Sunshine Act Meeting, 4324 [2015-01519]
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4324
Federal Register / Vol. 80, No. 17 / Tuesday, January 27, 2015 / Notices
J. Method and Frequency of Processor
Evaluation
Not applicable.
K. Dispute Resolution
Section III(C) of the Plan provides for
each Participant to designate an
individual to represent the Participant
as a member of an Operating Committee.
No later than the initial date of the Plan,
the Operating Committee shall designate
one member of the Operating Committee
to act as the Chair of the Operating
Committee. Any recommendation for an
amendment to the Plan from the
Operating Committee that receives an
affirmative vote of at least two-thirds of
the Participants, but is less than
unanimous, shall be submitted to the
Commission as a request for an
amendment to the Plan initiated by the
Commission under Rule 608.
On September 18, 2014, the Operating
Committee, duly constituted and
chaired by Mr. Christopher B. Stone of
FINRA, met and voted to amend the
Plan as set forth herein in accordance
with Section III(C) of the Plan.
with the provisions of 5 U.S.C. 552, will
be available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the
Participants’ principal offices. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number 4–631 and should be submitted
on or before February 17, 2015.
By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2015–01384 Filed 1–26–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed Eighth
Amendment is consistent with the Act.
Comments may be submitted by any
of the following methods:
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, January 29, 2015 at 2:00
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Piwowar, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting will be:
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings;
Consideration of amicus participation;
and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number 4–
631 on the subject line.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number 4–631. This file number should
be included on the subject line if email
is used. To help the Commission
process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s Internet
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all
subsequent amendments, all written
statements with respect to the Plan that
are filed with the Commission, and all
written communications relating to the
Plan between the Commission and any
person, other than those that may be
withheld from the public in accordance
VerDate Sep<11>2014
18:01 Jan 26, 2015
Jkt 235001
Dated: January 22, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–01519 Filed 1–23–15; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–74115; File No. SR–BYX–
2012–019]
Self-Regulatory Organization; BATS YExchange, Inc.; Order Granting an
Extension to Limited Exemption From
Rule 612(c) of Regulation NMS in
Connection With the Exchange’s Retail
Price Improvement Program
January 22, 2015.
III. Solicitation of Comments
Electronic Comments
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
PO 00000
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Fmt 4703
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On November 27, 2012, the Securities
and Exchange Commission
(‘‘Commission’’) issued an order
pursuant to its authority under Rule
612(c) of Regulation NMS (‘‘Sub-Penny
Rule) 1 that granted the BATS YExchange, Inc. (‘‘BYX’’ or the
‘‘Exchange’’) a limited exemption from
the Sub-Penny Rule in connection with
the operation of the Exchange’s Retail
Price Improvement (‘‘RPI’’) Program (the
‘‘Program’’). The limited exemption was
granted concurrently with the
Commission’s approval of the
Exchange’s proposal to adopt the
Program for a one-year pilot term.2 The
exemption was granted coterminous
with the effectiveness of the pilot
Program and has been extended once; 3
both the pilot Program and exemption
are scheduled to expire on January 31,
2015.
The Exchange now seeks to extend
the exemption until January 31, 2016.4
The Exchange’s request was made in
conjunction with an immediately
effective filing that extends the
operation of the Program until January
1 17
CFR 242.612(c).
Securities Exchange Act Release No. 68303
(November 27, 2012), 77 FR 71652 (December 3,
2012) (‘‘RPI Approval Order’’) (SR–BYX–2012–019).
3 See Securities Exchange Act Release No. 71249
(January 7, 2014), 79 FR 2229 (January 13, 2012)
(SR–BYX–2014–001) (extending the pilot period);
Securities Exchange Act Release No. 71250 (January
7, 2014), 79 FR 2234 (January 13, 2012) (Order
Granting an Extension to Limited Exemption From
Rule 612(c) of Regulation NMS in Connection With
the Exchange’s Retail Price Improvement Program).
4 See letter from Eric Swanson, Senior Vice
President and General Counsel, BYX, to Elizabeth
M. Murphy, Secretary, Commission, dated January
16, 2015.
2 See
E:\FR\FM\27JAN1.SGM
27JAN1
Agencies
[Federal Register Volume 80, Number 17 (Tuesday, January 27, 2015)]
[Notices]
[Page 4324]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-01519]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, January
29, 2015 at 2:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or her designee, has
certified that, in her opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Piwowar, as duty officer, voted to consider the items
listed for the Closed Meeting in closed session.
The subject matter of the Closed Meeting will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Consideration of amicus participation; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact the Office of the
Secretary at (202) 551-5400.
Dated: January 22, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-01519 Filed 1-23-15; 11:15 am]
BILLING CODE 8011-01-P