Proposed Collection; Comment Request, 7504 [2015-02616]
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Federal Register / Vol. 80, No. 27 / Tuesday, February 10, 2015 / Notices
Pavlik-Simon, 100 F Street NE.,
Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: February 4, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–02615 Filed 2–9–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
rljohnson on DSK3VPTVN1PROD with NOTICES
Extension:
Form 10–Q; SEC File No. 270–051, OMB
Control No. 3235–0064.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for approval of
extensions on the following:
Form 10–Q (17 CFR 249.308a) is filed
by issuers of securities to satisfy their
quarterly reporting obligations pursuant
to Sections 13 or 15(d) of the Exchange
Act (‘‘Exchange Act’’) (15 U.S.C. 78m or
78o(d)). The information provided by
Form 10–Q is intended to ensure the
adequacy of information available to
investors about an issuer. Form 10–Q
takes approximately 187.43 hours per
response to prepare and is filed by
approximately 22,907 respondents. We
estimated that 75% of the
approximately 187.43 hours per
response (140.57 hours) is prepared by
the company for an annual reporting
burden of 3,220,037 hours (140.57 hours
per response × 22,907 responses).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
VerDate Sep<11>2014
15:20 Feb 09, 2015
Jkt 235001
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comments
to Pamela Dyson, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549 or send an email to:
PRA_Mailbox@sec.gov.
Dated: February 4, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–02616 Filed 2–9–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
31446; 812–14234]
Exceed Advisory LLC and Exceed
ETFs; Notice of Application
February 4, 2015.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the
Act and rule 22c–1 under the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from sections 17(a)(1) and
(a)(2) of the Act, and under section
12(d)(1)(J) of the Act for an exemption
from sections 12(d)(1)(A) and (B) of the
Act.
AGENCY:
Exceed Advisory LLC
(‘‘Exceed’’) and Exceed ETFs (the
‘‘Trust’’).
SUMMARY OF APPLICATION: Applicants
request an order that permits: (a)
Actively-managed series of certain
open-end management investment
companies to issue shares (‘‘Shares’’)
redeemable in large aggregations only
(‘‘Creation Units’’); (b) secondary market
transactions in Shares to occur at
negotiated market prices; (c) certain
series to pay redemption proceeds,
under certain circumstances, more than
seven days from the tender of Shares for
redemption; (d) certain affiliated
persons of the series to deposit
securities into, and receive securities
from, the series in connection with the
purchase and redemption of Creation
Units; and (e) certain registered
APPLICANTS:
PO 00000
Frm 00103
Fmt 4703
Sfmt 4703
management investment companies and
unit investment trusts outside of the
same group of investment companies as
the series to acquire Shares.
FILING DATES: The application was filed
on November 14, 2013.
HEARING OR NOTIFICATION OF HEARING: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on March 2, 2015, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Pursuant to rule 0–5 under the
Act, hearing requests should state the
nature of the writer’s interest, any facts
bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Commission’s Secretary.
ADDRESSES: Brent J. Fields, Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
Applicants: Exceed and the Trust:
Exceed Advisory LLC, 10 West 46th
Street, #4A, New York, New York
10036.
FOR FURTHER INFORMATION CONTACT:
Kieran G. Brown, Senior Counsel, at
(202) 551–6773 or Daniele Marchesani,
Branch Chief, at (202) 551–6821
(Division of Investment Management,
Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number, or for an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. The Trust is a statutory trust
organized under the laws of Delaware
and will register with the Commission
as an open-end management investment
company. Applicants currently intend
that the initial series of the Trust that
will rely on the order will be the Exceed
Market Opportunity ETF (the ‘‘Initial
Fund’’), which will seek to protect
against a portion of market losses and to
provide enhanced returns on market
gains up to a maximum return at the
end of a specified term. To achieve its
investment objective, under normal
market conditions, the Initial Fund will
E:\FR\FM\10FEN1.SGM
10FEN1
]]>Agencies
[Federal Register Volume 80, Number 27 (Tuesday, February 10, 2015)]
[Notices]
[Page 7504]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-02616]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Extension:
Form 10-Q; SEC File No. 270-051, OMB Control No. 3235-0064.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for approval of extensions on the following:
Form 10-Q (17 CFR 249.308a) is filed by issuers of securities to
satisfy their quarterly reporting obligations pursuant to Sections 13
or 15(d) of the Exchange Act (``Exchange Act'') (15 U.S.C. 78m or
78o(d)). The information provided by Form 10-Q is intended to ensure
the adequacy of information available to investors about an issuer.
Form 10-Q takes approximately 187.43 hours per response to prepare and
is filed by approximately 22,907 respondents. We estimated that 75% of
the approximately 187.43 hours per response (140.57 hours) is prepared
by the company for an annual reporting burden of 3,220,037 hours
(140.57 hours per response x 22,907 responses).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comments to Pamela Dyson, Acting
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send
an email to: PRA_Mailbox@sec.gov.
Dated: February 4, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-02616 Filed 2-9-15; 8:45 am]
BILLING CODE 8011-01-P
