Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Bylaws of Its Wholly-Owned Subsidiary NYSE Regulation, Inc. To Provide That Non-Affiliated Directors Would Not Be Removed for Cause if They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between the Exchange, NYSE Regulation and NYSE Market, Inc., 70608-70609 [2014-27975]
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70608
Federal Register / Vol. 79, No. 228 / Wednesday, November 26, 2014 / Notices
is November 21, 2014.7 The
Commission is extending this 45-day
time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change.
The proposed rule change, if approved,
would authorize the Exchange to share
any User-designated risk settings in
Exchange systems with the Clearing
Member that clears transactions on
behalf of the User.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,8
designates January 5, 2015, as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2014–110).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–28081 Filed 11–25–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73657; File No. SR–NYSE–
2014–62]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing of Proposed Rule Change
Amending the Bylaws of Its WhollyOwned Subsidiary NYSE Regulation,
Inc. To Provide That Non-Affiliated
Directors Would Not Be Removed for
Cause if They Are Acting in Good Faith
in Exercising Their Responsibilities as
Directors Related to NYSE
Regulation’s Functions and
Responsibilities Delegated to It Under
the Delegation Agreement Between the
Exchange, NYSE Regulation and NYSE
Market, Inc.
mstockstill on DSK4VPTVN1PROD with NOTICES
November 20, 2014.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’),1 and Rule 19b–4
thereunder,2 notice is hereby given that
on November 7, 2014, New York Stock
Exchange LLC (‘‘NYSE’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
7 On November 19, 2014, the Exchange consented
to an extension of this time period until November
29, 2014. See 15 U.S.C. 78s(b)(2)(A)(ii)(II).
8 Id.
9 17 CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
VerDate Sep<11>2014
17:21 Nov 25, 2014
Jkt 235001
(‘‘Commission’’) a proposed rule change
as described in Items I, II and III below,
which Items have been prepared by the
Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
bylaws of its wholly-owned subsidiary
NYSE Regulation, Inc. (‘‘NYSE
Regulation’’) to provide that nonaffiliated directors (as that term is
defined in those bylaws) would not be
removed for cause if they are acting in
good faith in exercising their
responsibilities as directors related to
NYSE Regulation’s functions and
responsibilities delegated to it under the
Delegation Agreement between the
Exchange, NYSE Regulation and NYSE
Market (DE), Inc. The text of the
proposed rule change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
on the Commission’s Web site at https://
www.sec.gov, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange is proposing to amend
Article III, Section 4 of NYSE
Regulation’s Sixth Amended and
Restated Bylaws (the ‘‘Bylaws’’) to
provide that ‘‘non-affiliated directors’’ 3
3 The Bylaws define ‘‘non-affiliated directors’’ as
U.S. Persons who are not members of the board of
directors of Intercontinental Exchange, Inc. (‘‘ICE’’)
and qualify as independent under NYSE
Regulation’s director independence policy. See
Bylaw [sic] of NYSE Regulation, Inc., Article III,
Section 1(A); see also Securities [sic] Act Release
No. 67564 (August 1, 2012), 77 FR 47161 (August
7, 2012) (SR–NYSE–2012–17) (approving NYSE
Regulation’s director independence policy). The
PO 00000
Frm 00110
Fmt 4703
Sfmt 4703
would not be removed for cause if they
are acting in good faith in exercising
their responsibilities as directors related
to NYSE Regulation’s functions and
responsibilities delegated to it under the
delegation agreement between the
Exchange, NYSE Regulation and NYSE
Market (DE), Inc. (the ‘‘Delegation
Agreement’’),4 and to make conforming
changes.
Currently, Article III, Section 4 of the
Bylaws provides that the Exchange may
only remove non-affiliated directors for
‘‘cause.’’ The Exchange proposes to
amend Article III, Section 4 to provide
that ‘‘cause’’ would not encompass
‘‘decisions or actions taken in good faith
by a Non-Affiliated Director in his or
her capacity as a Director of [NYSE
Regulation] and related’’ to NYSE
Regulation’s delegated regulatory
functions and responsibilities under the
Delegation Agreement. A copy of the
proposed Seventh Amended and
Restated Bylaws is attached as Exhibit
5.5
The proposed amendment to the
Bylaws makes explicit that conduct
consistent with a non-affiliated
director’s duties and responsibilities
related to NYSE Regulation’s delegated
functions and responsibilities does not
constitute grounds for removal. The
Exchange believes that approval of the
proposed change would confirm to nonaffiliated directors that they would not
be removed for decisions or actions
taken in the exercise of their fiduciary
duties to NYSE Regulation and,
accordingly, contribute to a more
efficient and orderly decision-making
process at the board level.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Exchange Act 6 in
general, and with Section 6(b)(1) 7 in
particular, in that it enables the
Exchange to be so organized as to have
the capacity to be able to carry out the
purposes of the Exchange Act and to
comply, and to enforce compliance by
its exchange members and persons
Bylaws require that a majority of NYSE Regulation’s
Board consist of non-affiliated directors. The
remaining directors are NYSE Regulation’s Chief
Executive Officer (‘‘CEO’’) and members of the ICE
board of directors that qualify as independent under
NYSE Regulation’s director independence policy.
The Bylaws do not require any affiliated directors
other than the NYSE Regulation CEO.
4 See Securities [sic] Act Release No. 53382
(February 27, 2006), 71 FR 11251 (March 6, 2006)
(SR–NYSE–2005–77) (approving NYSE’s business
combination with Archipelago Holdings, Inc.).
5 The Commission notes the Exhibit 5 is attached
to the filing submitted by the Exchange, but is not
attached to the published notice of this filing.
6 15 U.S.C. 78f(b).
7 15 U.S.C. 78f(b)(1).
E:\FR\FM\26NON1.SGM
26NON1
mstockstill on DSK4VPTVN1PROD with NOTICES
Federal Register / Vol. 79, No. 228 / Wednesday, November 26, 2014 / Notices
associated with its exchange members,
with the provisions of the Exchange Act,
the rules and regulations thereunder,
and the rules of the Exchange. The
proposed amendment to the Bylaws
would make explicit that a nonaffiliated director cannot be removed for
cause for decisions or actions taken in
good faith related to the regulatory
functions and responsibilities delegated
to NYSE Regulation by the Exchange.
The proposed amendment would
therefore provide non-affiliated
directors with reasonable assurances
that actions or decisions consistent with
their fiduciary duty and believed, in
good faith, to be the proper exercise of
NYSE Regulation’s delegated functions
and responsibilities could not be used
as a basis to remove those directors from
office. Accordingly, the Exchange
believes that the proposed amendment
would contribute to the orderly
operation of the NYSE Regulation board
of directors and its decision-making
process, and would enable the Exchange
to be so organized as to have the
capacity to carry out the purposes of the
Exchange Act and comply and enforce
compliance by its members and persons
associated with its members, with the
provisions of the Exchange Act. The
Exchange therefore believes that
approval of the amendment to the
Bylaws is consistent with Section
6(b)(1).
The Exchange also believes that this
filing furthers the objectives of Section
6(b)(5) of the Exchange Act 8 because the
proposed rule change would be
consistent with and facilitate a
governance and regulatory structure that
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to, and perfect the
mechanism of a free and open market
and a national market system and, in
general, to protect investors and the
public interest. As discussed above, the
Exchange believes that the proposed
amendment would remove potential
uncertainty among non-affiliated
directors that certain decisions or
actions taken in good faith related to the
delegated functions and responsibilities
could result in their removal from NYSE
Regulation’s board of directors for cause
and thereby would contribute to
improved effectiveness in the board
decision-making process. The proposed
amendment is therefore consistent with
8 15
U.S.C. 78f(b)(5).
VerDate Sep<11>2014
17:21 Nov 25, 2014
Jkt 235001
and facilitates a governance and
regulatory structure that furthers the
objectives of Section 6(b)(5) of the
Exchange Act. The orderly and efficient
operation of NYSE Regulation and its
board of directors is also designed to
protect investors as well as the public
interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Exchange Act.
The proposed rule change is not
intended to address competitive issues
but rather is concerned solely with the
administration and functioning of the
NYSE Regulation board of directors.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or up to 90 days (i) as the
Commission may designate if it finds
such longer period to be appropriate
and publishes its reasons for so finding
or (ii) as to which the self-regulatory
organization consents, the Commission
will:
(A) By order approve or disapprove
the proposed rule change, or
(B) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSE–2014–62 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
PO 00000
Frm 00111
Fmt 4703
Sfmt 4703
70609
All submissions should refer to File
Number SR–NYSE–2014–62. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2014–62, and should be submitted on or
beforeDecember 17, 2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–27975 Filed 11–25–14; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 8954]
30-Day Notice of Proposed Information
Collection: Foreign Diplomatic
Services Applications (FDSA)
Notice of request for public
comment and submission to OMB of
proposed collection of information.
ACTION:
The Department of State has
submitted the information collection
described below to the Office of
Management and Budget (OMB) for
approval. In accordance with the
Paperwork Reduction Act of 1995 we
are requesting comments on this
SUMMARY:
9 17
CFR 200.30–3(a)(12).
E:\FR\FM\26NON1.SGM
26NON1
Agencies
[Federal Register Volume 79, Number 228 (Wednesday, November 26, 2014)]
[Notices]
[Pages 70608-70609]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-27975]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-73657; File No. SR-NYSE-2014-62]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing of Proposed Rule Change Amending the Bylaws of Its
Wholly-Owned Subsidiary NYSE Regulation, Inc. To Provide That Non-
Affiliated Directors Would Not Be Removed for Cause if They Are Acting
in Good Faith in Exercising Their Responsibilities as Directors Related
to NYSE Regulation's Functions and Responsibilities Delegated to It
Under the Delegation Agreement Between the Exchange, NYSE Regulation
and NYSE Market, Inc.
November 20, 2014.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Exchange Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is
hereby given that on November 7, 2014, New York Stock Exchange LLC
(``NYSE'' or the ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') a proposed rule change as described in
Items I, II and III below, which Items have been prepared by the
Exchange. The Commission is publishing this notice to solicit comments
on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend the bylaws of its wholly-owned
subsidiary NYSE Regulation, Inc. (``NYSE Regulation'') to provide that
non-affiliated directors (as that term is defined in those bylaws)
would not be removed for cause if they are acting in good faith in
exercising their responsibilities as directors related to NYSE
Regulation's functions and responsibilities delegated to it under the
Delegation Agreement between the Exchange, NYSE Regulation and NYSE
Market (DE), Inc. The text of the proposed rule change is available on
the Exchange's Web site at www.nyse.com, at the principal office of the
Exchange, on the Commission's Web site at https://www.sec.gov, and at
the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange is proposing to amend Article III, Section 4 of NYSE
Regulation's Sixth Amended and Restated Bylaws (the ``Bylaws'') to
provide that ``non-affiliated directors'' \3\ would not be removed for
cause if they are acting in good faith in exercising their
responsibilities as directors related to NYSE Regulation's functions
and responsibilities delegated to it under the delegation agreement
between the Exchange, NYSE Regulation and NYSE Market (DE), Inc. (the
``Delegation Agreement''),\4\ and to make conforming changes.
---------------------------------------------------------------------------
\3\ The Bylaws define ``non-affiliated directors'' as U.S.
Persons who are not members of the board of directors of
Intercontinental Exchange, Inc. (``ICE'') and qualify as independent
under NYSE Regulation's director independence policy. See Bylaw
[sic] of NYSE Regulation, Inc., Article III, Section 1(A); see also
Securities [sic] Act Release No. 67564 (August 1, 2012), 77 FR 47161
(August 7, 2012) (SR-NYSE-2012-17) (approving NYSE Regulation's
director independence policy). The Bylaws require that a majority of
NYSE Regulation's Board consist of non-affiliated directors. The
remaining directors are NYSE Regulation's Chief Executive Officer
(``CEO'') and members of the ICE board of directors that qualify as
independent under NYSE Regulation's director independence policy.
The Bylaws do not require any affiliated directors other than the
NYSE Regulation CEO.
\4\ See Securities [sic] Act Release No. 53382 (February 27,
2006), 71 FR 11251 (March 6, 2006) (SR-NYSE-2005-77) (approving
NYSE's business combination with Archipelago Holdings, Inc.).
---------------------------------------------------------------------------
Currently, Article III, Section 4 of the Bylaws provides that the
Exchange may only remove non-affiliated directors for ``cause.'' The
Exchange proposes to amend Article III, Section 4 to provide that
``cause'' would not encompass ``decisions or actions taken in good
faith by a Non-Affiliated Director in his or her capacity as a Director
of [NYSE Regulation] and related'' to NYSE Regulation's delegated
regulatory functions and responsibilities under the Delegation
Agreement. A copy of the proposed Seventh Amended and Restated Bylaws
is attached as Exhibit 5.\5\
---------------------------------------------------------------------------
\5\ The Commission notes the Exhibit 5 is attached to the filing
submitted by the Exchange, but is not attached to the published
notice of this filing.
---------------------------------------------------------------------------
The proposed amendment to the Bylaws makes explicit that conduct
consistent with a non-affiliated director's duties and responsibilities
related to NYSE Regulation's delegated functions and responsibilities
does not constitute grounds for removal. The Exchange believes that
approval of the proposed change would confirm to non-affiliated
directors that they would not be removed for decisions or actions taken
in the exercise of their fiduciary duties to NYSE Regulation and,
accordingly, contribute to a more efficient and orderly decision-making
process at the board level.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Exchange Act \6\ in general, and with Section
6(b)(1) \7\ in particular, in that it enables the Exchange to be so
organized as to have the capacity to be able to carry out the purposes
of the Exchange Act and to comply, and to enforce compliance by its
exchange members and persons
[[Page 70609]]
associated with its exchange members, with the provisions of the
Exchange Act, the rules and regulations thereunder, and the rules of
the Exchange. The proposed amendment to the Bylaws would make explicit
that a non-affiliated director cannot be removed for cause for
decisions or actions taken in good faith related to the regulatory
functions and responsibilities delegated to NYSE Regulation by the
Exchange. The proposed amendment would therefore provide non-affiliated
directors with reasonable assurances that actions or decisions
consistent with their fiduciary duty and believed, in good faith, to be
the proper exercise of NYSE Regulation's delegated functions and
responsibilities could not be used as a basis to remove those directors
from office. Accordingly, the Exchange believes that the proposed
amendment would contribute to the orderly operation of the NYSE
Regulation board of directors and its decision-making process, and
would enable the Exchange to be so organized as to have the capacity to
carry out the purposes of the Exchange Act and comply and enforce
compliance by its members and persons associated with its members, with
the provisions of the Exchange Act. The Exchange therefore believes
that approval of the amendment to the Bylaws is consistent with Section
6(b)(1).
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f(b).
\7\ 15 U.S.C. 78f(b)(1).
---------------------------------------------------------------------------
The Exchange also believes that this filing furthers the objectives
of Section 6(b)(5) of the Exchange Act \8\ because the proposed rule
change would be consistent with and facilitate a governance and
regulatory structure that is designed to prevent fraudulent and
manipulative acts and practices, to promote just and equitable
principles of trade, to foster cooperation and coordination with
persons engaged in regulating, clearing, settling, processing
information with respect to, and facilitating transactions in
securities, to remove impediments to, and perfect the mechanism of a
free and open market and a national market system and, in general, to
protect investors and the public interest. As discussed above, the
Exchange believes that the proposed amendment would remove potential
uncertainty among non-affiliated directors that certain decisions or
actions taken in good faith related to the delegated functions and
responsibilities could result in their removal from NYSE Regulation's
board of directors for cause and thereby would contribute to improved
effectiveness in the board decision-making process. The proposed
amendment is therefore consistent with and facilitates a governance and
regulatory structure that furthers the objectives of Section 6(b)(5) of
the Exchange Act. The orderly and efficient operation of NYSE
Regulation and its board of directors is also designed to protect
investors as well as the public interest.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Exchange Act. The proposed rule
change is not intended to address competitive issues but rather is
concerned solely with the administration and functioning of the NYSE
Regulation board of directors.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of publication of this notice in the
Federal Register or up to 90 days (i) as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or (ii) as to which the self-regulatory
organization consents, the Commission will:
(A) By order approve or disapprove the proposed rule change, or
(B) institute proceedings to determine whether the proposed rule
change should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSE-2014-62 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2014-62. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal offices of the Exchange.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-NYSE-2014-62,
and should be submitted on or before December 17, 2014.
---------------------------------------------------------------------------
\9\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-27975 Filed 11-25-14; 8:45 am]
BILLING CODE 8011-01-P