In the Matter of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, Inc.), BTHC XV, Inc., Caleco Pharma Corp., and CareAdvantage, Inc., Order of Suspension of Trading, 53247-53248 [2014-21393]

Download as PDF Federal Register / Vol. 79, No. 173 / Monday, September 8, 2014 / Notices amendments to Rule G–48, generally reflect a unified approach to SMMP status, which would require additional affirmations by the customer regarding the customer’s sophistication on certain matters to qualify for SMMP status and which would result in exemptions from certain associated MSRB rules for dealer transactions with SMMPs. Relevant to the proposed best execution obligation for dealers, the proposed amendments to the SMMP definition would require an additional affirmation by the customer that the customer is exercising independent judgment in evaluating the quality of the dealer’s execution of the customer’s transactions in order for the customer to qualify for SMMP status and the proposed amendments to Rule G–48 would provide an exemption from a dealer’s best execution obligation to customers for transactions with SMMPs. The Commission requests comment on the proposed unified approach to SMMP status, including the particular context of the proposed best execution obligations for dealers. The Commission requests comment on whether or not there are circumstances in which an otherwise-eligible SMMP may prefer to affirm that it is exercising independent judgment in evaluating the recommendations of a dealer and not be covered by the protections of the dealer’s obligation to conduct a customer-specific suitability analysis, but not to affirm that it is exercising independent judgment with respect to the dealer’s quality of execution of the SMMP’s transactions and remain protected by the proposed best execution obligation imposed on dealers. Commenters also are invited to provide comments regarding the required customer affirmations generally under the SMMP definition. Comments may be submitted by any of the following methods: rmajette on DSK2TPTVN1PROD with NOTICES Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–MSRB–2014–07 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. All submissions should refer to File Number SR–MSRB–2014–07. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use VerDate Mar<15>2010 15:14 Sep 05, 2014 Jkt 232001 only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the MSRB. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–MSRB– 2014–07 and should be submitted on or before September 29, 2014. For the Commission, pursuant to delegated authority.36 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–21249 Filed 9–5–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–72955; File No. SR–EDGX– 2014–05] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order September 2, 2014. On March 7, 2014, EDGX Exchange, Inc. (‘‘Exchange’’ or ‘‘EDGX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend its rules to add a new order type called the Mid-Point Discretionary Order (‘‘MDO’’) and to reflect the priority of MDOs. The 36 17 CFR § 200.30–3(a)(12). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 1 15 PO 00000 Frm 00086 Fmt 4703 Sfmt 4703 53247 proposed rule change was published for comment in the Federal Register on March 25, 2014.3 On May 2, 2014, the Commission extended the time period in which to either approve or disapprove the proposed rule change to June 23, 2014.4 On June 20, 2014, the Commission instituted proceedings to determine whether to approve or disapprove the proposed rule change.5 The Commission received no comment letters on the proposed rule change. On August 22, 2014, EDGX withdrew the proposed rule change (SR–EDGX–2014– 05). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–21248 Filed 9–5–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, Inc.), BTHC XV, Inc., Caleco Pharma Corp., and CareAdvantage, Inc., Order of Suspension of Trading September 4, 2014. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, Inc.) because it has not filed any periodic reports since the period ended September 30, 2012. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of BTHC XV, Inc. because it has not filed any periodic reports since the period ended December 31, 2011. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Caleco Pharma Corp. because it has not filed any periodic reports since the period ended April 30, 2011. It appears to the Securities and Exchange Commission that there is a 3 See Securities Exchange Act Release No. 71747 (March 19, 2014), 79 FR 16401. 4 See Securities Exchange Act Release No. 72086 (May 2, 2014), 79 FR 26473 (May 8, 2014). 5 See Securities Exchange Act Release No. 72445 (June 20, 2014), 79 FR 36354 (June 26, 2014). 6 17 CFR 200.30–3(a)(31). E:\FR\FM\08SEN1.SGM 08SEN1 53248 Federal Register / Vol. 79, No. 173 / Monday, September 8, 2014 / Notices lack of current and accurate information concerning the securities of CareAdvantage, Inc. because it has not filed any periodic reports since the period ended September 30, 2011. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on September 4, 2014, through 11:59 p.m. EDT on September 17, 2014. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2014–21393 Filed 9–4–14; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Asia Cork, Inc., Biocurex, Inc., Carthew Bay Technologies Inc., Current Technology Corp., Gamecorp Ltd. (n/k/a DealNet Capital Corp.), Globetech Ventures Corp., and Pepper Rock Resources Corp.; Order of Suspension of Trading concerning the securities of Gamecorp Ltd. (n/k/a DealNet Capital Corp.) because it has not filed any periodic reports since the period ended September 30, 2009. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Globetech Ventures Corp. because it has not filed any periodic reports since the period ended September 30, 2010. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Pepper Rock Resources Corp. because it has not filed any periodic reports since the period ended April 30, 2011. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on September 4, 2014, through 11:59 p.m. EDT on September 17, 2014. By the Commission. Jill M. Peterson, Assistant Secretary. Falaha, also known as Abu Mohammad Al-Adnani, also known as Yasser Khalaf Hussein Nazal al-Rawi, also known as Jaber Taha Falah, also known as Abu Baker al-Khatab, also known as Abu Sadek al-Rawi, also known as Taha alBanshi, also known as Abu Mohamed al-Adnani, also known as AbuMuhammad al-Adnani al-Shami committed, or poses a significant risk of committing, acts of terrorism that threaten the security of U.S. nationals or the national security, foreign policy, or economy of the United States. Consistent with the determination in section 10 of Executive Order 13224 that ‘‘prior notice to persons determined to be subject to the Order who might have a constitutional presence in the United States would render ineffectual the blocking and other measures authorized in the Order because of the ability to transfer funds instantaneously,’’ I determine that no prior notice needs to be provided to any person subject to this determination who might have a constitutional presence in the United States, because to do so would render ineffectual the measures authorized in the Order. This notice shall be published in the Federal Register. [FR Doc. 2014–21392 Filed 9–4–14; 4:15 pm] Dated: August 15, 2014. Wendy R. Sherman, Under Secretary of State for Political Affairs. BILLING CODE 8011–01–P [FR Doc. 2014–21325 Filed 9–5–14; 8:45 am] rmajette on DSK2TPTVN1PROD with NOTICES September 4, 2014. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Asia Cork, Inc. because it has not filed any periodic reports since the period ended March 31, 2011. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Biocurex, Inc. because it has not filed any periodic reports since the period ended September 30, 2012. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Carthew Bay Technologies Inc. because it has not filed any periodic reports since the period ended December 31, 2010. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Current Technology Corp. because it has not filed any periodic reports since the period ended September 30, 2009. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information VerDate Mar<15>2010 15:14 Sep 05, 2014 Jkt 232001 BILLING CODE 4710–10–P DEPARTMENT OF STATE [Public Notice 8861] DEPARTMENT OF TRANSPORTATION In the Matter of the Designation of Abu Mohammed al-Adnani Also Known as Taha Sobhi Falaha Also Known as Abu Mohammad Al-Adnani Also Known as Yasser Khalaf Hussein Nazal al-Rawi Also Known as Jaber Taha Falah Also Known as Abu Baker al-Khatab Also Known as Abu Sadek al-Rawi Also Known as Taha al-Banshi Also Known as Abu Mohamed al-Adnani Also Known as Abu-Muhammad al-Adnani al-Shami as a Specially Designated Global Terrorist Pursuant to Section 1(b) of Executive Order 13224, as Amended Federal Aviation Administration Acting under the authority of and in accordance with section 1(b) of Executive Order 13224 of September 23, 2001, as amended by Executive Order 13268 of July 2, 2002, and Executive Order 13284 of January 23, 2003, as well as Department of State Delegation Authority No. 284–1, dated February 13, 2009, I hereby determine that the individual known as Abu Mohammed al-Adnani, also known as Taha Sobhi PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 [Summary Notice No. PE–2014–66] Petition for Exemption; Summary of Petition Received Federal Aviation Administration (FAA), DOT. ACTION: Notice of petition for exemption received. AGENCY: This notice contains a summary of a petition seeking relief from specified requirements of 14 CFR. The purpose of this notice is to improve the public’s awareness of, and participation in, this aspect of FAA’s regulatory activities. Neither publication of this notice nor the inclusion or omission of information in the summary is intended to affect the legal status of the petition or its final disposition. DATES: Comments on this petition must identify the petition docket number and must be received on or before September 29, 2014. SUMMARY: E:\FR\FM\08SEN1.SGM 08SEN1

Agencies

[Federal Register Volume 79, Number 173 (Monday, September 8, 2014)]
[Notices]
[Pages 53247-53248]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-21393]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


In the Matter of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) 
(n/k/a Goozex Holdings, Inc.), BTHC XV, Inc., Caleco Pharma Corp., and 
CareAdvantage, Inc., Order of Suspension of Trading

September 4, 2014.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, 
Inc.) because it has not filed any periodic reports since the period 
ended September 30, 2012.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
BTHC XV, Inc. because it has not filed any periodic reports since the 
period ended December 31, 2011.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Caleco Pharma Corp. because it has not filed any periodic reports since 
the period ended April 30, 2011.
    It appears to the Securities and Exchange Commission that there is 
a

[[Page 53248]]

lack of current and accurate information concerning the securities of 
CareAdvantage, Inc. because it has not filed any periodic reports since 
the period ended September 30, 2011.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies. Therefore, it is ordered, 
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that 
trading in the securities of the above-listed companies is suspended 
for the period from 9:30 a.m. EDT on September 4, 2014, through 11:59 
p.m. EDT on September 17, 2014.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014-21393 Filed 9-4-14; 4:15 pm]
BILLING CODE 8011-01-P
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