Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as Set Forth in Section 802.01E of the Exchange's Listed Company Manual, 6558 [2015-02267]
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Federal Register / Vol. 80, No. 24 / Thursday, February 5, 2015 / Notices
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours or
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of CME and on CME’s Web site at
https://www.cmegroup.com/marketregulation/rule-filings.html.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
All submissions should refer to File
Number SR–CME–2015–002 and should
be submitted on or before February 26,
2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–02251 Filed 2–4–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74184; File No. SR–NYSE–
2014–65]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of Longer Period for
Commission Action on Proposed Rule
Change Amending Its Continued
Listing Requirements in Relation to the
Late Filing of a Company’s Annual
Report With the Securities and
Exchange Commission as Set Forth in
Section 802.01E of the Exchange’s
Listed Company Manual
rljohnson on DSK3VPTVN1PROD with NOTICES
January 30, 2015.
On December 4, 2014, New York
Stock Exchange LLC (‘‘NYSE’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend its continued listing
requirements in relation to the late filing
of a company’s annual report with the
Commission as set forth in Section
802.01E of the Exchange’s Listed
Company Manual (‘‘Late Filer Rule’’).
The proposed rule change was
19 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Sep<11>2014
14:46 Feb 04, 2015
Jkt 235001
published for comment in the Federal
Register on December 17, 2014.3 The
Commission received no comment
letters regarding the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether these
proposed rule changes should be
disapproved. The 45th day for this filing
is January 31, 2015.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, pursuant to Section
19(b)(2) of the Act 5 and for the reasons
stated above, the Commission
designates March 17, 2015, as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–02267 Filed 2–4–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74178; File No. SR–BOX–
2015–06]
Self-Regulatory Organizations; BOX
Options Exchange LLC; Notice of
Filing of Proposed Rule Change To
Amend Its Rules for the Listing and
Trading on the Exchange of Options
Settling to the RealVolTM SPY Index
(‘‘Index’’)
January 30, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
3 See Securities Exchange Act Release No. 73821
(December 11, 2014), 79 FR 75217 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
PO 00000
Frm 00061
Fmt 4703
Sfmt 4703
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
21, 2015, BOX Options Exchange LLC
(the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rules 6010, 6040, 6090, and 10120 to
allow for the listing and trading on the
Exchange of options settling to the
RealVolTM SPY Index (‘‘Index’’). The
text of the proposed rule change is
available from the principal office of the
Exchange, at the Commission’s Public
Reference Room and also on the
Exchange’s Internet Web site at https://
boxexchange.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
Sections A, B, and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend its
rules to provide for the listing and
trading on the Exchange of options
settling to the RealVolTM SPY Index
(‘‘Index’’). The Index measures the
realized volatility of the SPDR® S&P
500® Exchange Traded Fund (ETF) (this
security is known by its symbol ‘‘SPY’’).
At settlement, the Index is based on the
daily closing values of SPY, over the
previous 21 trading days, as calculated
by the RealVol Daily Formula, and
promulgated by The VolX Group
Corporation (‘‘VolX®’’). Options on the
Index (proposed symbol ‘‘VOLS’’) will
be P.M. cash-settled and will have
1 15
2 17
E:\FR\FM\05FEN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
05FEN1
Agencies
[Federal Register Volume 80, Number 24 (Thursday, February 5, 2015)]
[Notices]
[Page 6558]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-02267]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-74184; File No. SR-NYSE-2014-65]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of Longer Period for Commission Action on
Proposed Rule Change Amending Its Continued Listing Requirements in
Relation to the Late Filing of a Company's Annual Report With the
Securities and Exchange Commission as Set Forth in Section 802.01E of
the Exchange's Listed Company Manual
January 30, 2015.
On December 4, 2014, New York Stock Exchange LLC (``NYSE'' or the
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend its continued listing requirements in
relation to the late filing of a company's annual report with the
Commission as set forth in Section 802.01E of the Exchange's Listed
Company Manual (``Late Filer Rule''). The proposed rule change was
published for comment in the Federal Register on December 17, 2014.\3\
The Commission received no comment letters regarding the proposed rule
change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 73821 (December 11,
2014), 79 FR 75217 (``Notice'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether these proposed rule changes should be disapproved.
The 45th day for this filing is January 31, 2015.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider the
proposed rule change.
Accordingly, pursuant to Section 19(b)(2) of the Act \5\ and for
the reasons stated above, the Commission designates March 17, 2015, as
the date by which the Commission should either approve or disapprove,
or institute proceedings to determine whether to disapprove, the
proposed rule change.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-02267 Filed 2-4-15; 8:45 am]
BILLING CODE 8011-01-P