of the
State in which the employee resides to
determine the existence of a common
law marriage will often require looking,
in turn, to the common law marriage
standards of another State. For example,
under the current regulation, an FMLAeligible employee of a covered employer
who validly entered into an opposite
sex common law marriage in Alabama,
a State that permits the formation of
common law marriages, and later
relocated to North Dakota, a State that
does not permit the formation of
common law marriages, would be
considered to have a legal marriage and
would be entitled to FMLA spousal
leave.
The only change from the current
definition of spouse to the definition in
the Final Rule in regards to common
law marriage is that in States that permit
same-sex common law marriages,
employees who have entered into a
same-sex common law marriage in those
States will now be eligible to take FMLA
spousal leave regardless of the State in
which they reside. In response to
Family Equality’s comment above, the
Department believes that the language
used in the proposed definition and
adopted in the Final Rule already
encompasses spouses in same-sex
common law marriages.
Moreover, under both the current and
revised definitions of spouse, an
employer would only need to know the
common law marriage standards for a
particular State for confirmation
purposes in the event that an eligible
employee requests FMLA leave to care
for a spouse, child, or parent and the
basis for the family relationship is a
common law marriage. The Department
does not believe that this will be
burdensome and notes that there are
organizations that provide information
to the public on the status of common
law marriages in the 50 States within
the United States. Some examples of
organizations that provide this
information include https://
www.nolo.com/legal-encyclopedia/
common-law-marriage-faq-29086-2.html
and https://usmarriagelaws.com/search/
united_states/common_law_marriage/.
Finally, the Department notes that in its
experience, the inclusion of common
law marriages within the definition of
spouse has not caused problems in the
last 20 years and the Department does
not anticipate that the Final Rule’s
recognition of common law marriages
based on the place of celebration will
result in any significant problems.
A few commenters addressed the
documentation that employers may
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require from employees to confirm a
family relationship. SHRM
recommended that the Department
clarify the type of proof an employer
may require to confirm that an
employee has a valid marriage, and
permit employers to ask for
documentation of proof of marriage on
a case-by-case basis. FMI commented
that it will be burdensome for
employers to determine whether a
common law marriage is valid, and
requested guidance on how to confirm
the existence of a common law
marriage. Due to these concerns, this
commenter recommended that the
definition of spouse be revised to apply
only to those who have a valid,
government-issued document
recognizing the marriage, such as a
marriage certificate, court order, or letter
from a federal agency such as the Social
Security Administration. The National
Women’s Law Center urged the
Department to modify the regulation at
§ 825.122(k) to require that employers
request documentation of a family
relationship in a consistent and nondiscriminatory manner so that
employees in same-sex marriages are
not singled out with special burdens
when they attempt to exercise their
FMLA rights.
The Department declines to modify
the regulation at § 825.122(k). That
regulation permits employers to require
employees who take leave to care for a
family member to provide reasonable
documentation of the family
relationship. Reasonable documentation
may take the form of either a simple
statement from the employee or
documentation such as a birth
certificate or court document.
In response to the comments, the
Department believes that the current
regulation adequately addresses the
nature of the documentation that
employers may require. An employee
may satisfy an employer’s requirement
to confirm a family relationship by
providing either a simple statement
asserting that the requisite family
relationship exists, or documentation
such as a child’s birth certificate, a court
document, etc. It is the employee’s
choice whether to provide a simple
statement or another type of
documentation. Thus, in all cases, a
simple statement of family relationship
is sufficient under the regulation to
satisfy the employer’s request. In
response to FMI’s comment, the
Department does not believe that it is
necessary or that it would be
appropriate to require governmentissued documentation to confirm
common law marriages when an
employee can document all other
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marriages with a simple statement. In
response to SHRM’s and the National
Women’s Law Center’s comments, the
Department notes that the change to a
place of celebration rule in the
definition of spouse does not alter the
instances in which an employer can
require an employee to confirm a family
relationship, nor does it alter how an
employee can do so. Employers have the
option to request documentation of a
family relationship but are not required
to do so in all instances. Employers may
not, however, use a request for
confirmation of a family relationship in
a manner that interferes with an
employee’s exercise or attempt to
exercise the employee’s FMLA rights.
See 29 U.S.C. 2615(a). The Department
also notes that if an employee has
already submitted proof of marriage to
the employer for some other purpose,
such as obtaining health care benefits
for the employee’s spouse, such proof is
sufficient to confirm the family
relationship for purposes of FMLA
leave. Lastly, the Department notes that
where an employee chooses to satisfy a
request for documentation of family
relationship with a simple statement,
the employer may require that such
statement be written.
Two commenters raised concerns
about a tension between the proposed
definition and state laws prohibiting the
recognition of same-sex marriages.
USCCB commented that it believed the
proposed definition of spouse is ‘‘at
odds’’ with the Supreme Court’s
decision in Windsor because the
definition does not defer to the laws of
the States that define marriage as the
union of one man and one woman. The
South Dakota Department of Labor and
Regulation commented that same-sex
marriages are not recognized or valid
under the South Dakota Constitution.
The Department believes that using a
place of celebration rule in the
definition of spouse under the FMLA is
consistent with the Court’s decision in
Windsor. The FMLA is a federal law that
entitles eligible employees to take
unpaid, job-protected leave for
qualifying reasons, and the Final Rule’s
definition of spouse simply defines a
familial relationship that may be the
basis of an employee’s qualifying reason
to take leave. The Final Rule does not
require States to recognize or give effect
to same-sex marriages or to provide any
state benefit based on a same-sex
marriage. The Final Rule impacts States
only in their capacity as employers and
merely requires them to provide unpaid
FMLA leave to eligible employees based
on a federal definition of spouse. The
Department notes that, after Windsor,
the current definition of spouse already
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requires States in their capacity as
employers to provide unpaid FMLA
leave to employees in same-sex
marriages if the employees reside in a
different State that recognizes same-sex
marriages. Moreover, the Department
believes that defining the term spouse to
include all legally married couples best
serves the FMLA’s goal of promoting
‘‘the stability and economic security of
families,’’ and the ‘‘national interests in
preserving family integrity,’’ 29 U.S.C.
2601, because the need to care for a
spouse does not differ based on the
gender of the spouses.
The Department noted in the NPRM
that the proposed change to a place of
celebration rule for the definition of
spouse under the FMLA would also
have some impact beyond spousal leave.
79 FR 36448. Specifically, the
Department noted that under the
Department’s proposed rule, an
employee in a legal same-sex marriage
would be able to take leave to care for
a stepchild (i.e., the employee’s samesex spouse’s child) to whom the
employee does not stand in loco
parentis. Id. Similarly, an employee
whose parent is in a legal same-sex
marriage would be able to take leave to
care for the parent’s same-sex spouse
(i.e., the employee’s stepparent) who
did not stand in loco parentis to the
employee when the employee was a
child. Id.
Several commenters addressed the
interplay between the proposed rule and
the Administrator’s Interpretation
FMLA 2010–3 (June 22, 2010) that
addresses in loco parentis. See, e.g.,
HRC, the HRC comment campaign, the
National Gay and Lesbian Task Force
(Task Force), the National Center for
Lesbian Rights, the Statewide Parent
Advocacy Network and Family Voices.
These commenters stated that basing an
employee’s ability to take leave to care
for a child on the employee’s same-sex
marriage could put the employee at risk
of losing the ability to take leave to care
for the child should the marriage
dissolve. These commenters stated that
recognizing an employee as standing in
loco parentis, as the Administrator’s
Interpretation FMLA 2010–3 does,
ensures that the employee who stands
in loco parentis to a child will retain the
ability to take leave to care for the child
despite dissolution of the marriage.
Therefore, the commenters requested
that the Department clarify that this rule
will not affect the in loco parentis
Administrator’s Interpretation both in
how parents are determined to stand in
loco parentis and in recognizing that
more than two adults may stand in loco
parentis to a child. The Department
recognizes that the existence of an in
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loco parentis relationship, using the
standards set out in Administrator’s
Interpretation FMLA 2010–3, is an
important basis for an employee to take
leave to care for a child. The
Department notes that it has
consistently recognized the eligibility of
employees to take leave to care for a
child of the employee’s same-sex
partner (whether the employee and the
partner are married or not) provided
that the employee meets the in loco
parentis requirement of providing dayto-day care or financial support for the
child. Id.; see Administrator’s
Interpretation FMLA 2010–3 (June 22,
2010). For example, where an employee
and the employee’s same-sex spouse
provide day-to-day care for the same-sex
spouse’s biological child, if the marriage
dissolves but the employee continues to
have an in loco parentis relationship
with the child, the employee would be
able to take leave to care for the child
notwithstanding the dissolution of the
marriage.
The Department did not intend for the
proposed rule to have any impact on the
standards for in loco parentis set out in
the Administrator’s Interpretation and
this Final Rule has no impact on the
standards for determining the existence
of an in loco parentis relationship set
out in Administrator’s Interpretation
FMLA 2010–3. Rather, the place of
celebration rule means that employees
in same-sex marriages, regardless of the
State in which they reside, do not need
to establish the requirements for in loco
parentis for their spouse’s child (the
employee’s stepchild) in order to take
leave to care for the child. Only one
type of relationship need apply for an
employee to satisfy the requisite family
relationship under the FMLA. See
825.102, which defines ‘‘son or
daughter’’ to include a stepchild; see
also 825.122(d), 825.122(h), and
825.122(i). Thus, the place of
celebration rule expands the basis for an
employee to take leave to care for a
child.
A few commenters also expressed
concern about the regulatory definition
of ‘‘parent’’ in § 825.122(c), which
provides that a parent means a
biological, adoptive, step or foster father
or mother, or any other individual who
stood in loco parentis to the employee
when the employee was a son or
daughter as defined in paragraph (d) of
this section.4 These commenters
suggested that, as currently worded, the
definition could be read to imply either
that a particular adult may be
4 While the commenters cited only to
§ 825.122(c), this same definition of parent is
contained in § 825.102.
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recognized as a biological, adoptive,
step, or foster parent, or as a person who
stood in loco parentis, but not both, or
that a biological, adoptive, step, or foster
parent must meet the criteria of in loco
parentis. See, e.g., NMAC, HRC, Family
Equality, Task Force. These commenters
requested that the Department modify
the definition of parent to avoid such
misinterpretation.
The Department declines to modify
the definition of parent as suggested.
The Department believes that the
definition of parent as currently worded
is not causing confusion. Nonetheless,
the Department understands that further
clarification may be useful. As an initial
matter, the Department notes that the
definition of parent in § 825.122(c) is
relevant only to instances of an
employee needing FMLA leave to care
for a parent or to attend to a qualifying
exigency arising out of the parent’s
military service. It is not relevant to
instances of an employee needing to
take leave to care for the employee’s
child. The regulatory definition of
parent lists various types of parents,
separated by commas. §§ 825.102,
825.122(c). The term ‘‘any other
individual who stood in loco parentis to
the employee when the employee was a
son or daughter as defined in paragraph
(d) of this section’’ is set off by a comma
from the list of other types of parents
(i.e., ‘‘biological, adoptive, step or foster
father or mother’’). By setting the phrase
off by a comma, the Department believes
it is clear that in loco parentis applies
only to ‘‘any other individual’’; it does
not apply to a ‘‘biological, adoptive, step
or foster father or mother.’’ When an
employee seeks leave to care for a
biological, adoptive, step, or foster
parent, there is no need to inquire
whether the parent stood in loco
parentis to the employee; that parent
automatically satisfies the definition of
‘‘parent’’ for FMLA purposes and an
analysis of whether the in loco parentis
requirements are met is not necessary.
Two commenters addressed the
publication and effective date of the
Final Rule. FMI requested that the
Department delay publication of the
Final Rule until the Department
provides guidance on how employers
can confirm the existence of an
employee’s common law marriage. The
National Business Group on Health
requested that the Department delay the
effective date of the Final Rule for at
least 12 months to allow employers time
to modify their policies and procedures.
The Department does not believe that
any delay is warranted given the limited
scope of this Final Rule. Therefore, the
Final Rule will become effective 30 days
after publication.
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Lastly, notwithstanding the Final
Rule’s definition of spouse as including
all legally married couples according to
the law of the place of celebration, an
employer may, of course, offer an
employment benefit program or plan
that provides greater family or medical
leave rights to employees than the rights
established by the FMLA. See
§ 825.700(a). FMLA regulations state:
‘‘[N]othing in the Act is intended to
discourage employers from adopting or
retaining more generous leave policies.’’
§ 825.700(b).
V. Conforming Changes
Minor editorial changes were
proposed to §§ 825.120, 825.121,
825.122, 825.127, 825.201 and 825.202
to make references to husbands and
wives, and mothers and fathers gender
neutral where appropriate so that they
apply equally to opposite-sex and samesex spouses. The Department proposed
using the terms ‘‘spouses’’ and
‘‘parents,’’ as appropriate, in these
regulations. As stated in the NPRM,
these editorial changes do not change
the availability of FMLA leave but
simply clarify its availability for all
eligible employees who are legally
married. 79 FR 36449. The Department
received no comments on these changes
and adopts them as proposed.
VI. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., and its
attendant regulations, 5 CFR part 1320,
require that the Department consider an
agency’s need for its information
collections, their practical utility, the
impact of paperwork and other
information collection burdens imposed
on the public, and how to minimize
those burdens. Under the PRA, an
agency may not collect or sponsor the
collection of information, nor may it
impose an information collection
requirement unless it displays a
currently valid Office of Management
and Budget (OMB) control number. See
5 CFR 1320.8(b)(3)(vi).
OMB has assigned control number
1235–0003 to the FMLA information
collections. As required by the PRA (44
U.S.C. 3507(d)), the Department has
submitted these proposed information
collection amendments to OMB for its
review. The Department will publish a
notice in the Federal Register to
announce the result of the OMB review.
Summary: The Department seeks to
minimize the paperwork burden for
individuals, small businesses,
educational and nonprofit institutions,
federal contractors, state, local, and
tribal governments, and other persons
resulting from the collection of
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information by or for the agency. The
PRA typically requires an agency to
provide notice and seek public
comments on any proposed collection of
information contained in a proposed
rule. See 44 U.S.C. 3506(c)(2)(B); 5 CFR
1320.8.
The Department’s Final Rule revises
the regulation defining ‘‘spouse’’ under
the FMLA, in light of the United States
Supreme Court’s holding that section 3
of the Defense of Marriage Act is
unconstitutional. Amending the
definition of spouse to include all
legally married spouses as recognized
under state law for purposes of marriage
in the State where the marriage was
entered into or, in the case of a marriage
entered into outside of any State, if the
marriage is valid in the place where
entered into and could have been
entered into in at least one State,
expands the availability of FMLA leave
to legally married same-sex spouses
regardless of the State in which they
reside. Under the revised definition of
spouse, eligible employees are able to
take FMLA leave based on a same-sex
marital relationship regardless of the
state in which they reside.
In light of the June 26, 2013 Windsor
decision and under the current
regulation, employees in same-sex
marriages have the right to take FMLA
leave based on their same-sex marriage
only if they reside in a State that
recognizes same-sex marriage. In
contrast, under the Final Rule’s place of
celebration rule, all eligible employees
in same-sex marriages will be able to
take FMLA leave based on their marital
relationship, regardless of their state of
residence. These information collection
amendments update the burden
estimates to include same-sex couples
nationwide—both employees whom
Windsor rendered eligible to take FMLA
leave under the current regulation and
employees who will be able to take such
leave due to the changes in this Final
Rule.
Covered, eligible employees in samesex marriages are already eligible to take
FMLA leave for certain FMLA
qualifying reasons (e.g., the employee’s
own serious health condition, the
employee’s parent’s or child’s serious
health condition, etc.). This Final Rule
does not increase the number of
employees eligible to take FMLA leave;
rather, it allows employees in same-sex
marriages to take FMLA leave on the
basis of their marriage regardless of their
state of residence, in addition to the
other reasons for which they were
already able to take leave. That is,
FMLA coverage and eligibility
provisions are unchanged by this Final
Rule, and employees who were not
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previously eligible and employed by a
covered establishment do not become
eligible as a result of this rule.
Accordingly, the Department
developed an estimate that focuses on
FMLA leave that employees can
currently and will be able to take to care
for a family member based on a samesex marital relationship. The final
regulations, which do not substantively
alter the FMLA but instead allow FMLA
leave to be taken on the basis of an
employee’s same-sex marriage
regardless of their state of residence,
will create additional burdens on some
of the information collections.
Circumstances Necessitating
Collection: The FMLA, 29 U.S.C. 2601,
et seq., requires private sector
employers who employ 50 or more
employees, all public and private
elementary schools, and all public
agencies to provide up to 12 weeks of
unpaid, job-protected leave during any
12-month period to eligible employees
for certain family and medical reasons
(i.e., for birth of a son or daughter and
to care for the newborn child; for
placement with the employee of a son
or daughter for adoption or foster care;
to care for the employee’s spouse, son,
daughter, or parent with a serious health
condition; because of a serious health
condition that makes the employee
unable to perform the functions of the
employee’s job; to address qualifying
exigencies arising out of the deployment
of the employee’s spouse, son, daughter,
or parent to covered active duty in the
military), and up to 26 workweeks of
unpaid, job-protected leave during a
single 12-month period to an eligible
employee who is the spouse, son,
daughter, parent, or next of kin of a
covered servicemember with a serious
injury or illness for the employee to
provide care for the servicemember.
FMLA section 404 requires the
Secretary of Labor to prescribe such
regulations as necessary to enforce this
Act. 29 U.S.C. 2654.
The Department’s authority for the
collection of information and the
required disclosure of information
under the FMLA stems from the statute
and/or the implementing regulations.
Purpose and Use: No WHD forms or
other information collections are
changed by this Final Rule, except in
when they may apply. While the use of
the Department’s FMLA forms is
optional, the regulations require
employers and employees to make the
third-party disclosures that the forms
cover. The FMLA third-party
disclosures ensure that both employers
and employees are aware of and can
exercise their rights and meet their
respective obligations under the FMLA.
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Technology: The regulations prescribe
no particular order or form of records.
See § 825.500(b). Employers may
maintain records in any format,
including electronic, when adhering to
the recordkeeping requirements covered
by this information collection. The
preservation of records in such forms as
microfilm or automated word or data
processing memory is acceptable,
provided the employer maintains the
information and provides adequate
facilities to the Department for
inspection, copying, and transcription
of such records. Photocopies of records
are also acceptable under the
regulations. Id.
Aside from the general requirement
that third-party notifications be in
writing, with a possible exception for
the employee’s FMLA request that
depends on the employer’s leave
policies, there are no restrictions on the
method of transmission. Respondents
may meet many of their notification
obligations by using Departmentprepared publications available on the
WHD Web site, www.dol.gov/whd.
These forms are in PDF, fillable format
for downloading and printing.
Duplication: The FMLA information
collections do not duplicate other
existing information collections. In
order to provide all relevant FMLA
information in one set of requirements,
the recordkeeping requirements restate a
portion of the records employers must
maintain under the Fair Labor
Standards Act (FLSA). Employers do
not need to duplicate the records when
basic records maintained to meet FLSA
requirements also document FMLA
compliance. With the exception of
records specifically tracking FMLA
leave, the additional records required by
the FMLA regulations are records that
employers ordinarily maintain in the
usual and ordinary course of business.
The regulations do impose, however, a
three-year minimum time limit that
employers must maintain such records.
The Department minimizes the FMLA
information collection burden by
accepting records maintained by
employers as a matter of usual or
customary business practices to the
extent those records meet the FMLA
requirements. The Department also
accepts records kept due to other
governmental requirements (e.g.,
records maintained for tax and payroll
purposes). The Department has
reviewed the needs of both employers
and employees to determine the
frequency of the third-party
notifications covered by this collection
to establish frequencies that provide
timely information with the least
burden. The Department has further
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minimized the burden by developing
prototype notices for many of the thirdparty disclosures covered by this
information collection.
Minimizing Small Entity Burden: The
Department minimizes the FMLA
information collection burden by
accepting records maintained by
employers as a matter of usual or
customary business practices. The
Department also accepts records kept
due to requirements of other
governmental requirements (e.g.,
records maintained for tax and payroll
purposes). The Department has
reviewed the needs of both employers
and employees to determine the
frequency of the third-party
notifications covered by this collection
to establish frequencies that provide
timely information with the least
burden. The Department has further
minimized burden by developing
prototype notices for many of the thirdparty disclosures covered by this
information collection and giving the
text employers must use, in accordance
with FMLA section 109 (29 U.S.C.
2619), in providing a general notice to
employees of their FMLA rights and
responsibilities, in addition to the
prototype optional-use forms.
Agency Need: The Department is
assigned a statutory responsibility to
ensure employer compliance with the
FMLA. The Department uses records
covered by this information collection
to determine compliance, as required of
the agency by FMLA section 107(b)(1).
29 U.S.C. 2617(b)(1). Without the thirdparty notifications, the Department
would have difficulty determining the
extent to which employers and
employees had met their FMLA
obligations.
Special Circumstances: Because of the
unforeseeable and often urgent nature of
the need for FMLA leave, notice and
response times must be of short
duration to ensure that employers and
employees are sufficiently informed and
can exercise their FMLA rights and
satisfy their FMLA obligations.
Privacy: Employers must maintain
employee medical information they
obtain for FMLA purposes as
confidential medical records separately
from other personnel files. Employers
must also maintain such records in
conformance with any applicable
Americans with Disabilities Act and
Genetic Information Nondiscrimination
Act confidentiality requirements, except
that: Supervisors and managers may be
informed regarding necessary
restrictions on the work or duties of an
employee and necessary
accommodations; first aid and safety
personnel may be informed (when
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appropriate) if the employee’s physical
or medical condition might require
emergency treatment; and government
officials investigating compliance with
FMLA (or other pertinent law) shall be
provided relevant information upon
request.
Agency: Wage and Hour Division.
Title of Collection: The Family and
Medical Leave Act, as Amended.
OMB Control Number: 1235–0003.
Affected Public: Individuals or
Households; Private Sector—Businesses
or other for profits and not for profit
institutions, farms, state, local, and
tribal governments.
Total estimated number of
respondents: 7,182,916 (no change).
Total estimated number of responses:
82,371,724 (38,106 responses added by
this Final Rule).
Total estimated annual burden hours:
9,313,503 (4,918 hours added by this
Final Rule).
Burden Cost: $236,283,571 ($124,770
from this final rule).
Other Respondent Cost Burden
(capital/start-up): 0.$
Other Respondent Cost Burden
(operations/maintenance): $184,932,912
($108,326 (rounded) from this final
rule).
The PRA requires agencies to consider
public comments on information
collections and to explain in final rules
how public engagement resulted in
changes from proposed rules. The
Department discussed public comments
regarding comments on documentation
requirements related to establishing a
family relationship earlier in this
rulemaking.
VII. Executive Orders 12866
(Regulatory Planning and Review) and
13563 (Improving Regulation and
Regulatory Review)
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. Although
this rule is not economically significant
within the meaning of Executive Order
12866, it has been reviewed by OMB.
The Department revised the
regulatory definition of ‘‘spouse’’ for the
purpose of the FMLA to allow all legally
married employees to take leave to care
for their spouse regardless of whether
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their state of residence recognizes their
marriage. As a result of this Final Rule,
covered and eligible employees will be
entitled to take FMLA leave regardless
of their state of residence to care for
their same-sex spouse with a serious
health condition; to care for a stepchild
with a serious health condition to whom
the employee does not stand in loco
parentis; to care for their parent’s samesex spouse with a serious health
condition who did not stand in loco
parentis to the employee when the
employee was a child; for qualifying
exigency reasons related to the covered
active duty of their same-sex spouse;
and to care for their same-sex spouse
who is a covered servicemember with a
serious injury or illness. This Final Rule
will not expand coverage under the
FMLA; that is, the coverage and
eligibility provisions of the FMLA are
unchanged by this rule and employees
who were not previously eligible and
employed by a covered establishment
will not become eligible as a result of
this Final Rule.
Estimates of the number of
individuals in same-sex marriages vary
widely due to issues with state level
data tracking, reliance on self-reporting,
and changes in survey formatting. The
Department bases its estimate of samesex marriages on the 2013 American
Community Survey (ACS), conducted
by the U.S. Census Bureau. The 2013
ACS showed 251,695 self-reported
same-sex marriages, which represents
503,390 individuals. The Department
estimates, based on the 2013 ACS, that
in 45.2 percent of same-sex marriages
both partners are employed and, for the
purposes of this analysis, the
Department assumes that one spouse is
employed in the remaining 54.8 percent
of same-sex marriages.5
The Department recently surveyed
employers and employees nationwide
on FMLA leave taking, Family and
Medical Leave in 2012.6 Based on these
survey findings, 59.2 percent of
employees meet the eligibility
requirements for FMLA leave and are
employed by covered establishments.7
Of those employees, 16.8 percent were
5 U.S. Census Bureau, 2013. American
Community Survey 1-year data file. Table 1:
Household Characteristics of Opposite-Sex and
Same-Sex Couple Households; and, Table 2:
Household Characteristics of Same-Sex Couple
Households by Assignment Status. Available at:
https://www.census.gov/hhes/samesex/.
6 See Wage and Hour Division FMLA Surveys
Web page at: https://www.dol.gov/whd/fmla/
survey/.
7 Family and Medical Leave in 2012: Technical
Report, exhibit 2.2.1, page 20, available at: https://
www.dol.gov/asp/evaluation/fmla/FMLA-2012Technical-Report.pdf.
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married and took FMLA leave 8 and of
those who took leave, 17.6 percent took
leave to care for a parent, spouse, or
child, and 1.4 percent took leave to
address issues related to a military
family member’s covered active duty.9
Applying these findings to the number
of individuals in same-sex marriages
based on the 2013 ACS results in an
estimated 8,202 new instances of FMLA
leave annually as a result of the
proposed change to the regulatory
definition of spouse.10 11 This likely
8 Family and Medical Leave in 2012: Technical
Report, exhibit 4.1.5, page 64.
9 Family and Medical Leave in 2012: Technical
Report, exhibits 4.4.2, page 70, and 4.4.7, page 74.
10 (251,695 marriages × 45.2 percent × 2) +
(251,695 × 54.8 percent) = 227,532 + 137,929 =
365,461 employed same-sex spouses.
365,461 employees × 59.2 percent = 216,353
covered, eligible employees.
216,353 × 16.8 percent = 36,347 covered, eligible
employees taking leave.
In past rulemakings the Department has estimated
that covered, eligible employees taking leave take
1.5 instances of leave per year for traditional FMLA
purposes, 13 instances of leave per year for
qualifying exigency purposes, 44 instances of leave
per year for military caregiver leave to care for an
active-duty servicemember, and 51 instances of
leave per year for military caregiver leave to care
for a covered veteran. The Department uses those
same estimates for this analysis. The Department
estimates a weighted average for an employee who
takes military caregiver leave at 45.4 instances of
leave per year ((29,100 respondents × 44 responses)
+ (6,966 respondents × 51 responses) → 1,280,400
+ 355,266 = 1,635,666 → 1,635,666/(29,100 + 6,966)
= 45.4).
To determine total new instances of leave, the
Department first totaled the number of respondents
per type of leave, then determined the percentage
that respondents for each type of leave represent of
all total respondents, and lastly, applied these
percentages and the averages of instances of leave
per type of leave to the Department’s estimate of
36,347 same-sex, married employees who are
FMLA-covered, FMLA-eligible and actually take
FMLA leave per year. These calculations are as
follows:
Traditional FMLA leave respondents: 7,000,000 +
5,950 = 7,005,950
Qualifying Exigency leave respondents: 110,000 +
30,900 = 140,900
Military Caregiver (all) leave respondents: 29,100
+ 6,966 = 36,066
Total respondents: 7,182,916.
Percentage that each type of leave represents of
all total respondents:
Traditional FMLA leave respondents: 7,005,950/
7,182,916 = 0.9754 or 97.54 percent.
Qualifying Exigency leave respondents: 140,900/
7,182,916 = 0.0196 or 1.96 percent.
Military Caregiver (all) leave respondents: 36,066/
7,182, 916 = 0.0050 or 0.50 percent.
36,347 employees × 0.9754 × 1.5 = 53,180
instances of traditional leave
36,347 employees × 0.0196 × 13 = 9,256 instances
of qualifying exigency leave
36,347 employees × 0.0050 × 45.4 = 8,263
instances of military caregiver leave
Total instances of leave or responses taken by
individuals in same-sex marriages: 70,699.
70,699 × 17.6 percent = 12,443 instances of leave
to care for a parent, spouse, or child.
70,699 × 1.4 percent = 990 instances of leave for
qualifying exigency reasons.
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overestimates the number of instances
of new leave that would be taken, as
covered and eligible employees in samesex marriages were already entitled in
most instances to take FMLA leave to
care for a parent or child with a serious
health condition.
Because FMLA leave is unpaid leave,
the costs to employers resulting from
this Final Rule are: regulatory
familiarization, maintenance of
preexisting employee health benefits
during FMLA leave, and administrative
costs associated with providing required
notices to employees, requesting
certifications, reviewing employee
requests and medical certifications, and
making necessary changes to employer
policies. The costs related to requesting
and reviewing employee requests for
leave and certifications and of providing
required notices to employees are
discussed in the Paperwork Reduction
Act section of this Final Rule. The
Department expects the remaining costs
to be minimal to employers. The
Department has determined that this
rule will not result in an annual effect
on the economy of $100 million or
more. No comments were received on
the Department’s regulatory impact
analysis.
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VIII. Final Regulatory Flexibility
Analysis
The Regulatory Flexibility Act of 1980
(RFA) as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA),
hereafter jointly referred to as the RFA,
requires agencies to evaluate the
potential effects of their proposed and
final rules on small businesses, small
organizations and small governmental
jurisdictions. See 5 U.S.C. 603–604. If
the rule is not expected to have a
significant economic impact on a
substantial number of small entities, the
RFA allows an agency to certify such, in
lieu of preparing an analysis. See 5
U.S.C. 605.
70,699 × 1.4 percent = 990 instances of leave for
military caregiver reasons.
The Department assumes that half (6,222) of the
12,443 instances of leave for the employee’s parent,
child, or spouse would be taken for the employee’s
same-sex spouse, stepchild, or stepparent, in
recognition of the fact that an employee with a
same-sex partner is already able to take leave to care
for the employee’s parent or child.
6,222 + 990 + 990 = 8,202 new instances of FMLA
leave.
11 PRA analysis estimates burdens imposed by the
‘‘paperwork’’ requirements, while E.O. 12866
analysis estimates the effect the proposed
regulations will have on the economy. Because E.O.
12866 and the PRA impose differing requirements,
and because the corresponding analyses are
intended to meet different needs, the estimated
number of instances of leave in the PRA analysis
differs from the estimated number in the E.O. 12866
analysis.
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The Department certifies that this
Final Rule does not have a significant
economic impact on a substantial
number of small entities within the
meaning of the RFA. Therefore, a final
regulatory flexibility analysis is not
required. The factual basis for this
certification is set forth below.
This Final Rule amending the FMLA
regulations’ definition of spouse will
not substantively alter current FMLA
regulatory requirements, but instead
will allow more employees to take leave
based on a same-sex marital
relationship. The Department estimates
that this definitional revision will result
in 6,222 new instances of FMLA leave
taken to care for an employee’s same-sex
spouse, stepchild, or stepparent; 990
new instances for qualifying exigency
purposes; and 990 new instances for
military caregiver purposes. These
numbers reflect the Department’s
estimate that a total of 8,202 new
instances of FMLA leave might be taken
as a result of this Final Rule, as detailed
in the Executive Orders 12866 and
13563 section of this Final Rule
preamble. This likely overestimates the
number of new instances of leave-taking
as covered and eligible employees in
same-sex marriages are already entitled
in most cases to take FMLA leave to care
for a parent or child with a serious
health condition.
Because the FMLA does not require
the provision of paid leave, the costs of
this rule are limited to the cost of hiring
replacement workers, maintenance of
employer-provided health insurance to
the employee while on FMLA leave,
compliance with the FMLA’s notice
requirements, and regulatory
familiarization.
The need to hire replacement workers
represents a possible cost to employers.
In some businesses employers are able
to redistribute work among other
employees while an employee is absent
on FMLA leave, but in other cases the
employer may need to hire temporary
replacement workers. This process
involves costs resulting from
recruitment of temporary workers with
needed skills, training the temporary
workers, and lost or reduced
productivity of these workers. The cost
to compensate the temporary workers is
in most cases offset by the amount of
wages not paid to the employee absent
on FMLA leave, when the employee’s
FMLA leave is unpaid (i.e., the
employee is not using accrued sick or
vacation leave).
In the first FMLA rulemaking, the
Department drew upon available
research to suggest that the cost per
employer to adjust for workers who are
on FMLA leave is fairly small. 58 FR
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31810. Subsequent rulemakings have
not produced evidence to the contrary;
therefore, for the purpose of this
discussion, the Department will
continue to assume that these costs are
fairly small. Furthermore, most
employers subject to this Final Rule
have been subject to the FMLA for some
time and have already developed
internal systems for work redistribution
and recruitment of temporary workers.
Additionally, one cost to employers
consists of the health insurance benefits
maintained by employers during
employees’ FMLA leave. Based on the
Department’s recent survey on FMLA
leave, Family and Medical Leave in
2012, the average length of leave taken
in one year by a covered, eligible
employee is 27.5 days.12 Assuming that
most employees worked an eight-hour
day, the average length of FMLA leave
for an employee totals 220 hours in a
given year.
Further, based on methodology used
in the 2008 Final Rule, which first
implemented the FMLA’s military leave
provisions, the Department estimates
that a covered, eligible employee will
take 200 hours of FMLA leave for
qualifying exigency leave under
§ 825.126 in a given year. Additionally,
using the same methodology, the
Department estimates that a covered,
eligible employee will take 640 hours of
FMLA leave for military caregiver leave
in a given year under § 825.127. 73 FR
68051.
To calculate the costs of providing
health insurance, the Department
utilizes data from the BLS Employer
Costs for Employee Compensation
survey. According to BLS’ March, 2014
report, employers spend an average of
$2.45 per hour on insurance.13 Cost
estimates are derived by multiplying the
average leave duration with both the
number of new instances of FMLA leave
taken in each category and the $2.45
hourly cost to employers for health
insurance, as follows:
D Estimated annual employer benefits
cost for FMLA leave taken for
employee’s same-sex spouse, stepchild,
or stepparent: $3,353,658 (6,222 new
instances × 220 hours 14 × $2.45)
D Estimated annual employer benefit
cost for FMLA leave taken for qualifying
12 2012 FMLA survey data showed that
employees’ average length of leave in past twelve
months was 27.5 days. Family and Medical Leave
in 2012: Technical Report, page 68, available at:
https://www.dol.gov/asp/evaluation/fmla/FMLA2012-Technical-Report.pdf.
13 https://bls.gov/ro7/ro7ecec.htm.
14 Note that 220 hours (27.5 days) is likely an
overestimate, since some of these hours would be
for FMLA leave that the employee was already
eligible to take (e.g., leave for employee’s parent,
spouse, or child).
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exigency leave: $485,100 (990 new
instances × 200 hours × $2.45)
D Estimated annual employer benefit
cost for FMLA leave taken for military
caregiver leave: $1,552,320 (990 new
instances × 640 hours × $2.45).
Assuming that all covered, eligible
employees taking FMLA leave receive
employer-provided health insurance
benefits, the estimated total cost to
employers for providing benefits is
$5,391,078 ($3,353,658 + $485,100 +
$1,552,320).
Further, employers will incur costs
related to the increase in the number of
required notices and responses to
certain information collections due to
this Final Rule. As explained in the
Paperwork Reduction Act section of this
Final Rule preamble, the Department
has estimated the paperwork burden
cost associated with this regulatory
change to be $233,096 per year.
Lastly, in response to this Final Rule,
each employer will need to review the
definitional change, determine what
revisions are necessary to their policies,
and update their handbooks or other
leave-related materials to incorporate
any needed changes. This is a one-time
cost to each employer, calculated as 30
minutes at the hourly wage of a Human
Resources Specialist. The median
hourly wage of a Human Resources
Specialist is $27.23 plus 40 percent in
fringe benefits, which results in a total
hourly rate of $38.12 (($27.23 × 0.40) +
$27.23). See BLS Occupational
Employment Statistics, Occupational
Employment and Wages, May 2013
(https://www.bls.gov/oes/current/
oes131071.htm). The Department
estimates total annual respondent costs
for the value of their time dedicated to
regulatory familiarization costs to be
$7,261,860 ($38.12 × 0.5 hour × 381,000
covered firms and government agencies
with 1.2 million establishments subject
to the FMLA).
Therefore, the Department estimates
the total cost of this Final Rule to be
$12,886,034 ($5,391,078 in employer
provided health benefits + $233,096 in
paperwork burden cost + $7,261,860 in
regulatory familiarization costs).
The Department believes this to be an
overestimate. The FMLA applies to
public agencies and to private sector
employers that employ 50 or more
employees for each working day during
20 or more calendar weeks in the
current or preceding calendar year. 29
U.S.C. 2611(4). In addition, the FMLA
excludes employees from eligibility for
FMLA leave if the total number of
employees employed by that employer
within 75 miles of that employee’s
worksite is less than 50. 29 U.S.C.
2611(2)(B)(ii). Therefore, changes to the
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FMLA regulations by definition will not
impact small businesses with fewer than
50 employees. The Department
acknowledges that some small
employers that are within the SBA
definition of small business (50–500
employees) will still have to comply
with the regulation and incur costs.
In its 2012 proposed rule, the
Department estimated there were
381,000 covered firms and government
agencies with 1.2 million
establishments subject to the FMLA. 77
FR 8989. Applying the SBA size
definitions for small entities, the
Department estimated that
approximately 83 percent, or 314,751
employers, are small entities subject to
the FMLA. 77 FR 9004. Dividing the
total cost of this Final Rule by the
Department’s estimate for the number of
affected small entities results in an
annual cost per small entity of $40.77
($12,831,808/314,751 small entities).
This is not deemed a significant cost. In
addition, if the Department assumed
that all covered employers were small
entities, the annual cost per small entity
would only be $33.82 ($12,886,034/
381,000 small entities). This also is not
deemed a significant cost.
The Department received no
comments on its determination that the
proposed rule would not have a
significant economic impact on a
substantial number of small entities
within the meaning of the RFA. The
Department certifies to the Chief
Counsel for Advocacy that this Final
Rule will not have a significant
economic impact on a substantial
number of small entities.
IX. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
federal agencies to assess the effects of
their regulatory actions on state, local,
and tribal governments as well as on the
private sector. Under section 202(a) of
UMRA, the Department must generally
prepare a written statement, including a
cost-benefit analysis, for proposed and
final regulations that ‘‘includes any
Federal mandate that may result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector’’ in excess of $100 million
in any one year ($141 million in 2012
dollars, using the Gross Domestic
Product deflator).
State, local, and tribal government
entities are within the scope of the
regulated community for this regulation.
The Department has determined that
this Final Rule contains a federal
mandate that is unlikely to result in
expenditures of $141 million or more
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9999
for state, local, and tribal governments,
in the aggregate, or the private sector in
any one year.
X. Executive Order 13132, Federalism
This Final Rule does not have
federalism implications as outlined in
E.O. 13132 regarding federalism.
Although States are covered employers
under the FMLA, this Final Rule does
not have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government.
XI. Executive Order 13175, Indian
Tribal Governments
This Final Rule was reviewed under
the terms of E.O. 13175 and determined
not to have ‘‘tribal implications.’’ This
Final Rule also does not have
‘‘substantial direct effects on one or
more Indian tribes, on the relationship
between the federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
federal government and Indian tribes.’’
As a result, no tribal summary impact
statement has been prepared.
XII. Effects on Families
The undersigned hereby certifies that
this Final Rule will not adversely affect
the well-being of families, as discussed
under section 654 of the Treasury and
General Government Appropriations
Act, 1999.
XIII. Executive Order 13045, Protection
of Children
E.O. 13045 applies to any rule that (1)
is determined to be ‘‘economically
significant’’ as defined in E.O. 12866,
and (2) concerns an environmental
health or safety risk that the
promulgating agency has reason to
believe may have a disproportionate
effect on children. This Final Rule is not
subject to E.O. 13045 because it is not
economically significant as defined in
Executive Order 12866 and, although
the rule addresses family and medical
leave provisions of the FMLA, it does
not concern environmental health or
safety risks that may disproportionately
affect children.
XIV. Environmental Impact Assessment
A review of this Final Rule in
accordance with the requirements of the
National Environmental Policy Act of
1969 (NEPA), 42 U.S.C. 4321 et seq.; the
regulations of the Council on
Environmental Quality, 40 CFR 1500 et
seq.; and the Departmental NEPA
procedures, 29 CFR part 11, indicates
that this Final Rule will not have a
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significant impact on the quality of the
human environment. Thus, no
corresponding environmental
assessment or environmental impact
statement have been prepared.
XV. Executive Order 13211, Energy
Supply
This Final Rule is not subject to E.O.
13211. It will not have a significant
adverse effect on the supply,
distribution, or use of energy.
XVI. Executive Order 12630,
Constitutionally Protected Property
Rights
This Final Rule is not subject to E.O.
12630, because it does not involve
implementation of a policy ‘‘that has
takings implications’’ or that could
impose limitations on private property
use.
XVII. Executive Order 12988, Civil
Justice Reform Analysis
This rule was drafted and reviewed in
accordance with E.O. 12988 and will
not unduly burden the federal court
system. This Final Rule was: (1)
Reviewed to eliminate drafting errors
and ambiguities; (2) written to minimize
litigation; and (3) written to provide a
clear legal standard for affected conduct
and to promote burden reduction.
List of Subjects in 29 CFR Part 825
Employee benefit plans, Health,
Health insurance, Labor management
relations, Maternal and child health,
Teachers.
Signed at Washington, DC, this 18th day of
February, 2015.
David Weil,
Administrator, Wage and Hour Division.
For the reasons set forth in the
preamble, the Department amends Title
29, Part 825 of the Code of Federal
Regulations as follows:
PART 825—THE FAMILY AND
MEDICAL LEAVE ACT OF 1993
1. The authority citation for part 825
continues to read as follows:
■
Authority: 29 U.S.C. 2654.
2. In § 825.102 revise the definition of
‘‘spouse’’ to read as follows:
■
§ 825.102
Definitions.
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*
*
*
*
*
Spouse, as defined in the statute,
means a husband or wife. For purposes
of this definition, husband or wife refers
to the other person with whom an
individual entered into marriage as
defined or recognized under state law
for purposes of marriage in the State in
which the marriage was entered into or,
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in the case of a marriage entered into
outside of any State, if the marriage is
valid in the place where entered into
and could have been entered into in at
least one State. This definition includes
an individual in a same-sex or common
law marriage that either:
(1) Was entered into in a State that
recognizes such marriages; or
(2) If entered into outside of any State,
is valid in the place where entered into
and could have been entered into in at
least one State.
*
*
*
*
*
■ 3. Amend § 825.120 by:
■ a. Revising paragraph (a)(1);
■ b. Revising the first and fifth
sentences of paragraph (a)(2);
■ c. Revising the first, second, fifth, and
last sentences of paragraph (a)(3);
■ d. Revising the first and fourth
sentences of paragraph (a)(4);
■ e. Revising the first sentence of
paragraph (a)(5);
■ f. Revising paragraph (a)(6); and
■ g. Revising the sixth sentence of
paragraph (b).
The revisions to read as follows:
§ 825.120
Leave for pregnancy or birth.
(a) * * *
(1) Both parents are entitled to FMLA
leave for the birth of their child.
(2) Both parents are entitled to FMLA
leave to be with the healthy newborn
child (i.e., bonding time) during the 12month period beginning on the date of
birth. * * * Under this section, both
parents are entitled to FMLA leave even
if the newborn does not have a serious
health condition.
(3) Spouses who are eligible for FMLA
leave and are employed by the same
covered employer may be limited to a
combined total of 12 weeks of leave
during any 12-month period if the leave
is taken for birth of the employee’s son
or daughter or to care for the child after
birth, for placement of a son or daughter
with the employee for adoption or foster
care or to care for the child after
placement, or to care for the employee’s
parent with a serious health condition.
This limitation on the total weeks of
leave applies to leave taken for the
reasons specified as long as the spouses
are employed by the same employer.
* * * Where spouses both use a portion
of the total 12-week FMLA leave
entitlement for either the birth of a
child, for placement for adoption or
foster care, or to care for a parent, the
spouses would each be entitled to the
difference between the amount he or she
has taken individually and 12 weeks for
FMLA leave for other purposes. * * *
Note, too, that many state pregnancy
disability laws specify a period of
PO 00000
Frm 00016
Fmt 4700
Sfmt 4700
disability either before or after the birth
of a child; such periods would also be
considered FMLA leave for a serious
health condition of the birth mother,
and would not be subject to the
combined limit.
(4) The expectant mother is entitled to
FMLA leave for incapacity due to
pregnancy, for prenatal care, or for her
own serious health condition following
the birth of the child. * * * The
expectant mother is entitled to leave for
incapacity due to pregnancy even
though she does not receive treatment
from a health care provider during the
absence, and even if the absence does
not last for more than three consecutive
calendar days. * * *
(5) A spouse is entitled to FMLA leave
if needed to care for a pregnant spouse
who is incapacitated or if needed to care
for her during her prenatal care, or if
needed to care for her following the
birth of a child if she has a serious
health condition. * * *
(6) Both parents are entitled to FMLA
leave if needed to care for a child with
a serious health condition if the
requirements of §§ 825.113 through
825.115 and 825.122(d) are met. Thus,
spouses may each take 12 weeks of
FMLA leave if needed to care for their
newborn child with a serious health
condition, even if both are employed by
the same employer, provided they have
not exhausted their entitlements during
the applicable 12-month FMLA leave
period.
(b) * * * The employer’s agreement
is not required for intermittent leave
required by the serious health condition
of the expectant mother or newborn
child. * * *
■ 4. Amend § 825.121 by:
■ a. Revising the first, second, and fifth
sentences of paragraph (a)(3); and
■ b. Revising the second sentence of
paragraph (a)(4).
The revisions to read as follows:
§ 825.121
care.
Leave for adoption or foster
(a) * * *
(3) Spouses who are eligible for FMLA
leave and are employed by the same
covered employer may be limited to a
combined total of 12 weeks of leave
during any 12-month period if the leave
is taken for the placement of the
employee’s son or daughter or to care
for the child after placement, for the
birth of the employee’s son or daughter
or to care for the child after birth, or to
care for the employee’s parent with a
serious health condition. This limitation
on the total weeks of leave applies to
leave taken for the reasons specified as
long as the spouses are employed by the
same employer. * * * Where spouses
E:\FR\FM\25FER1.SGM
25FER1
Federal Register / Vol. 80, No. 37 / Wednesday, February 25, 2015 / Rules and Regulations
both use a portion of the total 12-week
FMLA leave entitlement for either the
birth of a child, for placement for
adoption or foster care, or to care for a
parent, the spouses would each be
entitled to the difference between the
amount he or she has taken individually
and 12 weeks for FMLA leave for other
purposes. * * *
(4) * * * Thus, spouses may each
take 12 weeks of FMLA leave if needed
to care for an adopted or foster child
with a serious health condition, even if
both are employed by the same
employer, provided they have not
exhausted their entitlements during the
applicable 12-month FMLA leave
period.
*
*
*
*
*
■ 5. Revise § 825.122(b) to read as
follows:
§ 825.122 Definitions of covered
servicemember, spouse, parent, son or
daughter, next of kin of a covered
servicemember, adoption, foster care, son
or daughter on covered active duty or call
to covered active duty status, son or
daughter of a covered servicemember, and
parent of a covered servicemember.
*
*
*
*
*
(b) Spouse, as defined in the statute,
means a husband or wife. For purposes
of this definition, husband or wife refers
to the other person with whom an
individual entered into marriage as
defined or recognized under state law
for purposes of marriage in the State in
which the marriage was entered into or,
in the case of a marriage entered into
outside of any State, if the marriage is
valid in the place where entered into
and could have been entered into in at
least one State. This definition includes
an individual in a same-sex or common
law marriage that either:
(1) Was entered into in a State that
recognizes such marriages; or
(2) If entered into outside of any State,
is valid in the place where entered into
and could have been entered into in at
least one State.
*
*
*
*
*
■ 6. Amend § 825.127 by revising the
first and second sentences of paragraph
(f) to read as follows:
§ 825.127 Leave to care for a covered
servicemember with a serious injury or
illness (military caregiver leave).
wreier-aviles on DSK5TPTVN1PROD with RULES
*
*
*
*
*
(f) Spouses who are eligible for FMLA
leave and are employed by the same
covered employer may be limited to a
combined total of 26 workweeks of
leave during the single 12-month period
described in paragraph (e) of this
section if the leave is taken for birth of
the employee’s son or daughter or to
VerDate Sep<11>2014
15:08 Feb 24, 2015
Jkt 235001
care for the child after birth, for
placement of a son or daughter with the
employee for adoption or foster care, or
to care for the child after placement, to
care for the employee’s parent with a
serious health condition, or to care for
a covered servicemember with a serious
injury or illness. This limitation on the
total weeks of leave applies to leave
taken for the reasons specified as long
as the spouses are employed by the
same employer. * * *
DEPARTMENT OF VETERANS
AFFAIRS
7. Amend § 825.201 by revising the
first, second, and fifth sentences of
paragraph (b) to read as follows:
ACTION:
10001
■
§ 825.201
Leave to care for a parent.
*
*
*
*
*
(b) Same employer limitation.
Spouses who are eligible for FMLA
leave and are employed by the same
covered employer may be limited to a
combined total of 12 weeks of leave
during any 12-month period if the leave
is taken to care for the employee’s
parent with a serious health condition,
for the birth of the employee’s son or
daughter or to care for the child after the
birth, or for placement of a son or
daughter with the employee for
adoption or foster care or to care for the
child after placement. This limitation on
the total weeks of leave applies to leave
taken for the reasons specified as long
as the spouses are employed by the
same employer. * * * Where the
spouses both use a portion of the total
12-week FMLA leave entitlement for
either the birth of a child, for placement
for adoption or foster care, or to care for
a parent, the spouses would each be
entitled to the difference between the
amount he or she has taken individually
and 12 weeks for FMLA leave for other
purposes. * * *
■ 8. Amend § 825.202 by revising the
third sentence of paragraph (c) to read
as follows:
§ 825.202 Intermittent leave or reduced
leave schedule.
*
*
*
*
*
(c) * * * The employer’s agreement is
not required, however, for leave during
which the expectant mother has a
serious health condition in connection
with the birth of her child or if the
newborn child has a serious health
condition. * * *
*
*
*
*
*
[FR Doc. 2015–03569 Filed 2–23–15; 11:15 am]
BILLING CODE 4510–27–P
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38 CFR Part 3
RIN 2900–AP26
Automobile or Other Conveyance and
Adaptive Equipment Certificate of
Eligibility for Veterans or Members of
the Armed Forces With Amyotrophic
Lateral Sclerosis
Department of Veterans Affairs.
Interim final rule.
AGENCY:
The Department of Veterans
Affairs (VA) is amending its
adjudication regulation regarding
certificates of eligibility for financial
assistance in the purchase of an
automobile or other conveyance and
adaptive equipment. The amendment
authorizes automatic issuance of a
certificate of eligibility for financial
assistance in the purchase of an
automobile or other conveyance and
adaptive equipment to all veterans with
service-connected amyotrophic lateral
sclerosis (ALS) and members of the
Armed Forces serving on active duty
with ALS.
DATES: Effective Date: This interim final
rule is effective February 25, 2015.
Comment Date: Comments must be
received by VA on or before April 27,
2015.
Applicability Date: The provisions of
this regulatory amendment apply to all
applications for a certificate of
eligibility for an automobile or other
conveyance and adaptive equipment
allowance pending before VA on or
received after February 25, 2015.
ADDRESSES: Written comments may be
submitted through
www.Regulations.gov; by mail or handdelivery to Director, Regulation Policy
and Management (02REG), Department
of Veterans Affairs, 810 Vermont Ave.
NW., Room 1068, Washington, DC
20420; or by fax to (202) 273–9026.
Comments should indicate that they are
submitted in response to ‘‘RIN 2900–
AP26—Automobile or Other
Conveyance and Adaptive Equipment
Certificate of Eligibility for Veterans or
Members of the Armed Forces With
Amyotrophic Lateral Sclerosis
Connected to Military Service.’’ Copies
of comments received will be available
for public inspection in the Office of
Regulation Policy and Management,
Room 1068, between the hours of 8:00
a.m. and 4:30 p.m., Monday through
Friday (except holidays). Please call
(202) 461–4902 for an appointment.
(This is not a toll free number.) In
addition, during the comment period,
SUMMARY:
E:\FR\FM\25FER1.SGM
25FER1
Agencies
[Federal Register Volume 80, Number 37 (Wednesday, February 25, 2015)]
[Rules and Regulations]
[Pages 9989-10001]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-03569]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Wage and Hour Division
29 CFR Part 825
RIN 1235-AA09
Definition of Spouse Under the Family and Medical Leave Act
AGENCY: Wage and Hour Division, Department of Labor.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Labor's (Department) Wage and Hour Division
(WHD) revises the regulation defining ``spouse'' under the Family and
Medical Leave Act of 1993 (FMLA or the Act) in light of the United
States Supreme Court's decision in United States v. Windsor, which
found section 3 of the Defense of Marriage Act (DOMA) to be
unconstitutional.
DATES: This Final Rule is effective March 27, 2015.
FOR FURTHER INFORMATION CONTACT: Mary Ziegler, Director of the Division
of Regulations, Legislation, and Interpretation, U.S. Department of
Labor, Wage and Hour Division, 200 Constitution Avenue NW., Room S-
3502, Frances Perkins Building, Washington, DC 20210; telephone: (202)
693-0406 (this is not a toll-free number). Copies of this Final Rule
may be obtained in alternative formats (large print, braille, audio
tape or disc), upon request, by calling (202) 693-0675 (this is not a
toll-free number). TTY/TDD callers may dial toll-free 1-877-889-5627 to
obtain information or request materials in alternative formats.
Questions of interpretation and/or enforcement of the agency's
current regulations may be directed to the nearest WHD district office.
Locate the nearest office by calling WHD's toll-free help line at (866)
4US-WAGE ((866) 487-9243) between 8 a.m. and 5 p.m. in your local time
zone, or log onto WHD's Web site for a nationwide listing of WHD
district and area offices at https://www.dol.gov/whd/america2.htm.
Please visit https://www.dol.gov/whd for more information and resources
about the laws administered and enforced by WHD. Information and
compliance assistance materials specific to this Final Rule can be
found at: https://www.dol.gov/whd/fmla/spouse/.
SUPPLEMENTARY INFORMATION:
I. Background
A. What the FMLA Provides
The Family and Medical Leave Act of 1993, 29 U.S.C. 2601 et seq.,
entitles eligible employees of covered employers to take job-protected,
unpaid leave, or to substitute appropriate accrued paid leave, for up
to a total of 12 workweeks in a 12-month period for the birth of the
employee's son or daughter and to care for the newborn child; for the
placement of a son or daughter with the employee for adoption or foster
care; to care for the employee's spouse, parent, son, or daughter with
a serious health condition; when the employee is unable to work due to
the employee's own serious health condition; or for any qualifying
exigency arising out of the fact that the employee's spouse, son,
daughter, or parent is a military member on covered active duty. 29
U.S.C. 2612. An eligible employee may also take up to 26 workweeks of
FMLA leave during a ``single 12-month period'' to care for a covered
servicemember with a serious injury or illness, when the employee is
the spouse, son, daughter, parent, or next of kin of the servicemember.
Id.
FMLA leave may be taken in a block, or under certain circumstances,
intermittently or on a reduced leave schedule. Id. In addition to
providing job-protected family and medical leave, employers must also
maintain any preexisting group health plan coverage for an employee on
FMLA-protected leave under the same conditions that would apply if the
employee had not taken leave. 29 U.S.C. 2614. Once the leave period is
concluded, the employer
[[Page 9990]]
is required to restore the employee to the same or an equivalent
position with equivalent employment benefits, pay, and other terms and
conditions of employment. Id. If an employee believes that his or her
FMLA rights have been violated, the employee may file a complaint with
the Department of Labor or file a private lawsuit in federal or state
court. If the employer has violated the employee's FMLA rights, the
employee is entitled to reimbursement for any monetary loss incurred,
equitable relief as appropriate, interest, attorneys' fees, expert
witness fees, and court costs. Liquidated damages also may be awarded.
29 U.S.C. 2617.
Title I of the FMLA is administered by the U.S. Department of Labor
and applies to private sector employers of 50 or more employees,
private and public elementary and secondary schools, public agencies,
and certain federal employers and entities, such as the U.S. Postal
Service and Postal Regulatory Commission. Title II is administered by
the U.S. Office of Personnel Management and applies to civil service
employees covered by the annual and sick leave system established under
5 U.S.C. Chapter 63 and certain employees covered by other federal
leave systems.
B. Who the Law Protects
The FMLA generally covers employers with 50 or more employees. To
be eligible to take FMLA leave, an employee must meet specified
criteria, including employment with a covered employer for at least 12
months, performance of a specified number of hours of service in the 12
months prior to the start of leave, and work at a location where there
are at least 50 employees within 75 miles.
C. Regulatory History
The FMLA required the Department to issue initial regulations to
implement Title I and Title IV of the FMLA within 120 days of enactment
(by June 5, 1993) with an effective date of August 5, 1993. The
Department published a Notice of Proposed Rulemaking (NPRM) in the
Federal Register on March 10, 1993. 58 FR 13394. The Department
received comments from a wide variety of stakeholders, and after
considering these comments the Department issued an Interim Final Rule
on June 4, 1993, effective August 5, 1993. 58 FR 31794.
After publication, the Department invited further public comment on
the interim regulations. 58 FR 45433. During this comment period, the
Department received a significant number of substantive and editorial
comments on the interim regulations from a wide variety of
stakeholders. Based on this second round of public comments, the
Department published final regulations to implement the FMLA on January
6, 1995. 60 FR 2180. The regulations were amended February 3, 1995 (60
FR 6658) and March 30, 1995 (60 FR 16382) to make minor technical
corrections. The final regulations went into effect on April 6, 1995.
The Department published a Request for Information (RFI) in the
Federal Register on December 1, 2006 requesting public comments on
experiences with the FMLA (71 FR 69504) and issued a report on the RFI
responses on June 28, 2007 (72 FR 35550). The Department published an
NPRM in the Federal Register on February 11, 2008 proposing changes to
the FMLA's regulations based on the Department's experience
administering the law, two Department of Labor studies and reports on
the FMLA issued in 1996 and 2001, several U.S. Supreme Court and lower
court rulings on the FMLA, and a review of the comments received in
response to the 2006 RFI. 73 FR 7876. The Department also sought
comments on the military family leave statutory provisions enacted by
the National Defense Authorization Act for Fiscal Year 2008. In
response to the NPRM, the Department received thousands of comments
from a wide variety of stakeholders. The Department issued a Final Rule
on November 17, 2008, which became effective on January 16, 2009. 73 FR
67934.
The Department published an NPRM in the Federal Register on
February 15, 2012 primarily focused on changes to the FMLA's
regulations to implement amendments to the military leave provisions
made by the National Defense Authorization Act for Fiscal Year 2010 and
to the employee eligibility requirements for airline flight crew
employees made by the Airline Flight Crew Technical Corrections Act. 77
FR 8960. The Department issued a Final Rule on February 6, 2013, which
became effective on March 8, 2013. 78 FR 8834.
The Department commenced the current rulemaking by publishing an
NPRM in the Federal Register on June 27, 2014 (79 FR 36445), inviting
public comment for 45 days. The comment period closed on August 11,
2014. The Department received 77 comment submissions on the NPRM,
representing over 18,000 individuals. Specific comments are discussed
in detail below.
II. FMLA Spousal Leave
The FMLA provides eligible employees with leave to care for a
spouse in the following situations: (1) When needed to care for a
spouse due to the spouse's serious health condition; (2) when needed to
care for a spouse who is a covered servicemember with a serious illness
or injury; and (3) for a qualifying exigency related to the covered
military service of a spouse. The FMLA defines ``spouse'' as ``a
husband or wife, as the case may be.'' 29 U.S.C. 2611(13). In the 1993
Interim Final Rule, the Department defined spouse as ``a husband or
wife as defined or recognized under state law for purposes of marriage,
including common law marriage in states where it is recognized.'' 58 FR
31817, 31835 (June 4, 1993). In commenting on the Interim Final Rule,
both the Society for Human Resource Management and William M. Mercer,
Inc., questioned which state law would apply when an employee resided
in one State but worked in another State. 60 FR 2190. In response to
these comments, the 1995 Final Rule clarified that the law of the State
of the employee's residence would control for determining eligibility
for FMLA spousal leave. Id. at 2191. Accordingly, since 1995 the FMLA
regulations have defined spouse as a husband or wife as defined or
recognized under state law and the regulation has looked to the law of
the State where the employee resides. Sec. Sec. 825.102, 825.122(a)
(prior to the 2013 Final Rule the same definition appeared at
Sec. Sec. 825.113(a) and 825.800). The definition has also included
common law marriage in States where it is recognized. Id.
The Defense of Marriage Act (DOMA) was enacted in 1996. Public Law
104-199, 110 Stat. 2419. Section 3 of DOMA restricted the definitions
of ``marriage'' and ``spouse'' for purposes of federal law,
regulations, and administrative interpretations: ``the word `marriage'
means only a legal union between one man and one woman as husband and
wife, and the word `spouse' refers only to a person of the opposite sex
who is a husband or a wife.'' 1 U.S.C. 7. For purposes of employee
leave under the FMLA, the effect of DOMA was to limit the availability
of FMLA leave based on a spousal relationship to opposite-sex
marriages. While the Department did not revise the FMLA regulatory
definition of ``spouse'' to incorporate DOMA's restrictions, in 1998
WHD issued an opinion letter that addressed, in part, the limitation
section 3 of DOMA imposed on the availability of FMLA spousal leave.
Under the FMLA (29 U.S.C. 2611(13)), the term ``spouse'' is
defined as a husband or wife, which the regulations (29 CFR
[[Page 9991]]
825.113(a)) clarified to mean a husband or wife as defined or
recognized under State law for purposes of marriage in the State
where the employee resides, including common law marriage in States
where it is recognized. The legislative history confirms that this
definition was adapted to ensure that employers were not required to
grant FMLA leave to an employee to care for an unmarried domestic
partner. (See Congressional Record, S 1347, February 4, 1993).
Moreover, the subsequently enacted Defense of Marriage Act of 1996
(DOMA) (Pub. L. 104-199) establishes a Federal definition of
``marriage'' as only a legal union between one man and one woman as
husband and wife, and a ``spouse'' as only a person of the opposite
sex who is a husband or wife. Because FMLA is a Federal law, it is
our interpretation that only the Federal definition of marriage and
spouse as established under DOMA may be recognized for FMLA leave
purposes.
Opinion Letter FMLA-98 (Nov. 18, 1998). WHD also referenced DOMA's
limitations on spousal FMLA leave in a number of sub-regulatory
guidance documents posted on its Web site.
On June 26, 2013, the Supreme Court held in United States v.
Windsor, 133 S. Ct. 2675 (2013), that section 3 of DOMA was
unconstitutional under the Fifth Amendment. It concluded that this
section ``undermines both the public and private significance of state-
sanctioned same-sex marriages'' and found that ``no legitimate purpose
overcomes'' section 3's ``purpose and effect to disparage and to injure
those whom the State, by its marriage laws, sought to protect[.]'' Id.
at 2694-96.
Because of the Supreme Court's holding in Windsor that section 3 of
DOMA is unconstitutional, the Department is no longer prohibited from
recognizing same-sex marriages as a basis for FMLA spousal leave.
Accordingly, as of June 26, 2013, under the current FMLA regulatory
definition of spouse, an eligible employee in a legal same-sex marriage
who resides in a State that recognizes the employee's marriage may take
FMLA spousal leave. On August 9, 2013, the Department updated its FMLA
sub-regulatory guidance to remove any references to the restrictions
imposed by section 3 of DOMA and to expressly note that the regulatory
definition of spouse covers same-sex spouses residing in States that
recognize such marriages. Similarly, as a result of the Windsor
decision, the interpretation expressed in Opinion Letter FMLA-98 of the
definition of spouse as a person of the opposite sex as defined in DOMA
is no longer valid.
III. Summary of Comments
The Department commenced this rulemaking by publishing an NPRM on
June 27, 2014. 79 FR 36445. In the NPRM the Department proposed to
change the definition of spouse to look to the law of the jurisdiction
in which the marriage was entered into (including for common law
marriages), as opposed to the law of the State in which the employee
resides, and to expressly reference the inclusion of same-sex marriages
in addition to common law marriages. The Department proposed to change
the definition of spouse to ensure that all legally married couples,
whether opposite-sex or same-sex, will have consistent federal family
leave rights regardless of where they live. The Department received 77
comment submissions on the NPRM, representing over 18,000 individuals,
which are available for review at the Federal eRulemaking Portal,
www.regulations.gov, Docket ID WHD-2014-0002. The vast majority of
those individuals submitted identical letters, which expressed strong
support for the proposed rule, that were part of a comment campaign by
the Human Rights Campaign (HRC). In addition, hundreds of commenters
submitted nearly identical but individualized letters, which also
strongly supported the proposed rule, as part of the HRC comment
campaign. Beyond these campaign comments, the majority of the comments
were supportive of the proposed rule. Comments were received from
advocacy organizations, labor organizations, employer associations, a
state agency, United States Senators, and private individuals. The
Department received one comment after the close of the comment period;
the comment was not considered by the Department. A number of the
comments received addressed issues that are statutory and therefore
beyond the scope or authority of the proposed regulations, such as
expanding the coverage of the Act to include domestic partners and
parents in law. Because addressing these issues would require statutory
changes, these comments are not addressed in this Final Rule. Moreover,
the Department has previously issued guidance on some of these issues.
See, e.g., Opinion Letter FMLA-98 (Nov. 18, 1998) (the FMLA does not
cover absences to care for a domestic partner with a serious health
condition) \1\; Opinion Letter FMLA-96 (June 4, 1998) (``parent'' as
referenced in the Act does not include a parent-in-law).
---------------------------------------------------------------------------
\1\ As noted above, the portion of Opinion Letter FMLA-98 that
relied on DOMA's definition of spouse and marriage is now invalid in
light of Windsor. The remaining portion of Opinion Letter FMLA-98,
however, continues to be valid. Specifically, the opinion letter
noted that the FMLA's legislative history indicated that the
definition of spouse was meant to ensure that employers would not be
required to provide leave to care for an employee's domestic
partner.
---------------------------------------------------------------------------
The Department has carefully considered all of the relevant and
timely comments. The major comments received on the proposed regulatory
changes are summarized below, together with a discussion of the
Department's responses. The Final Rule adopts the changes to the
regulations as proposed in the NPRM.
IV. Analysis of the Proposed Changes to the FMLA Regulations
In the NPRM the Department proposed to change the regulatory
definition of spouse in Sec. Sec. 825.102 and 825.122(b) to mean the
other person with whom an individual entered into marriage. The
Department proposed to look to the law of the jurisdiction in which the
marriage was entered into (including for common law marriages), as
opposed to the law of the State in which the employee resides, and to
expressly reference the inclusion of same-sex marriages in addition to
common law marriages. The Department also proposed to include in the
definition same-sex marriages entered into abroad by including
marriages entered into outside of any State as long as the marriage was
legally valid in the place where it was entered into and could have
been entered into legally in at least one State.
The proposed definition included the statutory language defining
spouse as a husband or wife but made clear that these terms included
all individuals in lawfully recognized marriages. As noted in the NPRM,
the Department is aware that the language surrounding marriage is
evolving and that not all married individuals choose to use the
traditional terms of husband or wife when referring to their spouse. 79
FR 36448. The Department intended the proposed definition to cover all
spouses in legally valid marriages as defined in the regulation
regardless of whether they use the terms husband or wife. The
Department adopts the definition of spouse as proposed.
The Department is moving from a state of residence rule to a rule
based on the jurisdiction where the marriage was entered into (place of
celebration) to ensure that all legally married couples, whether
opposite-sex or same-sex, will have consistent federal family leave
rights regardless of where they live. 79 FR 36448. The Department noted
in the proposed rule that while many States and foreign countries
currently legally recognize same-sex marriage, not all do. As of
February 13, 2015, thirty-two States and the District of Columbia
[[Page 9992]]
extend the right to marry to both same-sex and opposite-sex couples
(Alaska, Arizona, California, Colorado, Connecticut, Delaware, District
of Columbia, Hawaii, Idaho, Illinois, Indiana, Iowa, Maine, Maryland,
Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New
Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Rhode
Island, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin,
and Wyoming).\2\ Additionally, as of February 13, 2015, eighteen
countries extend the right to marry to both same-sex and opposite-sex
couples (Argentina, Belgium, Brazil, Canada, Denmark, England/Wales/
Scotland, Finland, France, Iceland, Luxembourg, The Netherlands, New
Zealand, Norway, Portugal, Spain, South Africa, Sweden, and Uruguay).
The Department notes that this list of States and countries currently
recognizing same-sex marriage does not limit the revised definition of
spouse in any way. Legal recognition of same-sex marriage has expanded
rapidly and the Department anticipates that the number of States and
countries recognizing same-sex marriage will continue to grow.
---------------------------------------------------------------------------
\2\ On January 16, 2015, the Supreme Court granted review of the
Sixth Circuit's decision upholding state law bans on same-sex
marriage in Kentucky, Michigan, Ohio, and Tennessee. See DeBoer v.
Snyder, No. 14-571, 2015 WL 213650 (S. Ct. Jan. 16, 2015). The case
is currently pending before the Supreme Court.
---------------------------------------------------------------------------
The vast majority of commenters, including the HRC letter-writing
campaign commenters, applauded the Department's proposed use of a place
of celebration rule. As the Maine Women's Lobby, A Better Balance, the
9to5 National Association of Working Women, the American Federation of
Teachers, the North Carolina Justice Center, the Women's Law Project,
the Religious Action Center for Reform Judaism, and many other
commenters noted, under a state of residence rule, employees in legally
valid same-sex marriages who live in a State that does not recognize
their marriage are often forced to risk their jobs and financial
wellbeing when they need time off to care for their ill or injured
spouse or to address qualifying exigencies relating to their spouse's
military service. These commenters stated that a place of celebration
rule will provide security to all legally married same-sex spouses in
knowing that they will be able to exercise their FMLA rights when the
need arises. An individual similarly commented that, as the mother of a
daughter in a same-sex marriage, she supported the rule because it
would provide comfort to her as a parent who lives far from her
daughter in knowing that, should her daughter need care, her daughter's
same-sex spouse would be able to care for the daughter without having
to worry that she would lose her job. Commenters such as the Family
Equality Council (Family Equality), the National Partnership for Women
& Families (National Partnership), the National Minority AIDS Council
(NMAC), and twenty-three United States Senators who submitted a joint
comment, also noted that nationally consistent and uniform access to
leave as provided by the proposed rule will further the original
purpose of the FMLA.
Many commenters, including the National Center for Transgender
Equality, Family Values @Work, the National Employment Lawyers
Association, the National Partnership, the Feminist Majority
Foundation, the National Council of Jewish Women, and Equal Rights
Advocates approved of the proposed place of celebration rule because it
would provide certainty to same-sex couples regarding their FMLA leave
rights, which would encourage worker mobility. The National Partnership
commented that ``[g]eographic mobility is a significant part of
economic mobility for American workers . . . . By ensuring that
[lesbian, gay, bisexual, and transgender (LGBT)] couples receive the
same federal family leave protections if they move to a state that does
not recognize their marriage, the rule makes it easier for workers to
accept promotions or new jobs . . . .'' This commenter also observed
that the rule would provide important protections for LGBT military
families who relocate due to military assignment.
Commenters also noted that a place of celebration rule will benefit
employers as well as employees. The National Partnership observed that,
by securing federal family leave rights to legally married same-sex
spouses regardless of the State in which they reside, employers will be
able to fill job positions with the most qualified workers. The
National Business Group on Health expressed support for this rule
because it will reduce the administrative burden on employers that
operate in more than one State or have employees who move between
States. The National Consumers League and the National Women's Law
Center, among other commenters, echoed this observation that a place of
celebration rule will simplify FMLA administration for employers that
operate in multiple States.
The Department concurs with these comments. A place of celebration
rule provides consistent federal family leave rights for legally
married couples regardless of the State in which they reside, thus
reducing barriers to the mobility of employees in same-sex marriages in
the labor market and ensuring employees in same-sex marriages will be
able to exercise their FMLA leave rights. Moreover, such a rule also
reduces the administrative burden on employers that operate in more
than one State, or that have employees who move between States with
different marriage recognition rules; such employers will not have to
consider the employee's state of residence and the laws of that State
in determining the employee's eligibility for FMLA leave.
Several commenters were appreciative that the proposed place of
celebration rule would be consistent with the interpretations adopted
by other federal government agencies, such as the Department of Defense
and the Internal Revenue Service, as this would create greater
uniformity for employees and employers. See, e.g., the Legal Aid
Employment Law Center, the American Federation of State, County, and
Municipal Employees, AFL-CIO, the Fenway Institute at Fenway Health.
The Society for Human Resource Management, the U.S. Chamber of
Commerce, and the College and University Professional Association for
Human Resources, which submitted a joint comment (collectively SHRM),
appreciated the use by multiple federal agencies of a place of
celebration rule because ``consistent definitions are of tremendous
importance and value for those seeking to comply with the FMLA.'' The
Department agrees with these comments. In addition, as stated in the
NPRM, the Department believes that, in relation to Department of
Defense policy, it is appropriate whenever possible to align the
availability of FMLA military leave with the availability of other
marriage-based benefits provided by the Department of Defense. 79 FR
36448.
SHRM, the U.S. Conference of Catholic Bishops (USCCB), and the
National Automobile Dealers Association (NADA) expressed concern
regarding the potential burden on employers to know the marriage laws
of jurisdictions beyond those in which they operate. NADA and SHRM
requested that the Department provide guidance on how to determine if a
same-sex marriage is legally valid, perhaps with a chart on the
Department's Web site with current information on the status of same-
sex marriage in the States and foreign jurisdictions.
[[Page 9993]]
The Department does not believe that further guidance on state and
foreign marriage laws is necessary at this time. Employers do not need
to know the marriage laws of all 50 States and all foreign countries.
Rather, employers will only need to know the same-sex marriage laws of
a specific State or country in situations where an employee has
requested leave to care for a spouse, child, or parent and the basis
for the family relationship is a same-sex marriage. In such a
situation, for purposes of confirming the qualifying basis of the
leave, the employer would need to know the marriage laws of only the
individual State or country where the marriage at issue was entered
into. The Department believes that making this determination will not
be burdensome. There are a number of organizations focused on providing
up-to-date information on the status of same-sex marriages in the 50
States within the United States and foreign jurisdictions. Some
examples of organizations that provide this information include https://www.freedomtomarry.org/states/ and https://gaymarriage.procon.org/.
Because such information is readily available, the Department does not
believe that it is necessary at this time to provide such information
on its own Web site.
A few commenters addressed common law marriages as referenced in
the proposed definition of spouse. Family Equality questioned whether
the wording of the proposed definition could be interpreted to exclude
an individual in a same-sex common law marriage. This commenter
requested that the definition be modified to make clear that same-sex
common law spouses are included in the definition. SHRM and the Food
Marketing Institute (FMI) expressed concern that knowing the common law
marriage standards of numerous States will be particularly burdensome
for employers.
The Department has retained the proposed language regarding common
law marriage in the Final Rule. The Department believes that the
language regarding common law marriage in the definition of ``spouse''
in the Final Rule will not result in a significant change in employers'
administration of the FMLA. Common law marriages have been included in
the definition of spouse under the FMLA since 1995. Sec. 825.113(a)
(1995).\3\ While the majority of States do not permit the formation of
common law marriages within their borders, these States generally will
recognize a common law marriage that was validly entered into in
another State. Therefore, under the current regulation, looking to the
law of the State in which the employee resides to determine the
existence of a common law marriage will often require looking, in turn,
to the common law marriage standards of another State. For example,
under the current regulation, an FMLA-eligible employee of a covered
employer who validly entered into an opposite sex common law marriage
in Alabama, a State that permits the formation of common law marriages,
and later relocated to North Dakota, a State that does not permit the
formation of common law marriages, would be considered to have a legal
marriage and would be entitled to FMLA spousal leave.
---------------------------------------------------------------------------
\3\ This definition was not changed in the 2008 and 2013
rulemakings. See 73 FR 67934; 78 FR 8834.
---------------------------------------------------------------------------
The only change from the current definition of spouse to the
definition in the Final Rule in regards to common law marriage is that
in States that permit same-sex common law marriages, employees who have
entered into a same-sex common law marriage in those States will now be
eligible to take FMLA spousal leave regardless of the State in which
they reside. In response to Family Equality's comment above, the
Department believes that the language used in the proposed definition
and adopted in the Final Rule already encompasses spouses in same-sex
common law marriages.
Moreover, under both the current and revised definitions of spouse,
an employer would only need to know the common law marriage standards
for a particular State for confirmation purposes in the event that an
eligible employee requests FMLA leave to care for a spouse, child, or
parent and the basis for the family relationship is a common law
marriage. The Department does not believe that this will be burdensome
and notes that there are organizations that provide information to the
public on the status of common law marriages in the 50 States within
the United States. Some examples of organizations that provide this
information include https://www.nolo.com/legal-encyclopedia/common-law-marriage-faq-29086-2.html and https://usmarriagelaws.com/search/united_states/common_law_marriage/. Finally, the Department notes that
in its experience, the inclusion of common law marriages within the
definition of spouse has not caused problems in the last 20 years and
the Department does not anticipate that the Final Rule's recognition of
common law marriages based on the place of celebration will result in
any significant problems.
A few commenters addressed the documentation that employers may
require from employees to confirm a family relationship. SHRM
recommended that the Department clarify the type of proof an employer
may require to confirm that an employee has a valid marriage, and
permit employers to ask for documentation of proof of marriage on a
case-by-case basis. FMI commented that it will be burdensome for
employers to determine whether a common law marriage is valid, and
requested guidance on how to confirm the existence of a common law
marriage. Due to these concerns, this commenter recommended that the
definition of spouse be revised to apply only to those who have a
valid, government-issued document recognizing the marriage, such as a
marriage certificate, court order, or letter from a federal agency such
as the Social Security Administration. The National Women's Law Center
urged the Department to modify the regulation at Sec. 825.122(k) to
require that employers request documentation of a family relationship
in a consistent and non-discriminatory manner so that employees in
same-sex marriages are not singled out with special burdens when they
attempt to exercise their FMLA rights.
The Department declines to modify the regulation at Sec.
825.122(k). That regulation permits employers to require employees who
take leave to care for a family member to provide reasonable
documentation of the family relationship. Reasonable documentation may
take the form of either a simple statement from the employee or
documentation such as a birth certificate or court document.
In response to the comments, the Department believes that the
current regulation adequately addresses the nature of the documentation
that employers may require. An employee may satisfy an employer's
requirement to confirm a family relationship by providing either a
simple statement asserting that the requisite family relationship
exists, or documentation such as a child's birth certificate, a court
document, etc. It is the employee's choice whether to provide a simple
statement or another type of documentation. Thus, in all cases, a
simple statement of family relationship is sufficient under the
regulation to satisfy the employer's request. In response to FMI's
comment, the Department does not believe that it is necessary or that
it would be appropriate to require government-issued documentation to
confirm common law marriages when an employee can document all other
[[Page 9994]]
marriages with a simple statement. In response to SHRM's and the
National Women's Law Center's comments, the Department notes that the
change to a place of celebration rule in the definition of spouse does
not alter the instances in which an employer can require an employee to
confirm a family relationship, nor does it alter how an employee can do
so. Employers have the option to request documentation of a family
relationship but are not required to do so in all instances. Employers
may not, however, use a request for confirmation of a family
relationship in a manner that interferes with an employee's exercise or
attempt to exercise the employee's FMLA rights. See 29 U.S.C. 2615(a).
The Department also notes that if an employee has already submitted
proof of marriage to the employer for some other purpose, such as
obtaining health care benefits for the employee's spouse, such proof is
sufficient to confirm the family relationship for purposes of FMLA
leave. Lastly, the Department notes that where an employee chooses to
satisfy a request for documentation of family relationship with a
simple statement, the employer may require that such statement be
written.
Two commenters raised concerns about a tension between the proposed
definition and state laws prohibiting the recognition of same-sex
marriages. USCCB commented that it believed the proposed definition of
spouse is ``at odds'' with the Supreme Court's decision in Windsor
because the definition does not defer to the laws of the States that
define marriage as the union of one man and one woman. The South Dakota
Department of Labor and Regulation commented that same-sex marriages
are not recognized or valid under the South Dakota Constitution.
The Department believes that using a place of celebration rule in
the definition of spouse under the FMLA is consistent with the Court's
decision in Windsor. The FMLA is a federal law that entitles eligible
employees to take unpaid, job-protected leave for qualifying reasons,
and the Final Rule's definition of spouse simply defines a familial
relationship that may be the basis of an employee's qualifying reason
to take leave. The Final Rule does not require States to recognize or
give effect to same-sex marriages or to provide any state benefit based
on a same-sex marriage. The Final Rule impacts States only in their
capacity as employers and merely requires them to provide unpaid FMLA
leave to eligible employees based on a federal definition of spouse.
The Department notes that, after Windsor, the current definition of
spouse already requires States in their capacity as employers to
provide unpaid FMLA leave to employees in same-sex marriages if the
employees reside in a different State that recognizes same-sex
marriages. Moreover, the Department believes that defining the term
spouse to include all legally married couples best serves the FMLA's
goal of promoting ``the stability and economic security of families,''
and the ``national interests in preserving family integrity,'' 29
U.S.C. 2601, because the need to care for a spouse does not differ
based on the gender of the spouses.
The Department noted in the NPRM that the proposed change to a
place of celebration rule for the definition of spouse under the FMLA
would also have some impact beyond spousal leave. 79 FR 36448.
Specifically, the Department noted that under the Department's proposed
rule, an employee in a legal same-sex marriage would be able to take
leave to care for a stepchild (i.e., the employee's same-sex spouse's
child) to whom the employee does not stand in loco parentis. Id.
Similarly, an employee whose parent is in a legal same-sex marriage
would be able to take leave to care for the parent's same-sex spouse
(i.e., the employee's stepparent) who did not stand in loco parentis to
the employee when the employee was a child. Id.
Several commenters addressed the interplay between the proposed
rule and the Administrator's Interpretation FMLA 2010-3 (June 22, 2010)
that addresses in loco parentis. See, e.g., HRC, the HRC comment
campaign, the National Gay and Lesbian Task Force (Task Force), the
National Center for Lesbian Rights, the Statewide Parent Advocacy
Network and Family Voices. These commenters stated that basing an
employee's ability to take leave to care for a child on the employee's
same-sex marriage could put the employee at risk of losing the ability
to take leave to care for the child should the marriage dissolve. These
commenters stated that recognizing an employee as standing in loco
parentis, as the Administrator's Interpretation FMLA 2010-3 does,
ensures that the employee who stands in loco parentis to a child will
retain the ability to take leave to care for the child despite
dissolution of the marriage. Therefore, the commenters requested that
the Department clarify that this rule will not affect the in loco
parentis Administrator's Interpretation both in how parents are
determined to stand in loco parentis and in recognizing that more than
two adults may stand in loco parentis to a child. The Department
recognizes that the existence of an in loco parentis relationship,
using the standards set out in Administrator's Interpretation FMLA
2010-3, is an important basis for an employee to take leave to care for
a child. The Department notes that it has consistently recognized the
eligibility of employees to take leave to care for a child of the
employee's same-sex partner (whether the employee and the partner are
married or not) provided that the employee meets the in loco parentis
requirement of providing day-to-day care or financial support for the
child. Id.; see Administrator's Interpretation FMLA 2010-3 (June 22,
2010). For example, where an employee and the employee's same-sex
spouse provide day-to-day care for the same-sex spouse's biological
child, if the marriage dissolves but the employee continues to have an
in loco parentis relationship with the child, the employee would be
able to take leave to care for the child notwithstanding the
dissolution of the marriage.
The Department did not intend for the proposed rule to have any
impact on the standards for in loco parentis set out in the
Administrator's Interpretation and this Final Rule has no impact on the
standards for determining the existence of an in loco parentis
relationship set out in Administrator's Interpretation FMLA 2010-3.
Rather, the place of celebration rule means that employees in same-sex
marriages, regardless of the State in which they reside, do not need to
establish the requirements for in loco parentis for their spouse's
child (the employee's stepchild) in order to take leave to care for the
child. Only one type of relationship need apply for an employee to
satisfy the requisite family relationship under the FMLA. See 825.102,
which defines ``son or daughter'' to include a stepchild; see also
825.122(d), 825.122(h), and 825.122(i). Thus, the place of celebration
rule expands the basis for an employee to take leave to care for a
child.
A few commenters also expressed concern about the regulatory
definition of ``parent'' in Sec. 825.122(c), which provides that a
parent means a biological, adoptive, step or foster father or mother,
or any other individual who stood in loco parentis to the employee when
the employee was a son or daughter as defined in paragraph (d) of this
section.\4\ These commenters suggested that, as currently worded, the
definition could be read to imply either that a particular adult may be
[[Page 9995]]
recognized as a biological, adoptive, step, or foster parent, or as a
person who stood in loco parentis, but not both, or that a biological,
adoptive, step, or foster parent must meet the criteria of in loco
parentis. See, e.g., NMAC, HRC, Family Equality, Task Force. These
commenters requested that the Department modify the definition of
parent to avoid such misinterpretation.
---------------------------------------------------------------------------
\4\ While the commenters cited only to Sec. 825.122(c), this
same definition of parent is contained in Sec. 825.102.
---------------------------------------------------------------------------
The Department declines to modify the definition of parent as
suggested. The Department believes that the definition of parent as
currently worded is not causing confusion. Nonetheless, the Department
understands that further clarification may be useful. As an initial
matter, the Department notes that the definition of parent in Sec.
825.122(c) is relevant only to instances of an employee needing FMLA
leave to care for a parent or to attend to a qualifying exigency
arising out of the parent's military service. It is not relevant to
instances of an employee needing to take leave to care for the
employee's child. The regulatory definition of parent lists various
types of parents, separated by commas. Sec. Sec. 825.102, 825.122(c).
The term ``any other individual who stood in loco parentis to the
employee when the employee was a son or daughter as defined in
paragraph (d) of this section'' is set off by a comma from the list of
other types of parents (i.e., ``biological, adoptive, step or foster
father or mother''). By setting the phrase off by a comma, the
Department believes it is clear that in loco parentis applies only to
``any other individual''; it does not apply to a ``biological,
adoptive, step or foster father or mother.'' When an employee seeks
leave to care for a biological, adoptive, step, or foster parent, there
is no need to inquire whether the parent stood in loco parentis to the
employee; that parent automatically satisfies the definition of
``parent'' for FMLA purposes and an analysis of whether the in loco
parentis requirements are met is not necessary.
Two commenters addressed the publication and effective date of the
Final Rule. FMI requested that the Department delay publication of the
Final Rule until the Department provides guidance on how employers can
confirm the existence of an employee's common law marriage. The
National Business Group on Health requested that the Department delay
the effective date of the Final Rule for at least 12 months to allow
employers time to modify their policies and procedures. The Department
does not believe that any delay is warranted given the limited scope of
this Final Rule. Therefore, the Final Rule will become effective 30
days after publication.
Lastly, notwithstanding the Final Rule's definition of spouse as
including all legally married couples according to the law of the place
of celebration, an employer may, of course, offer an employment benefit
program or plan that provides greater family or medical leave rights to
employees than the rights established by the FMLA. See Sec.
825.700(a). FMLA regulations state: ``[N]othing in the Act is intended
to discourage employers from adopting or retaining more generous leave
policies.'' Sec. 825.700(b).
V. Conforming Changes
Minor editorial changes were proposed to Sec. Sec. 825.120,
825.121, 825.122, 825.127, 825.201 and 825.202 to make references to
husbands and wives, and mothers and fathers gender neutral where
appropriate so that they apply equally to opposite-sex and same-sex
spouses. The Department proposed using the terms ``spouses'' and
``parents,'' as appropriate, in these regulations. As stated in the
NPRM, these editorial changes do not change the availability of FMLA
leave but simply clarify its availability for all eligible employees
who are legally married. 79 FR 36449. The Department received no
comments on these changes and adopts them as proposed.
VI. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq.,
and its attendant regulations, 5 CFR part 1320, require that the
Department consider an agency's need for its information collections,
their practical utility, the impact of paperwork and other information
collection burdens imposed on the public, and how to minimize those
burdens. Under the PRA, an agency may not collect or sponsor the
collection of information, nor may it impose an information collection
requirement unless it displays a currently valid Office of Management
and Budget (OMB) control number. See 5 CFR 1320.8(b)(3)(vi).
OMB has assigned control number 1235-0003 to the FMLA information
collections. As required by the PRA (44 U.S.C. 3507(d)), the Department
has submitted these proposed information collection amendments to OMB
for its review. The Department will publish a notice in the Federal
Register to announce the result of the OMB review.
Summary: The Department seeks to minimize the paperwork burden for
individuals, small businesses, educational and nonprofit institutions,
federal contractors, state, local, and tribal governments, and other
persons resulting from the collection of information by or for the
agency. The PRA typically requires an agency to provide notice and seek
public comments on any proposed collection of information contained in
a proposed rule. See 44 U.S.C. 3506(c)(2)(B); 5 CFR 1320.8.
The Department's Final Rule revises the regulation defining
``spouse'' under the FMLA, in light of the United States Supreme
Court's holding that section 3 of the Defense of Marriage Act is
unconstitutional. Amending the definition of spouse to include all
legally married spouses as recognized under state law for purposes of
marriage in the State where the marriage was entered into or, in the
case of a marriage entered into outside of any State, if the marriage
is valid in the place where entered into and could have been entered
into in at least one State, expands the availability of FMLA leave to
legally married same-sex spouses regardless of the State in which they
reside. Under the revised definition of spouse, eligible employees are
able to take FMLA leave based on a same-sex marital relationship
regardless of the state in which they reside.
In light of the June 26, 2013 Windsor decision and under the
current regulation, employees in same-sex marriages have the right to
take FMLA leave based on their same-sex marriage only if they reside in
a State that recognizes same-sex marriage. In contrast, under the Final
Rule's place of celebration rule, all eligible employees in same-sex
marriages will be able to take FMLA leave based on their marital
relationship, regardless of their state of residence. These information
collection amendments update the burden estimates to include same-sex
couples nationwide--both employees whom Windsor rendered eligible to
take FMLA leave under the current regulation and employees who will be
able to take such leave due to the changes in this Final Rule.
Covered, eligible employees in same-sex marriages are already
eligible to take FMLA leave for certain FMLA qualifying reasons (e.g.,
the employee's own serious health condition, the employee's parent's or
child's serious health condition, etc.). This Final Rule does not
increase the number of employees eligible to take FMLA leave; rather,
it allows employees in same-sex marriages to take FMLA leave on the
basis of their marriage regardless of their state of residence, in
addition to the other reasons for which they were already able to take
leave. That is, FMLA coverage and eligibility provisions are unchanged
by this Final Rule, and employees who were not
[[Page 9996]]
previously eligible and employed by a covered establishment do not
become eligible as a result of this rule.
Accordingly, the Department developed an estimate that focuses on
FMLA leave that employees can currently and will be able to take to
care for a family member based on a same-sex marital relationship. The
final regulations, which do not substantively alter the FMLA but
instead allow FMLA leave to be taken on the basis of an employee's
same-sex marriage regardless of their state of residence, will create
additional burdens on some of the information collections.
Circumstances Necessitating Collection: The FMLA, 29 U.S.C. 2601,
et seq., requires private sector employers who employ 50 or more
employees, all public and private elementary schools, and all public
agencies to provide up to 12 weeks of unpaid, job-protected leave
during any 12-month period to eligible employees for certain family and
medical reasons (i.e., for birth of a son or daughter and to care for
the newborn child; for placement with the employee of a son or daughter
for adoption or foster care; to care for the employee's spouse, son,
daughter, or parent with a serious health condition; because of a
serious health condition that makes the employee unable to perform the
functions of the employee's job; to address qualifying exigencies
arising out of the deployment of the employee's spouse, son, daughter,
or parent to covered active duty in the military), and up to 26
workweeks of unpaid, job-protected leave during a single 12-month
period to an eligible employee who is the spouse, son, daughter,
parent, or next of kin of a covered servicemember with a serious injury
or illness for the employee to provide care for the servicemember. FMLA
section 404 requires the Secretary of Labor to prescribe such
regulations as necessary to enforce this Act. 29 U.S.C. 2654.
The Department's authority for the collection of information and
the required disclosure of information under the FMLA stems from the
statute and/or the implementing regulations.
Purpose and Use: No WHD forms or other information collections are
changed by this Final Rule, except in when they may apply. While the
use of the Department's FMLA forms is optional, the regulations require
employers and employees to make the third-party disclosures that the
forms cover. The FMLA third-party disclosures ensure that both
employers and employees are aware of and can exercise their rights and
meet their respective obligations under the FMLA.
Technology: The regulations prescribe no particular order or form
of records. See Sec. 825.500(b). Employers may maintain records in any
format, including electronic, when adhering to the recordkeeping
requirements covered by this information collection. The preservation
of records in such forms as microfilm or automated word or data
processing memory is acceptable, provided the employer maintains the
information and provides adequate facilities to the Department for
inspection, copying, and transcription of such records. Photocopies of
records are also acceptable under the regulations. Id.
Aside from the general requirement that third-party notifications
be in writing, with a possible exception for the employee's FMLA
request that depends on the employer's leave policies, there are no
restrictions on the method of transmission. Respondents may meet many
of their notification obligations by using Department-prepared
publications available on the WHD Web site, www.dol.gov/whd. These
forms are in PDF, fillable format for downloading and printing.
Duplication: The FMLA information collections do not duplicate
other existing information collections. In order to provide all
relevant FMLA information in one set of requirements, the recordkeeping
requirements restate a portion of the records employers must maintain
under the Fair Labor Standards Act (FLSA). Employers do not need to
duplicate the records when basic records maintained to meet FLSA
requirements also document FMLA compliance. With the exception of
records specifically tracking FMLA leave, the additional records
required by the FMLA regulations are records that employers ordinarily
maintain in the usual and ordinary course of business. The regulations
do impose, however, a three-year minimum time limit that employers must
maintain such records. The Department minimizes the FMLA information
collection burden by accepting records maintained by employers as a
matter of usual or customary business practices to the extent those
records meet the FMLA requirements. The Department also accepts records
kept due to other governmental requirements (e.g., records maintained
for tax and payroll purposes). The Department has reviewed the needs of
both employers and employees to determine the frequency of the third-
party notifications covered by this collection to establish frequencies
that provide timely information with the least burden. The Department
has further minimized the burden by developing prototype notices for
many of the third-party disclosures covered by this information
collection.
Minimizing Small Entity Burden: The Department minimizes the FMLA
information collection burden by accepting records maintained by
employers as a matter of usual or customary business practices. The
Department also accepts records kept due to requirements of other
governmental requirements (e.g., records maintained for tax and payroll
purposes). The Department has reviewed the needs of both employers and
employees to determine the frequency of the third-party notifications
covered by this collection to establish frequencies that provide timely
information with the least burden. The Department has further minimized
burden by developing prototype notices for many of the third-party
disclosures covered by this information collection and giving the text
employers must use, in accordance with FMLA section 109 (29 U.S.C.
2619), in providing a general notice to employees of their FMLA rights
and responsibilities, in addition to the prototype optional-use forms.
Agency Need: The Department is assigned a statutory responsibility
to ensure employer compliance with the FMLA. The Department uses
records covered by this information collection to determine compliance,
as required of the agency by FMLA section 107(b)(1). 29 U.S.C.
2617(b)(1). Without the third-party notifications, the Department would
have difficulty determining the extent to which employers and employees
had met their FMLA obligations.
Special Circumstances: Because of the unforeseeable and often
urgent nature of the need for FMLA leave, notice and response times
must be of short duration to ensure that employers and employees are
sufficiently informed and can exercise their FMLA rights and satisfy
their FMLA obligations.
Privacy: Employers must maintain employee medical information they
obtain for FMLA purposes as confidential medical records separately
from other personnel files. Employers must also maintain such records
in conformance with any applicable Americans with Disabilities Act and
Genetic Information Nondiscrimination Act confidentiality requirements,
except that: Supervisors and managers may be informed regarding
necessary restrictions on the work or duties of an employee and
necessary accommodations; first aid and safety personnel may be
informed (when
[[Page 9997]]
appropriate) if the employee's physical or medical condition might
require emergency treatment; and government officials investigating
compliance with FMLA (or other pertinent law) shall be provided
relevant information upon request.
Agency: Wage and Hour Division.
Title of Collection: The Family and Medical Leave Act, as Amended.
OMB Control Number: 1235-0003.
Affected Public: Individuals or Households; Private Sector--
Businesses or other for profits and not for profit institutions, farms,
state, local, and tribal governments.
Total estimated number of respondents: 7,182,916 (no change).
Total estimated number of responses: 82,371,724 (38,106 responses
added by this Final Rule).
Total estimated annual burden hours: 9,313,503 (4,918 hours added
by this Final Rule).
Burden Cost: $236,283,571 ($124,770 from this final rule).
Other Respondent Cost Burden (capital/start-up): 0.$
Other Respondent Cost Burden (operations/maintenance): $184,932,912
($108,326 (rounded) from this final rule).
The PRA requires agencies to consider public comments on
information collections and to explain in final rules how public
engagement resulted in changes from proposed rules. The Department
discussed public comments regarding comments on documentation
requirements related to establishing a family relationship earlier in
this rulemaking.
VII. Executive Orders 12866 (Regulatory Planning and Review) and 13563
(Improving Regulation and Regulatory Review)
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility. Although this rule is not economically significant within
the meaning of Executive Order 12866, it has been reviewed by OMB.
The Department revised the regulatory definition of ``spouse'' for
the purpose of the FMLA to allow all legally married employees to take
leave to care for their spouse regardless of whether their state of
residence recognizes their marriage. As a result of this Final Rule,
covered and eligible employees will be entitled to take FMLA leave
regardless of their state of residence to care for their same-sex
spouse with a serious health condition; to care for a stepchild with a
serious health condition to whom the employee does not stand in loco
parentis; to care for their parent's same-sex spouse with a serious
health condition who did not stand in loco parentis to the employee
when the employee was a child; for qualifying exigency reasons related
to the covered active duty of their same-sex spouse; and to care for
their same-sex spouse who is a covered servicemember with a serious
injury or illness. This Final Rule will not expand coverage under the
FMLA; that is, the coverage and eligibility provisions of the FMLA are
unchanged by this rule and employees who were not previously eligible
and employed by a covered establishment will not become eligible as a
result of this Final Rule.
Estimates of the number of individuals in same-sex marriages vary
widely due to issues with state level data tracking, reliance on self-
reporting, and changes in survey formatting. The Department bases its
estimate of same-sex marriages on the 2013 American Community Survey
(ACS), conducted by the U.S. Census Bureau. The 2013 ACS showed 251,695
self-reported same-sex marriages, which represents 503,390 individuals.
The Department estimates, based on the 2013 ACS, that in 45.2 percent
of same-sex marriages both partners are employed and, for the purposes
of this analysis, the Department assumes that one spouse is employed in
the remaining 54.8 percent of same-sex marriages.\5\
---------------------------------------------------------------------------
\5\ U.S. Census Bureau, 2013. American Community Survey 1-year
data file. Table 1: Household Characteristics of Opposite-Sex and
Same-Sex Couple Households; and, Table 2: Household Characteristics
of Same-Sex Couple Households by Assignment Status. Available at:
https://www.census.gov/hhes/samesex/.
---------------------------------------------------------------------------
The Department recently surveyed employers and employees nationwide
on FMLA leave taking, Family and Medical Leave in 2012.\6\ Based on
these survey findings, 59.2 percent of employees meet the eligibility
requirements for FMLA leave and are employed by covered
establishments.\7\ Of those employees, 16.8 percent were married and
took FMLA leave \8\ and of those who took leave, 17.6 percent took
leave to care for a parent, spouse, or child, and 1.4 percent took
leave to address issues related to a military family member's covered
active duty.\9\ Applying these findings to the number of individuals in
same-sex marriages based on the 2013 ACS results in an estimated 8,202
new instances of FMLA leave annually as a result of the proposed change
to the regulatory definition of spouse.10 11 This likely
[[Page 9998]]
overestimates the number of instances of new leave that would be taken,
as covered and eligible employees in same-sex marriages were already
entitled in most instances to take FMLA leave to care for a parent or
child with a serious health condition.
---------------------------------------------------------------------------
\6\ See Wage and Hour Division FMLA Surveys Web page at: https://www.dol.gov/whd/fmla/survey/ survey/.
\7\ Family and Medical Leave in 2012: Technical Report, exhibit
2.2.1, page 20, available at: https://www.dol.gov/asp/evaluation/fmla/FMLA-2012-Technical-Report.pdf.
\8\ Family and Medical Leave in 2012: Technical Report, exhibit
4.1.5, page 64.
\9\ Family and Medical Leave in 2012: Technical Report, exhibits
4.4.2, page 70, and 4.4.7, page 74.
\10\ (251,695 marriages x 45.2 percent x 2) + (251,695 x 54.8
percent) = 227,532 + 137,929 = 365,461 employed same-sex spouses.
365,461 employees x 59.2 percent = 216,353 covered, eligible
employees.
216,353 x 16.8 percent = 36,347 covered, eligible employees
taking leave.
In past rulemakings the Department has estimated that covered,
eligible employees taking leave take 1.5 instances of leave per year
for traditional FMLA purposes, 13 instances of leave per year for
qualifying exigency purposes, 44 instances of leave per year for
military caregiver leave to care for an active-duty servicemember,
and 51 instances of leave per year for military caregiver leave to
care for a covered veteran. The Department uses those same estimates
for this analysis. The Department estimates a weighted average for
an employee who takes military caregiver leave at 45.4 instances of
leave per year ((29,100 respondents x 44 responses) + (6,966
respondents x 51 responses) [rarr] 1,280,400 + 355,266 = 1,635,666
[rarr] 1,635,666/(29,100 + 6,966) = 45.4).
To determine total new instances of leave, the Department first
totaled the number of respondents per type of leave, then determined
the percentage that respondents for each type of leave represent of
all total respondents, and lastly, applied these percentages and the
averages of instances of leave per type of leave to the Department's
estimate of 36,347 same-sex, married employees who are FMLA-covered,
FMLA-eligible and actually take FMLA leave per year. These
calculations are as follows:
Traditional FMLA leave respondents: 7,000,000 + 5,950 =
7,005,950
Qualifying Exigency leave respondents: 110,000 + 30,900 =
140,900
Military Caregiver (all) leave respondents: 29,100 + 6,966 =
36,066
Total respondents: 7,182,916.
Percentage that each type of leave represents of all total
respondents:
Traditional FMLA leave respondents: 7,005,950/7,182,916 = 0.9754
or 97.54 percent.
Qualifying Exigency leave respondents: 140,900/7,182,916 =
0.0196 or 1.96 percent.
Military Caregiver (all) leave respondents: 36,066/7,182, 916 =
0.0050 or 0.50 percent.
36,347 employees x 0.9754 x 1.5 = 53,180 instances of
traditional leave
36,347 employees x 0.0196 x 13 = 9,256 instances of qualifying
exigency leave
36,347 employees x 0.0050 x 45.4 = 8,263 instances of military
caregiver leave
Total instances of leave or responses taken by individuals in
same-sex marriages: 70,699.
70,699 x 17.6 percent = 12,443 instances of leave to care for a
parent, spouse, or child.
70,699 x 1.4 percent = 990 instances of leave for qualifying
exigency reasons.
70,699 x 1.4 percent = 990 instances of leave for military
caregiver reasons.
The Department assumes that half (6,222) of the 12,443 instances
of leave for the employee's parent, child, or spouse would be taken
for the employee's same-sex spouse, stepchild, or stepparent, in
recognition of the fact that an employee with a same-sex partner is
already able to take leave to care for the employee's parent or
child.
6,222 + 990 + 990 = 8,202 new instances of FMLA leave.
\11\ PRA analysis estimates burdens imposed by the ``paperwork''
requirements, while E.O. 12866 analysis estimates the effect the
proposed regulations will have on the economy. Because E.O. 12866
and the PRA impose differing requirements, and because the
corresponding analyses are intended to meet different needs, the
estimated number of instances of leave in the PRA analysis differs
from the estimated number in the E.O. 12866 analysis.
---------------------------------------------------------------------------
Because FMLA leave is unpaid leave, the costs to employers
resulting from this Final Rule are: regulatory familiarization,
maintenance of preexisting employee health benefits during FMLA leave,
and administrative costs associated with providing required notices to
employees, requesting certifications, reviewing employee requests and
medical certifications, and making necessary changes to employer
policies. The costs related to requesting and reviewing employee
requests for leave and certifications and of providing required notices
to employees are discussed in the Paperwork Reduction Act section of
this Final Rule. The Department expects the remaining costs to be
minimal to employers. The Department has determined that this rule will
not result in an annual effect on the economy of $100 million or more.
No comments were received on the Department's regulatory impact
analysis.
VIII. Final Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980 (RFA) as amended by the
Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA),
hereafter jointly referred to as the RFA, requires agencies to evaluate
the potential effects of their proposed and final rules on small
businesses, small organizations and small governmental jurisdictions.
See 5 U.S.C. 603-604. If the rule is not expected to have a significant
economic impact on a substantial number of small entities, the RFA
allows an agency to certify such, in lieu of preparing an analysis. See
5 U.S.C. 605.
The Department certifies that this Final Rule does not have a
significant economic impact on a substantial number of small entities
within the meaning of the RFA. Therefore, a final regulatory
flexibility analysis is not required. The factual basis for this
certification is set forth below.
This Final Rule amending the FMLA regulations' definition of spouse
will not substantively alter current FMLA regulatory requirements, but
instead will allow more employees to take leave based on a same-sex
marital relationship. The Department estimates that this definitional
revision will result in 6,222 new instances of FMLA leave taken to care
for an employee's same-sex spouse, stepchild, or stepparent; 990 new
instances for qualifying exigency purposes; and 990 new instances for
military caregiver purposes. These numbers reflect the Department's
estimate that a total of 8,202 new instances of FMLA leave might be
taken as a result of this Final Rule, as detailed in the Executive
Orders 12866 and 13563 section of this Final Rule preamble. This likely
overestimates the number of new instances of leave-taking as covered
and eligible employees in same-sex marriages are already entitled in
most cases to take FMLA leave to care for a parent or child with a
serious health condition.
Because the FMLA does not require the provision of paid leave, the
costs of this rule are limited to the cost of hiring replacement
workers, maintenance of employer-provided health insurance to the
employee while on FMLA leave, compliance with the FMLA's notice
requirements, and regulatory familiarization.
The need to hire replacement workers represents a possible cost to
employers. In some businesses employers are able to redistribute work
among other employees while an employee is absent on FMLA leave, but in
other cases the employer may need to hire temporary replacement
workers. This process involves costs resulting from recruitment of
temporary workers with needed skills, training the temporary workers,
and lost or reduced productivity of these workers. The cost to
compensate the temporary workers is in most cases offset by the amount
of wages not paid to the employee absent on FMLA leave, when the
employee's FMLA leave is unpaid (i.e., the employee is not using
accrued sick or vacation leave).
In the first FMLA rulemaking, the Department drew upon available
research to suggest that the cost per employer to adjust for workers
who are on FMLA leave is fairly small. 58 FR 31810. Subsequent
rulemakings have not produced evidence to the contrary; therefore, for
the purpose of this discussion, the Department will continue to assume
that these costs are fairly small. Furthermore, most employers subject
to this Final Rule have been subject to the FMLA for some time and have
already developed internal systems for work redistribution and
recruitment of temporary workers.
Additionally, one cost to employers consists of the health
insurance benefits maintained by employers during employees' FMLA
leave. Based on the Department's recent survey on FMLA leave, Family
and Medical Leave in 2012, the average length of leave taken in one
year by a covered, eligible employee is 27.5 days.\12\ Assuming that
most employees worked an eight-hour day, the average length of FMLA
leave for an employee totals 220 hours in a given year.
---------------------------------------------------------------------------
\12\ 2012 FMLA survey data showed that employees' average length
of leave in past twelve months was 27.5 days. Family and Medical
Leave in 2012: Technical Report, page 68, available at: https://www.dol.gov/asp/evaluation/fmla/FMLA-2012-Technical-Report.pdf.
---------------------------------------------------------------------------
Further, based on methodology used in the 2008 Final Rule, which
first implemented the FMLA's military leave provisions, the Department
estimates that a covered, eligible employee will take 200 hours of FMLA
leave for qualifying exigency leave under Sec. 825.126 in a given
year. Additionally, using the same methodology, the Department
estimates that a covered, eligible employee will take 640 hours of FMLA
leave for military caregiver leave in a given year under Sec. 825.127.
73 FR 68051.
To calculate the costs of providing health insurance, the
Department utilizes data from the BLS Employer Costs for Employee
Compensation survey. According to BLS' March, 2014 report, employers
spend an average of $2.45 per hour on insurance.\13\ Cost estimates are
derived by multiplying the average leave duration with both the number
of new instances of FMLA leave taken in each category and the $2.45
hourly cost to employers for health insurance, as follows:
---------------------------------------------------------------------------
\13\ https://bls.gov/ro7/ro7ecec.htm.
---------------------------------------------------------------------------
[ssquf] Estimated annual employer benefits cost for FMLA leave
taken for employee's same-sex spouse, stepchild, or stepparent:
$3,353,658 (6,222 new instances x 220 hours \14\ x $2.45)
---------------------------------------------------------------------------
\14\ Note that 220 hours (27.5 days) is likely an overestimate,
since some of these hours would be for FMLA leave that the employee
was already eligible to take (e.g., leave for employee's parent,
spouse, or child).
---------------------------------------------------------------------------
[ssquf] Estimated annual employer benefit cost for FMLA leave taken
for qualifying
[[Page 9999]]
exigency leave: $485,100 (990 new instances x 200 hours x $2.45)
[ssquf] Estimated annual employer benefit cost for FMLA leave taken
for military caregiver leave: $1,552,320 (990 new instances x 640 hours
x $2.45).
Assuming that all covered, eligible employees taking FMLA leave
receive employer-provided health insurance benefits, the estimated
total cost to employers for providing benefits is $5,391,078
($3,353,658 + $485,100 + $1,552,320).
Further, employers will incur costs related to the increase in the
number of required notices and responses to certain information
collections due to this Final Rule. As explained in the Paperwork
Reduction Act section of this Final Rule preamble, the Department has
estimated the paperwork burden cost associated with this regulatory
change to be $233,096 per year.
Lastly, in response to this Final Rule, each employer will need to
review the definitional change, determine what revisions are necessary
to their policies, and update their handbooks or other leave-related
materials to incorporate any needed changes. This is a one-time cost to
each employer, calculated as 30 minutes at the hourly wage of a Human
Resources Specialist. The median hourly wage of a Human Resources
Specialist is $27.23 plus 40 percent in fringe benefits, which results
in a total hourly rate of $38.12 (($27.23 x 0.40) + $27.23). See BLS
Occupational Employment Statistics, Occupational Employment and Wages,
May 2013 (https://www.bls.gov/oes/current/oes131071.htm). The Department
estimates total annual respondent costs for the value of their time
dedicated to regulatory familiarization costs to be $7,261,860 ($38.12
x 0.5 hour x 381,000 covered firms and government agencies with 1.2
million establishments subject to the FMLA).
Therefore, the Department estimates the total cost of this Final
Rule to be $12,886,034 ($5,391,078 in employer provided health benefits
+ $233,096 in paperwork burden cost + $7,261,860 in regulatory
familiarization costs).
The Department believes this to be an overestimate. The FMLA
applies to public agencies and to private sector employers that employ
50 or more employees for each working day during 20 or more calendar
weeks in the current or preceding calendar year. 29 U.S.C. 2611(4). In
addition, the FMLA excludes employees from eligibility for FMLA leave
if the total number of employees employed by that employer within 75
miles of that employee's worksite is less than 50. 29 U.S.C.
2611(2)(B)(ii). Therefore, changes to the FMLA regulations by
definition will not impact small businesses with fewer than 50
employees. The Department acknowledges that some small employers that
are within the SBA definition of small business (50-500 employees) will
still have to comply with the regulation and incur costs.
In its 2012 proposed rule, the Department estimated there were
381,000 covered firms and government agencies with 1.2 million
establishments subject to the FMLA. 77 FR 8989. Applying the SBA size
definitions for small entities, the Department estimated that
approximately 83 percent, or 314,751 employers, are small entities
subject to the FMLA. 77 FR 9004. Dividing the total cost of this Final
Rule by the Department's estimate for the number of affected small
entities results in an annual cost per small entity of $40.77
($12,831,808/314,751 small entities). This is not deemed a significant
cost. In addition, if the Department assumed that all covered employers
were small entities, the annual cost per small entity would only be
$33.82 ($12,886,034/381,000 small entities). This also is not deemed a
significant cost.
The Department received no comments on its determination that the
proposed rule would not have a significant economic impact on a
substantial number of small entities within the meaning of the RFA. The
Department certifies to the Chief Counsel for Advocacy that this Final
Rule will not have a significant economic impact on a substantial
number of small entities.
IX. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for federal agencies to assess the
effects of their regulatory actions on state, local, and tribal
governments as well as on the private sector. Under section 202(a) of
UMRA, the Department must generally prepare a written statement,
including a cost-benefit analysis, for proposed and final regulations
that ``includes any Federal mandate that may result in the expenditure
by State, local, and tribal governments, in the aggregate, or by the
private sector'' in excess of $100 million in any one year ($141
million in 2012 dollars, using the Gross Domestic Product deflator).
State, local, and tribal government entities are within the scope
of the regulated community for this regulation. The Department has
determined that this Final Rule contains a federal mandate that is
unlikely to result in expenditures of $141 million or more for state,
local, and tribal governments, in the aggregate, or the private sector
in any one year.
X. Executive Order 13132, Federalism
This Final Rule does not have federalism implications as outlined
in E.O. 13132 regarding federalism. Although States are covered
employers under the FMLA, this Final Rule does not have substantial
direct effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.
XI. Executive Order 13175, Indian Tribal Governments
This Final Rule was reviewed under the terms of E.O. 13175 and
determined not to have ``tribal implications.'' This Final Rule also
does not have ``substantial direct effects on one or more Indian
tribes, on the relationship between the federal government and Indian
tribes, or on the distribution of power and responsibilities between
the federal government and Indian tribes.'' As a result, no tribal
summary impact statement has been prepared.
XII. Effects on Families
The undersigned hereby certifies that this Final Rule will not
adversely affect the well-being of families, as discussed under section
654 of the Treasury and General Government Appropriations Act, 1999.
XIII. Executive Order 13045, Protection of Children
E.O. 13045 applies to any rule that (1) is determined to be
``economically significant'' as defined in E.O. 12866, and (2) concerns
an environmental health or safety risk that the promulgating agency has
reason to believe may have a disproportionate effect on children. This
Final Rule is not subject to E.O. 13045 because it is not economically
significant as defined in Executive Order 12866 and, although the rule
addresses family and medical leave provisions of the FMLA, it does not
concern environmental health or safety risks that may
disproportionately affect children.
XIV. Environmental Impact Assessment
A review of this Final Rule in accordance with the requirements of
the National Environmental Policy Act of 1969 (NEPA), 42 U.S.C. 4321 et
seq.; the regulations of the Council on Environmental Quality, 40 CFR
1500 et seq.; and the Departmental NEPA procedures, 29 CFR part 11,
indicates that this Final Rule will not have a
[[Page 10000]]
significant impact on the quality of the human environment. Thus, no
corresponding environmental assessment or environmental impact
statement have been prepared.
XV. Executive Order 13211, Energy Supply
This Final Rule is not subject to E.O. 13211. It will not have a
significant adverse effect on the supply, distribution, or use of
energy.
XVI. Executive Order 12630, Constitutionally Protected Property Rights
This Final Rule is not subject to E.O. 12630, because it does not
involve implementation of a policy ``that has takings implications'' or
that could impose limitations on private property use.
XVII. Executive Order 12988, Civil Justice Reform Analysis
This rule was drafted and reviewed in accordance with E.O. 12988
and will not unduly burden the federal court system. This Final Rule
was: (1) Reviewed to eliminate drafting errors and ambiguities; (2)
written to minimize litigation; and (3) written to provide a clear
legal standard for affected conduct and to promote burden reduction.
List of Subjects in 29 CFR Part 825
Employee benefit plans, Health, Health insurance, Labor management
relations, Maternal and child health, Teachers.
Signed at Washington, DC, this 18th day of February, 2015.
David Weil,
Administrator, Wage and Hour Division.
For the reasons set forth in the preamble, the Department amends
Title 29, Part 825 of the Code of Federal Regulations as follows:
PART 825--THE FAMILY AND MEDICAL LEAVE ACT OF 1993
0
1. The authority citation for part 825 continues to read as follows:
Authority: 29 U.S.C. 2654.
0
2. In Sec. 825.102 revise the definition of ``spouse'' to read as
follows:
Sec. 825.102 Definitions.
* * * * *
Spouse, as defined in the statute, means a husband or wife. For
purposes of this definition, husband or wife refers to the other person
with whom an individual entered into marriage as defined or recognized
under state law for purposes of marriage in the State in which the
marriage was entered into or, in the case of a marriage entered into
outside of any State, if the marriage is valid in the place where
entered into and could have been entered into in at least one State.
This definition includes an individual in a same-sex or common law
marriage that either:
(1) Was entered into in a State that recognizes such marriages; or
(2) If entered into outside of any State, is valid in the place
where entered into and could have been entered into in at least one
State.
* * * * *
0
3. Amend Sec. 825.120 by:
0
a. Revising paragraph (a)(1);
0
b. Revising the first and fifth sentences of paragraph (a)(2);
0
c. Revising the first, second, fifth, and last sentences of paragraph
(a)(3);
0
d. Revising the first and fourth sentences of paragraph (a)(4);
0
e. Revising the first sentence of paragraph (a)(5);
0
f. Revising paragraph (a)(6); and
0
g. Revising the sixth sentence of paragraph (b).
The revisions to read as follows:
Sec. 825.120 Leave for pregnancy or birth.
(a) * * *
(1) Both parents are entitled to FMLA leave for the birth of their
child.
(2) Both parents are entitled to FMLA leave to be with the healthy
newborn child (i.e., bonding time) during the 12-month period beginning
on the date of birth. * * * Under this section, both parents are
entitled to FMLA leave even if the newborn does not have a serious
health condition.
(3) Spouses who are eligible for FMLA leave and are employed by the
same covered employer may be limited to a combined total of 12 weeks of
leave during any 12-month period if the leave is taken for birth of the
employee's son or daughter or to care for the child after birth, for
placement of a son or daughter with the employee for adoption or foster
care or to care for the child after placement, or to care for the
employee's parent with a serious health condition. This limitation on
the total weeks of leave applies to leave taken for the reasons
specified as long as the spouses are employed by the same employer. * *
* Where spouses both use a portion of the total 12-week FMLA leave
entitlement for either the birth of a child, for placement for adoption
or foster care, or to care for a parent, the spouses would each be
entitled to the difference between the amount he or she has taken
individually and 12 weeks for FMLA leave for other purposes. * * *
Note, too, that many state pregnancy disability laws specify a period
of disability either before or after the birth of a child; such periods
would also be considered FMLA leave for a serious health condition of
the birth mother, and would not be subject to the combined limit.
(4) The expectant mother is entitled to FMLA leave for incapacity
due to pregnancy, for prenatal care, or for her own serious health
condition following the birth of the child. * * * The expectant mother
is entitled to leave for incapacity due to pregnancy even though she
does not receive treatment from a health care provider during the
absence, and even if the absence does not last for more than three
consecutive calendar days. * * *
(5) A spouse is entitled to FMLA leave if needed to care for a
pregnant spouse who is incapacitated or if needed to care for her
during her prenatal care, or if needed to care for her following the
birth of a child if she has a serious health condition. * * *
(6) Both parents are entitled to FMLA leave if needed to care for a
child with a serious health condition if the requirements of Sec. Sec.
825.113 through 825.115 and 825.122(d) are met. Thus, spouses may each
take 12 weeks of FMLA leave if needed to care for their newborn child
with a serious health condition, even if both are employed by the same
employer, provided they have not exhausted their entitlements during
the applicable 12-month FMLA leave period.
(b) * * * The employer's agreement is not required for intermittent
leave required by the serious health condition of the expectant mother
or newborn child. * * *
0
4. Amend Sec. 825.121 by:
0
a. Revising the first, second, and fifth sentences of paragraph (a)(3);
and
0
b. Revising the second sentence of paragraph (a)(4).
The revisions to read as follows:
Sec. 825.121 Leave for adoption or foster care.
(a) * * *
(3) Spouses who are eligible for FMLA leave and are employed by the
same covered employer may be limited to a combined total of 12 weeks of
leave during any 12-month period if the leave is taken for the
placement of the employee's son or daughter or to care for the child
after placement, for the birth of the employee's son or daughter or to
care for the child after birth, or to care for the employee's parent
with a serious health condition. This limitation on the total weeks of
leave applies to leave taken for the reasons specified as long as the
spouses are employed by the same employer. * * * Where spouses
[[Page 10001]]
both use a portion of the total 12-week FMLA leave entitlement for
either the birth of a child, for placement for adoption or foster care,
or to care for a parent, the spouses would each be entitled to the
difference between the amount he or she has taken individually and 12
weeks for FMLA leave for other purposes. * * *
(4) * * * Thus, spouses may each take 12 weeks of FMLA leave if
needed to care for an adopted or foster child with a serious health
condition, even if both are employed by the same employer, provided
they have not exhausted their entitlements during the applicable 12-
month FMLA leave period.
* * * * *
0
5. Revise Sec. 825.122(b) to read as follows:
Sec. 825.122 Definitions of covered servicemember, spouse, parent,
son or daughter, next of kin of a covered servicemember, adoption,
foster care, son or daughter on covered active duty or call to covered
active duty status, son or daughter of a covered servicemember, and
parent of a covered servicemember.
* * * * *
(b) Spouse, as defined in the statute, means a husband or wife. For
purposes of this definition, husband or wife refers to the other person
with whom an individual entered into marriage as defined or recognized
under state law for purposes of marriage in the State in which the
marriage was entered into or, in the case of a marriage entered into
outside of any State, if the marriage is valid in the place where
entered into and could have been entered into in at least one State.
This definition includes an individual in a same-sex or common law
marriage that either:
(1) Was entered into in a State that recognizes such marriages; or
(2) If entered into outside of any State, is valid in the place
where entered into and could have been entered into in at least one
State.
* * * * *
0
6. Amend Sec. 825.127 by revising the first and second sentences of
paragraph (f) to read as follows:
Sec. 825.127 Leave to care for a covered servicemember with a serious
injury or illness (military caregiver leave).
* * * * *
(f) Spouses who are eligible for FMLA leave and are employed by the
same covered employer may be limited to a combined total of 26
workweeks of leave during the single 12-month period described in
paragraph (e) of this section if the leave is taken for birth of the
employee's son or daughter or to care for the child after birth, for
placement of a son or daughter with the employee for adoption or foster
care, or to care for the child after placement, to care for the
employee's parent with a serious health condition, or to care for a
covered servicemember with a serious injury or illness. This limitation
on the total weeks of leave applies to leave taken for the reasons
specified as long as the spouses are employed by the same employer. * *
*
0
7. Amend Sec. 825.201 by revising the first, second, and fifth
sentences of paragraph (b) to read as follows:
Sec. 825.201 Leave to care for a parent.
* * * * *
(b) Same employer limitation. Spouses who are eligible for FMLA
leave and are employed by the same covered employer may be limited to a
combined total of 12 weeks of leave during any 12-month period if the
leave is taken to care for the employee's parent with a serious health
condition, for the birth of the employee's son or daughter or to care
for the child after the birth, or for placement of a son or daughter
with the employee for adoption or foster care or to care for the child
after placement. This limitation on the total weeks of leave applies to
leave taken for the reasons specified as long as the spouses are
employed by the same employer. * * * Where the spouses both use a
portion of the total 12-week FMLA leave entitlement for either the
birth of a child, for placement for adoption or foster care, or to care
for a parent, the spouses would each be entitled to the difference
between the amount he or she has taken individually and 12 weeks for
FMLA leave for other purposes. * * *
0
8. Amend Sec. 825.202 by revising the third sentence of paragraph (c)
to read as follows:
Sec. 825.202 Intermittent leave or reduced leave schedule.
* * * * *
(c) * * * The employer's agreement is not required, however, for
leave during which the expectant mother has a serious health condition
in connection with the birth of her child or if the newborn child has a
serious health condition. * * *
* * * * *
[FR Doc. 2015-03569 Filed 2-23-15; 11:15 am]
BILLING CODE 4510-27-P